QUEEN'S BENCH DIVISION
ADM INISTRATIVE COURT AT M ANCHESTER
B e f o r e :
sitting as a judge of the High Court
____________________
The Queen on the application of OFFERTON PARK PARISH COUNCIL |
Claimant |
|
- and – |
||
STOCKPORT METROPOLITAN BOROUGH COUNCIL |
Defendant |
____________________
Mr Andrew Arden QC and Mr Justin Bates (instructed by Stockport Council) for the Defendant
____________________
Crown Copyright ©
JUDGE RAYN OR QC
Introduction
The Statutory Frame work
(a) by section 83 of the Act, a local authority is obliged to undertake a community governance review containing terms of reference allowing for the petition to be considered if a community governance petition under section 80 of the Act is received signed by the requisite minimum number of local government electors and the authority is not in the course of undertaking a review and has not concluded a previous review within a two year period.
(b) Section 88 of the Act contains provisions applying where existing parishes are under review. Sub-section (1) to (4) provide as follows:
(1) A community governance review must make the following recommendations in relation to each of the existing parishes under review (if any).
(2) The review must make one of the following recommendations-
(a) recommendations that the parish should not be abolished and that its area should not be altered;
(b) recommendations that the area of the parish should be altered;
(c) recommendations that the parish should be abolished.
(3) The review must make recommendations as to whether or not the name of the parish should be changed.
(4) The review must make one of the following recommendations-
(a) if the parish does not have a council: recommendations as to whether or not the parish should have a council;
(b) if the parish has a council: recommendations as to whether or not the parish should continue to have a council.
Plainly sections 88(3), 88(4)(a) and (b) will not apply if the review recommends the abolition of the parish.
(c) Subject to compliance with the duties set out in section 93 of the Act, it is for the principal council (in this case the Defendant) to decide how to undertake the review. Sections 93(3) to (6) provide as follows:
(3) The principal council must consult the following-
(a) the local government electors for the area under review;
(b) any other person or body (including a local authority) which appears to the principal council to have an interest in the review.
(4) The principal council must have regard to the need to secure that community governance within the area under review-
(a) reflect the identities and interests of the community in that area, and
(b) is effective and convenient
(5) In deciding what recommendations to make, the principal council must take into account any other arrangements (apart from those relating to parishes and their institutions)-
(a) that have already been made, or
(b) that could be made for the purposes of community representation or community engagement in respect of the area under review
(6) The principal council must take into account any representations received in connection with the review
(d) By virtue of section 100 of the Act, the Secretary of State may issue guidance about undertaking community governance reviews, and section 100(4) of the Act provides that a principal council "must have regard to guidance issued under this section".
(a) Paragraph 45 of the Guidance states that parish councils are "an established and valued form of neighbourhood democracy and management" and [the Government] proposed "to build on the existing parish structure, so as to improve its capacity to deliver better services and represent the community's interests"
(b) Paragraph 47 states:
"47. An important aspect to approaching sustainable communities is allowing local people a say in the way their neighbourhoods are managed. One of the characteristics of a sustainable community is the desire for a community to be well run with effective and inclusive participation, representation and leadership. This means:
a) representative, accountable governance systems which both facilitate strategic, visionary leadership and enable inclusive, active and effective participation by individuals and organisations;
and
b) effective engagement with the community at neighbourhood level including capacity building to develop the community's skills, knowledge and confidence;"
(c) Paragraph 50 states that parish councils continue to have two main roles: community representation and local administration, the views of local communities and inhabitants being of central importance.
(d) Paragraphs 55 and 57 state that parish councils have an important role to play in the development of their local communities and "can perform a central role in community leadership".
(e) Paragraphs 136 and 137 (entitled "Other (non-parish) forms of community governance") state as follows:
136. In conducting a community governance review, principal councils must consider other forms of community governance as alternatives or stages towards establishing parish councils. Section 93(5) of the 2007 Act states that 'In deciding what recommendations to make [in the community governance review] the principal council must take into account any other arrangements…that have already been made or that could be made for the purposes of community representation or community engagement in respect of the area under review'. The following paragraphs consider other types of viable community representation which may be more appropriate to some areas than parish councils, or may provide stages building towards the creation of a parish council. There is sometimes evidence locally of an existing community governance infrastructure and of good practice which are successfully creating opportunities for engagement, empowerment and co-ordination in local communities.
