QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
1 Bridge Street West Manchester M3 3FX |
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B e f o r e :
HONORARY RECORDER OF MANCHESTER
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THE QUEEN(on the application of OLETUNDE ADETORO) |
Claimant |
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- and - |
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SECRETARY OF STATE FOR JUSTICE |
Defendant |
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- and - |
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THE PAROLE BOARD |
Interested Party |
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Matthew Gullick (instructed by Treasury Solicitor) for the Defendant
The Interested Party did not appear and was not represented
Hearing date: 3rd September 2012
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Crown Copyright ©
JUDGE GILBART QC :
"You were initially charged with 25 offences of attempted murder. After trial during which you accepted the essential facts of the chase which were beyond dispute whilst denying any intention to kill, you were found guilty of three counts of attempted murder and five counts of causing or attempting to cause grievous bodily harm with intent for which you were sentenced to concurrent terms of life imprisonment. You were also convicted of 13 other offences ranging from conspiracy to rob to dangerous driving which attracted concurrent determinate terms between 18 and 2 years. The tariff after allowing for 15 months on remand was fixed at 13 years which expires in July 2013. You have now been in custody for almost 13 years."
"Having taken into account all of the above the Secretary of State has concluded that the Parole Board's reasons in support of transfer to open conditions contain a number of important omissions. These omissions are sufficiently serious as to render the basis of the Board's recommendation as fundamentally flawed. As such, the Secretary of State is not satisfied that you present an acceptable risk to be transferred to open conditions. He therefore rescinds his earlier decision to accept the Parole Board's recommendation." (letter of 3rd April 2012)
i) The index offences
ii) Legal Framework and Prison Service Instructions relating to release/transfer to open conditions
iii) Reference to the Parole Board, proceedings and evidence
iv) Parole Board advice and recommendations to the Secretary of State for Justice
v) Issue of the first decision letter
vi) Events within the Ministry of Justice after issue of the first decision
vii) The second decision letter
viii) Authorities
ix) Status of second decision letter: submissions and conclusions
x) Questions of rationality, reasoning and fairness; submissions
xi) Conclusions on rationality reasoning and fairness
xii) Overall Conclusions and availability of relief.
1 The index offences
" 3 Analysis of Offending
On 23rd April 1999 when you were 29 years old you became involved with associates in advanced preparation and planning for an armed robbery which would have involved two handguns and a Kalashnikov sub-machine gun. You were a passenger in a car being driven on the M61with another accomplice in a second car about a mile ahead. The pre planning provided for the possibility of your car being stopped on the motorway and the plan then called for the car ahead to get off the motorway and park in a position to enable you to outrun the police and transfer to the first car. Your driver failed to act as the plan required and stopped for the police as requested. You threatened him with a handgun to start driving away and when he refused you left the car wearing a balaclava and body armour. You shot at the police car hitting a tyre and drove away. What then followed over a distance of 40 miles and a period of about two hours involving armed police vehicles and a helicopter was your decision in the words of the trial Judge to drive and shoot your way out of trouble with ruthless disregard for the life and safety of the police and public. You abandoned your own car to seize another and kidnap its terrified woman driver. You shot at police and members of the public using the handguns and the sub-machine gun. You shot a member of the public in the leg when he said something to you. An oncoming car was shot at and the driver missed dying by only inches. A man waiting for a bus was shot in the leg when you were aiming at a pursuing police car and a cyclist was shot at the top of his leg when you were firing backwards out of the car window at the police. You were by now in the second and much faster car you forced the driver to hand over. The Judge commented that it was truly remarkable that nobody was killed and he described you as highly dangerous and willing to risk the lives of police officers and members of the public so that you might remain at liberty. Your previous convictions all related to theft and robbery. In 1989 you were sentenced to four years detention in a young offenders' institution for an offence of robbery."
(I interpose to say that that must refer to 4 years detention, which would in fact have been served in a young offenders' institution)
"In 1995 you were convicted of conspiracy to steal for which you received a sentence of 8 years imprisonment. You are now 42 years old."
"At the time of the index offences you were on the run from the police, leading a criminal lifestyle and associating with like minded individuals. You were brought up and lived in an area where criminal gang activity was rife and you acknowledge that at times you facilitated criminal activities for those associated with the gang culture whilst denying that you were a major figure in the gang activities. You provided vehicles and on the occasion of the index offences arranged to transport guns and ammunition in preparation for armed robbery in which you were prepared to be involved with alt its attendant risks. The purpose of all your offending was to obtain money. You were aware of the likely consequences of being found in possession of the weapons and other material including balaclavas and body armour for your own protection and you were prepared to go to extreme lengths regardless of the danger to others in your determination to remain free. Your involvement in the criminal culture and your failure to recognise the inevitability of your capture and arrest at the time you were firing at the police demonstrated serious thinking deficits including problem solving and consequential thinking. You lacked insight and victim empathy. Thankfully none of the serious injuries received by your victims were life threatening but this was your and their good fortune and owed nothing to any sense of reason or proportion which was wholly lacking in your attitude and behaviour.
Immediately after your arrest you made threats about escape and boasts about rescue and you were regarded as a high risk offender prepared to stop at nothing to get your own way."
2 Statutory Framework and Prison Service Instructions relating to release/transfer to open conditions
"239 The Parole Board
This section has no associated Explanatory Notes
(1)The Parole Board is to continue to be, by that name, a body corporate and as such is—
(a) to be constituted in accordance with this Chapter, and
(b) to have the functions conferred on it by this Chapter in respect of fixed-term prisoners and by Chapter 2 of Part 2 of the Crime (Sentences) Act 1997 (c. 43) (in this Chapter referred to as "the 1997 Act") in respect of life prisoners within the meaning of that Chapter.
(2) It is the duty of the Board to advise the Secretary of State with respect to any matter referred to it by him which is to do with the early release or recall of prisoners.
(3) The Board must, in dealing with cases as respects which it makes recommendations under this Chapter or under Chapter 2 of Part 2 of the 1997 Act, consider—
(a) any documents given to it by the Secretary of State, and
(b) any other oral or written information obtained by it;
and if in any particular case the Board thinks it necessary to interview the person to whom the case relates before reaching a decision, the Board may authorise one of its members to interview him and must consider the report of the interview made by that member.
(4) The Board must deal with cases as respects which it gives directions under this Chapter or under Chapter 2 of Part 2 of the 1997 Act on consideration of all such evidence as may be adduced before it.
(5) …………………………………………………..
(6) The Secretary of State may also give to the Board directions as to the matters to be taken into account by it in discharging any functions under this Chapter or under Chapter 2 of Part 2 of the 1997 Act; and in giving any such directions the Secretary of State must have regard to—
(a) the need to protect the public from serious harm from offenders, and
(b) the desirability of preventing the commission by them of further offences and of securing their rehabilitation.
(7) …………………………."
a) " Release and Recall of Life Sentence Prisoners"
while the second part relates to
b) "Transfer of Life Sentence prisoners to Open Conditions"
"A period in open conditions is essential for most life sentence prisoners (lifer's) (sic). It allows the testing of areas of concern in conditions that more closely resemble those that the prisoner will encounter in the community often after having spent many years in closed prisons."
"Introduction
1. A period in open conditions is essential for most life sentence prisoners (lifer's) (sic). It allows the testing of areas of concern in conditions that more closely resemble those that the prisoner will encounter in the community often after having spent many years in closed prisons. Lifer's (sic) have the opportunity to take resettlement leave from open prisons and, more generally, open conditions require them to take more responsibility for their actions.
2. The main facilities, interventions, and resources for addressing and reducing core risk factors exist principally in the closed lifer estate. In this context, the focus in open conditions is to test the efficacy of such core risk reduction work and to address, where possible, any residual aspects of risk.
3. A move to open conditions should be based on a balanced assessment of risk and benefits. However, the Parole Boards emphasis should be on the risk reduction aspect and, in particular, on the need for the lifer to have made significant progress in changing his/her attitudes and tackling behavioural problems in closed conditions, without which a move to open conditions will not generally be considered.
Directions
4. Before recommending the transfer of a lifer to open conditions, the Parole Board must consider:-
- all information before it, including any written or oral evidence obtained by the Board;
- each case on its individual merits without discrimination on any grounds.
