QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE TREACY
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THE QUEEN ON THE APPLICATION OF THE LAW SOCIETY OF ENGLAND AND WALES |
Claimant |
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- AND - |
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THE LORD CHANCELLOR |
Defendant |
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THE LEGAL SERVICES COMMISSION |
Interested Party |
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James Eadie QC and Jason Coppel (instructed by the Treasury Solicitor) for the Lord Chancellor
The Legal Services Commission did not appear and was not represented.
Hearing dates: 28th and 29th February 2012
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Crown Copyright ©
Insert Judge title and name here :
Introduction
The contentions of the parties
(1) Article 25 of the Amendment Order is ultra vires the Access to Justice Act 1999 ("the 1999 Act") under which it was made.(2) The stated objective of the abolition of the committal fee was not to fund representation but to provide an incentive to solicitors to advise their clients to plead guilty earlier or accept summary trial. That was an improper purpose and article 25 was in consequence unlawful.
(3) The decision to make article 25 of the Amendment Order was irrational in that:
(a) It proceeded from a misunderstanding of the meaning of "committal proceedings" in article 2 of the 2007 Order.(b) Article 25 is wider in effect than the mischief that it was intended to remedy.(c) Article 25 treats identically (by providing for no payment at all) two very different classes of case, namely 'either way' cases, which involve substantial work in the magistrates' court, and 'indictable only' cases, which do not.(4) The Lord Chancellor failed to take account of the fact that, following abolition of the committal fee, solicitors would decline to take on unremunerated committal proceedings, and there would be a consequential substantial increase in the number of defendants who were unrepresented in committal proceedings. The Lord Chancellor failed to consider, or misunderstood, the evidence on sustainability submitted by the Law Society.
(5) The absence of remuneration for "committal proceedings" is incompatible with Article 6 of the European Convention on Human Rights since it creates a real risk that defendants will be unable to obtain representation at the crucial early stages of criminal proceedings. The Lord Chancellor has no power to make an order that is incompatible with Article 6.
(6) The Lord Chancellor failed in his duty under s.149 of the Equality Act 2010 to have "due regard" to the needs set out in that section, in particular concerning eliminating discrimination and advancing equality of opportunity between persons who share a relevant protected characteristic (in particular race and disability) and those who do not.
The background
The work of a solicitor instructed by a defendant in an 'either-way' case
(1) Attending the defendant in the prison or young offenders' institution in which he is detained in order to take further instructions and advise on bail, including obtaining details of any persons who may be able to give relevant assistance (standing as a surety, for example).(2) Contacting the defendant's friends or family to see if they can provide assistance, including whether they will stand as a surety. Any surety will need to provide details of financial means and instructions on any criminal convictions or cautions they may have. They will also need to be advised on the consequences for them if the defendant subsequently fails to attend court if released on bail on the basis of their surety.
(3) Representation at the magistrates' court on a second bail application. If bail is granted on this or any other occasion by the magistrates' court, the prosecution may seek to appeal to a Crown Court judge under s.1 of the Bail Act 1976, as detailed in Criminal Procedure Rules r.19.16 and 19.17. If so, the defendant is entitled to be represented at any such appeal hearing, with the attendant preparation required by the representative.
(4) If, conversely, the second magistrates' court application for bail by the defendant is unsuccessful he also has a right to make a further application to a Crown Court judge. The merits of making such an application will need to be discussed with the defendant and instructions taken. If an application to a Crown Court judge is to be made, the application has to be in writing and on notice: see Criminal Procedure Rules r.19.18.
(1) The CPS will prepare and serve a committal bundle. Failure to serve a complete bundle is a frequent occurrence, resulting in many committal hearings being adjourned, either on the day (requiring attendance at court by the representative) or administratively (requiring liaison with the court and CPS by telephone and in writing).(2) Once the bundle is received, consideration has to be given to the evidential case presented. Not infrequently, the charges originally laid will have been amended or supplemented, sometimes as a result of new evidence. It is not unusual for bundles to be hundreds of pages long, with lengthy interview transcripts.
(3) Instructions will have to be taken from the defendant on the evidence in the bundle and advice given as to the merits of challenging the committal.