137. However, what sets parish councils apart from other kinds of governance is the fact that they are a democratically elected tier of local government, independent of other council tiers and budgets, and possess specific powers. This is an important distinction to make. Parish councils are the foundation stones for other levels of local government in England. Their directly elected parish councillors represent local communities in a way that other bodies, however worthy, cannot since such organisations do not have representatives directly elected to those bodies.
(f) Paragraphs 117 to 124 contain guidance as regards "Abolishing parishes, and dissolving parish councils". Paragraphs 117 to 121 state as follows:
117. While the Government expects to see a trend in the creation, rather than the abolition, of parishes, there are circumstances where the principal council may conclude that the provision of effective and convenient local government and/or the reflection of community identity and interests may be best met, for example, by the abolition of a number of small parishes and the creation of a larger parish covering the same area. If, following a review, a principal council believes that this would provide the most appropriate community governance arrangements, then it will wish to make this recommendation; the same procedures apply to any recommendation to abolish a parish and/or parish council as to other recommendations (see paragraphs 90-97). Regulations provide for the transfer of property, rights and liabilities of a parish council to the new successor parish council, or where none is proposed to the principal council itself.
118. Section 88 of the 2007 Act provides for a community governance review to recommend the alteration of the area of, or the abolition of, an existing parish as a result of a review. The area of abolished parishes does not have to be redistributed to other parishes, an area can become unparished. However, it is the government's view that it would be undesirable to see existing parishes abolished with the area becoming unparished with no community governance arrangements in place.
119. The abolition of parishes should not be undertaken unless clearly justified. Any decision a principal council may make on whether to abolish a parish should not be taken lightly. Under the previous parish review legislation, the Local Government and Rating Act 1997, the Secretary of State considered very carefully recommendations made by principal councils for the abolition of any parish (without replacement) given that to abolish parish areas removes a tier of local government. Between 1997 and 2008, the Government rarely received proposals to abolish parish councils, it received only four cases seeking abolition and of these only one was approved for abolition by the Secretary of State.
120. Exceptionally, there may be circumstances where abolition may be the most appropriate way forward. Under the 2007 Act provisions, the principal council would need to consider local opinion, including that of parish councillors and local electors. It would need to find evidence that the abolition of a parish council was justified, and that there was clear and sustained local support for such action. A factor taken into account by the Government in deciding abolition cases, was that local support for abolition needed to have been demonstrated over at least a period equivalent to two terms of office of the parish councillors (i.e. 8 years), and that such support was sufficiently informed. This means a properly constituted parish council should have had an opportunity to exercise its functions so that local people can judge its ability to contribute to local quality of life.
121. Where a community governance review is considering abolishing a parish council we would expect the review to consider what arrangements will be in place to engage with the communities in those areas once the parish is abolished. These arrangements might be an alternative forum run by or for the local community, or perhaps a residents' association. It is doubtful however, that abolition of a parish and its council could ever be justified as the most appropriate action in response to a particular contentious issue in the area or decision of the parish council.
The Factual History
Parish Poll
"It has been proposed that the Offerton Park Parish council is abolished. Do you agree with the proposal?"
Stage 1 Consultation under the Community Governance Review
"Stockport Council is consulting on the best way to represent the views of people living within Offerton Park Parish.
"Please indicate your opinion YES (I agree with the statement) / NO (I disagree with the statement), next to each option in the table below. There is space overleaf for you to explain your decisions if you wish or to include any other comments.
YES/NO 1. The Parish should not be abolished and that its area should not be altered 2. The altered geographical area of the Parish should be altered 3. The Parish should be abolished
(a) 335 responses were received in total; after removing duplicate or conflicting responses, the 273 remaining responses were summarised thus:
(i) to the first question ("the Parish should not be abolished and…its area should not be altered"), 128 responded, of whom 51 voted Yes and 77 No;
(ii) to the second ("the geographical area of the parish should be altered"), 116 responded with 9 voting Yes and 116 voting No;
(iii) to the third question ("the parish should be abolished"), 251 responded with 211 voting Yes and 40 No.