5. The Parole Board must take the following main factors into account when evaluating the risks of transfer against the benefits:-
a. the extent to which the lifer has made sufficient progress during sentence in addressing and reducing risk to a level consistent with protecting the public from harm, in circumstances where the lifer in open conditions would be in the community, unsupervised, under licensed temporary release ;
b. the extent to which the lifer is likely to comply with the conditions of any such form of temporary release;
c. the extent to which the lifer is considered trustworthy enough not to abscond;
d. the extent to which the lifer is likely to derive benefit from being able to address areas of concern and to be tested in a more realistic environment, such as to suggest that a transfer to open conditions is worthwhile at that stage.
6. In assessing risk in such matters, the Parole Board shall consider the following information, where relevant and where available, before recommending the lifers transfer to open conditions, recognising that the weight and relevance attached to particular information may vary according to the circumstances of each case:-
a. The lifer's background, including the nature, circumstances and pattern of any previous offending;
b. the nature and circumstances of the index offence and the reasons for it, including any information provided in relation to its impact on the victim or victim's family;
c. the trial judges sentencing comments or report to the Secretary of State, and any probation, medical, or other relevant reports or material prepared for the court;
d. whether the lifer has made positive and successful efforts to address the attitudes and behavioural problems which led to the commission of the index offence;
e. the nature of any offences against prison discipline committed by the lifer;
f. the lifer's attitude and behaviour to other prisoners and staff;
g. the category of security in which the lifer is held and any reasons or reports provided by the Prison Service for such categorisation, particularly in relation to those lifers held in Category A conditions of security;
h. the lifers (sic) awareness of the impact of the index offence, particularly in relation to the victim or victim's family, and the extent of any demonstrable insight into his/her attitudes and behavioural problems and whether he/she has taken steps to reduce risk through the achievement of life sentence plan targets;
i. any medical, psychiatric or psychological considerations (particularly if there is a history of mental instability);
j. the lifer's response when placed in positions of trust, including any outside activities and any escorted absences from closed prisons;
k. any indication of predicted risk as determined by a validated actuarial risk predictor model or any other structured assessment of the lifer's risk and treatment needs.
7. Before recommending transfer to open conditions, the Parole Board shall also consider the lifers (sic) relationship with the Probation Service (in particular the supervising probation officer), and other outside support such as family and friends."
3 Reference to the Parole Board, proceedings and evidence
i) An addendum from the offender supervisor clarifying the reasons for the Claimant's "remain(ing) a Category A prisoner for so many years"
ii) An addendum from the offender manager to update the risk assessment and recommendation following the removal of the CSCP programme from the sentence plan
iii) Copies of documents referred to in the offender supervisor's report
iv) An updated version of the OASYS assessment (a tool dealing with the prediction of the future risk of reoffending)
v) The attendance before the Panel of the offender supervisor, to assist with risk assessment and to discuss custodial progress to date
" I acknowledge that it is unusual to progress direct to open conditions from category A, but the dossier contains little evidence as to why (the Claimant) has remained in category A conditions for so long, and the risk assessments are somewhat conflicting and are uninformed by the recent development in respect of CSCP. It is therefore my view that an oral hearing is necessary to accurately determine risk in this case."
"Conclusion and Decision of the Panel
The Panel advise the Secretary of State that for the reasons already given you are ready to be moved to open prison conditions where your risk can be safely managed. You have made significant progress in dealing with your offending behaviour in closed conditions and the time has come for your resolve to be tested in conditions more closely resembling those in the community, to allow you to take more responsibility for your actions and to develop a release plan."
i) The Panel considered the documents contained in the dossier supplied to all parties before the hearing and in addition:
a) Sanitised content of SIRs (Security Information Reports) from March 2010 to October 2011
b) Witness Statement dated 10th October 2011 and signed by the Claimant
c) Typed copy of the Claimant's handwritten account of events during commission of the index offences
d) Greater Manchester Police summary of the index offences for presentation to Magistrates during the early hearings
e) Parole Assessment report dated 24th May 1995 prepared towards the end of (the) 8 year sentence for Conspiracy to Rob imposed in July 1992
f) Statement giving family details from (the Claimant's) sister
g) Addendum report dated 8th December 2011 from the Offender Manager
h) Addendum report dated 6th January 2012 from Ms Catherine Jones a Registered and Chartered Forensic Psychologist
ii) The Claimant was represented by Counsel during the first two hearings and by his Solicitor who attended all the hearings, at the final hearing. Counsel called the Claimant to give evidence in support of his application for transfer to open conditions. The Offender Supervisor, the Offender manager, the Education Officer, and the Security Officer also gave evidence before the panel. The psychologist Ms Jones and Dr Pratt , a consultant and clinical forensic psychologist, who had reported on behalf of the Claimant, also gave evidence to the panel. Neither NOMS nor the Secretary of State was represented at the hearing.
"In 2004 you declined to attend the FOCUS programme which was perhaps understandable because alcohol abuse had never been identified as a risk factor and although you had taken some Ecstasy tablets on the evening before the index offences and you were prepared to make money by transporting drugs for others you had never been regarded as a having a drug dependency. You later agreed to be assessed and the programme was no longer considered appropriate."
"Of greater interest and relevance was an initial assessment completed in September 2004 which decided you were suitable for the CSCP programme. You were willing to attend and complete the programme which could not be conducted at the time in HM Prison Frankland. In 2006 you were re-graded to standard Category A and you successfully completed the ETS with good reports. You continued to work at your studies and in 2010 you also produced a range of written material to use with youth groups to encourage them to avoid criminal behaviour and engage in a positive lifestyle.
On 5th August 2009 you transferred to Long Lartin as a Category A enhanced prisoner with the specific intention of being assessed for the CSCP which you remained willing and keen to complete, Mr M in his report dated 5th July 2010 confirmed that during his discussions with you about the index offences you were open and honest and appreciated that the offences were horrendous and you were lucky that no one was killed. Your behaviour, attitude and general demeanour to both wing staff and educational staff was all positive. Your work in the print workshop since October 2009 was also respected and appreciated. You had a positive MDT for dihydrocodeine in January 2010 when you self medicated for pain without going through the correct channels.
Your most recent previous adjudication was in January 2008. You were concerned about delays in completing the assessment for the CSCP and it was not until your Solicitors issued Judicial Review proceedings that the necessary tests were completed. On 20th December 2010 you were formally rejected from the CSCP on the grounds that you did not have enough violent convictions to meaningfully participate in the programme. The information available to the assessors had not changed since 2004 when you first expressed willingness to engage in the programme and the Panel find that the delay of over six years is unacceptable.
Mr M (a former offender supervisor) attended before the Panel at each hearing and confirmed that all the reports he had received confirmed your very good behaviour. He is no longer your Offender Supervisor but he was responsible for the completion of the OASys in November 2009 and an update in February 2011 when he met you on two occasions to go through the history. You were always polite and respectful to him and impressed as a mature individual. Mr M did not support a transfer to open conditions which he thought was too big a step. He was unable to recommend any particular programme but thought you should be assessed for the SCP.
Ms T has been your Offender Manager since mid 2010 when she first met you. She had spoken to Mr M and discussed your sentence plan in a telephone conference. She placed your risk of serious harm to the public in the community as high as opposed to the assessment of medium in both the available OASys reports. She had hoped to see your progress but thought that the jump from Category A to Category D was too great. Following discussions with Ms Jones she thought you lacked understanding of your offending behaviour and your risk factors, Your lifestyle was centred around financial gain and she thought that you didn't understand violence. When Ms T was examined by (Counsel) she agreed that you had not been tested and she had not asked you about a possible transfer to open conditions. She was satisfied that you were not manipulating the system. She was aware of a recent attack upon you but had not had the opportunity to discuss it.
Before the adjourned hearing on 12th December 2011 the Panel received the addendum report from Ms T in which she told the Panel that she had reconsidered the evidence given at the first hearing having had an opportunity to consider the reports of Dr Pratt and the submissions of (the solicitor for the Claimant) which she had not seen before the earlier hearing. She still held to her view that your risk of serious harm to members of the public in the community if released immediately was high but she no longer maintained that it was too early to approve a transfer to open conditions. From her knowledge of you she agreed that although, through no fault of your own, you were prevented from engaging in further offending behaviour work you nevertheless used your time productively through advanced education and demonstrated over a long period that you are able to maintain an offence free lifestyle.
The Education Officer Mr F was aware of your continued progress in your academic and vocational studies. The IT course would be valuable in the workplace in the future and there had been nothing but positive feedback from your tutors including female staff. In his view education led to a reduction in re-offending."
