QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
The Strand London WC2A 2LL |
||
B e f o r e :
and
MR JUSTICE UNDERHILL
____________________
KEMEN URANGA ARTOLA | ||
Appellant | ||
- v - | ||
THE 6th SECTION OF THE NATIONAL HIGH COURT OF MADRID, SPAIN | ||
Respondent |
____________________
Wordwave International Ltd (a Merrill Communications Company)
190 Fleet Street, London EC4
Telephone No: 020 7421 4040
(Official Shorthand Writers to the Court)
London NW1 7HJ) appeared on behalf of the Appellant
Mr Ben Lloyd (instructed by the Crown Prosecution Service)
appeared on behalf of the Respondent
____________________
Crown Copyright ©
Wednesday 6 February 2013
LORD JUSTICE TOULSON:
"25 October 2001
WRIT FOR AN INTERNATIONAL ARREST WARRANT"
In box (c) the maximum sentence was stated to be "FROM 5 TO 10 YEARS' IMPRISONMENT". Box (e) contained a fairly detailed description of the alleged offence. In summary, it was alleged that in October 2000 members of ETA were in contact with the appellant in Bilbao. At their behest he rented a flat in Basauri as a safe house for members of ETA. On 15 October 2000 police searched the flat under a court order. They found explosives, detonators, timing devices, false vehicle licence plates, ammunition and documents and instructions for preparing explosives. The nature and legal classification of the offence was stated to be "CO-OPERATION WITH A TERRORIST GROUP AS STIPULATED IN ARTICLE 576 OF THE SPANISH CRIMINAL CODE". That was followed on the original Spanish version of the EAW by a cross against "terrorism" in the list of Framework offences, but no cross appeared on the English translation. The judicial authority which issued the warrant was stated to be Examining Central Court number 6, Audiencia Nacional.
(1) The validity of an EAW is a jurisdictional requirement.
(2) Strict compliance is required.
(3) No extraneous material may be used for the purpose.
(4) The burden of proof rests on a requesting judicial authority to the criminal standard.
(5) The time for assessment of validity is when SOCA certified the EAW (in this case 3 August 2012).
(6) It may in some circumstances be open to a respondent to rely on extraneous material not for the purpose of challenging the validity of an EAW which is valid on its face, but in support of an abuse of process argument.
The challenges under section 2
"The European Arrest Warrant shall contain the following information set out in accordance with the form contained in the Annex:
(a) the identity and nationality of the requested person;
(b) the name, address, telephone and fax numbers and e-mail address of the issuing judicial authority;
(c) evidence of an enforceable judgment, an arrest warrant or any other enforceable decision having the same effect, coming within the scope of Articles 1 and 2;
(d) the nature and legal classification of the offence, particularly in respect of Article 2;
(e) a description of the circumstances in which the offence was committed, including the time, place and degree of participation in the offence by the requested person;
(f) the penalty imposed, if there is a final judgment, or the prescribed scale of penalties for the offence under the law of the issuing Member state;
(g) if possible, other consequences of the offence."
Article 1, to which Article 8(c) makes reference, defines an EAW in this way:
"A European arrest warrant is a judicial decision issued by a Member State with a view to the arrest and surrender by another Member State of a requested person, for the purposes of conducting a criminal prosecution or executing a custodial sentence or detention order."
"(1) This section applies if a designated authority receives a Part 1 warrant in respect of a person.
(2) A Part 1 warrant is an arrest warrant which is issued by a judicial authority of a category 1 territory and which contains --
(a) the statement referred to in subsection (3) and the information referred to in subsection (4), or
(b) the statement referred to in subsection (5) and the information referred to in subsection (6).
(3) The statement is one that --
(a) the person in respect of whom the Part 1 warrant is issued is accused in the category 1 territory of the commission of an offence specified in the warrant, and
(b) the Part 1 warrant is issued with a view to his arrest and extradition to the category 1 territory for the purpose of being prosecuted for the offence.