(4) If no challenge is to be made to the committal, the hearing will be short and a date set for the first hearing in the Crown Court (the PCMH): see Criminal Procedure Rules r.10.2.
(5) If a submission of no case to answer is to be made under s.6 of the Magistrates' Courts Act 1980, a hearing will be required and can last for anything between an hour and more than a day. Skeleton Arguments are usually required from both parties. At the hearing the court will consider the prosecution evidence (in written form only) and hear an opening address from the CPS as well as the defence representative's submissions: see Criminal Procedure Rules r.10.3.
(1) Attending the section 51 hearing: the hearing generally only lasts a few minutes and does not require the defendant to indicate a plea. Not all the evidence is usually served at this stage and there is no obligation on solicitors to give any advice on plea.(2) Potentially taking instructions on and making an application for bail, in the same way as in 'either way' cases, but for the fact that bail applications will not be made in all 'indictable only' cases.
(3) Potentially appealing against a refusal of bail, in the same way as in an 'either way' case.
(1) Attending the first appearance: Reviewing the Advance Information from the prosecution, going through it with the client; advising on the elements of the offence and the strength of the evidence; advising on mode of trial; representing in court on the mode of trial issue.(2) Attending the committal hearing: Reviewing the committal bundle, going through it with the client; advising on any grounds to contest committal; representing at the committal hearing.
The statutory framework
"(1) Schedule 3 (which makes provision about the grant of a right to representation in criminal proceedings and about the provisional grant of a right to representation in prescribed circumstances) has effect; and the Commission shall fund representation to which an individual has been granted, or provisionally granted, a right in accordance with that Schedule."
"In funding services as part of the Criminal Defence Service the Commission shall aim to obtain the best possible value for money."
"(1) Any power of the Lord Chancellor under this Part to make an order or regulations is exercisable by statutory instrument.
(2) Before making any remuneration order relating to the payment of remuneration to barristers or solicitors the Lord Chancellor shall consult the General Council of the Bar and the Law Society.
(3) When making any remuneration order the Lord Chancellor shall have regard to—
(a) the need to secure the provision of services of the description to which the order relates by a sufficient number of competent persons and bodies,
(b) the cost to public funds, and
(c) the need to secure value for money."
A remuneration order, such as the Amendment Order, is subject to annulment in pursuance of a resolution of either House of Parliament: subsection (10).
Schedule 3 provides, in paragraph 1, for the right to representation in criminal proceedings. The criteria for the grant of the right to representation are set out in paragraph 5:
"(1) Any question as to whether power to grant, or provisionally grant, a right to representation should be exercised shall be determined according to the interests of justice.
(2) In deciding what the interests of justice consist of in relation to any individual, the following factors must be taken into account—
(a) whether the individual would, if any matter arising in the proceedings is decided against him, be likely to lose his liberty or livelihood or suffer serious damage to his reputation,
(b) whether the determination of any matter arising in the proceedings may involve consideration of a substantial question of law,
(c) whether the individual may be unable to understand the proceedings or to state his own case,
(d) whether the proceedings may involve the tracing, interviewing or expert cross-examination of witnesses on behalf of the individual, and
(e) whether it is in the interests of another person that the individual be represented."
Events leading to the 2011 Order
The November 2010 Consultation Paper
"6.16 We wish to reform the fee structure so that it does not inadvertently lead to delay or potentially discourage the defence team from giving consideration to plea with the defendant early in the proceedings and before questions of venue have been determined. We have therefore considered a number of options which seek to address this.
…
6.18 Our alternative and more limited proposal focuses on those cases which the magistrates' court determines are suitable for summary trial but where the defendant elects for trial in the Crown Court, and the case results in a guilty plea or cracked trial. We propose to:
- pay a single fixed fee of £565 for a guilty plea in an either way case tried in the Crown Court which the magistrates' court has determined is suitable for summary trial;
- enhance the lower standard fee paid for cracked trials and guilty pleas under the magistrates' courts scheme by 25% for either way cases; and
- remove the separate fee for a committal hearing under the [Litigators' Graduated Fees Scheme] for all cases committed to the Crown Court for trial. This saving will be used to fund the enhanced lower standard fee (and also the enhanced Crown Court early guilty fees proposed below).
"Do you agree with the proposals to: ... remove the separate fee for committal hearings under the Litigators' Graduated Fees Scheme to pay for the enhanced guilty plea fee?"