"At the adjourned hearing in December 2011 you gave evidence having had an opportunity to instruct your Counsel and Solicitors about the matters referred to in the redacted SIR report. You gave a clear and coherent account of the index offences without attempting to minimize the seriousness of the offences or the impact upon your innocent victims. You agreed that you were the lead planner for the robbery that was in the course of preparation. The guns belonged to your co-defendant but you planned to use the handguns in the robbery although the AK47 (Kalashnikov) would have been too big to use. In the event you fired all three weapons at the police in random fashion although you always claimed to have aimed low and the damaged tyres and grills of the chasing police cars support your suggestion. There was one bullet that hit the windscreen rubber of one police car which demonstrated just how dangerously you were behaving and the injuries to the members of the public included a bullet wound to the arm as well as the lower and upper leg of other victims. Your kidnap victim was not physically injured but was traumatised by being driven as a captive in her own vehicle where her presence was required to prevent the police from returning fire. At the time of the chase you told the Panel you expected to die. On arrest you made a full confession whilst maintaining that you did not intend to kill anyone. The verdicts of the Jury reflected that claim to some extent although you still received life sentences for five offences relating to causing grievous bodily harm with intent which reflected the true nature of the deliberate use of firearms. You agreed that at the time you had a casual attitude to violence and you were self obsessed. Your whole life revolved around evading capture, committing crime for gain or planning further crime. In your own words "saying sorry does not cut it". You described how you moved to Cheetham Hill when you were 15. The area had a massive gang culture and when you started offending in what you described as a no go area you inevitably started doing little favours for other offenders who were more involved with the gang culture and this in a strange and unsatisfactory way kept you safe.
After a difficult period of reflection, often in conditions of maximum security in a Category A establishment, you decided to change your approach to life. Assisted by Mr J at Whitemoor you decided that education was the way forward to change your whole way of life and eventually work for a living without offending. You started from a very low base but with encouragement and determination you acquired the basics and went on to high achievement in the ensuing ten years. In the five years you took to graduate the only offending behaviour work you were able to complete was the ETS although you were always willing to complete the CSCP which was the only relevant offending behaviour programme as you understood it.
You were asked about the security reports which included basic details of the assault upon you in your cell by three inmates on 10th October 2011. You also agreed that you received a further adjudication in July 2010 for failing a MDT urine test when you drank too much water and adulterated the sample. There were no adjudications arising out of the assault upon you. Your wounds were very serious and required hospital treatment.
You made a statement to the police about the assault and described how you injured yourself doing press ups in your cell. This was clearly untrue as you accept but the alternative was to identify your assailants and seek refuge in the vulnerable prisoners unit. You told the Panel how you had been pressed in the past to convert to Islam because those involved believe you may be of use to them with contacts on the outside. You denied any purchase of drugs as suggested by low grade information on the SIR reports or that there was an attempt to obtain a mobile phone. When you were able to get up you pushed your assailants away and made your way to the wing office to get help. You did not fight back and told the Panel that you have never had a fight in prison and you are not a fighter. It is clear that there have been no further incidents and your decision to stand your ground and return to the wing without any revenge schemas (sic) was later favourably commented upon by Dr Pratt.
It was suggested to the panel that your refusal to identify your assailants demonstrates that you still subscribe to the 'Con Code'. The panel accepts that the assault upon you was an exceptional event and your refusal to name your assailants does not lead to the conclusion that you generally have criminal attitudes."
"6. Panel's assessment of current risk of re-offending and serious harm
The most recent OASys prepared by Mr (M) (and the earlier one) assessed your risk of re-offending as low in all categories and your risk of serious harm to members of the public as medium and to all other groups as low. The evidence of this and other risk assessments makes the decision to declare you unsuitable for the CSCP appear as correct and compelling. There is no evidence available to the Panel about any earlier assessments but the failure to complete the assessment for the CSCP between 2004 and 2010 is a matter for concern and your whole progress and categorisation during the last seven to eight years might have been different had the decision been made in a timely manner.
The decision on whether or not to recommend a transfer to open conditions depends in large part upon the view the Panel take of the evidence of Ms Jones and Dr Pratt, both of whom advanced cogent arguments. At the heart of their disagreement is the view that is taken of the one to one work designed to address your risk. Ms Jones takes the view that you could not demonstrate insight into your offending and until you do this you cannot change. Dr Pratt takes the view that education and reflection has changed you from the person you were which is why your account of past events seems distant.
The Panel having heard your very clear account of the index offences and your equally clear denunciation of your criminal behaviour at the time, accept that you do have a clear insight into the lifestyle and selfish behaviour that allowed you to commit the offences with all the serious consequences for the innocent victims. You do have an awareness of your risks and understand the importance of leading a purposeful and constructive lifestyle. The vocational work has been completed to enable you to make a good living on release and that in itself is a constructive indicator for the future. The Panel agrees with Dr Pratt that your change of attitude from the violent, dishonest and acquisitive offender in 2002 to the gradual emergence of an educated, mature and thoughtful man is roof of the proposition that progress is not always dependent upon satisfactory completion of offending behaviour work important as that is in most cases.
Despite the recent provocation you have never been violent and nor have you evidenced any revenge schema (sic) against the perpetrators. The Panel do not approve of the lies told to the police but they understand your reasoning in the circumstances prevailing and approve your decision to stay the course on the wing and refuse to seek refuge in the vulnerable prisoners unit. They accept that continuing to make progress is your aim and a transfer to open conditions will make new demands on your determination to succeed.
You have been signed off by the Carats team and there are no current concerns about either drink or drug dependency.
The Panel prefer and accept the reasoning and conclusions of Dr Pratt. There is additional support for this view when the later report of Ms (T) is taken into account. On a balanced assessment of risk and benefits and having taken into account the strains that a move straight from Category A to Category D will bring the Panel considers that your risks have been reduced to the point where you can be safely managed in open conditions and there is no more work that should be done in the closed estate."
"7. Plans to manage risk
Your risk will be managed in open conditions where the structured and disciplined surroundings will provide a framework for you to face the challenges ahead in a safe and supportive environment. The Panel do not consider that you pose more than a minimal risk of absconding. You are well aware of the consequences of failure."
"8. Conclusion and Decision of the Panel
The Panel advise the Secretary of State that for the reasons already given you are ready to be moved to open prison conditions where your risk can be safely managed. You have made significant progress in dealing with your offending behaviour in closed conditions and the time has come for your resolve to be tested in conditions more closely resembling those in the community, to allow you to take more responsibility for your actions and to develop a release plan."
4 Issue of the first decision letter
"OUTCOME OF PAROLE BOARD REVIEW
As you know the Parole Board recommended your transfer to open prison.
The Secretary of State has now considered the Parole Board recommendation, and agrees with this view for the reasons given by the Panel and considers that the following factors (..) affect(ing) your risk are;
- criminal lifestyle
- criminal associates
- use of weapons
- consequential thinking
- problem solving
- victim empathy
- attitudes
The Parole Board noted that during your time in custody you had completed ETS. Your prison behaviour had also much improved from the earlier part of your sentence. Some report writers are in support of a transfer to open conditions, it is therefore now appropriate for your progress to be tested in less secure conditions where your risks can still be safely managed.
The responsibility for addressing your risk reduction rests with you. However the Secretary of State has identified from the information contained within your dossier the following further interventions in open conditions to help you address these factors, Please note that the Secretary of State cannot guarantee to place you on these specific interventions as there are limits on the availability of resources. In addition, some interventions have entry requirements and may not be appropriate for you following these assessments. In these circumstances other offending behaviour courses/interventions may be considered to help you reduce your risks.
The provision and allocation of prisoners to interventions rests with HMPS
• To further develop the progress made to date and demonstrate the reduction in your risk. To complete further work on victim awareness, your use of violence.
• To test your ability and commitment to remain drug free and subsequently reduce the level of risk posed and develop relapse prevention plans
• Consolidate your learning and skills learned from offending behaviour programmes completed to date.
• Demonstrate your commitment to comply with restrictive measures in open conditions.
• In open conditions, you should develop and test a robust release plan, which should include suitable accommodation, employment training, education and engaging with relevant support networks.
Your next review is set at your tariff expiry date 10/0712013.
Your next parole review process will be undertaken In accordance with the Generic Parole Process, a centrally monitored review process. Your review process is expected to take 26 weeks to complete, as it involves the preparation of reports and co-ordination of various parties, including the Public Protection Casework Section, the Prison Service and the Parole Board, You will be notified by the Parole Board nearer the time about the exact date of that hearing.
Mr R Modelly
Team F"
5 Events within the Ministry of Justice after issue of the first decision
" We had no good reason to reject such a move, given the very lengthy decision letter the Board had written, and our instruction from Ministers that we should not second guess the Parole Board decision unless the process was flawed or the decision irrational. We therefore issued letters on 15th march to (the Claimant) prison and solicitor. I hope this clarifies the position…………."