(4) The information is --
(a) particulars of the person's identity;
(b) particulars of any other warrant issued in the category 1 territory for the person's arrest in respect of the offence;
(c) particulars of the circumstances in which the person is alleged to have committed the offence ....
(d) particulars of the sentence which may be imposed under the law of the category 1 territory in respect of the offence if the person is convicted of it.
(5) The statement is one that --
(a) the person in respect of whom the Part 1 warrant is issued [has been convicted] of an offence specified in the warrant by a court in the category 1 territory; and
(b) the Part 1 warrant is issued with a view to his arrest and extradition to the category 1 territory for the purpose of being sentenced for the offence or of serving a sentence of imprisonment or another form of detention imposed in respect of the offence.
(6) The information is --
(a) particulars of the person's identity;
(b) particulars of the conviction;
(c) particulars of any other warrant issued in the category 1 territory for the person's arrest in respect of the offence;
(d) particulars of the sentence which may be imposed under the law of the category 1 territory in respect of the offence, if the person has not been sentenced for the offence;
(e) particulars of the sentence which has been imposed under the law of the category 1 territory in respect of the offence, if the person has been sentenced for the offence."
Subsections (5) and (6) are not directly in point in this case, but I have included them because they have featured in the argument, as will become clear.
"9. .... (i) the Framework Decision does not in Article 8(1)(c) use the phrase 'European arrest warrant', as it does consistently elsewhere when referring to such a warrant; (ii) the concepts of 'an enforceable judgment, an arrest warrant or any other enforceable judicial decision' cannot easily be understood as limited to a European arrest warrant; (iii) the phrase 'coming within the scope of Articles 1 and 2' can and should simply be understood as meaning that the enforceable judgment, arrest warrant or other enforceable judicial decision must be 'for the purposes of conducting a criminal prosecution or executing a custodial sentence or detention order' and be 'issued for acts punishable by the law of the issuing member state by a custodial sentence or a detention order for a maximum period of at least twelve months or, where a sentence has been passed or a detention order has been made, for sentences of at least four months'; (iv) one European arrest warrant is most unlikely to be based on another...."
Lord Mance went on to say at [10]:
".... It is entirely understandable that the Framework Decision should require a European arrest warrant to set out its jurisdictional basis in the domestic law of the issuing state."
The requirement that the EAW should identify the jurisdictional basis for the EAW in the law of the issuing state lies at the heart of the judgment. Lord Mance concluded at [15]:
"The question certified by the Divisional Court is: 'Whether the reference to "any other warrant" in sections 2(4)(b) and 2(6)(c) of the Extradition Act 2003 properly construed is a reference to any other domestic warrant on which the European arrest warrant is based.' For the reasons given above and those given by the Divisional Court, the answer is that the reference is to any domestic warrant on which the European arrest warrant is based, and not to any other European arrest warrant which may have been issued on the basis of any such domestic warrant."
".... To come within the scope of Articles 1 and 2, it must satisfy two conditions. First, it must be 'for the purposes of conducting a criminal prosecution or executing a custodial sentence or detention order' in the issuing Member State (article 1(1)). Secondly, it must be issued in respect of acts which 'are punishable by the law of the issuing Member State by a custodial sentence or a detention order for a maximum period of at least twelve months ....' or be in respect of one of the offences specified in article 2(2) punishable in the issuing Member State by a custodial sentence or detention order for a maximum of at least three years. In other words, the scope of articles 1 and 2 is concerned with the purpose for which the enforceable judgment etc was issued (article 1(1)) and the content of the law of the issuing Member State (article 2). It is only an enforceable judgment etc which satisfied the two conditions specified in articles 1 and 2 that can provide a basis for the issue of an EAW. It follows that the words 'within the scope of articles 1 and 2' provide no support for the view that the enforceable judgment etc is a previous EAW. On the contrary, they indicate that the enforceable judgment etc must satisfy the two specified conditions of the domestic law of the state of the issuing judicial authority."