"4.10 The Law Society opposes the removal of the committal fee, which will not be compensated for by the increase in the lower standard fee. The abolition of the committal fee will mean that the legal aid payment to solicitors will no longer include an element for the Magistrates' Court hearings where cases are committed for trial. This will leave solicitors and clients with effectively three choices. Either the client can pay privately for the work conducted in the Magistrates' Court, or the solicitor can work for free, or the client will remain unrepresented until his/her appearance in the Crown Court. A fourth option is that the Crown Court fee be adjusted to take some account of the work undertaken on committals in the Magistrates' Court.
4.11 For many the first option is no option at all as they would not have the means to pay privately. Hard pressed solicitors would not be able to work as a matter of routine for nothing in the many cases that are committed to the Crown Court. The third option is therefore likely to be the most common. This would result in those being committed to the Crown Court requiring section 6(1) committals as they would be unrepresented. There would be a consequential increase in the overall costs of cases going to the Crown Court in both court time in the lower courts and preparation time for the CPS. It is probable that the cost to the Criminal Justice System overall would outweigh any savings made from this change.
4.12 The proposal to enhance the lower standard fee for cracked trials and guilty pleas under the Magistrates' Court scheme in either-way cases is unlikely to compensate for the loss of income incurred in the Crown Court in cases where the client elects Crown Court, nor for the removal of the committal fee. The Society therefore opposes all three of these proposals. If it is decided to press ahead with these changes however, provision must be made for situations as outlined above, where an either-way case is heard in the Crown Court for reasons beyond the control of the solicitor."
"The Association fully supports this proposal as it will go some way to encouraging more defendants to elect for trial in either way cases in the magistrates' court where magistrates have accepted jurisdiction."
The Government's response to the Consultation
"We believe that in practice, committal proceedings are rarely substantive hearings, usually just confirming the decisions made earlier at the mode of trial hearing, with such papers as there are served either very late or on the day itself. Moreover, any preparation which solicitors are required to make will cover much the same ground as for the Plea and Case Management Hearing [PCMH] in the Crown Court just a few weeks later. There are provisions (which have not yet been commenced) in the Criminal Justice Act 2003 that would put an end to committal proceedings altogether. The Government is considering whether they should now be brought into force. But the Government intends in any event to proceed with the abolition of the committal fee."
"10. Most either-way cases that are heard in the Crown Court are deemed unsuitable for summary trial by the Magistrates' because they are more serious or complex. However some defendants choose to elect to go the Crown Court even where Magistrates determine that the case would be suitable for summary trial (i.e. for trial at the Magistrates' Court). Reforming the Crown Court fee scheme for such cases may result in more early guilty pleas in the Magistrates' Court.
11. The proposal is to:
a. Pay a fixed fee to litigators of £362, and a fixed fee to advocates of £203, for either-way cases where the defendant elects to go to the Crown Court but the case subsequently does not reach trial. Such cases might either crack or be subject to an early guilty plea at the Crown Court;
b. No longer pay the committal fee which applies when cases move from the Magistrates' Court to the Crown Court (in all either way cases);
c. Increase the Lower Standard Fee for early guilty pleas in the Magistrates' Court by 23%, and increase the Higher Standard Fee for early guilty pleas in the Magistrates' Court by 8%, to bring it up to the level of the Higher Standard Fee limit."
The Amendment Order
"12B. Fees for committal proceedings
The fee payable to a litigator for work done in relation to committal proceedings, including any hearing in the magistrates' court, is that set out in the table following paragraph 14."
"Omit paragraph 12B of Schedule 2 and the entry for 'Committal proceedings' in the table following Article 14 of that Schedule."
Ground 1: Ultra vires
Irrationality
(1) The Amendment Order was made in the belief that the fee that was abolished related to the hearing in the magistrates' court only.(2) The Lord Chancellor failed to take into account the risk of solicitors not acting in committal proceedings if the change made by the Amendment Order took effect.
(3) The amendment was marred by illogicality. It was said, and intended, to target defendants who elect jury trial when they could and should have been dealt with in the magistrates' court. In fact, however, it applies even where it is the magistrates who decide that summary proceedings are inappropriate and therefore decline jurisdiction.