" ……..Ministers agreed in 2008 that we should not substitute our reasoning for that of the Parole Board when the Board makes recommendations that offenders be transferred to open conditions, except in very limited circumstances. Those circumstances are (his underlining)
- Irrationality: i.e. where the Parole Board's recommendation goes against the recommendation of all the report writers (OM, OS, prison psychologist
- error of fact: i.e. where the Board's recommendation is based on an error of fact.
For the irrationality criterion, where there is a " split" between the main report writers, there is no ground for the Secretary of State's intervention, as long as the Board has clearly, in its reasoning, addressed the " opposing" recommendations of the report writers.
In this case the main report writers were not unanimous in opposing a transfer to open conditions. There was a split between them. The (Offender Supervisor) ……………..did oppose transfer to open conditions…….The (Offender manager) originally opposed a transfer to open conditions, but then in an addendum report, made it clear that she no longer maintained the stance that it was too early to transfer to open conditions. The prison psychologist and the independent psychologist had opposing views, which the Board worked through in its reasoning.
Thus, I'm not sure that we would have a basis for rejecting the Board's recommendation in this case………….."
After recommending a change in procedures for dealing with such cases he went on
" I will seek legal advice but, against the background I have outlined, I doubt we could withdraw the Secretary of State's decision in this case………………………. ……………….I will come back to you once I have had the legal advice."
" This is to confirm that the Secretary of State will retake the decision with respect to the Parole Board recommendation……….we will need to run the retaken decision past legal advisers before it is issued to (the Claimant) but I hope that the retaken decision can be issued to him early next week."
" Senior managers at the PPCS subsequently reconsidered the decision of 13th march 2012, taking account of the full dossier. They concluded that the review highlighted factual inaccuracies in the Board's reasons in support of its recommendation to transfer. In addition they were also concerned that the Parole Board appeared to have attached insufficient weight to potential areas of risk, to the extent that it believed (the Claimant) would present an unacceptable risk of harm to the public if moved to open conditions. The senior managers concluded that the Board's recommendation was erroneous and as a result of that review the decision of 13th March 2012 was rescinded and the decision of 3rd April 2012 was issued.
6 The second decision letter
Dear Mr Adetoro,
REVIEW OF PAROLE BOARD RECOMMENDATION
I am writing to inform you that the Secretary of State has reviewed his decision of 13 March to accept the Parole Board recommendation of 15 February that you be transferred from closed, Category A conditions, to open, category D conditions.
This review has highlighted factual inaccuracies in the Board's reasons in support of its recommendation for transfer. The Secretary of State is also concerned that the Parole Board appears to have attached insufficient weight to potential areas of risk, to the extent that he believes that you would present an unacceptable risk of harm to the public if moved to open conditions.
The risk factors in this case were highlighted by the Board as being linked to lifestyle and associates, access to guns and ammunition, finances, thinking deficits including problem solving and consequential thinking, lack of victim empathy and potential escape/abscond. (sic)
The Board noted that you had asserted a lack of intention to kill when committing the index offences. This position was evidenced by you maintaining you shot low at car grilles and people's legs. This appears to be at odds with the view of the sentencing judge who in his remarks, refers to your indiscriminate use of lethal weaponry and describes a callous and casual disregard for human life which placed you in a special category of dangerousness.
The Judge state(d): "The only appropriate sentence where you have shot to kill or gravely injure on such a scale is an indeterminate one so that you will be released only when you are considered no longer a danger. This is plainly an. exceptional case.(")
The Board, though noting all of the Index offences, and while accepting the deliberate use of firearms, gives credence to a lack of intention in that it states; 'on arrest you made a full confession whilst maintaining that you did not intend to kill anyone. The verdicts of the Jury reflected that claim to some extent although you received life sentences for five offences relating to causing grievous bodily harm with intent.' Such an acceptance of a lack of intent does not appear to be compatible with the fact that the jury convicted you on three counts of attempted murder. The Secretary of State is therefore concerned that the Board may have misdirected itself as to your intentions when reaching its view that you were safe to be transferred to open conditions.
The Parole Board mentions low grade security information, with no indication of the weight given to this in their deliberations. In fact, much of the security information available to them related to one incident that was an alleged assault. You, while being the victim of the assault, are indentified in the security information (deemed to be from a mostly reliable source and known to be true to that source) as being assaulted due to possible debt although it is unknown what this debt directly relates to. The Board's reasons made no mention of a list of suspected debtors found in the cell of one of your suspected assailants with your name on it. This security information was again considered to be reliable by the prison. This information is pertinent to the fact that finance was linked to your risk factors. The Board was entitled to disregard this intelligence but the fact that it did not state it had done so raises concern that it was not factored into The Board's risk assessment when considering your suitability for open conditions.
You stated that the night before the commission of the current offence you were 'smashed' as you reported that you had been out with your co-defendants. It would appear that you initially attributed your violence during the commission of your current offences to your use of substances. You claimed that you were a hard drug user, It was also reported that you believed you would not have committed the robbery for which you were convicted if you had not been out the night before. You further stated you were heavily under the influence of drugs and that you were told you needed medication to help you 'come down'.
Yet despite all of this evidence, In the Parole Board's reasons it states that you, '..had never been regarded as having a drug dependency.' While dependency may not have been an issue, the Secretary of State is of the view that drugs were certainly a key risk factor. This is borne out by your own testimony and version of events. It is clear that you believe your own stated misuse of ecstasy had a bearing on the commission of the index offence and, whilst in prison, security information suggests both possession of drugs and you being in debt, which may have been linked to drugs. However, the Parole Board does not appear to have questioned nor addressed these Issues in the decision letter in any depth. The Secretary of State considers that this is a fundamental omission which brings the rationality of the Parole Board's decision into question.
Your first reported incident of violence is a conviction for robbery when you were 19 years of age. In the Violence Risk Scale and the HCR-20 Coding Sheet completed by (MP) (Forensic Psychologist In Training) on 18 November and 8 December 2010 respectively, it is noted that during your CSCP assessment by (SM) dated 12 May 2010, you report being involved in 'not more than ten' robberies when you were associated with the Cheetham Hill Gang. This is in direct contradiction to your account to Dr Pratt (the independent psychologist arranged by your legal representative) of your Involvement in the gang. In that interview you deny being an adult member of the Cheetham Hill Gang. This contradiction in the two recent reports was not reflected In the Board decision. The Secretary of State is of the view that this account of criminal convictions is indicative of a lifetime pattern of violence.
At no point does the Board refer to this self disclosed number of previous robberies and there is no indication that the Board factored this important disclosure into its risk assessment. Again, the Secretary of State considers that this is an important omission and that without an indication of the weight attached to your past self disclosed record, the Board's risk assessment is fundamentally flawed.
In conclusion, you were convicted of serious offences which could have resulted in loss of life. You are currently placed in Category A conditions and have not been tested in lower category secure conditions. Whilst none of these factors preclude you from being moved to open conditions, the Secretary of State needs to be satisfied that such a move will not jeopardise the safety of the public. Furthermore, any such recommendation must be based upon the considerations set out in the Secretary of State's directions in respect of the transfer of indeterminate sentence prisoners to open conditions.
Having taken into account all of the above the Secretary of State has concluded that the Parole Board's reasons in support of transfer to open conditions contain a number of important omissions. These omissions are sufficiently serious as to render the basis of the Board's recommendation as fundamentally flawed. As such, the Secretary of State is not satisfied that you present an acceptable risk to be transferred to open conditions. He therefore rescinds his earlier decision to accept the Parole Board's recommendation.
The Secretary of State has consulted with the Directorate of High Security, Category A Section and they have advised that the last review of your Category A status was in June 2011. That is normally reviewed annually, but in liaison with the prison they will discuss the possibility of bringing your next review forward; it will, if at all possible, take place earlier than June. You will remain in Category A conditions until that review is complete.
Your tariff expires on 10th July 2013 and there will be a further Parole Board review of your case before this tariff expiry date."
i) it states that the Secretary of state has " reviewed his decision" of 13th March 2012;
ii) it states that that earlier decision was rescinded;
iii) it states that the Secretary of State has decided that (in his language) the Claimant did not present an acceptable risk of transfer to open conditions;
iv) it does not contend that the earlier decision was unlawful, nor that it was flawed, irrational or otherwise objectionable.
