QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
33 Bull Street Birmingham B4 6DS |
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B e f o r e :
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DERBYSHIRE COUNTY COUNCIL |
Claimant |
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- and - |
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HIGH PEAK MAGISTRATES' COURT |
Defendant |
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- and – |
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MS KATE MARLOW |
Interested Party |
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David Lock QC and Philip Williams (instructed by Nigel Davis Solicitors) for the Interested Party
Hearing dates: 22 May 2013
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Crown Copyright ©
Mr Justice Kenneth Parker :
Introduction
Statutory Framework
The Factual Background
i) Raising land levels in the area by depositing materials on the footpath and significantly re-grading it;ii) Installing a flight of steps with hand railings in the footpath;
iii) Installing a retaining wall;
iv) Erecting a field gate and post at the top of the flight of steps to provide access to an adjacent field.
"It is clear that the works which were carried out in 2001 in this footpath without any highway authority authorisation, involved a hand gate and fencing across the footpath which introduced an obstruction which physically narrowed the footpath available for public use. My current understanding is that the gate itself was removed some time ago but that a physical narrowing to some extent caused by the surrounding structure currently persists. The general position in the light of the Somerset case is that any unauthorised works on the footpath which narrow the width available for the public to use (except by a trivial amount under the de minimis exception) are unlawful obstructions which should be subject to effective action by the Council as highway authority to restore the width available for use. " (My emphasis)
"The Council has this week received advice from Counsel concerning the alterations to this footpath which were caused by the works which were carried out in 2001. Taking into account the advice, the Council continues to regard the alterations as having caused an unlawful obstruction to the footpath." (My emphasis)
I note that the Council had specifically taken advice from Counsel on its legal obligations. If that advice was thought to have more general and important potential consequences for the Council, it could of course have sought further advice, in particular, about the meaning of "obstruction" and whether the conclusions of Cranston J could realistically be challenged in another case. The Council did not take any such precautionary steps.
"… if the Director of Environmental Services is not satisfied that full accessibility for footpath users had been restored or that this would not be accomplished under a suitable scheme within a reasonable time, then he would serve a statutory Highways Act Notice on the landowners to require substantial removal of the highway obstruction." (My emphasis)
"… an unauthorised restriction (via a set of unauthorised concrete steps approximately 1 metre wide) in the right to pass and re-pass over the footpath at its western side. It results from the situation of the steps in combination with (1) a deposit of material which has raised the surface level causing a very steep gradient over the footpath in the vicinity of the steps; (2) a stone retaining wall across the footpath to the east of the bottom of the steps; and (3) a gatepost supporting a bar gate at the eastern side of the top of the steps."
"This authority proposes to take the following action in relation to the obstruction:
- To refrain from taking formal enforcement action through its Director of Environmental Services until after Monday 31st of January 2011, to encourage a suitable scheme for restoration of accessibility for users of Footpath 84 to be put forward by then.
- If a suitable scheme for restoration of accessibility for users of Footpath 84 is put forward by 31st of January 2011, to state reasonable time limit for the carrying out of the scheme.
- If a suitable scheme for restoration of accessibility for users of Footpath 84 is not put forward by 31st of January 2011, and it is not then apparent that such restoration is not otherwise about to be achieved, to take formal enforcement action after that date in order to achieve the removal of the obstruction"
i) The alleged obstruction was not an obstruction to which section 130A applied because the works did not constitute a "structure" for the purposes of section 143 of the Highways Act 1980; andii) The alleged obstruction was not an obstruction to which section 130A applied because the works did not comprise a "thing deposited on the highway" for the purposes of section 149 of the Highways Act 1980.
i) Notwithstanding Herrick, the alleged obstructions did not "significantly" interfere with public rights of way, as required by section 130B(4)(c) of the 1980 Act; andii) The Court in any event should not in its discretion grant any relief to Ms Marlow, even if her application was successful.