(b) On any view only a very small proportion of the electorate took the trouble to respond, with (as regards the third question) approximately 8.5% of the electorate voting in favour of abolition and only about 2% against.
(c) It is pertinent to note the comment of the Assistant Chief Executive as regards this first round of consultation: "the responses to the initial consultation exercise are low and the committee may wish to consider how much weight should be given to the responses which have the potential to dissolve a layer of government with taxation powers".
(1) There was no legal basis for the abolition of the parish council and abolition was not supported by the majority of residents within the parish; and
(2) The current boundaries should be retained with the exception of an extension to include a hatched area shown on a plan.
Stage 2 Consultation
1) Abolish the Parish council
2) Keep the Parish council as it is
3) Change the Parish Boundary
a) Reduce the Boundary
b) Extend the Boundary
Response
Forms
E-response
forms
Door
Step Survey
Forums
Drop-
in Session s
Street
Survey
Half-
Moon Lane
Yout h
Consultation
Total number engaged
619
10
286
10
18
3
88
46
Residents indicating
%
8
23
5
1
7
1
Option 1 - Abolish the
412
Attendees
Parish council as their
%
67%
80%
8%
28%
33%
8%
2%
preferred option
Were not
Residents indicating
%
168
1
35
Asked to
8
1
22
2
Option 2 - Keep the
Inform
Parish council as their
%
27%
10%
12%
facilitator
44%
33%
25%
4%
preferred option
s of their
preference
Residents indicating
%
31
1
0
0
1
0
0
Option 3 - Change the
(reduction)
at this
Parish Boundary as
event
%
5%
10%
0%
0%
33%
0%
0%
their preferred option
No clear
indicated
preference
%
8
0
228
5
0
59
43
%
1%
0%
80%
28%
0%
67%
93%
(a) Approximately 25% of the electorate submitted responses and e- response forms; as appears from the table, 420 of these (approximately 17% of the electorate) supported the abolition of the parish council and 169 (approximately 6.8% of the electorate) indicated their wish to keep the council.
(b) Although a large number of residents were the subject of door step survey, they were not specifically asked to indicate their views, which accounts for the small number of indicated preferences. To my mind it is dangerous to seek to draw conclusions from such small and random positive responses.
(c) Similarly, those at the drop-in sessions were not asked to state a preference, but where they did that preference was recorded.
(d) At the later Community Governance Review Committee meeting, the members were advised that it was generally considered that face-to- face surveys were likely to receive positive responses from respondents who wanted to provide a response that they thought the interviewer wanted to hear, and that it was appropriate to give greater weight to response forms since they could be completed at home anonymously.
(e) It is obvious from the table that the substantial majority of the electorate (approximately 75%) could not be bothered to return the form.
Events Leading to Abolition
- "Whilst the results of the consultation made it clear that the majority of parish residents were in favour of abolition, regard should be had to community governance reflecting the identities and interests of the community and that such governance was effective and convenient;
- Although Department for Local Government & Communities/Electoral Commission Guidance stated that it was undesirable to abolish parishes without effective governance arrangements in place, it was recognised that there were alternative arrangements in place in the area that provided a satisfactory opportunity for community engagement and representation, including the Stepping Hill Area Committee, Offerton Ward Committee, Stockport Homes East Area forum, East Area Neighbourhood Policing Team meetings, Stockport LINK and the Offerton Estate Community Empowerment initiative;
- There had not been widespread support for the establishment of a Parish council when established in 2000 and the majority of respondents to the original consultation did not support the proposal;
- There was a clear message from residents through the consultation that they did not consider that the Parish council was working well for their area, nor that it provided an effective and convenient community governance opportunity;
- There had been consistent opposition to the Parish council during its eight year existence demonstrated by the fact that a consistent majority of respondents remained opposed to it. The message from the majority of the community was that the Parish council did not reflect the interests of that community, provide effective community cohesion nor play a positive role in the area;
- It was important to ensure that there continued to be facilities and activities provided in the area, in particular on the Offerton Estate, as these were clearly much valued by the community as borne out by the consultation feedback;
- There was very little support in the responses for altering the parish boundaries, therefore this option should not be pursued further."