7 Authorities and Legal Context
"…………in any given case what the court has to do is to determine whether the Secretary of State's decision was lawful. In relation to that question, I derive five principles from the authorities:
(1) The decision of the Secretary of State is not lawful if he fails to take into account the recommendation of the Parole Board and the fact that the Parole Board has particular expertise in assessing the risk posed by individual prisoners. Nevertheless, it is a matter for the Secretary of State what weight he assigns to those factors in any given case.
(2) The decision of the Secretary of State is not lawful if it was reached by an unfair procedure. It is for the court to determine in any given case whether the procedure was unfair.
(3) If the Secretary of State places reliance upon significant material that was not before the Parole Board, then fairness may require that the prisoner be given an opportunity to comment upon it.
(4) The mere fact that the Secretary of State takes a different view from the Parole Board of material that was before the Parole Board is not normally a matter which merits a reference back to the prisoner for his further comments.
(5) Even if the procedure adopted by the Secretary of State is fair, if his final decision is irrational it may still be quashed on traditional Wednesbury grounds.
1. "The claimant had in 1986 attempted, as an agent of the Syrian Government, to place a bomb aboard an El Al 747; it was described by the then Lord Chief Justice as a foul and horrible act of terrorism. The plot was foiled. He was arrested and sentenced to 45 years imprisonment, a term of imprisonment that expires in 2031. Under the applicable legislation, he became eligible for parole in 2001 and must be released on parole no later than 2016. His application for parole was considered by the Parole Board. In 2009 it recommended his release on terms that he was immediately deported to Jordan. He was one of the handful of prisoners remaining in a category of prisoners where the Secretary of State for Justice has under the applicable legislation to make the decision whether to release on parole. The Secretary of State decided not to release the claimant, rejecting the recommendation of the Parole Board. In 2010 legislation passed by Parliament to remove that power from the Secretary of State took effect for the future, but that did not affect the decision made by the Secretary of State.
2. In these proceedings, the Secretary of State's decision to refuse parole is challenged. It is said that the process of decision making was carried out in a way which was unfair; that the decision to reject the recommendation was not rational and that in any event the recent decision of the Strasbourg Court in Clift v United Kingdom has the consequence that he can no longer make the decision. The effect of the decision of the Strasbourg Court on these proceedings can only be determined in the Supreme Court. This court can only decide the fairness of the procedure and the rationality of the decision.
3. The Secretary of State was presented with papers for his personal decision in this case. The papers did not put a balanced case; they only put the case for rejecting the decision of the Parole Board and no case as to why he should accept it. Moreover, the case for rejection was drafted principally by the official who had had day to day conduct of that case in front of the Parole Board and lost. The Secretary of State was therefore not put in a position where he could properly take the decision. That is contrary to principles of justice that our law has always applied in cases however heinous a crime might be. A consequence of the unfair procedure was that the decision made by the Secretary of State was flawed, principally because it did not set out proper reasons for rejecting the finding that the claimant was a credible witness, which the Parole Board had made after hearing his evidence. That finding was central to the assessment of the future risk that the claimant posed.
4. His decision must therefore be quashed……………….."
48. "It was not disputed before us that a recommendation by the Parole Board to the Secretary of State was a recommendation which the Secretary of State could reject. However it was submitted by Mr Owen QC on behalf of the claimant that in the circumstances of this particular case he should give very great weight to the Parole Board's recommendation to release the claimant in the light of the Parole Board's acknowledged expertise and the panel's detailed and thorough review of the evidence; he was only entitled to depart from it if he identified errors of law or fact or additional evidence came to light. As there were none, the Secretary of State was bound to give effect to the recommendation and the court should so order.
49. Mr Owen QC relied on the decision of Wilkie J in Houchin v Secretary of State for Justice [2010] EWHC 454 (Admin) summarising the principles to be derived from the decisions of Irwin J in R(Hill) v SSHD [2007] EWHC 2164 (Admin) and of Jackson J in R (Banfield) v Secretary of State for Justice [2007] EWHC 2605 (Admin). Mr Sharland, who made the submissions on this part of the case on behalf of the Secretary of State, contended that the basis on which the Secretary of State could reject a recommendation was not as narrow; in contrast to other legislative provisions (such as those referred to in R v Housing Benefits Review Board [2001] 1 WLR 545 and R (Manchester City Council) v Secretary of State for the Environment [2007] EWHC 3167 (Admin)), s.35 (1) did not require the Secretary of State to have particular regard to the recommendation of the Parole Board. He contended that the principles were correctly summarised by Kenneth Parker QC (as he then was) in R(Black) v Secretary of State for Justice [2007] EWHC 1668 Admin at paragraphs 72-73 of his decision:
"[s.35(1)] contemplates the Secretary of State making his own assessment of the risk, taking account no doubt of the recommendation of the Parole Board, and that he then makes his own decision. Nothing in the section precludes the Secretary of State from rejecting the assessment of the Parole Board, so long as his assessment of the risk is rational and not otherwise vitiated by legal error. Risk assessment is plainly not an exact science; there is no demonstrably unique "correct" answer, and even people with the relevant expertise and experience may reasonably reach different assessments….
No restriction or limitation is imposed by that section on the SSHD's power of rejection".
50. The Parole Board is expert in the assessment of risk and immunised from external pressures. The assessment of risk, by the application of publicly promulgated criteria, is a task with no political content. The panels that carry out the work operate in a manner much like a court, sifting and analysing the evidence, and when there is an oral hearing making relevant findings on disputed issues which could not be resolved by a review of the papers. The task is not one to which the Secretary of State can bring any superior expertise: see the judgment of Lord Bingham of Cornhill at paragraphs 23 and 33 of Clift. The removal by Parliament of the Secretary of State's last remaining power to reject a recommendation is confirmation by Parliament that the Parole Board is the appropriate body to take these decisions and the Secretary of State has no superior expertise.
51. However, at the time of the decision under review the decision maker under the statutory scheme remained the Secretary of State for these few prisoners. He must therefore have been entitled to come to his own conclusion on the assessment of risk provided he did so by a process which was fair and the decision was rational. As Mr Owen QC accepted, he had some expertise, though not superior expertise. I cannot accept that he was only entitled to reject the recommendation on the narrow grounds suggested by the claimant, particularly given that assessment of risk is, as experience has more clearly shown over the years, a task of great difficulty where those entrusted with it can reasonably differ.
52. It is self evident that he should and would accord weight to the recommendation of the Parole Board. However the weight the Secretary of State should accord to the recommendation must depend on the matters in issue, the type of hearing before the panel, its findings and the nature of the assessment of risk it had to make. The grounds for impugning the decision he makes which does not follow the recommendation must depend on the fairness of the way in which he approached his decision making in the light of the foregoing and whether the decision has a rational basis.
60. "In my view, the Secretary of State, when making the decision on parole, also had to distinguish between the findings of fact made by the panel and the assessment of risk. The findings of fact were the basis on which the Secretary of State was entitled to reach his own view, using the Appendix 7 criteria, to determine risk, according appropriate respect to the views of the panel on their assessment of risk.
61. In a case where there had been an oral hearing, very good reason was needed to depart from the findings of fact made by the panel that has seen the witnesses, particularly the claimant. The oral hearing had been ordered (as explained at paragraph 19) because issues could not be resolved by a review of the papers. The importance of seeing the witnesses was a point forcibly made to the panel by the Secretary of State in his submission in June 2009 at the conclusion of the evidence:
"Whilst the Board have notes of the evidence, such notes do not record [the claimant]'s demeanour during cross examination. The Secretary of State suggests the tone and content of his evidence give rise to real concerns. At times he was threatening; for example, when counsel for the Secretary of State asked him about the motivation for the offence, he suggested that counsel "should be careful what he said". ..... In sum, after witnessing [the claimant]'s evidence, an observer would have real concerns about the safety of releasing him into the community leaving aside the difficulties with the substance of his evidence."