"14. The nature of a highway and of the public's right to the use and enjoyment of it were considered in some detail by Cranston J. in Herrick v Kidner [2010] EWHC 269 (Admin), [2010] 3 All E.R. 771. Having considered a number of authorities, including Director of Public Prosecutions v Jones [1999] 2 AC 240 and Hampshire County Council v Gillingham (unreported, 5 April 2000), he summarised the principles to be derived from them in paragraph 33 of his judgment as follows:
". . . first, members of the public are in general entitled to unrestricted access to the whole and each part of a highway; secondly, their right to such access is principally to pass and repass but it is also to enjoy other amenity rights; thirdly , those other amenity rights must be reasonable and usual and will depend on the particular circumstances; fourthly, any encroachment upon the highway which prevents members of the public from the enjoyment of these access and amenity rights is an unlawful obstruction; fifthly, the law ignores de minimis, or fractional obstructions; and sixthly, a highway authority cannot deprive itself of the power to act against an unlawful obstruction by refraining from exercising its statutory powers against it, or by purporting to give it consent."
15. In the present case the Council did not seek to persuade the court that that summary of the relevant principles was incorrect and in any event I respectfully agree with it. The very nature of a public highway is such that the right to use and enjoy it extends to the whole of its width at every point along it. Accordingly, anything that interferes with that right to more than a minimal extent constitutes an obstruction which the highway authority may be called upon to have removed. In section 130 of the Act and elsewhere a distinction is drawn between "stopping up" and "obstructing" the highway, the former being used to describe steps taken to close off the whole width of the highway so as to render passage impossible." (My emphasis)
The Jurisdiction of the Magistrates' Court as to Costs
"On the hearing of a complaint, a magistrates' court shall have power in its discretion to make such order as to costs –
(a) on making the order for which the complaint is made, to be paid by the defendant to the complainant;
(b) on dismissing the complaint, to be paid by the complainant to the defendant,
as it thinks just and reasonable; but if the complaint is for an order for the variation of an order for the periodic payment of money, or for the enforcement of such an order, the court may, whatever adjudication it makes, order either party to pay the whole or any part of the other's costs."
The Principles as to Costs
i) The usual rule in civil litigation that costs in principle should follow the event does not apply: see R(Cambridge City Council) v. Alex Nesting Limited (supra, at paragraph 12); and R(Perinpanathan) v. City of Westminster Magistrates Court (supra, at paragraph 41).ii) Financial prejudice (to the successful party) does not as such lead to an Order. However, substantial hardship to such party may be taken into account: see R(Cambridge City Council) v. Alex Nesting Limited (supra, at paragraph 12); and R(Perinpanathan) v. City of Westminster Magistrates Court (supra, at paragraph 41).
iii) "As a matter of strict law" the power to award costs is not confined to cases where the regulatory authority acts unreasonably and in bad faith, the fact that the regulatory authority acts reasonably and in good faith is plainly a most important factor: see R(Cambridge City Council) v. Alex Nesting Limited (supra, at paragraph 11).
iv) The above applies to situations where a regulatory authority opposes relief just as it does to a regulatory authority pursuing a claim; in both cases, there is no presumption that the regulatory body pay the other party's costs: see R(Perinpanathan) v. City of Westminster Magistrates Court (supra, at paragraph 76).
v) In assessing whether a regulatory body has acted reasonably, it would be wrong to invoke the wisdom of hindsight or to set too exacting a standard: see R(Perinpanathan) v. City of Westminster Magistrates Court (supra, at paragraph 77).
The Function of this Court
"9. The magistrates gave the following reason for their decision:
"We were entitled to make an order as to costs in accordance with our discretion as we had considered all the circumstances concerning the facts and the history of the case and awarded costs against Crawley Borough Council as were just and reasonable given the variation made."
And a little earlier in the main paragraph of the case, setting out the basis for their decision, they said:
"There is no real problem relating to noise nuisance from the interior of the Royal Oak Public House having heard the evidence of Mr Petrou and Mr Burns and visiting the premises itself."
10. We have been referred also to my decision in the R v Stafford Crown Court ex parte Wilf Gilbert (Staffs) Ltd [2001] LLR 138, in which I made reference to the general rule that there is no obligation to give reasons for a decision on costs, citing Eagil Trust Co v Pigott-Brown [1985] 3 All ER 119 and, in particular, a passage from Griffiths LJ's judgment at 122A. It seems to me very doubtful whether that decision has survived the new Criminal Procedure Rules which have loosened the opportunity to appeal on costs decisions.