Dyson LJ added at [27]:
"In our judgment, there is no warrant for holding that article 8(1)(c) requires an EAW to contain evidence of an earlier EAW on which it is not based or for holding that it does not require an EAW to contain evidence of the enforceable judgment etc on which EAW is based." (original emphasis)
That proposition was put in largely negative terms, but the positive counterpart was that stated by Lord Mance at [10] in his judgment in the Supreme Court.
"1. That the nature of the issued International Arrest Warrant is a court order dated 25 October 2001 decreeing the national search, arrest and preventive detention and the issuance of an international arrest warrant against Kemen Uranga Artola.
2. It is a court order issued by this Court decreeing the international arrest of the defendant Kemen Uranga Artola.
3. That the said International Arrest Warrant dated 25 October 2001 was issued by this Central Investigative Court Number Six of the National High Court."
The communiqué went on to give further details of the offence with which the appellant was charged. It is unnecessary to set those out.
".... The first is that the jurisdiction is exceptional. The statements in the warrant must comprise statutory particulars which are wrong or incomplete in some respect which is misleading (though not necessarily intentionally). Secondly, the true facts required to correct the error or omission must be clear and beyond legitimate dispute. .... Third, the error or omission must be material to the operation of the statutory scheme. No doubt errors in some particulars (such as the identity of the defendant or the offence charged) would by their very nature be material. In other cases, the materiality of the error will depend on its impact on the decision whether or not to order extradition. The fourth observation follows form the third. In my view, Ms Cumberland was right to submit to Sir Anthony May P in Murua [[2010] EWHC 2609 (Admin)] that the sole juridical basis for the inquiry into the accuracy of the particulars in the warrant is abuse of process. I do not think that it goes to the validity of the warrant...."
"26. In section 2, in respect of information to be included, there is a patent dichotomy between the requirements for an accusation warrant on the one hand, and a conviction warrant on the other. Section 2(4)(c) expressly requires particulars of the circumstances of the offence to be included in an accusation warrant: section 2(6)(b) does not require those particulars in a conviction warrant. It must be taken that Parliament intended the information as to the circumstances of the underlying offence required in an accusation warrant to be different from that required in a conviction warrant. It cannot have been their intention to have the requirements of section 2(4)(c) read across into section 2(6)(b).
27. In seeking a rational basis for that distinction, one needs to consider the purposes of each type of warrant.
28. An accusation warrant seeks to extradite a person so that he can face a criminal charge within the state seeking extradition: therefore, as Miss Wilkes submitted, it derives its legal characteristics from the alleged criminal conduct which founds that charge in the state seeking extradition. So far as an accusation warrant is concerned, the terminology of section 2(4)(c), namely 'particulars of the circumstances in which the person is alleged to have committed the offence ....', therefore understandably requires more than a general indication of the alleged criminal conduct .... A significant level of particularisation is required to enable the person sought to be extradited to identify exactly what he might face at trial.
29. A conviction warrant on the other hand seeks to extradite a person to face the appropriate consequences of his conviction: therefore, it derives its legal characteristics from the conviction. The trial has already taken place and, following conviction, a considerable number of matters which are unknown at the accusation stage are no longer uncertain. For example, the basis and even the evidence upon which the conviction was found are known and fixed. It is therefore understandable that, as section 2(6)(b) requires, the warrant must inform the person sought to be extradited of the details of the relevant conviction.
30. Those details must of course include, for example, the court and date of the conviction. ...."
"In my judgment in the vast majority of cases, amongst the most fundamental pieces of information provided will be: what is the court, and what is the date of the decision giving rise to the warrant? It must, in my judgment be an exceptional set of circumstances where failure to identify the date nonetheless can be made up by the surrounding information so as to satisfy the requirements of section 2(6)(b) to provide particulars of the conviction."
"evidence of an enforceable judgment, an arrest warrant or any other enforceable judicial decision having the same effect, coming within the scope of Articles 1 and 2."