"That in the light of the consultation feedback from residents and stakeholders set out in the report and the reasons set out above, the Council Meeting be recommended to make a Reorganisation of Community Governance Order under the Local Government and Public Involvement in Health Act (LGPIHA) 2007 abolishing the Offerton Park Parish council and dissolving the Offerton Park Parish council".
The Submissions of the Parties
The Grounds Propounded by the Claimant for Judicial Review
Ground 1 : Irrationality and failure to take into account material considerations
(a) That the conclusion stated in the Defendant's letter of 25 January 2011 was irrational.
(b) That the only safe inference to be drawn from the consultation exercises was that the large majority of the residents (75%) had no preference either way as to whether the parish council should be abolished or retained and the Defendant wrongfully failed to have regard to that matter, which was said to be a material consideration; and
(c) That the Defendant wrongfully failed to take account of the results of the wider Stage 2 consultation process (i.e consultation by means other than the submission of formal responses)
(a) The minute of the meeting of 20 January 2011 specifically recorded, as quoted above, that the Defendant's decision was made (inter alia) for the reasons identified by the Community Governance Review committee;
(b) The minutes of the meeting of that committee on 26 October 2010 also specifically recorded that its resolution was for the minuted reasons, which included that stated in the first bullet point quoted in paragraph 25 of this judgment;
(c) It is not in my view possible to read the reference to "majority of parish residents" in the minute of the Review Committee meeting as a reference simply to a majority of respondents. Indeed later in the minute the point is separately made that a consistent majority of respondents remained opposed to the parish council. I derive support for this interpretation of the Minute from the Defendant's letters of 25 January and 8 February 2011, with their references to "the majority" of local people which are quoted in paragraphs 31 and 33 above;
(d) It is true that members of the Committee and the full Council had the Assistant Chief Executive's report mentioned in paragraph 25 containing the table set out above, but I am satisfied nonetheless that the minuted conclusion regarding the view of the majority of residents is an accurate record of the meeting.
(a) The level of support for the parish council being always low
(b) The consultation exercise resulting in a majority in favour of abolition
(c) The knowledge of local Councillors and
(d) Events after these proceedings were issued.
(a) It is true that the level of express support for the Parish council was always low, with only a small minority voting for its creation in 2000. However, it does not follow from that that "the public" in 2010 wanted it abolished, still less that the majority of parish residents favoured abolition. Indeed the result of the consultation exercises indicate to my mind that the majority of the residents held no strong view either way.
(b) The consultation exercises did not result in a majority of those consulted expressing themselves in favour of abolition, although a clear majority of those who responded (being a minority of the electorate) expressed themselves in favour.
(c) Whilst I accept, contrary to the Claimant's submission, that the Councillors who voted on 20 January 2011 were entitled to decide which types of responses should be afforded greatest weight "and were thus entitled to place greatest reliance on formal responses as opposed to informal ones" [and indeed the reasons referred to in paragraph 24(d) above seem to me to be perfectly rational], as I have stated, I am not persuaded that there was any rational basis for the view that the results of the consultation made it clear that the majority of parish residents (as opposed to the majority who responded) favoured abolition, or any rational basis for another minuted reason for the decision to abolish, namely that "the message from the majority of the community [my emphasis] was that the Parish council did not reflect the interests of that community….nor [did it] play a positive role in the area". The attribution of these views to the majority of the residents seems to me to ignore the fact that the clear majority of the electorate did not feel sufficiently strongly to respond to the consultation exercises. I repeat what is stated in paragraph 46 above.
(d) Indeed I am not satisfied that there was any rational basis for the view that the public generally, as opposed to a section of it, wished to see the parish council (or the parish) abolished. True it is that that was the view held by various Councillors, but it is not suggested that that view was based on any proper consultation process (other than those carried out under the Community Governance review) such as would reasonably ground such a view; and contrary to Councillor Goddard's assertion when proposing the resolution to abolish, the conclusion he drew from the results of the consultation process regarding the view of "the public" in favour of abolition was not one that in my judgment could properly be drawn from that process. (I refer to what I have stated in paragraph (a) above).
