ADMINISTRATIVE COURT
Cardiff Civil Justice Centre 2 Park Street Cardiff |
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B e f o r e :
(Sitting as a Judge of the High Court)
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THE QUEEN on the application of JOPLING |
Claimant |
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- and - |
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CHILD MAINTENANCE AND ENFORCEMENT COMMISSION |
Defendant |
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Mr Tim Buley (instructed by the Child Maintenance and Enforcement Commission) appeared on behalf of the Defendant.
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Crown Copyright ©
His Honour Judge Milwyn Jarman QC:
"I would not have expected there to be any such formal reconsideration, and it would not generally be the case that such a minute would be placed on the file. There would be no need for this, unless there had been a decision to discontinue action which had previously been initiated. Decision makers are however well aware of the need to give consideration to whether enforcement action is appropriate in light of new developments, and of the importance, in considering such matters, to giving consideration to the welfare of affected children. I have no reason to doubt that this was done in this case."
"Whilst I am willing to accept that, given the amount of money involved, it may cause some difficulties for him now to pay the money, that is inherent in the position which the Claimant has produced by his refusal to pay this money at an earlier stage.
12. For these reasons, in my view, it is appropriate to continue with proceedings for a liability order, notwithstanding this will have the consequences for the Claimant's overall financial position and thus, indirectly, at least, for the welfare of his adopted children."
She goes on to say that the Commission will of course need to keep the appropriateness of such action under review in the light of anything further which the claimant wishes to say.
"Closure of your child maintenance account
We recently advised you that your child maintenance account payable to [and then his first two children are set out ] is to close with effect from 18 August 2003. Your accounts have been updated and this has resulted in an overcharge of £609.62 for the period 18/08/03 to 01/10/2003.
This amount has been offset against your outstanding arrears balance reducing it from £20,135.57 to £19,525.95.
Your next arrears payments of £N/A is due on N/A and N/A thereafter"
As I have indicated, those figures were subsequently adjusted.
"Where, in any case which falls to be dealt with under this Act, the Secretary of State or any child support officer is considering the exercise of any discretionary power conferred by this Act, he shall have regard to the welfare of any child likely to be affected by his decision.
MR BULEY : I have a couple of applications but just before I come to them. I never know whether to raise these points or not, they may be trivial. But just for the transcript, I may even have got it wrong, I think your Lordship having dealt with the main point, the section 2 point, your Lordship turned to deal with other points and I think your Lordship said something to the effect that the other points were taken on behalf of Mr Burrows, I think it should be by Mr Burrows
JUDGE MILWYN JARMAN: Certainly.
MR BULEY : It's not a major point. Just before I make my application can I just double-check something on my instructions? (confers with solicitors) There were two applications on my side. The first, I hope, won't cause any great difficulty. Your Lordship has refused permission I think, so I don't know whether a transcript would follow automatically. It would if your Lordship granted permission and wouldn't otherwise but I think on our side we would quite like to have one if that is something I can raise, and also I wonder if your Lordship would be willing to expedite it bearing in mind your Lordship said something about section 2 and, as your Lordship knows, that may come back in the Court of Appeal so it may be of some value
JUDGE MILWYN JARMAN: Are you saying the Court of Appeal are likely to take notice of my comments? Well, I can ask for it to be expedited. I prefer not to make an order to that effect I am afraid. There are some difficulties at the moment with transcripts and how long it takes, and the quality of them when they come back in draft, so I will do my best to ensure a transcript. Are you saying that this should be at public expense?
MR BULEY : I think I am, yes. Your Lordship ... but if not then we will pay for it but ...
JUDGE MILWYN JARMAN: Well if you pay for it, the request for will have to come from you ....
MR BULEY : Yes. Well I think in that case, so that your Lordship can deal with the point about expedition, can I ask that it is at public expense and it will be in the public interest to produce it. Your Lordship has heard more than normal argument for a permission hearing.
JUDGE MILWYN JARMAN: Yes, very well. Do you wish to say anything about that Mr Burrows?
MR BURROWS. No.
JUDGE MILWYN JARMAN: Very well. I will say that that is to be produced at public expense.
MR BULEY : I am grateful, my Lord. The other application that I have is for costs.
JUDGE MILWYN JARMAN: Yes.
MR BULEY : A costs schedule was sent. I know these things don't always reach ... I don't know if it reached your Lordship and I don't know if it reached Mr Burrows.
JUDGE MILWYN JARMAN: Let's have a look
MR BULEY : Mr Burrows has got it. Is it simpler if I hand it up in any event?