11. Be that as it may, the justices did give reasons for their decision in the present case, the reasons to which I have referred. For my part I think, first of all, there is no obligation on justices in cases of this kind to go in detail into the reasons for their decision, and it is sufficient that they have made it clear that they appreciated the principle under which they were operating. Secondly, I make the general observation that it seems to me highly undesirable that the courts should do anything to encourage satellite litigation on questions such as costs.
12. It is plain from section 181 and also, so far as material, section 64(1) of the Magistrates' Courts Act 1980 that in a case of this kind the justices have a very wide discretion in what costs order they see fit to make. They will, after all, have heard the appeal, which in this case took something in the region of two days.
13. Mr Miller submits that they went wrong because they ordered the local authority to pay all of the appellant's costs without making a finding that the local authority had behaved unreasonably. In my judgment, he is seeking to import into the magistrates' discretion something that the statute does not specifically say…" (Emphasis added)
"Costs are in the discretion of the trial judge and this court will only interfere with the exercise of that discretion on well-defined principles. As I said in Roache v News Group Newspapers Ltd [1998] EMLR, 161, 172:
"Before the court can interfere it must be shown that the judge has either erred in principle in his approach, or has left out of account, or taken into account, some feature that he should, or should not, have considered, or that his decision is wholly wrong because the court is forced to the conclusion that he has not balanced the various factors fairly in the scale."
That statement was approved in AEI Rediffusion Music Ltd v Phonographic Performance Ltd [1999] 1 WLR 1507, 1523, per Lord Woolf MR. Although that decision was before the CPR came into force, it is clear that the court applied the same principle in relation to interfering with the trial judge's discretion"
"19. It is, as both counsel have acknowledged, a wide discretion, and the Court of Appeal should only interfere with the judge's exercise of it if he has "exceeded the generous ambit within which reasonable disagreement is possible", a familiar passage taken now from the judgment of Brooke LJ in Tanfern v Cameron McDonald (Practice Note), 1 WLR 13 , 11, at paragraph 32, citing Lord Fraser in G v G (Minors) CA [1985] 1 WLR 647 , 652.
20. Another way of putting it, with a more direct focus on costs, is that the Court should only intervene where
"… the judge has either erred in principle in his approach, or has left out of account, or taken into account, some feature that he should, or should not, have considered, or that [the exercise of] his discretion is wholly wrong because the court is forced to the conclusion that he has not balanced the various factors fairly in the scale."
The Judgment of the District Judge
"I am satisfied that the documentary evidence I have considered throughout this case, particularly the statements of Ms Marlow and her solicitor, Ms Mann, together with the plethora of correspondence which has passed between the Applicant, her legal adviser and the Respondents, in so far as it relates to the conduct, care and control, decision making or on a number of occasions the lack of decision making, and misleading statements in written communications – enables me to conclude with some ease, that the Respondents have undoubtedly acted unreasonably in the exercise of their statutory administrative duties.
I do not find that the Respondents have acted dishonestly or in bad faith, but that they have acted unreasonably, causing unnecessary delay and significant additional costs, consistently throughout the life of this case.
Furthermore, the financial prejudice to Ms Marlow of this Court making no order for costs in her favour would be significant and in my view unconscionable in all the circumstances. Ms Marlow has persevered and stood out as a beacon of commitment and reasonableness to her cause, identified in her application, and in my view she must be reasonably compensated for the costs she has necessarily and properly incurred in successfully bringing these proceedings against what I regret to say has been an intransigent and misleading public authority.
In my judgment this matter could, and should quite properly have been settled months, if not years ago, at relatively modest cost to the Respondents, and it is not now incumbent on them, or in any way reasonable for them, to seek to avoid their just and reasonable responsibilities to Ms Marlow in terms of costs.