Mr Lloyd submitted that the court should not lay down additional universal requirements. In that respect he referred to the observation of Hickinbottom J in Sandi at [33]:
"The appropriate level of particularity to satisfy section 2(6)(b) will depend on the circumstances of each case. In relation to how far a warrant has to go in terms of particularity, I echo Dyson LJ's caution in Von der Pahlen [[2009] EWHC 1672 (Admin)] (at [22]): it would be unwise to attempt a prescriptive answer to that question, nor do I seek to do so."
"(1) This section applies in relation to conduct of a person if --
(a) he is accused in a category 1 territory of the commission of an offence constituted by the conduct ....
....
(2) The conduct constitutes an extradition offence in relation to the category 1 territory if these conditions are satisfied --
(a) the conduct occurs in the category 1 territory and no part of it occurs in the United Kingdom,
(b) a certificate issued by the appropriate authority of the category 1 territory shows that the conduct falls within the European framework list;
(c) The certificate shows that the conduct is punishable under the law of the category 1 territory with imprisonment or another form of detention for a term of three years or a greater punishment.
(3) The conduct also constitutes an extradition offence in relation to the category 1 territory if these conditions are satisfied --
(a) the conduct occurs in the category 1 territory;
(b) the conduct would constitute an offence under the law of the relevant part of the United Kingdom if it occurred in that part of the United Kingdom;
(c) the conduct is punishable under the law of the category 1 territory with imprisonment or another form of detention for a term of twelve months or a greater punishment (however it is described in that law)."
".... the wording of Part 1 of the 2003 Act does not in every respect match that of the Framework Decision to which it seeks to give effect in domestic law. But the task has to be approached on the assumption that, where there are differences, these were regarded by Parliament as a necessary protection against an unlawful infringement of the right to liberty."
Mr Summers submits that, when that principle is set alongside the House of Lords' conclusion in Dabas that, as a matter of ordinary construction of the statute (absent European considerations), section 64(2)(b) should be construed as an additional requirement imposed by Parliament on top of the contents of the EAW itself, the only proper conclusion for this court to reach is that the EAW cannot serve as a certificate within the meaning of section 64(2)(b).
"Under section 64(2)(b)(c), the questions whether 'the conduct' falls within the European Framework list and whether it is punishable under the law of the requesting state by a sentence of imprisonment of three years or more are to be determined by reference to information certified by the requesting authority, which may be (and commonly is) certified in the warrant itself: see Dabas ...."
Once again, the Supreme Court was not directly concerned with the correctness of the decision in Dabas, but in making that obiter observation the Court was manifestly not conscious of having reached a decision which involved a reversal of Dabas.
MR JUSTICE UNDERHILL: I agree.
MR SUMMERS: My Lord, it is my intention to apply to this court to certify points of law of general public importance. I have a statutory fourteen days in which to lodge that application. With my Lords' permission, I would seek to do so in writing?
LORD JUSTICE TOULSON: Yes, absolutely. You have fourteen days. That brings us pretty nearly up to Easter, does it not?
MR SUMMERS: My Lord, I have fourteen days to lodge the application. My Lords' consideration of it is not constrained --
LORD JUSTICE TOULSON: No, I know, but I am somewhat trying to clear the desks. You will have your fourteen days, but if you are able to get it to your opponent by the end of next week -- I will not abridge your time, but if you could get it to him before the end of next week; I do not suppose, Mr Lloyd, you will want to say very much on it?
MR LLOYD: My Lord, I will respond very briefly.
LORD JUSTICE TOULSON: If we were able to have both sides' submissions by Monday or Tuesday week, that would, with good fortune, enable us to deal with it before the Easter vacation, but I appreciate you may have other things to do.
MR SUMMERS: My Lord, it would certainly assist me in performing that task if this court were to order an expedited transcript of today's judgment.
LORD JUSTICE TOULSON: Yes, we will order an expedited transcript.
MR SUMMERS: I am grateful, my Lord. Lastly, my Lord, may I have an order for the assessment of the appellant's publicly funded costs?
LORD JUSTICE TOULSON: Yes, certainly. Thank you very much.