JUDGE MILWYN JARMAN: It probably is Mr Buley, just to ...
MR BULEY : My Lord, costs ordinarily follow the event, as your Lordship knows, so I think the starting point is that I apply for my headline figure, which your Lordship has at the penultimate page, of £8,788. I am in your Lordship's hands as to how you want to deal with it, whether you want to hear from Mr Burrows first or whether your Lordship has questions for me ....
JUDGE MILWYN JARMAN: Well we are still really at permission stage aren't we? And the usual Mount Cook principles apply
MR BULEY: Can I deal with that my Lord?
JUDGE MILWYN JARMAN: Yes.
MR BULEY : I am not sure I can point to authority on this, but my Lord I think it is generally accepted that where one has a rolled up hearing that the Mount Cook principles don't apply and that follows the logic of Mount Cook itself, because of course the point is where one has a rolled up hearing a defendant has to come to court and prepare for it as if it were a full hearing, because that is going to be the only hearing and they have to put all of their evidence in place. I would respectfully that submit that the Mount Cook principles aren't in play here. If I am wrong about that of course what ... or, which comes to much the same thing, if I am wrong about that then I would say the very fact that it is a rolled up hearing is an exceptional reason ...
JUDGE MILWYN JARMAN: Yes, all right, but perhaps more pertinent… it will be more apparent, Mr Buley, that I have been concerned about the procedure adopted in this case. The effect of my judgment has been to say that I think it has been put right in effect.
MR BULEY : Yes.
JUDGE MILWYN JARMAN: And I know we have had the discussions about best practice and better practice, but the adjournment was necessitated in effect because I was concerned that there was no transparent consideration of the welfare of these children and that has now be put right
MR BULEY : Well I anticipated your Lordship would make that point. Can I suggest that one deals with it in this way, my Lord? I am going to be in your Lordship's hands so I don't abandon my request for the costs in full, but if your Lordship isn't with me on that and I won't press you, can I suggest that the appropriate way to deal with it to make in any event an order for a significant proportion of the defendant's costs, and the way I suggest that one might deal with it is as follows. I would invite your Lordship to order the cost of the acknowledgment of services which are £990, I would invite your Lordship ... well your Lordship, in effect my fee is £1200 and sorry .... forgive me I am underselling myself, my fee is £1600.
JUDGE MILWYN JARMAN: It is quite a rare thing for a barrister not to know what his brief fee is ....
MR BULEY : £1600, and that is in respect of two hearings and in effect we had one hearing which was unnecessary .... well perhaps was occasioned by us rather than the other side so, your Lordship, although the fee for that hearing was £1,000, in effect if we had had one hearing my fee would have been £1,000 with the costs of preparation and so forth and travel, so I would invite your Lordship to make an order for my fees in the sum of £1,000 and then your Lordship will have to take a view but I recognise it may be difficult for me to contend for the costs of preparing of the witness statements which were occasioned by the need to do something which, on your Lordship's approach, perhaps should have been done previously. So I would invite your Lordship to make an order for costs in the sum of therefore on that basis £990 for the acknowledgment of service, £1,000 in respect of my fees, and in addition, just going back to the second page, the costs incurred in preparing for one hearing by Mr Davidson which are in the sum of £1200. I would invite your Lordship to order that also because it is the ...again in a sense in respect of Mr Davidson it is the additional costs of the witness statements and so forth
JUDGE MILWYN JARMAN: Where are we now?
MR BULEY : I am sorry, I have done it slightly out of order, it is probably not helpful. The acknowledgement of service, £990.
JUDGE MILWYN JARMAN: Yes.
MR BULEY : Second, my Lord, Mr Davidson's costs of preparing for one hearing which one has on the second page in the sum of £1200 I think it is, yes that's right, and then my costs of one hearing, which is £1,000, and of course that reflects the fact that quite apart from the section 2 point we have succeeded on all the points which your Lordship ... and obviously a great deal of time has been taken up in dealing with those points, so my Lord…
JUDGE MILWYN JARMAN: Right, thank you. Yes, Mr Burrows?
MR BURROWS : Can I just check the arithmetic first? I understand Mr Buley's application, it is the £990 on the first page, total 1, its Mr Davidson's costs in connection with preparation for the permission hearing, which I think is £880, not the £1200 that Mr Buley, because Mr Buley's costs ...
JUDGE MILWYN JARMAN: There are disbursements. It's a sum total of £880.
MR BURROWS : Yes, it was £880. No solicitor attended court as I recall on the previous occasion ... so that was effectively the permission hearing.