In so far as the third of the Bradford case propositions is concerned, in relation to encouraging public authorities to make and stand by honest, reasonable and apparently sound administrative decisions, made in the public interest, without fear of exposure to undue financial prejudice if their decision is successfully challenged – what we have in this case is a public authority which has dragged its feet for a considerable period of time, and altered its position in important matters of principle, at times, supporting and indeed virtually encouraging Ms Marlow in her pursuit of seeking the removal of the unlawful obstructions, only to alter their position, contest this matter and then just days before a three day scheduled contested hearing sign a Consent Order in effect agreeing to all that the applicant has sought from day one. Similarly, the Respondents have changed their stance in relation to this very issue of the Applicant's costs, just a matter of a few days ago, despite high level internal legal advice from its own legal officers clearly set out in recent correspondence from Ms Kay Riley, an officer of the Respondents dated 21 June 2012 contained in the evidential bundle prepared for today's hearing, which expressly stated as part of the draft Consent Order that:
"the Respondent's do pay the Applicant's reasonable and proportionate costs of this action on a standard basis, or failing agreement to be subject to detailed assessment proceedings"
Nevertheless by letter of 5th July 2012 the Respondents had once again totally altered their stance in relation to the principle of meeting the Applicant's reasonable costs, and stated:
"… we are therefore writing to inform you that the Council will not agree to meet any of your costs".
In my judgment this is a case where the Derbyshire County Council have at all material times had it within their own power to remedy the unlawful obstruction(s), subject of this application by Ms Marlow – yet they have manifestly failed to act reasonably and proportionately, and having regard to all the circumstances of this long running case, this is a matter which is eminently suitable for a positive exercise of my discretion to award costs to Ms Marlow, payable by the Respondents, which are just and reasonable, and not punitive, in accordance with the statutory power set out in Section 64 of the Magistrates' Courts Act 1980."
The Claimant's Case
i) The works to Footpath No. 84 were carried out by a third party, the former owner of Noonsun Farm, without any prior communication with or approval from the Council.ii) When, in 2002, the Council was consulted by the local planning authority on the retrospective planning application in 2002, the Council recommended that an advisory note be included in any Decision Notice to draw attention to the need to have regard to existing public rights of way on foot along the footpath.
iii) When, in 2007, the Interested Party first raised the issue of the works with the Council, the Council sought to advance proposals, during 2007, for further works to overcome the effects of the alterations.
iv) When the Interested Party first served notice on the Council under section 130A of the Highways Act in 2007, she withdrew proceedings.
v) When the Council was served with the second notice under section 130A, following the judgment in Herrick, the Council signalled its intention to refrain from taking formal action pending endeavours to encourage a suitable scheme to come forward by 31 January 2011, extended to 31 March 2011. This was entirely reasonable and in good faith given the following:
a) The footpath, as altered, was entirely usable and safe for passage on foot.b) The remedial works required by Ms Marlow would be on the private land of the current owners of Noonsun Farm who were not responsible for the works.c) The works would require the removal of the improved access to that property, engaging Article 1 of the First Protocol of the ECHR and the right of the occupiers to the enjoyment of their property.vi) Thereafter, and from 29 June 2011, and when the Council raised the question as to whether section 130A was properly engaged, given sections 143 and 149 of the same Act, it was acting entirely reasonably and in good faith as demonstrated by the following:
a) They were issues of importance, never previously considered, the determination of which were of public importance and have wide-ranging consequences in the County and beyond.b) That they were reasonably arguable is properly reflected in fact that the District Judge ordered an uplift of 100% on the Interested Party's costs of that hearing.c) The points were heard as a preliminary point of law precisely because of their potential to save costs at a subsequent substantive hearing.Having lost on those preliminary points on 8 May 2012, the Council continued to act entirely reasonably and in good faith in seeking to agree a Consent Order, whilst reserving its right to make its two remaining submissions should those endeavours fail.
i) The Interested Party's Schedule of Costs in the sum of nearly £200,000 was incurred in a Magistrates' Court case, scheduled to last just 3 days at the most, in which the Interested Party was only able to assert her right to use Footpath No. 84 on foot, and when perfectly reasonable footpath access was available at all times.ii) The costs which Ms Marlow incurred were exacerbated by an uplift of 100 per cent pursuant to a CFA into which Ms Marlow had voluntarily entered into, when she knew, or ought to have been advised, that, pursuant to the authorities set out above, she was always at risk of non-recovery even if successful.