62. There is strong authority relating to appeals from decisions from trial courts which makes clear that findings of facts or on credibility should not be overturned without good reason: see Owners of Steamship Hontestroom v Owners of Steamship Sagaporack; Same v Owners of Steamship Durham Castle [1927] AC 37; Thomas v Thomas [1947] AC 1984; Onassis and Calogeropoulos v Vergottis [1968] 2 Lloyd's Rep. 403; The Ocean Frost [1986] 1 AC 717 and Powell v Streatham Manor Nursing Home [1935] AC 243. As Viscount Sumner said in The Hontestroom:
"What then is the real effect on the hearing in a Court of Appeal of the fact that the trial judge saw and heard the witnesses? I think it has been somewhat lost sight of. Of course, there is jurisdiction to retry the case on the shorthand note, including in such retrial the appreciation of the relative values of the witnesses, for the appeal is made a rehearing by rules which have the force of statute: Order LXVIII., r. 1. It is not, however, a mere matter of discretion to remember and take account of this fact; it is a matter of justice and of judicial obligation. None the less, not to have seen the witnesses puts appellate judges in a permanent position of disadvantage as against the trial judge, and, unless it can be shown that he has failed to use or has palpably misused his advantage, the higher Court ought not to take the responsibility of reversing conclusions so arrived at, merely on the result of their own comparisons and criticisms of the witnesses and of their own view of the probabilities of the case. The course of the trial and the whole substance of the judgment must be looked at, and the matter does not depend on the question whether a witness has been cross-examined to credit or has been pronounced by the judge in terms to be unworthy of it. If his estimate of the man forms any substantial part of his reasons for his judgment the trial judge's conclusions of fact should, as I understand the decisions, be let alone."
63. In this case, the Secretary of State was the primary decision maker and not, as in the cases to which I have referred, an appellate court. Yet it is difficult to see why such principles are not applicable to circumstances such as this case where the Secretary of State has not seen the witnesses. In my view therefore good reasons were necessary for him to reach a different decision on credibility.
64. Whether there were good reasons depended on whether circumstances permitted the Secretary of State to undertake a detailed examination of the evidence and whether he could properly justify a different conclusion. In considering whether he could do so, he should have asked himself the type of question posed by Lord Shaw in Clarke v Edinburgh Tramways Co 1919 SC (HL) 35 cited by Viscount Sankey in Powell v Streatham Manor Nursing Home [1935] AC 243:
"Am I - who sit here without those advantages, sometimes broad and sometimes subtle, which are the privilege of the Judge who heard and tried the case - in a position, not having those privileges, to come to a clear conclusion that the Judge who had them was plainly wrong? If I cannot be satisfied in my own mind that the Judge with those privileges was plainly wrong, then it appears to me to be my duty to defer to his judgment."
There were two circumstances which were of particular importance:
i) There were no transcripts. The importance of transcripts had been pointed out more than once by the panel, as the Secretary of State would need to know what had happened. Although the Legal Services Commission had agreed to pay half the cost of transcription, the Ministry of Justice had, however, refused to pay for the other half of the cost. There were only brief agreed notes of the evidence. The lack of transcripts was of particular importance in this case where the claimant's examination and cross-examination needed careful assessment, if a different conclusion on credibility was to be reached. My experience is that it is difficult enough to review findings on credibility even if there are transcripts.
ii) The evidence was extensive – it filled 7 lever arch files much of which required detailed reading.
65. As the Secretary of State would have to reach a decision not merely on the assessment of risk but on whether to accept the findings made by the panel on the issue of the claimant's credibility, it was essential that the procedure to enable him to make the decision was adequate and fair."
" An inspector must always exercise his own judgment. He is therefore free upon consideration to disagree with the judgment of another but before doing so he ought to have regard to the importance of consistency and to give his reasons for departure from the previous decision."
" The judge referred to this aspect in the final sentence of his decisive paragraph, when he observed that
"at least the reasoning of the Secretary of State did not explain why those disadvantages [of Option A] had to be accepted." (paragraph 73)
Both appellants challenge that proposition. The Secretary of State relies upon the leading case of South Bucks District Council v. Porter (No. 2) [2004] 1 WLR 1953, where Lord Brown of Eaton–under–Heywood summarised the principles applicable to this well-worn topic. At paragraph 36 he said:
"The reasons for a decision must be intelligible and they must be adequate. They must enable the reader to understand why the matter was decided as it was and what conclusions were reached on the "principal important controversial issues", disclosing how any issue of law or fact was resolved. Reasons can be briefly stated, the degree of particularity required depending entirely on the nature of the issues falling for decision. The reasoning must not give rise to a substantial doubt as to whether the decision-maker erred in law, for example by misunderstanding some relevant policy or some other important matter or by failing to reach a rational decision on relevant grounds. But such adverse inference will not readily be drawn. The reasons need refer only to the main issues in the dispute, not to every material consideration. They should enable disappointed developers to assess their prospects of obtaining some alternative development permission, or, as the case may be, their unsuccessful opponents to understand how the policy or approach underlying the grant of permission may impact upon future such applications. Decision letters must be read in a straightforward manner recognising that they are addressed to parties well aware of the issues involved and the arguments advanced. A reasons challenge will only succeed if the party aggrieved can satisfy the court that he has genuinely been substantially prejudiced by the failure to provide an adequately reasoned decision."
Miss Lieven emphasises the propositions that the degree of particularity required depends entirely on the nature of the issues and that decision-letters are addressed to parties well aware of the issues involved and the arguments advanced. She also refers us to a passage from Clarke Homes Ltd v. Secretary of State for the Environment [1993] 66 P and C R 263, cited with approval in the South Bucks case. In Clarke, another case involving a reasons challenge, Sir Thomas Bingham, M.R., observed at page 271 – 272:
"I hope I am not over-simplifying unduly by suggesting that the central issue in this case is whether the decision of the Secretary of State leaves room for genuine as opposed to forensic doubt as to what he has decided and why. This is an issue to be resolved as the parties agree on a straightforward down-to-earth reading of his decision letter without excessive legalism or exegetical sophistication."
"……decision letters such as the ones which are the subject of this appeal are to be considered on a "straightforward down-to-earth reading… without excessive legalism or exegetical sophistication ": Clarke Homes Ltd v Secretary of State for the Environment (1993) 66 P&CR 263 at page 272-3, per Sir Thomas Bingham MR), applied in, e.g. MR Dean & Sons (Edgware) v First Secretary of State [2007] EWCA Civ 1083, at [43].
"The correct approach
Before dealing with each of these challenges, I should first make some preliminary observations on the correct approach to decision letters in planning appeals, with which alone we are concerned in this case. This can be done very briefly, since the question was fully covered in the recent speech of Lord Bridge of Harwich in Save Britain's Heritage v. No. 1 Poultry Ltd. ([1991] 1 WLR 153)
Under section 70(2) of the Act of 1990, read with section 77(4) , it was the duty of the Secretary of State to have regard "to the provisions of the development plan … and to any other material considerations". Under rule 17(1) of the Town and Country Planning (Inquiries Procedure) Rules 1988 (S.I. 1988 No. 944), it was the duty of the Secretary of State to "notify his decision … and his reasons for it in writing to all persons entitled to appear at the inquiry who did appear …" So the Secretary of State had to have regard to all material considerations before reaching a decision, and then state the reasons for his decision to grant or withhold planning consent. There is nothing in the statutory language which requires him, in stating his reasons, to deal specifically with every material consideration. Otherwise his task would never be done. The decision letter would be as long as the inspector's report. He has to have regard to every material consideration; but he need not mention them all.
What then must be mentioned? The classic exposition was given by Megaw J. in In re Poyser and Mills' Arbitration ([1964] 2 QB 467) approved by this House in Westminster City Council v. Great Portland Estates Plc ([1985] AC 661)
"Parliament provided that reasons shall be given, and in my view that must be read as meaning that proper, adequate reasons must be given. The reasons that are set out must be reasons which will not only be intelligible, but which deal with the substantial points that have been raised."
Ten years later, in Hope v. Secretary of State for the Environment ([1975] 31 P. & C.R. 120 at 123) Phillips J. said:
"It seems to me that the decision must be such that it enables the appellant to understand on what grounds the appeal has been decided and be in sufficient detail to enable him to know what conclusions the inspector has reached on the principal important controversial issues"
Lord Bridge in Save Britain's Heritage v. Number 1 Poultry Ltd ([1991] 1 W.L.R. 153 at 156C.) described this statement as being "particularly well expressed".
Coming to the present case, Glidewell L.J. put the matter as follows :
"In relation to two of these issues. Schiemann J. in the passages I have quoted said that it is 'fanciful to postulate' that the Secretary of State did not take these matters into account, nor give them appropriate weight. With all respect to a judge with great experience in this field, I do not think this is a proper approach. A decision letter must, in order to give proper and adequate reasons, refer to each material consideration, and explain why because or despite it the eventual decision is reached. At the least, if there is no express reference to some matter, it must be possible for the reader to infer that the words used implied such a reference."