(4) It was irrational to make provision for equal remuneration for either-way cases that are committed to the Crown Court and for 'indictable only' cases that are sent to the Crown Court: sent cases involve much less work in relation to the magistrates' court proceedings than committals.
A fee for hearings or for proceedings?
"One factor is likely to be the separate payment for committal hearings of around £370 included in the Crown Court fee. This is designed to remunerate litigators for the work in preparing and arguing issues at the mode of trial hearing."
The fact that the fee might cover earlier work, and any application for bail, was not mentioned. The ministerial submission of 16 September 2010 stated:
"We therefore propose to consult on removing the separate payment for committal hearings (paid under the Litigators Graduated Fees Scheme)."
"Do you agree with the proposals to: ... remove the separate fee for committal hearings under the Litigators' Graduated Fees Scheme to pay for the enhanced guilty plea fee?"
"On criminal fees, that: … you … agree to consider removing committal proceedings …. but in any event, to abolish the fee for committal proceedings …"
But in other passages it referred to both the fee "for committal hearings" (paragraph 7) and "the committal for trial fee (payable for the committal proceedings in the magistrates' court)"
"I can confirm that there was no misunderstanding. We were quite clear that 'committal proceedings' encompassed both the committal hearing and other associated work in the magistrates' court prior to any such hearing. All such work had been paid, since April 2010, by way of a separate fixed fee of £318. the intention was simply to remove that separate fixed fee and to incorporate remuneration for all of the work that had previously been covered by that fixed fee within the overall fee under the Litigators' GFS. It was made clear to ministers, at an early stage, in a description of the then current fee structures, that the committal fee was payable 'to reflect work done in the magistrates' court'."
The quotation in that extract is from the ministerial submission of 7 July 2010:
"With effect from April 2010, there is no longer any payment under the magistrates' court fee scheme for cases successfully committed to the Crown Court for trial. Instead, a fixed fee of £318 is payable under the LGFS to reflect work done in the magistrates' court' (as was already the case with sent cases)."
"Since April 2010 in all cases where a legally aided defendant has been committed for trial a fixed Committal fee of £318 is paid regardless of the amount of work involved in the pre committal stage in the Magistrates Court.
The proposal to abolish committal fees fails to recognise that even in the simplest of cases, defendants will make two appearances in court before they are committed for trial and their lawyers have to undertake an amount of out of court work. At the present time this is barely remunerated by the Committal Fee paid at the end of the Crown Court proceedings sometimes many months later.
In more complex cases especially where defendants are remanded in custody lawyers will probably (as a minimum) make two bail applications, an application to a Crown Court Judge in Chambers, at least one visit to the defendant in prison and one or more additional hearings before committal. The present fee structure operating since April 2010 already fails to remunerate this amount of work adequately. Nevertheless the LSC and their Peer Reviewers, The Solicitors Regulatory Authority, not to mention defendants expect this work to be carried out and carried out to a proper professional standard.
What the proposal envisages is that all pre committal work is done without lawyers being paid at all no matter how complex or time consuming the pre committal state might be. It has long been a principle at the Bar that a barrister should not be expected to do work for which they will not be paid; there is no reason why this principle should not equally extend to Solicitors who would otherwise be expected to do considerable amounts of work without the prospect of any payment – even a deferred payment as is presently the case.
It would be unacceptable to cite the "swings and roundabouts" principle as a justification for the removal of all payment for what can be a significant amount of work for which Lawyers have already suffered a considerable reduction since April 2010. There is no 'swing or roundabout' in these proposals for the provider and the net effect of the proposals is an unacceptable reduction in fees."
The italics are mine.
The Lord Chancellor failed to take into account the risk of solicitors not acting in committal proceedings if the change made by the Amendment Order took effect.
"4.10 The Law Society opposes the removal of the committal fee, which will not be compensated for by the increase in the lower standard fee. The abolition of the committal fee will mean that the legal aid payment to solicitors will no longer include an element for the Magistrates' Court hearings where cases are committed for trial.
This will leave solicitors and clients with effectively three choices. Either the client can pay privately for the work conducted in the Magistrates' Court, or the solicitor can work for free, or the client will remain unrepresented until his/her appearance in the Crown Court. A fourth option is that the Crown Court fee be adjusted to take some account of the work undertaken on committals in the Magistrates' Court.
