QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
Oxford Row Leeds LS1 3BG |
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B e f o r e :
(sitting as a Judge of the High Court in Leeds)
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THE QUEEN (on the application of LLOYDS PHARMACY LIMITED) |
Claimant |
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LEEDS CITY COUNCIL |
Defendant |
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MANOR PARK SURGERY |
Interested Party |
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Hugh Richards (instructed by Catherine Witham, Leeds City Council) for the Defendant
Hearing dates: 4, 5 December 2013
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Crown Copyright ©
Judge Behrens:
1. Introduction
3. The opening hours of the extended surgery shall be restricted to 0800 – 1900 Mon – Fri only. The opening hours of the proposed pharmacy shall be restricted to 0600 – 2200 Mon – Fri, 0900 – 2100 Saturday and 1200 – 2000 on Sundays.
In the interests of local residents.
9. The proposed pharmacy shall operate as indicated on the approved plans and shall be limited to no more than 110 square metres in floor area and be fully integrated as part of the surgery and shall be used to retail medical and healthcare products (including the dispensing of medicines and prescription related products) as an ancillary and complementary use to the use of the premises as a doctors surgery.
For the avoidance of doubt and to retain control of any retail uses within the building as ancillary and complementary to the main use and to accord with national and local retail policy.
2. The Background Facts
The Surgery
The Planning Application
Over the years it has become very apparent that the practice is running at capacity. There is currently no room to offer the patients an improved or additional service. As a result we have to turn away new medical services as we are unable to accommodate these due to lack of space. Early this year the practice received a letter from our local MP … after she had received a complaint for a patient who was unable to get an appointment at the surgery. The practice then went on to develop plans that would allow us to employ 6 more doctors and provide additional medical services. Historically the PCT (Primary Care Trust) has helped finance new developments but now due to the state of the economy practices need to come with the finance themselves. As a result we have taken on a pharmacy and opticians to help finance the extension and provide the additional space that is crucial to being able to provide a better medical service.
3. Planning Policy
3.1 The Law
Statute
"If regard is to be had to the development plan for the purpose of any determination to be made under the planning Acts the determination must be made in accordance with the plan unless material considerations indicate otherwise"
Local Policy
RETAIL DEVELOPMENTS, SMALLER THAN THOSE DEALT WITH IN POLICY S5 OUTSIDE THE DEFINED S1 AND S2 CENTRES OR LOCAL CENTRES WILL NOT NORMALLY BE PERMITTED UNLESS:
i. THE TYPE OF DEVELOPMENT CANNOT SATISFACTORILY BE ACCOMMODATED WITHIN AN EXISTING S1, S2 OR LOCAL CENTRE(OR IN THE ABSENCE OF AN IN-CENTRE SITE, ON A SITE ADJACENT AND WELL RELATED TO AN S2 OR LOCAL CENTRE; ANDii. …iii. …iv. …v. …
DEVELOPMENT WHICH PREJUDICES THE LOCAL PROVISION OF ESSENTIAL DAILY NEEDS SHOPPING SERVICE LEVELS WILL NOT GENERALLY BE PERMITTED …
NPPF
24. Local planning authorities should apply a sequential test to planning applications for main town centre uses that are not in an existing centre and are not in accordance with an up-to-date Local Plan. They should require applications for main town centre uses to be located in town centres, then in edge of centre locations and only if suitable sites are not available should out of centre sites be considered. When considering edge of centre and out of centre proposals, preference should be given to accessible sites that are well connected to the town centre. Applicants and local planning authorities should demonstrate flexibility on issues such as format and scale.
27. Where an application fails to satisfy the sequential test or is likely to have significant adverse impact on one or more of the above factors, it should be refused.
Authorities
The Panel report
1. It is a reasonable inference that members of the planning committee follow the reasoning of the report, particularly where a recommendation is adopted.
2. The officer's report must be read in good faith, in a common-sense manner, and without excessive legalism. An application for judicial review based on criticisms on the planning officer's report will not normally begin to merit consideration unless the overall effect of the report significantly misleads the committee about material matters which thereafter are left uncorrected at the meeting.
3. The purpose of an officer's report is not to decide the issue, but to inform the members of the relevant considerations relating to the application. It is not addressed to the world at large but to council members, who, by virtue of that membership, may be expected to have substantial local and background knowledge.