It may be that in this passage, Glidewell L.J. was saying only that he disagreed with Schiemann J.'s conclusion. But in so far as he was saying that a decision letter must refer to "each material consideration" I must respectfully disagree. This seems to go well beyond Phillips J.'s formulation in Hope v. Secretary of State for the Environment . What the Secretary of State must do is to state his reasons in sufficient detail to enable the reader to know what conclusion he has reached on the "principal important controversial issues". To require him to refer to every material consideration, however insignificant, and to deal with every argument, however peripheral, would be to impose an unjustifiable burden.
For the same reason, I have doubts about another passage in Glidewell L.J.'s judgment where he quotes from the speech of Lord Keith of Kinkel in Reg. v. Secretary of State for Trade and Industry, Ex parte Lonrho Plc.( [1989] 1 W.L.R. 525 at 540)
"The only significance of the absence of reasons is that if all other known facts and circumstances appear to point overwhelmingly in favour of the different decision, the decision-maker, who has given no reasons, cannot complain if the court draws the inference that he had no rational reason for his decision."
Glidewell L.J. adds,
"I add that in my judgment the same principle applies to a failure to refer in a decision to a material consideration, or to an indication that it is not material—the inference may be that the decision-maker has not fully understood the materiality of the matter to the decision."
Since there is no obligation to refer to every material consideration, but only the main issues in dispute, the scope for drawing any inference will necessarily be limited to the main issues, and then only, as Lord Keith pointed out, when "all other known facts and circumstances appear to point overwhelmingly" to a different decision."
8 Status of second decision letter: submissions and conclusions
"(1) A prisoner, whether sentenced to imprisonment or committed to prison on remand or pending trial or otherwise, may be lawfully confined in any prison.
(2) Prisoners shall be committed to such prisons as the Secretary of State may from time to time direct; and may by direction of the Secretary of State be removed during the term of their imprisonment from the prison in which they are confined to any another prison."
Under the Prison Rules 1999, rule 7, headed 'Classification of Prisoners' reads as follows:
"(1) Prisoners shall be classified, in accordance with any directions of the Secretary of State, having regard to their age, temperament and record and with a view to maintaining good order and facilitating training and, in the case of convicted prisoners, of furthering the purpose of their training and treatment as provided by rule 3."
For my part I cannot accept that the mere fact that a clear and unequivocal statement such as that made in the Teed letter was made is enough to establish a legitimate expectation in accordance with that statement such that the expectation cannot be allowed to be defeated. All the circumstances must be considered. Where the court is satisfied that a mistake was made by the minister or other person making the statement, the court should be slow to fix the public authority permanently with the consequences of that mistake. That is not to say that a promise made by mistake will never have legal consequences. It may be that a mistaken statement will, even if subsequently sought to be corrected, give rise to a legitimate expectation, whether in the person to whom the statement is made or in others who learnt of it, for example where there has been detrimental reliance on the statement before it was corrected. The court must be alive to the possibility of such unfairness to the individual by the public authority in its conduct as to amount to an abuse of power. But that is not this case.
"Continuity of powers and duties
(1) Where an Act confers a power or imposes a duty it is implied, unless the contrary intention appears, that the power may be exercised, or the duty is to be performed, from time to time as occasion requires."
"Held - (1) (Per Lord Templeman and Lord Griffiths) The scheme proposed by the applicant was a sophisticated tax avoidance scheme of circular self-cancelling payments designed to obtain capital allowances of £38m in circumstances where only capital allowances of £7.432m were actually available. Under the scheme construed as a whole the expenditure on which relief was available under the 1990 Act was the actual expenditure of £10m and the allowable deemed expenditure was £8m. The claim to initial allowances of £38m was based on a pretended expenditure of £95m when in fact the scheme aimed to produce fiscal expenditure of £95m and a real expenditure of only £18m. It followed that the inspector had wrongly given tax clearance to the scheme (see p 778 c d f h j, p 780 a to d and p 781 c to f, post).
(2) It was not an abuse of power for the Revenue to withdraw the advance clearance give by the inspector, and accordingly the appeal would be dismissed, because--
(a) (per Lord Templeman, Lord Jauncey and Lord Mustill) the applicant's letter of 15 July was inaccurate and misleading in that it omitted a vital piece of information to the Revenue, namely the fact that the applicant would be paying the vendor only £8m for the property (see p 777 e, p 781 c d, p 789 g to j, p 790 j to p 791 a and p 793 e f, post);
(b) (per Lord Griffiths, Lord Jauncey, Lord Browne-Wilkinson and Lord Mustill) the Revenue had, to the applicant's knowledge, made it known that in particular categories of transactions, such as unit trust schemes for acquiring property which included expenditure on a put option, advance clearances could only be given by the Financial Institutions Division (see p 781 f to j, p 790 e f, p 791 f to p 792 c f to p 793 a e f, post)."
57 "There are at least three possible outcomes. (a) The court may decide that the public authority is only required to bear in mind its previous policy or other representation, giving it the weight it thinks right, but no more, before deciding whether to change course. Here the court is confined to reviewing the decision on Wednesbury grounds (Associated Provincial Picture Houses Ltd v Wednesbury Corpn [1948] 1 KB 223 ). This has been held to be the effect of changes of policy in cases involving the early release of prisoners: see In re Findlay [1985] AC 318 ; R v Secretary of State for the Home Department, Ex p Hargreaves [1997] 1 WLR 906 (b) On the other hand the court may decide that the promise or practice induces a legitimate expectation of, for example, being consulted before a particular decision is taken. Here it is uncontentious that the court itself will require the opportunity for consultation to be given unless there is an overriding reason to resile from it (see Attorney General of Hong Kong v Ng Yuen Shiu [1983] 2 AC 629 ) in which case the court will itself judge the adequacy of the reason advanced for the change of policy, taking into account what fairness requires. (c) Where the court considers that a lawful promise or practice has induced a legitimate expectation of a benefit which is substantive , not simply procedural, authority now establishes that here too the court will in a proper case decide whether to frustrate the expectation is so unfair that to take a new and different course will amount to an abuse of power. Here, once the legitimacy of the expectation is established, the court will have the task of weighing the requirements of fairness against any overriding interest relied upon for the change of policy.
58 The court having decided which of the categories is appropriate, the court's role in the case of the second and third categories is different from that in the first. In the case of the first, the court is restricted to reviewing the decision on conventional grounds. The test will be rationality and whether the public body has given proper weight to the implications of not fulfilling the promise. In the case of the second category the court's task is the conventional one of determining whether the decision was procedurally fair. In the case of the third, the court has when necessary to determine whether there is a sufficient overriding interest to justify a departure from what has been previously promised."
9 Questions of rationality, reasoning and fairness; submissions
i) As a preamble, Miss Plimmer took 10 points as a matter of background
a) These were very serious index offences, treated very seriously by the sentencing judge. That was very much in the mind of the panel;
b) The panel was well aware that he was a category A prisoner. She referred to the other judicial review proceedings;
c) The fact that his case was referred to the Parole Board must mean that his case had passed through a "sift" (in fact, as became apparent, his case had been referred without an SPM (sentencing planning meeting) having recommended it);
d) The panel of the Parole Board directed an oral hearing, implying that the case was arguable;
e) The panel was presided over by an experienced former circuit judge;
f) The Panel had a lengthy and comprehensive report from Dr Pratt, which started off with the sentencing remarks of the judge, assessed risk and dealt thoroughly with the differing conclusions of Miss Jones;
g) The panel adjourned expressly to get further reports on security intelligence reports so as to be properly informed an all relevant matters;
h) That evidence came forward and was considered, as set out in the Parole Board letter;
i) The hearing took 3 days, and involved 7 witnesses, including 4 expert witnesses ("expert" here includes the offender manager and the offender supervisor);
j) Notwithstanding the above, the Secretary of State chose not to be represented. Although not usual for him to be represented, it is more likely to occur in more complex cases.
ii) Ground 1
a) the procedure adopted after the first letter was issued was procedurally unfair. The Secretary of State, once he had accepted the recommendation, should not have consulted anyone else;
b) the effect of the intervention by the Director of High Security and HMP Long Lartin was to put an unbalanced picture before the Secretary of State, contrary to Hindawi principles;
c) the decision to reject was not taken by a Minister (as required by Hindawi) but by officials;
d) The need for legal certainty (see Secretary of State for Defence v Percy [1999] 1 All ER 732 per Carnwath J @742b - the Menwith Hill byelaws case) implies that public authorities should only be permitted to change their minds in exceptional circumstances, which do not arise her.