4.11 For man the first option is no option at all they would not have the means to pay privately. Hard pressed solicitors would not be able to work as a matter of routine for nothing in the many cases that are committed to the Crown Court. The third option is therefore likely to be the most common. This would result in those being committed to the Crown Court requiring section 6(1) committals as they would be unrepresented. There would be a consequential increase in the overall costs of cases going to the Crown Court in both court time in the lower courts and preparation time of the CPS. It is probably that the cost to the Criminal Justice System overall would outweigh any savings made from his change."
"119. … Under section 25(3)(a) of the Access to Justice Act 1999 you (Secretary of State) are under an explicit duty to have regard to the need to ensure that there is sufficient supply of competent providers, the cost to public funds and the need to secure value for money when setting remuneration rates.
120. Annex F provides advice on this and addresses the anticipated impact of the proposed reforms to civil and family fees on sustainability and Annex E provides similar advice in relation to criminal fees. While there is a risk that the fee reduction will lead to at least some providers leaving the legal aid market, taking into account all of the available data, on balance, we consider that the proposed fee reductions are likely to be sustainable and that therefore it will be reasonable for you to make the necessary Funding Orders to implement the proposals."
"Marketing sustainability
5. Any reforms to criminal fees that are introduced via secondary legislation before the proposed Legal Aid and Sentencing Reform bill receives Royal Assent will be subject to the requirements of section 25(3)(a) of the Access to Justice Act 1999. this places the Lord chancellor under an explicit duty to have regard to the need to ensure that there is sufficient supply of competent providers when setting remuneration rates.
6. Our ability to assess the impact of the cuts on supply sustainability depends on our knowledge of current supply sustainability, and provider profitability. These are analysed in the concluding section of this annex. Even taking into account these factors, it is difficult to come to any form conclusion on supply sustainability, as there are many other factors that will determine how sustainable any level of fees are. However, our analysis suggests that the overall impact of the cuts – an approximately 8% reduction in rates, with a greater impact falling on Crown Court work, along with 12.5% reduction in fees paid for advocacy – it likely to be sustainable by the criminal legal aid market.
"33. Even if committal proceedings are retained, we recommend proceeding with the proposal to abolish the committal fee. This is because:
- in practice committal proceedings are rarely substantive hearings, usually just confirming the decisions made earlier on at the mode of trial hearing with such papers as there are served very late or on the day itself. Moreover, any preparation which solicitors are required to make will cover much the same ground as for the Plea and Case Management Hearing in the Crown Court just a few weeks later. Respondents complain about the abolition of committal fees, but have not provided any very persuasive arguments in favour of keeping them. The Law Society, for example, merely remarks that solicitors will not be able to afford to represent defendants during the magistrates' courts stages of either way cases, without providing any evidence for this assertion; and
- Abolition of the fee for committals will save approximately £25m per annum. Without it we would need to look for savings elsewhere.
34. For the reasons set out above …. we recommend that the linked proposals in relation to either way cases which the magistrates' court has determined are suitable for summary trial are implemented as set out in the Consultation Document (retaining the proposed single fee in the Crown Court) but with the revised enhancements to the higher as well as the lower magistrates' courts standard fees.
…
"133. The risk of providers withdrawing from the market needs to be considered in the context of the LSC's ability to take action to mitigate against any shortfall. Providers are required to give 3 months' notice before exercising their right to withdraw from their contract. If necessary, we could even put in place a swift change to payment rates. If there were difficulties in relation to coverage of specific police station duty rotas, scheme membership rules could be relaxed or rates increased on those duty schemes. In the past, the Public Defender Service has also stepped in to provide coverage where there have been localised disputes."
"Overall, therefore, the Government is satisfied that the proposed reforms to civil, family and criminal fees would be likely to be sustainable, and that, although individual providers may leave the scheme, there will be sufficient supply of providers of sufficient quality to provide an appropriate level of service."
In relation to criminal fees, this was in different words the consideration required to be taken into account by section 25(3)(a) of the 1999 Act.
It was illogical to make the order because it was intended to address the cases of defendants who elect jury trial when they could and should have been dealt with in the magistrates' court, but it applies even where it is the magistrates who decide that summary proceedings are inappropriate and therefore decline jurisdiction.