4. Clear mindedness and clarity of expression are obviously important. However that is not to say that a report is to be construed as if it were a statute or that defects of presentation can often render a decision made following its submission to the Council liable to be quashed. The overall fairness of the report, in the context of a statutory test, must be considered
Policies
5. The policies in the NPPF and the UDP are material considerations to which the Panel is required to have regard. It need not follow such guidance or plan, if other material considerations outweigh them.
6. The Panel should have regard to the provisions of the development plan as a whole, that is to say, to all of the provisions which are relevant to the application under consideration for the purpose of deciding whether a permission or refusal would be "in accordance with the plan"
7. If the Panel is going to depart from the policy, it must give clear reasons for not doing so in order that the recipient of its decision will know why the decision is being made as an exception to the policy and the grounds upon which the decision is taken.
8. Where a planning committee has agreed with the recommendation of its officers a relatively brief summary of the reasons for the grant of permission may be adequate.
3.2 The Panel Report
On balance the City Council considers the development should be supported and will give rise to improved health facilities for local people. Whilst the additional pharmacy is not in accordance with criterion i) of policy S9 it is considered that the overall benefits of the scheme as a whole outweigh this policy breach and that the proposal represents sustainable development and will not adversely impact on the vitality and viability of Bramley Town Centre or give rise to any unacceptable consequences for the environment … which outweigh the presumption in favour of sustainable development.
"… Policy S9 indicates that smaller retail proposals out of centre will not normally be permitted unless 5 conditions are met. Criterion i) requires a sequential approach. There are currently vacant units within Bramley Town Centre that could accommodate an additional pharmacy and based on this information it is clear the application would fail a sequential test and so the applicant has not been asked to undertake the exercise... Overall it is considered that the proposal satisfies all but criterion i) of Policy S9. However it can also be argued that because of the close functional relationship between the surgery and a 100 hour pharmacy in terms of providing integrated local healthcare facilities, that the pharmacy could not be adequately located in the S2 centre given the need to be integrated with the surgery. It is now common practice fo0r larger surgeries to have a pharmacy as part of the same building offering a service to patients. In these circumstances the sequential test is not failed"
It should be remembered that in this case the additional pharmacy is part of a much larger package of improvements to the surgery … The pharmacy is an integral part of the proposals and part of the submission sets out the needs and benefits which will be met if the extension goes ahead. Taken on its own the pharmacy would clearly fail the sequential element of the policy but it is considered in this case the particular circumstances should be recognised.
Overall it is considered on balance that the development in principle should still be supported as it is sustainable development which will not lead to an adverse impact on the adjoining local centre and will bring substantial benefits to local people through improved facilities on the site close to the town centre. Due to the close functional relationship between the extended hours pharmacy and the surgery it can be argued that policy S9 is not breached and even if strictly criterion i) is not met there are other weightier material considerations which outweigh this technical breach of policy in terms of improved health facilities for local people.
"… The proposal has therefore being considered in accord with Section 38(6) Planning and Compensation Act 2004 in that the application must be determined in accordance with the plan unless material considerations indicate otherwise. On balance it is questionable whether policy S9 is breached and the sequential test is failed but even if it is that needs to be weighed against the other material considerations ….. it is not considered that the proposal will adversely affect the vitality and viability of Bramley S2 centre. Weighing these matters it is considered that the benefits to health care for the local population by allowing the surgery to extend should be accorded greater weight than any technical non compliance of the pharmacy element with policy S9 of the adopted UDP and permission is therefore recommended subject to conditions. …"
3.3 Ground 1
The Defendant failed to understand or apply s.38(6) of the Planning and Compulsory Purchase Act 2004
1. Section 38(6) requires the Council to be aware whether the Planning Application was in accordance with the plan or not. This is necessary to enable the decision maker to determine whether other material considerations outweigh that failure.
2. However, in the Report the officer equivocates as to the status of the Application in relation to the development plan. He refers to the passages in paragraphs 10.7 and 11.1 of the report cited above.
3. As the Panel Report is equivocal the Panel was unable to make an informed judgement as to whether they were being advised to approve the Application on the basis of compliance with the Development Plan or contrary to the Development Plan but taking into account other material considerations.
4. In any event Mr Richards has conceded that the Panel Report does not 'expressly' consider compliance with the Development Plan. The Council claims that the Panel was given multiple 'routes' to approval. In fact the Panel was given an equivocal report which was a direct route to confusion as to this fundamental test.