(e) After the issue of proceedings a petition from over 500 residents has been obtained, making it clear that those residents welcomed the decision of the Defendant. However, that still amounts to only a small minority of the residents of the Parish (approximately 14%), or about 20% of the electorate if the petitioners were electors. It has not been demonstrated to me, nor do I think it possible rationally to conclude, that more than a minority of the electorate actually favour abolition.
Ground 2 : Inadequate Consultation
(a) There was impermissible confusion between two legally separate questions, namely
(i) whether the parish should be dissolved and
(ii) whether the parish council should be
(b) There was a failure to distinguish between what might be relevant considerations as regard the above questions and irrelevant considerations. In particular, it is submitted that advice was not given, as it should have been, that the issue was not whether there was agreement with particular decisions of the parish council (since in accordance with paragraph 121 of the Guidance, "it is doubtful….that abolition of a parish and its council could ever be justified as the most appropriate action in response to a particular contentious issue…or decision of the parish council") but whether the parish should exist at all and, if so, whether the parish council was the most appropriate form of governance;
(c) Allied to this, there was a failure to explain the other forms of Community Governance and in particular to make the key distinction identified by the Guidance that no such other form of Governance would provide the level of democratic accountability offered by a parish council.
(a) although the consultation papers used the terms "Parish" and "Parish council" interchangeably, this is immaterial and there is no evidence that anyone was misled;
(b) and (c) there was adequate information given about the role and responsibilities of a parish council and of the nature and identity of other representative bodies, there being no obligation to go further in the consultation material.
(a) The second consultation exercise, unlike the first, sought views as to whether the parish council should be abolished or retained. (The first sought views as to whether the parish should be abolished). I do not consider that the Claimant can have any legitimate complaint about this: its own parish poll sought views on precisely the same question, it never suggested that the question in the second exercise should be framed differently and, most important, I accept the Defendant's submission that there would be no sensible reason for retaining a parish without a council in this case, given the size of the electorate, since the only reason to keep a parish without a council would be to enable the parish to be run by a parish meeting. In the course of oral submissions, Mr Palmer, Counsel for the Claimant, accepted that this would not be appropriate in a parish of 2,500 electors.
(b) and (c) An impressive amount of material was distributed in connection with the first stage consultation (pp 369 – 386). I find that this explained clearly and accurately the role and responsibilities of a parish council in the following terms:
"Town, Parish or Community Councils are the same in terms of their powers and abilities, but a Town Council can also elect a Town Mayor instead of a Chair. Offerton Park Parish as a Parish council. A Parish council is a democratically elected body that has the power to do a number of things, including providing allotments, but shelters, supporting local crime prevention initiatives and local highway matters such as street lighting and maintenance of roadside verges. They can also be involved in the provision of community transport schemes, sport and recreation facilities and tourism. A Parish council may perform all, some or none of the above functions depending on their population, size, facilities and budget. However, all Parish councils are charged with providing a focus for representing local issues and identity and are consulted on planning applications in their area".
The other representative bodies were identified (pp 381-383), together with a description of their roles and how frequently they met. It seems to me that this material, taken as a whole, provided the electorate with all that they reasonably required to make an informed decision on the questions posed, and I do not consider that there was any need specifically to draw attention to what was stated in paragraph 121 of the Guidance, although this was a matter for the Defendant to consider when deciding whether to abolish.
Delay
(i) "The Defendant has been proceeding towards making a reorganisation order since October 26, 2010, when the Community Governance Review Committee recommended that the Defendant abolish the Parish and dissolve the Parish council.
(ii) The decision to make the reorganisation order was taken on January 20, 2011.
(iii) It was an inevitable concomitant of the reorganisation order that no precept could lawfully be set for the financial year (2011-12) commencing April 1, 2011 (if only because it would be perverse for a local authority to include within its council tax a precept for a body that it had made an order should be abolished before the start of the financial year to which the precept would relate); the only way to avoid that conclusion was for the reorganisation order to have been quashed or its effect suspended before the Defendant set its council tax for that year on February 24, 2011.