MR BULEY: I am so sorry, I think I have misunderstood the schedule. I think my figure of £1200 should be £880 so that ....
JUDGE MILWYN JARMAN: Yes, that's what we are saying.
MR BURROWS : And then Mr Buley seeks what beyond that?
JUDGE MILWYN JARMAN: The £1,000 brief fee, and that is it, as I understand it.
MR BULEY : Yes
MR BURROWS : So its £1,000 brief fee on ... I am so sorry where is this? on the third page?
MR BULEY: Yes.
JUDGE MILWYN JARMAN: It's now called "preparation" and not brief fee I think
MR BURROWS : Yes. I am in a slightly difficult position, my Lord, because effectively well certainly on the section 2 point you were with me as far as you could go. Perhaps I misunderstood, my Lord, in which case I will be corrected I am sure. I would ask my Lord to say that it was not until certainly somewhat after say two or three weeks after Miss Vasey's statement was filed that really this case. You might say it had been abandoned and therefore up to that date Mr Joplin should have his costs.
JUDGE MILWYN JARMAN: Well, how was Mr Joplin funded?
MR BURROWS : He is privately funded, my Lord
JUDGE MILWYN JARMAN: Yes.
MR BURROWS : He is not eligible, it's touch and go, his wife is a solicitor working part time and he is a barrister working very much part time, but it is very tight funding on capital so if your house isn't an issue then the Legal Aid Board won't consider funding so he is having to fund it. Then, of course, it is a case which goes to the welfare of the children, which you might say is a factor that should inform your decision making.
JUDGE MILWYN JARMAN: If I were to intimate, and I will come back to Mr Buley about this, no order as to costs is that something you wish to press, that there be no order as to costs?
MR BURROWS : I think the way in which this case has developed it would be difficult for me to argue that my Lord. I am sorry I put that rather grudgingly,
JUDGE MILWYN JARMAN: No, no... All right, thank you.
MR BURROWS: Subject to anything Mr Buley has to say….
JUDGE MILWYN JARMAN: No, obviously. Mr Buley, my concern is that I very much appreciate the work that has now been put into this case, but it did seem to me and I think you made reference to this in your submissions, that this was a problem which needed to be highlighted. I am not saying this was the only case that ... I know you didn't put it quite like that, but this is my interpretation on what you said. At least part of the costs have been incurred it seems to me unnecessarily and that would go for the claimant as well, so by your conceding the sum of these costs may not be recoverable Mr Burrows could equally say "Well on those occasions I should have my costs." This is what I am wondering, whether the just order in all the circumstances would be no order as to costs.
MR BULEY : Well my Lord, I will address you very briefly, obviously.
JUDGE MILWYN JARMAN: Yes.
MR BULEY : I take the points your Lordship makes to me. One is always in the judge's hands on matters like these. It is a matter of broad discretion, and that is the right way to approach it. I have approached it in one way by sort of breaking down what hearings were necessary and what weren't. Another way of doing it is to stand back as it were and think about the overall position. Now the overall position here my Lord is that we have won in the end.
JUDGE MILWYN JARMAN: Won in the end, yes ...
MR BULEY : We have also won on ...
JUDGE MILWYN JARMAN: But after Mr Joplin has succeeded in obtaining a consideration or reconsideration of the welfare, whether or not you conceded that was necessary in the first instance
MR BULEY : What I was going to say my Lord was I see that, I see the force of that, but we have won in the end on everything. This is a case in which a real plethora of points have been taken. I mean I know that the section 2 point surfaced and became important, but there have been at least five other points and I think one can probably point to others if one went back through all of Mr Burrows's pleadings, and on all of those points (inaudible) necessary consideration has had to be given in full. When one considers that the Commission has incurred fees overall in the region of £8,000 plus, in my submission a significant proportion of those fees overall ought to be paid by the claimant, who has put the Commission to that expense, and in my submission therefore whether one gets to a figure of about, I think my figure came out at about £3,500, a little over £3,500, whether one gets there by the first route or by an overall assessment of that kind, a figure of that order or at any rate not significantly less gets it about right and in those circumstances... and that that is taking into account that the claimant will have had (inaudible) so I am in your Lordship's hands obviously but I would invite your Lordship to make an order for costs in that sort of amount. There it is.
JUDGE MILWYN JARMAN: Mr Burrows, it does seem to me that the question of other points is one that is fairly made. And what I have in mind is to make a sum that is a reflection of that. If I were to suggest £880 for Mr Davidson's preparation and the £1200 for Mr Buley's contribution and to leave it at that, that you should pay those costs but otherwise there should be no order to costs. When I say you, I mean your client, of course.