iii) Ground 2
a) The claim that the Parole Board made a factual error about the absence of an intention to kill was unarguable on the facts and was misconceived. The Board had set out in detail that he had been convicted of attempted murder. She also took me to several references in the report and in the directions given after the first hearing to references, some expressly and some inferentially, to the panel being well aware of his having committed the offences of attempted murder;
b) The Secretary of State had misunderstood the Panel's letter, confusing its account of what the Claimant said when arrested with whether the Claimant continued to accept a lack of intent to kill;
c) It was illogical for the Secretary of State to treat the panel's view as giving credence to the Claimant's claim when arrested that he had not intended to kill anyone, whereas it had in fact proceeded that he had since then accepted his guilt of all the index offences, including attempted murder;
d) The Secretary of State had wrongly claimed that the Panel had not had given weight to intelligence about the incident of assault, when it had actually called for evidence on the point, heard it, and made substantial findings of fact on the point. He had demonstrated no very good reasons for departing from that finding and the second decision thus failed the Hindawi test;
iv) Ground 3
a) The claimed failures to consider drugs use and past criminal conduct do not come within the description of "fundamental" or "important" omissions, nor within the "very limited circumstances" in which the Secretary of State can rescind a decision.
b) The Secretary of State had been wrong to regard the Panel as falling into error, or acting irrationally, with regard to the Claimant's use of drugs. Indeed, it had considered them, and there was abundant evidence before it from Dr Pratt and from the CARATS team to show that there was no current risk relating to use of drugs. Not a single piece of evidence from any witness before the Parole Board suggested that there was such a risk. She also submitted that the Secretary of State had never himself addressed whether any risk remained related to drug use;
c) Contrary to the Secretary of State's assertions in the letter, the panel had considered the Claimant's earlier criminal lifestyle, and associations with criminals and gangs in the Cheetham Hill area;
d) If the Secretary of State considered these matters to be of such importance that they required a full analysis before the Board, he could have been represented at the hearing.
v) Ground 4
a) The Secretary of State's letter criticises the Parole Board for what it contended were flaws in its content. However the Secretary of State, while critical of flaws in the Parole Board's decision, has not himself given adequate reasons for deciding that the Claimant (in his rather ungainly language) presented an unacceptable risk to be transferred to open conditions. In particular, the Secretary of State had not grappled at all with the assessment of Dr Pratt or of the Offender manager, and did not set out any discernible basis for substituting his finding that the risks generated by a transfer to open conditions were not acceptable:
b) That is to be contrasted with the situation in Banfield where the Secretary of State had carried out his own assessment according to the criteria in his Directions to the Parole Board.
vi) Ground 5
a) If it is correct that the Secretary of State had well founded concerns that the decision and recommendation of the Parole Board was based on factual inaccuracies and had failed to consider matters of significance, then he should have referred the matter back to the panel for it to consider the matter again. If the Secretary of State is correct in what he claims, the Claimant had been deprived of a competent, rational, lawful Parole Board consideration and recommendation in his case.
i) In general terms, that
a) The Secretary of State had the power to recategorise the prisoner, and therefore had the power to reverse his decision- see Lowe at paragraph 37;
b) The Secretary of State has the power to correct errors in previous decisions;
c) The Claimant's case is not of abuse of power, but of procedural unfairness. The Secretary of State is not bound to accept the recommendations of the Parole Board, citing Banfield and Hindawi;
ii) Ground 1
a) The decision letter of 13th April 2012 was fully reasoned and was not arbitrary;
b) He cannot be required to implement an "erroneous" earlier decision as this one plainly was; (NB this argument refers to the earlier decision as erroneous, whereas the Secretary of State's decision never describes it as such);
iii) Ground 2
a) The panel plainly made an error of fact about whether or not the Claimant intended to kill, as set out in the second decision letter;
b) As to the assault in his cell, the Parole Board failed to consider what the motive was for it, and that because a "possible" drugs debt was the reason, the Board should have considered its impact on his suitability for transfer to open conditions. It had also failed to address the security intelligence properly;
iv) Ground 3
a) He was entitled to form the view that drugs were a risk factor, even if dependence was not an issue. There was a history of use of "Ecstasy" at the time of the offending (MDMA) and of other drugs while in prison.
b) There was an unexplained contradiction concerning the Claimant's membership of a gang.
v) Ground 4
a) The Secretary of State was not obliged to give further reasons for his decision that the Claimant was not suitable for being moved to open conditions.
b) In any event his reasons for refusing to order transfer were adequate. On a fair reading, the second decision sets out the reasons why he had decided not to recategorise the Claimant.
vi) Ground 5
a) The Secretary of State was not required to refer the matter back to the Parole Board. There is no public law basis for him being required to do so.
b) There is no rule that he is required to refer the matter back where he disagrees with the recommendation, and the authorities suggest no such thing.
10 Conclusions on rationality, reasoning and fairness
i) rational, and
ii) gave adequate reasons.
"…….the Parole Board's reasons in support of transfer to open conditions contain a number of important omissions. These omissions are sufficiently serious as to render the basis of the Board's recommendation as fundamentally flawed. As such, the Secretary of State is not satisfied that you present an acceptable risk to be transferred to open conditions."
If that conclusion could not be reached rationally, or if his reasons were inadequate, then his decision letter was unlawful. The Secretary of State has set a test to himself of whether
i) The Parole Board letter contained important omissions; and
ii) Those omissions were sufficiently serious to render the basis of the recommendation as fundamentally flawed.
If he failed to substantiate those contentions, then his second decision cannot stand. I shall take the claimed omissions in turn.
The Parole Board's treatment of the intention to kill.
"on arrest you made a full confession whilst maintaining that you did not intend to kill anyone. The verdicts of the Jury reflected that claim to some extent although you received life sentences for five offences relating to causing grievous bodily harm with intent."
The intelligence about the assault in the cell
"The Board was entitled to disregard this intelligence but the fact that it did not state it had done so raises concern that it was not factored into The Board's risk assessment when considering your suitability for open conditions."
Drugs Use
Previous criminal history
" on the run from the police, leading a criminal lifestyle and associating with like minded individuals. You were brought up and lived in area where criminal gang activity was rife, and you acknowledge that at times you facilitated criminal activities for those associated with the gang culture whilst denying that you were a major figure in the gang activities. You provided vehicles and on the occasion of the index offences arranged to transport guns and ammunition in preparation for armed robbery in which you were prepared to be involved………………………Your involvement in the criminal culture………."
It also refers to Dr Pratt's evidence that at the time of the index offences he was
"……………with associates holding pro offending attitudes and prepared to be violent and to use weapons in pursuit of your aims with no regard for the effect of your activities on others."
"In conclusion, you were convicted of serious offences which could have resulted in loss of life. You are currently placed in Category A conditions and have not been tested in lower category secure conditions. Whilst none of these factors preclude you from being moved to open conditions, the Secretary of State needs to be satisfied that such a move will not jeopardise the safety of the public. Furthermore, any such recommendation must be based upon the considerations set out in the Secretary of State's directions in respect of the transfer of indeterminate sentence prisoners to open conditions.
Having taken into account all of the above the Secretary of State has concluded that the Parole Board's reasons in support of transfer to open conditions contain a number of important omissions. These omissions are sufficiently serious as to render the basis of the Board's recommendation as fundamentally flawed. As such, the Secretary of State is not satisfied that you present an acceptable risk to be transferred to open conditions. He therefore rescinds his earlier decision to accept the Parole Board's recommendation."
"A move to open conditions should be based on a balanced assessment of risk and benefits. However, the Parole Board's emphasis should be on the risk reduction aspect and, in particular, on the need for the lifer to have made significant progress in changing his/her attitudes and tackling behavioural problems in closed conditions, without which a move to open conditions will not generally be considered."
"The reasons for a decision must be intelligible and they must be adequate. They must enable the reader to understand why the matter was decided as it was and what conclusions were reached on the "principal important controversial issues", disclosing how any issue of law or fact was resolved."
12 Overall Conclusions and availability of relief.
i) It was procedurally unfair of the Secretary of State to have considered whether the first decision should be rescinded without inviting representations from the Claimant
ii) The reasons given for rescinding the first decision were irrational
iii) The reasoning was also inadequate
iv) The reasons for refusing to transfer the Claimant to open conditions were inadequate.
1. The Claimant's judicial review application is granted;
2. The Defendant's decision dated 3rd April 2012 is quashed;
3. The Defendant shall pay the Claimant's costs, to be assessed if not agreed;
4. Any application to the Court by the Defendant for permission to appeal any provisions of this order shall be made by the Defendant no later than 4 pm on the 3rd October 2012 with notice to the Claimant.
Note 1 Quotation taken from paragraph 1 of Parole Board decision letter of 27th February 2012 [Back]