"The SoS was very keen for fees to be restructured in a way as to deter abuse of process and spinning out of cases, and to encourage early guilty pleas if possible in the magistrates rather than the Crown Court."
"6.18 Our alternative and more limited proposal focuses on those cases which the magistrates' court determines are suitable for summary trial but where the defendant elects for trial in the Crown Court, and the case results in a guilty plea or cracked trial. We propose to:
- pay a single fixed fee of £565 for a guilty plea in an either way case tried in the Crown Court which the magistrates' court has determined is suitable for summary trial;
- enhance the lower standard fee paid for cracked trials and guilty pleas under the magistrates' courts scheme by 25% for either way cases; and
- remove the separate fee for a committal hearing under the LGFS for all cases committed to the Crown Court for trial. This saving will be used to fund the enhanced lower standard fee (and also the enhanced Crown Court early guilty fees proposed below).
6.19 The proposal concentrates on those cases in the Crown Court that could, in the opinion of the magistrates' court, realistically have been dealt with in the magistrates' court. (Cases that magistrates decided to commit to the Crown Court and which subsequently pleaded guilty or resulted in a cracked trial would be paid in the same way as indictable only cases discussed below.) In these cases, we do not believe that there is any reason why we should pay significantly more for a guilty plea based on the venue in which the proceedings took place."
"Do you agree with the proposals to: ... remove the separate fee for committal hearings under the Litigators' Graduated Fees Scheme to pay for the enhanced guilty plea fee?"
In addition, Annex D to the Consultation Paper stated:
"With effect from April 2010, there is no longer any payment under the magistrates' court fee scheme for cases successfully committed to the Crown Court for trial. Instead, a fixed fee of £318 is payable under the LGFS to reflect work done in the magistrates' court (as was already the case for sent cases)."
"Abolition of the fee for committals would save approximately £25m per annum. Without it we would need to look for savings elsewhere."
The irrationality of equal remuneration for sent and committed cases
Improper purpose
(1) The Ministerial Submission of 11 August 2010:"My submission of 21st July set out a series of proposals for restructuring criminal fees to incentivise the efficient disposal of cases."(2) The Ministerial Submission of 16 September 2010:
"As part of this proposal, we also need to address a further potential incentive in the legal aid fee structures to commit cases to the Crown Court. We therefore propose to consult on removing the separate payment for committal hearings…"(3) The Ministerial Submission of 26 April 2011:
"We accept that the final decision on plea rests with the client and do not suggest that lawyers necessarily advise on plea based on the likely legal aid fee. However, we remain concerned that the current system of fees does not sufficiently support the aim of speedy and efficient justice and may discourage the defence team from giving early consideration of plea given the great disparity in fees depending upon the timing of the plea and, in respect of the group of cases to which these proposals would apply, the marked disparity between fees in the magistrates' courts and those in the Crown Court."(4) The notes of the meeting of 14 July 2010:
"The SoS was very keen for fees to be restructured in a way as to deter abuse of process and spinning out of cases, and to encourage early guilty pleas if possible in the magistrates rather than the Crown Court."(5) The notes of the meeting of 22 July 2010:
"[Jonathan Djanogly] was content in principle with the proposals on fee restructuring (incentivise early guilty pleas: introduce single fee for guilty pleas; single fee for either way cases; combine litigator and advocate fees; extension of the Litigators Graduated Fees Scheme; and not to pursue further fee reductions now)."(6) The notes of the meeting of 21 September 2010:
"On Committals, MT advised that the current fixed fee provides an additional incentive for either way cases to go up to the Crown Court. Instead proposals are to abolish the fee but reinvest in incentivising either way cases to stay down in the Magistrates' Court."(7) The notes of the meeting of 3 March 2011:
"SoS noted the point made by some respondents of a possible perverse incentive arising where a defendant is already in the Crown Court and, with no incentive for lawyers to revisit the case, they may as well proceed with the trial. However, his initial thought was that this was manageable and outweighed by the effect of the proposed fee restructure in encouraging early case resolution before cases reach the Crown Court."