MR BURROWS : My Lord I think if one looks at what Mr Joplin has had to face in this case if we go to page 37. We are talking about other points ...
JUDGE MILWYN JARMAN: Yes.
MR BURROWS : First of all it is said that this case is hopelessly out of time. That point has not been pursued. Secondly the claimant is a lawyer, page 39. The supposed conflict of interest, well that has not been pursued, although it takes up a number of pages and there is the finding on Denson, which you have dealt with, I accept, and then the section 2 point is at page 33, it is a postscript. And Mr Joplin has had to come this far to establish the point which the statute said in the first place should have taken place and my Lord you have so found. My Lord if you were to say that he should pay say, I can't remember how much the claim amounts to ...
JUDGE MILWYN JARMAN: That's £1200 and Mr Davidson £880.
MR BURROWS : My Lord what you don't know is a lot of the correspondence over the past few weeks has actually related to whether or not Mr Joplin has told the adoption agency about arrears due to the Secretary of State. You would have had a bundle on this from the Commission, from the Commission's solicitor ...
JUDGE MILWYN JARMAN: Well that is nothing to do with me, is it ?
MR BURROWS : My Lord, it is to do with the preparation.
JUDGE MILWYN JARMAN: Surely they won't claim the costs of that?
MR BULEY : I am not quite sure which…?
JUDGE MILWYN JARMAN: In any event I am not ...
MR BULEY : Your Lordship is not covering that period as I understood it.
MR BURROWS : So it's the period… acknowledgment of service. My Lord, I do say quite categorically that the period up shortly after Miss Vasey's statement, on your findings, was litigation which was justified.
JUDGE MILWYN JARMAN: Well Mr Buley is only claiming, as I understand it, one brief fee.
MR BURROWS : Well, that's for the permission hearing in which he had to establish exceptional circumstances. Yes, I accept that he has. But, my Lord, if you balance the costs that Mr Joplin should pay, if my Lord you take the view that the ... perhaps I will try and find it and read it what you said in your judgment, that you were dissatisfied at the lack of transparency and you saw no reason why a letter shouldn't have been written. It has taken Mr Joplin certainly bringing the matter as far as the exchange of statements to establish that point and I would say he should have his costs up to that point, offset by any figure that you think that the Secretary of State should receive, because in terms of success he has established what is a point which is fundamental to the way in which this legislation works ... but my Lord if you were to say no order for costs, as I have said already, I don't feel I could argue with that, but I would press you further if you are against me by saying that Mr Joplin should have some of his costs balanced...
JUDGE MILWYN JARMAN: Do you want to come back, Mr Buley?
MR BULEY : Well, I mean I we can go back and forth forever but ...
JUDGE MILWYN JARMAN: Well, I know. There must be some limitation.
MR BULEY : No, no . Very briefly. My Lord we don't have any figures for what Mr Joplin's costs are so, my Lord, we can't really do it by way of a detailed ...
JUDGE MILWYN JARMAN: No, no, I am not going to do it that way.
MR BULEY : Your Lordship has, I think, my basic submission which is what you look at here is a case in which we won overall and from the outset we were right on a good 70 per cent of the case and some reflection of that in a sum ... if your Lordship is now thinking of £2,000, so be it. Some reflection of that is appropriate overall. Your Lordship has my submissions.
JUDGE MILWYN JARMAN: Well, Mr Burrows, I am persuaded that that is right, that this is a bill of some £8,788, and for the reasons I have already alluded to I am not persuaded that that or anything like it is an appropriate sum to pay. It does seem to me that, as I said, I can understand why the claim was made in the first place. It has taken a witness statement of November 2009 to set out the position in respect of the adopted children and one as recently as a few days ago to set out the position in relation to the child in Canada. On the other hand I can see the force of the point that the attack on these decisions was quite a wide-ranging attack. I don't forget that the acknowledgement of service also set out a number of different matters. For that reason I do not think it is right for me to award the costs of preparation of the acknowledgement of service, but in the end I have been much assisted by Mr Buley's submissions and I do think I should award some costs and the appropriate sum in my judgment is £2,000, so the claimant will pay £2,000 towards the defendant's costs. Thank you both for your assistance, and may I ask that your heavy bundle of documents be taken back.
MR BULEY : My Lord, thank you very much
JUDGE MILWYN JARMAN: Thank you.