iii) Ms Marlow had elected to pursue the Council in respect of its exercise of regulatory powers when, at all times, legal redress was available in respect of her private rights (including vehicular access) in private litigation and in which the ordinary rule that costs follows the event would have applied.
iv) Finally, to order the Council to pay Ms Marlow's costs would:
a) Have a chilling effect on any highway authority reasonably seeking to exercise its regulatory powers over highways by promoting an alternative to removal of the obstructions where that alternative might be in the public interest; andb) Have a chilling effect, also, on the willingness of any highway authority legitimately, and reasonably, to raise important points of law in opposing the relief sought by an Interested Party under section 130B of the 1980 Act.
Decision
"(1) It is the duty of the highway authority to assert and protect the rights of the public to the use and enjoyment of any highway for which they are the highway authority, including any roadside waste which forms part of it
.....
(3) Without prejudice to subsections (1) and (2) above, it is the duty of a council who are a highway authority to prevent, as far as possible, the stopping up or obstruction of—
(a) the highways for which they are the highway authority, and
(b) any highway for which they are not the highway authority, if, in their opinion, the stopping up or obstruction of that highway would be prejudicial to the interests of their area."
"(1) Any person who alleges, as respects any highway for which a local highway authority other than an inner London authority are the highway authority—
(a) that the highway falls within subsection (2) below, and
(b) that it is obstructed by an obstruction to which this section applies,
may serve on the highway authority notice requesting them to secure the removal of the obstruction from the highway."
"(6) A highway authority on whom a notice under subsection (1) above is served shall, within one month from the date of service of the notice, serve—
(a) on every person whose name and address is, pursuant to subsection (5) above, included in the notice and, so far as reasonably practicable, on every other person who it appears to them may be for the time being responsible for the obstruction, a notice informing that person that a notice under subsection (1) above has been served in relation to the obstruction and stating what, if any, action the authority propose to take, and
(b) on the person who served the notice under subsection (1) above, a notice containing the name and address of each person on whom notice is served under paragraph (a) above and stating what, if any, action the authority propose to take in relation to the obstruction."
"(1) Where a notice under section 130A(1) above has been served on a highway authority in relation to any obstruction, the person who served it, if not satisfied that the obstruction has been removed, may apply to a magistrates' court in accordance with section 130C below for an order under this section.
(2) An order under this section is an order requiring the highway authority to take, within such reasonable period as may be fixed by the order, such steps as may be specified in the order for securing the removal of the obstruction.
(3) An order under this section shall not take effect—
(a) until the end of the period of twenty-one days from the day on which the order is made; or
(b) if an appeal is brought in respect of the order within that period (whether by way of appeal to the Crown Court or by way of case stated for the opinion of the High Court), until the final determination or withdrawal of the appeal.
(4) Subject to subsection (5) below, the court may make an order under this section if it is satisfied—
(a) that the obstruction is one to which section 130A above applies or, in a case falling within subsection (4)(a)(ii) of that section, is one to which that section would apply but for the obstruction having become used for human habitation since service of the notice relating to it under subsection (1) of that section,
(b) that the way obstructed is a highway within subsection (2) of that section, and
(c) that the obstruction significantly interferes with the exercise of public rights of way over that way.
(5) No order shall be made under this section if the highway authority satisfy the court—
(a) that the fact that the way obstructed is a highway within section 130A(2) above is seriously disputed,
(b) on any other grounds, that they have no duty under section 130(3) above to secure the removal of the obstruction, or
(c) that, under arrangements which have been made by the authority, its removal will be secured within a reasonable time, having regard to the number and seriousness of obstructions in respect of which they have such a duty"
"In my view the mischief at which sections 130A to 130D was directed was the position of members of the public prior to the enactment of the 2000 Act. Before that a member of the public, concerned about the obstruction of a footpath, could complain to the highway authority. In some circumstances that complaint could no doubt be given added force by a campaign involving councillors and others. But if the highway authority refused to budge, the legal remedies available to an aggrieved member of the public were time consuming and expensive."
"Where a complaint relating to a person is made to a justice of the peace, the justice of the peace may issue a summons to the person requiring him to appear before a magistrates' court to answer to the complaint."