The Lord Chancellor's evidence is consistent with these statements. According to Mr MacMillan's first witness statement:
"We identified, at a relatively early stage in this process, that legal aid fee schemes might act as a disincentive to early consideration of the question of plea (including consideration before questions of venue have been determined) and, conversely, that by re-structuring the fee schemes we might be able to incentivise early consideration of plea (which was likely to mean an increase in early guilty pleas in the magistrates' court)."
Breach of the duty under s.149 of the Equality Act 2010
"(1) A public authority must, in the exercise of its functions, have due regard to the need to–
(a) eliminate discrimination, harassment, victimisation and any other conduct that is prohibited by or under this Act;
(b) advance equality of opportunity between persons who share a relevant protected characteristic and persons who do not share it;
(c) foster good relations between persons who share a relevant protected characteristic and persons who do not share it.
(2) …
(3) Having due regard to the need to advance equality of opportunity between persons who share a relevant protected characteristic and persons who do not share it involves having due regard, in particular, to the need to–
(a) remove or minimise disadvantages suffered by persons who share a relevant protected characteristic that are connected to that characteristic;
(b) take steps to meet the needs of persons who share a relevant protected characteristic that are different from the needs of persons who do not share it;
(c) encourage persons who share a relevant protected characteristic to participate in public life or in any other activity in which participation by such persons is disproportionately low.
(4) The steps involved in meeting the needs of disabled persons that are different from the needs of persons who are not disabled include, in particular, steps to take account of disabled persons´ disabilities.
The relevant protected characteristics include disability. It is well known that defendants in criminal cases include a disproportionate number of persons with educational disabilities or mental health problems which themselves give rise to disabilities. Black, Asian and Minority Ethnic ("BMAE") men are also disproportionately represented. So it is not disputed that section 149 imposed a relevant duty on the Lord Chancellor in connection with the making of the Amendment Order.
"7.32 We have set out above our initial analysis of the potential impacts of this proposal on clients and providers. Respondents are invited to comment on whether the impacts identified in this EIA are accurate, whether the severity of the impacts identified is accurate, and whether there are mitigations that can be identified to reduce or alter impacts.
7.33. We have not identified a disproportionate impact on clients, as we do not believe that this proposal will have an effect on them, and we have no identified any potential disproportionate impact on providers. We cannot rile out the potential for this proposal to have a disproportionate impact on the Bar.
7.34. However, it is our initial view that any sex, race or disability impact as a result of this proposal would be justified. As set out in this EIA and in the consultation paper Proposals for the Reform of Legal Aid in England and Wales, the Government is committed t controlling public expenditure and reforming the legal aid system.
7.35. In addition, we are concerned to ensure that leading, or multiple counsel are only instructed where it is in the interests of justice, and where it is the most cost effective means of managing the case. We propose to work with the senior judiciary and prosecutors to ensure that the framework for two advocates is working properly and ensure that only those cases that need leafing or multiple advocates are extended appropriately.
7.36. Therefore, we have no identified any mitigation of the potential impacts of this proposal."
"112. We went on to consider, again, the characteristics of criminal legal aid clients who would be affected if risks to sustainable supply were realised in order to identify the potential for disproportionate impact. We concluded amongst other things, in paragraph 5.16 of the final EIA, that we could not rule out the potential that ill or disabled people (including the mentally ill) might be disproportionately affected if, contrary to our expectations, the reform of criminal legal aid fees did have an impact on clients:
'…Data on the age of clients in criminal cases is not collected, so analysis cannot be presented for this protected characteristic, however data is collected on sex, race and disability. This shows that men are over-represented among criminal legal aid clients when compared with the adult population, as are BAME people. The large amount of missing data on the disability status of criminal legal clients means that robust conclusions cannot be drawn, and we cannot rule out the potential that ill or disabled people might be disproportionately affected if, contrary to our expectations, the reform of criminal legal aid fees did have an impact on clients. Also we recognise that the client might not be the only person potentially affected by the criminal process.'
113. As a result, and to mitigate any potential risk in this area, we undertook to work with the LSC on a client and provider strategy covering civil and criminal legal aid work, and to monitor the impact that the reforms had in practice on legal aid suppliers and clients as part of the post-implementation review of the scheme (as set out in paragraph 5.17)"
Article 6
Conclusion
Mr Justice Treacy: