QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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Dr David Anthony Waghorn |
Appellant |
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Care Quality Commission |
Respondent |
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Richard Booth (instructed by Radcliffes Lebrasseur, Solicitors) for the Respondent
Hearing dates: 28 June 2012
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Crown Copyright ©
Mrs Justice Cox:
The Relevant Background
"Any person who carries on or manages an establishment or agency of any description without being registered under this Part in respect of it (as an establishment or, as the case may be, agency of that description) shall be guilty of an offence."
The Appellant pleaded not guilty to this offence.
The Hearing
"Judge: Despite the state of the room would you say it was an independent hospital?
Professor Kay: I think there is confusion over the normal Wikipedia idea of a hospital. The CSA [Care Standards Act] definition is not similar. But in terms of CQC's definition I think it meets their definition of a hospital. Liposuction is very definitely a surgical procedure. Liposuction is extremely invasive."
The Issues on Appeal
(a) Is a Medical Practitioner who undertakes a cosmetic surgical procedure at an independent hospital deemed to have "carried on" that independent hospital?
(b) Is it necessary for a Medical Practitioner to have an interest in the independent hospital in order to be deemed to have "carried on" that independent hospital?
(c) Is the term "carrying on an establishment" deemed to encompass only those persons who are regarded as manager and/or owner of the particular establishment?
(d) Whether the evidence as a whole in this case supports the finding that on 27th March 2010 the Appellant was "carrying on" that independent hospital.
The first question: (a) is a Medical Practitioner who undertakes a cosmetic surgical procedure at an independent hospital deemed to have "carried on" that independent hospital?
"Any person who carries on or manages an establishment or agency of any description without being registered under this Part in respect of it (as an establishment or, as the case may be, agency of that description) shall be guilty of an offence."
"(2) A hospital which is not a health service hospital is an independent hospital.
(3) 'Hospital' (except in the expression health service hospital) means –
(a) an establishment -
(i) the main purpose of which is to provide medical or psychiatric treatment for illness or mental disorder or palliative care; or
(ii) in which (whether or not other services are also provided) any of the listed services are provided; ………..
"(7) In this section 'listed services' means –
(a) medical treatment under anaesthesia or intravenously administered sedation; …… …
(e) cosmetic surgery -- other than
(i) ear and body piercing;
(ii) tattooing;
(iii) the subcutaneous injection of a substance or substances into the skin for cosmetic purposes; and
(iv) the removal of hair roots or small blemishes on the skin by the application of heat using an electric current;" ………
"an establishment which is a hospital by virtue of section 2(7)(a) of the Act solely because a medical practitioner provides curettage, cautery or the cryocautery of warts, verrucae or other skin lesions and uses local anaesthesia during that procedure".
"Registered Person
The role of every person in an independent health care establishment or agency is important in ensuring the delivery of safe quality care, but ultimately the registered provider must be accountable for meeting the standards required for registration, and the registered manager must be accountable for the delivery of the requisite services to those standards. This is a key feature of the new regulatory system. In this respect it is essential that both are fit persons to 'carry on' or manage the establishment or agency and that each have clearly defined roles of responsibility."
I accept Mr Booth's submission that, on 27 March 2010, the only person who was accountable for the health care services being provided and for the quality of the care delivered to the patient undergoing surgery in that basement room was the Appellant.
The second question: Is it necessary for a Medical Practitioner to have an interest in the independent hospital in order to be deemed to have 'carried on' that independent hospital?
The third question: Is the term 'carrying on an establishment' deemed to encompass only those persons who are regarded as manager and/or owner of the particular establishment?
"Subsection (1) provides that any person who caries on or manages an establishment or agency of any description must be registered, and it will be an offence to carry on or manage such an establishment without being registered in respect of it. The principle is that each establishment or agency should have a registered owner or proprietor (person who 'carries on' the business)."
The fourth question: Whether the evidence as a whole in this case supports the finding that, on 27 March 2010, the appellant was 'carrying on' that independent hospital.