1. The application is not in accordance with criterion i) of UDP policy S9; it was otherwise compliant with development plan policy; but this policy breach is outweighed by other considerations which are then set out:
1) The broader package of improvements being brought forward on the site
2) As a whole the package was 'sustainable development'
3) The enhanced range of health facilities that would be on offer to local people
4) There would be no adverse effect on the vitality and viability of the local District Centre.
2. It is clear reading the Permission and the PR together is that the Panel concluded
1) UDP policies S2 and S9 were the key policies under consideration.
2) The requirements of these policies, save criterion i of S9, were satisfied.
3) The failure to satisfy S9(i) in this case was not significant.
4) The benefits to local people outweighed any non-compliance with S9(i).
3. As the Panel followed the recommendation of the Panel Report the reasons for departing from policy S9 appear clearly in the report and the summary of reasons given in the decision is adequate.
Conclusion
1. If there is no breach of the sequential test there is no obstacle to the granting of permission.
2. If there is a breach then there are other material considerations which outweigh the breach and justify the granting of permission.
I reject ground 1
3.4 Ground 2
The Defendant failed in misapplying UDP policy S9: the Application was in conflict with policy S9 which the Report failed to bring to the attention of the Defendant's Panel
I reject ground 2
3.5 Grounds 3 and 4
The Defendant took account of an immaterial consideration when granting permission on the false premise that the Interested Party was required to have the pharmacy component of the Application co-located with the Surgery
The Defendant took account of an immaterial consideration when granting permission on the false premise that the Interested Party required the pharmacy component of the Application co-located with the Surgery in order to fund improvements to the Surgery
10.3. "Concerns were initially raised regarding the proposed additional pharmacy unit, since this would be in addition to an established pharmacy operated by Lloyds and due to its extended operating hours and arrangement could become an independent A1 unit in an out-of-centre location. Additional information was therefore sought from the surgery regarding the need for a second pharmacy on the site.
10.4. The applicant responded explaining that the extended operating hours and additional services (i.e. consultations and advice) were requirements of the Primary Care Trust. In addition the expansion of the surgery would in part be funded by leasing the pharmacy to an outside operator. The existing Lloyds Pharmacy had been approached with a view to fulfilling this role, occupying the proposed new pharmacy and providing these enhanced services/extended opening hours, but an agreement has not been reached to do so. … The provision of a '100 hour' pharmacy within the locality would benefit working patients and those reliant on public transport, whilst the need for integration between the GP surgery and pharmacy rendered alternative in-centre options impracticable"
4. Grounds 5 – 8
GROUND 5: The Defendant took account of an immaterial consideration when giving weight to an ineffectual, and therefore irrelevant, condition. Specifically Condition 9 to the Permission which seeks but fails to limit the pharmacy use to an ancillary use to the Surgery
GROUND 6: The Defendant Council took account of an immaterial consideration when giving weight to a planning condition which unlawfully sought to nullify the benefit of planning permission (Condition 9)
GROUND 7: The Defendant took account of an immaterial consideration when giving weight to an unenforceable condition (Condition 9).
GROUND 8: The Defendant took account of an immaterial consideration when giving weight to an ineffectual, and therefore irrelevant, condition. Specifically Condition 9 to the Permission which seeks but fails to limit the pharmacy use to only medical and healthcare products excluding other A1 retail.
The law
"33. Although the submissions focused on the Sevenoaks and Hulme cases, a number of other authorities were put before me, including some that were not considered in Hulme's case, and which Mr Lockhart-Mummery said he had been informed by counsel in that case had not been cited to the court. I first summarise my understanding of the effect of the authorities put before me on the construction of a planning permission (and of the conditions in it): -(1) As a general rule a planning permission is to be construed within the four corners of the consent itself, i.e. including the conditions in it and the express reasons for those conditions, unless another document is incorporated by reference or it is necessary to resolve an ambiguity in the permission or condition: R v Ashford DC, ex p Shepway DC [1998] PLCR 12 at 19 (Keene J); Carter Commercial Developments v Secretary of State [2002] EWCA Civ 1994 at [13] and [27] (Buxton and Arden LJJ); Sevenoaks DC v First Secretary of State [2004] EWHC 771 (Admin) at [24] and [38](Sullivan J); R (Bleaklow Industries) v Secretary of State for Communities and Local Government [2009] EWCA Civ 206 at [27] (Keene LJ); R (Midcounties Co-operative Limited) v Wyre Forest DC [2010] EWCA Civ 841 at [10] (Laws LJ).(2) The reason for the strict approach to the use of extrinsic material is that a planning permission is a public document which runs with the land. Save where it is clear on its face that it does not purport to be complete and self-contained, it should be capable of being relied on by later landowners and members of the public reading it who may not have access to extrinsic material: Slough Estates v Slough Borough Council [1971] AC 958 at 962 (Lord Reid); Carter Commercial Developments v Secretary of State at [28] (Arden LJ); R (Bleaklow Industries) v Secretary of State for Communities and Local Government [2009] EWCA Civ 206 at [27] (Keene LJ); Barnet v Secretary of State [2009] EWCA Civ 476 at [16] - [21] (Keene LJ, approving Sullivan J at first instance); R (Midcounties Co-operative Limited) v Wyre Forest DC [2010] EWCA Civ 841 at [10] (Laws LJ).