(iv) The Claimant therefore needed to have issued proceedings and obtain interim relief preventing the reorganisation order being made or suspending its effect before the Defendant set the council tax (on February 24, 2011. In the alternative, it may have been sufficient for the Claimant to have issued proceedings for such interim relief before that date, perhaps leading the Defendant to delay setting its council tax until a court could consider that application, something that no authority would do or could reasonably be expected to do merely because proceedings had been threatened. Unless and until such an order had been made, it would remain the case that the Defendant was unable lawfully to include a precept in its council tax (even if such were properly made and received, even on an anticipatory basis) when on the face of it there would be no parish council for the financial year to which it would relate, i.e. there would simply be no basis on which it could so so.
(v) Once a council tax was issued which included no precept, there was (and is) no basis on which the Defendant could or can now collect a precept for 2011-12.
(vi) All of the foregoing was either known to or knowable by the Claimant, as a matter of law and public information, yet the proceedings themselves were not issued until March 22, 2011.
(vii) It follows either that the Claimant will now not have any funding for 2011-12, or else that if the court orders any monies to be paid in its support by the Defendant, it will be irrecoverable through a precept, i.e. the local taxpayers of Stockport would have to fund it, rather than the local taxpayers of the parish. This is directly attributable to the failure to issue and seek relief timeously."
(a) That if the Order is quashed, the amount of the precept may only be recovered lawfully from the general body of council tax payers, and not from taxpayers of the Parish, as should properly have been the case.
(b) It behove the Claimant, as part of its duty to act promptly, to obtain interim relief preventing the Order being made prior to the setting of council tax by the Defendant on 24 February 2011.
(a) I have held that the resolution to abolish the Claimant and Order made ancillary thereto were made on an unlawful basis. Thus, if the Order is not quashed the electors of Offerton Park parish will have been denied continued representation by their parish council and will have had a tier of local democracy removed from them unlawfully. I agree with the submission of the Claimant that the Court should be slow to refuse a remedy in those circumstances.
(b) To my mind the Defendant's difficulties are, again as submitted by the Claimant, of the Defendant's own making. In its letter of 25 January 2011 the Defendant confirmed that if it did not hear from the Claimant within 7 days the Order would be implemented and the Defendant would not set a precept for 2011 in anticipation of dissolution. The Defendant did hear from the Claimant within that period of seven days: in their letter of 31 January 2011 the Claimant's solicitors made it clear that the position as set out in their letter of 18 January was maintained and that they anticipated receiving instructions to prepare a pre-action protocol letter before action within 14 days and invited the Defendant's confirmation that no further action would be taken until 14 days after its response to that letter.
(c) In its letter of 8 February 2011 the Defendant made it perfectly plain that it was not prepared to delay implementation of the resolution, notwithstanding the threatened proceedings, and that the Order would be made on 15 February with no precept being set for 2011-12.
(d) The pre-action protocol letter was sent just over 3 weeks later, which period in my view was reasonable. The Defendant replied 2 ½ weeks later, and proceedings were issued immediately thereafter.
(e) In my view it does not reasonably fall to the Defendant to criticise the Claimant for failing to take action earlier to restrain it from its unlawful act, given that it had determined, notwithstanding the threat of legal proceedings, to press ahead with the implementation of the resolution, which meant that a precept would not be set for the parish council for 2011-12. In those circumstances it does seem to me that the Defendant took upon itself the risk of the litigation.
(f) In any event, the extent of the financial prejudice has been overstated by the Defendant. If the Claimant is abolished, the Defendant will have to assume responsibility for the balance of an outstanding loan amounting to £9,251.54, and in addition there may be staffing costs transferred. Albeit that this is a time of financial stringency, it seems to me that the prejudice to the Claimant if relief is denied in respect of what I have held would be its unlawful abolition, outweighs the prejudice to the Council tax payers generally of Stockport if relief is granted.
(g) In my view, it would be wrong to speculate as to whether the Defendant will proceed to the lawful abolition of the Claimant following the quashing of the order.