(3) It follows from (2) that in construing a planning permission: -
A. The question is not what the parties intended but what a reasonable reader would understand was permitted by the local planning authority, andB. Conditions must be clearly and expressly imposed, so that they are plain for all to read.As well as the cases cited at (2), see Sevenoaks DC v First Secretary of State [2004] EWHC 771 (Admin) at [38] and [45] (Sullivan J).
(4) Conditions should be interpreted benevolently and not narrowly or strictly (See Carter Commercial Development Ltd v Secretary of State for the Environment [2002] EWHC 1200 (Admin) at [49], per Sullivan J) and given a common-sense meaning: see Northampton BC v First Secretary of State [2005] EWHC 168 (Admin) at [22](Sullivan J).
(5) A condition will be void for uncertainty only 'if it can be given no meaning or no sensible or ascertainable meaning, and not merely because it is ambiguous or leads to absurd results': Fawcett Properties v Buckingham County Council [1961] AC 636, 678 per Lord Denning. In Hulme's case Elias LJ stated this was an application of the benevolent construction principle.
(6) If there is ambiguity in a condition it has to be resolved in a common sense way, having regard to the underlying planning purpose for it as evidenced by the reasons given for its imposition: Sevenoaks DC v First Secretary of State [2004] EWHC 771 (Admin) per Sullivan J at [38] accepting the submission at [34].
(7) There is no room for an implied condition in a planning permission. This principle was enunciated in Trustees of Walton on Thames Charities v Walton and Weighbridge District Council (1970) 21 P & C R 411 at 497 (Widgery LJ), in the following terms:
'I have never heard of an implied condition in a planning permission and I believe no such creature exists. Planning permission enures for the benefit of the land. It is not simply a matter of contract between the parties. There is no place, in my judgment, within the law relating to planning permission for an implied condition. Conditions should be express, they should be clear, they should be in the document containing the permission.'.This principle also precludes implying an obligation by way of an addition to an existing condition: Sevenoaks DC v First Secretary of State [2004] EWHC 771 (Admin) at [45] (Sullivan J).
(8) Where planning permission containing conditions has been granted in a decision by an Inspector allowing an appeal, and a condition is ambiguous, it is possible to construe it in the context of the decision letter as a whole: Hulme case at [13(a)]. Doing this does not involve impermissible 'implication' from an extrinsic source, but is best described as a question of 'construction': Hulme's case at [37]. In Hulme's case, Elias LJ stated at (at [37]) that even 'if it can be described as an implied condition it is very different in nature from that envisaged in the Trustees of Walton case.'
"Planning conditions should only be imposed where they are necessary, relevant to planning and to the development to be permitted, enforceable, precise and reasonable in all other respects".
"47. The extension (building) hereby permitted shall not be occupied at any time other than for purposes ancillary to the residential use of the dwelling known as [ ] (paragraphs 98-99)."
Condition 9 is vaguely drafted to require that the proposed pharmacy operate as an ancillary and complementary use. The monitoring and enforcement of such a condition would be impracticable. The terms are so vague and uncertain in their meaning that the ability to determine whether the pharmacy use has breached the condition is impossible to determine. Further, the monitoring and enforcement of the condition would be impracticable when a breach of condition 9 could and would lawfully fall within the terms of condition 3 (…). In this case Condition 9 is applied for the protection of national and local retail policy and as such it is unlikely that the Defendant Council in enforcing the control would have the benefit of local intelligence.
5. Conclusion