QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Cardiff Civil Justice Centre 2 Park Street Cardiff CF10 1ET |
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B e f o r e :
Sitting as a Judge of the High Court
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A |
Claimant |
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NORTH SOMERSET COUNCIL |
Defendant |
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Ms Sarah Hannett appeared on behalf of the Defendant.
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Crown Copyright ©
HIS HONOUR JUDGE MILWYN JARMAN QC:
Introduction
The statutory scheme
"509AA (1) A local education authority shall prepare for each academic year a transport policy statement complying with the requirements of this section.
(2) The statement shall specify the arrangements for the provision of transport or otherwise that the authority consider it necessary to make for facilitating the attendance of persons of sixth form age receiving education or training—
(a) at schools,
(b) at any institution maintained or assisted by the authority which provides further education or higher education (or both),
(c) at any institution within the further education sector, or
(d) at any establishment (not falling within paragraph (b) or (c)) which is supported by the Learning and Skills Council for England or the National Council for Education and Training for Wales.
…
(7) The authority shall—
(a) publish the statement, in a manner which they consider appropriate, on or before 31st May in the year in which the academic year in question begins, and
(b) make, and secure that effect is given to, any arrangements specified under subsections (2) and (3).
509AB …
(2) A statement prepared under that section shall—
(a) specify arrangements for persons receiving full-time education or training at establishments other than schools maintained by the local education authority which are no less favourable than the arrangements specified for pupils of the same age attending such schools, and
(b) specify arrangements for persons with learning difficulties receiving education or training at establishments other than schools maintained by the authority which are no less favourable than the arrangements specified for pupils of the same age with learning difficulties attending such schools."
The Disability Discrimination Act 1995 section 49A(1) provides:
"49A General duty
(1) Every public authority shall in carrying out its functions have due regard to—
(a) the need to eliminate discrimination that is unlawful under this Act;
(b) the need to eliminate harassment of disabled persons that is related to their disabilities;
(c) the need to promote equality of opportunity between disabled persons and other persons;
(d) the need to take steps to take account of disabled persons' disabilities, even where that involves treating disabled persons more favourably than other persons;
(e) the need to promote positive attitudes towards disabled persons; and
(f) the need to encourage participation by disabled persons in public life."
"It is important that the Local Authority does not differentiate between providers or institutions in its arrangements. The arrangements must be provided for learners of sixth form age who are engaged in learning or training at:
• a school;
• a further education institution;
• an Authority maintained or assisted institution providing higher or further education; …"
"9. Each Local Authority is advised to take their own legal advice when preparing the Transport Policy Statement and devising a local response to transport needs, to ensure they are exercising their duties and powers in a manner which complies with the legislation and public law."
At paragraphs 12 and 13 the assessment of arrangements is dealt with. Under those paragraphs this is said:
"Local Authorities need to satisfy themselves that they have made the transport arrangements or arrangements for financial assistance necessary to facilitate learners' participation in education or training. In doing so, they should consider the needs of the most vulnerable or socially excluded learners."
"13. Young people should have genuine choice in the courses available to them at 16 (and increasingly at 14 with the 14-19 reforms) and be supported to access their choices. Local Authority transport policies must be supportive of reasonable choice. In defining what is 'reasonable' Local Authorities will want to take into account any complaints in respect of local Transport Policy Statements. We would expect reasonable choice to include enabling learners to choose courses outside their home Local Authority boundaries if it makes sense for them to do so."
Learners with learning difficulties and/or disabilities are dealt with in paragraphs 24 to 27. The latter says this:
"The Local Authority may assess learner needs in more detail beyond the Section 139A assessment. Arrangements cannot be limited to those learners who have been previously assessed as having a statement of SEN."
I pause there to observe that A does not now have such an statement.. Under paragraph 28 this is said:
"However, Local Authorities have a duty under the Education and Skills Act 2008 to encourage, enable and assist the participation of learners with LDD up to the age of 25 in education and training. It follows, therefore, that it is good practice for Local Authorities to make available information about transport arrangements in order to enable these learners to participate."
And then paragraph 32 says this:
"The Transport Policy Statement is intended to inform learners and parents about what transport arrangements are available locally. As such, it should be clear and provide sufficient detail to enable learners and parents to understand the provision available. The statement must set out what the Local Authority's overall transport policy is in regard to learners, what the main objectives are, and the rationale behind the policy."
In appendix 2 to that guidance there is a blank template for a local authority transport policy statement.
"I accept that it is not necessary that a panel of this kind conducting … a 'low level administrative appeal', designed…to take 'a second view', should in every case hold an oral hearing. It may indeed be that….a hearing would be unnecessary in the great majority of cases - although I am bound to say that getting the parties round a table has real advantages in avoiding misunderstanding and ensuring that the panel gets a clear appreciation of what may often be quite complex problems. But in a case where the panel does proceed without a hearing, in my view it is essential that both parties should be aware of what the other is saying."
At paragraphs 32 and 33 the learned judge continued as follows:
"The question remains whether the defendants' decisions (either the original decision or the decision of the appeal panel) were unlawful on substantive as opposed to purely procedural grounds - that is, whether they were Wednesbury unreasonable. …
33… The regime under sections 509AA and 509AB is deliberately one where there are no absolute obligations on local authorities to provide transport, even as regards children with special educational needs. It is clear, in particular from section 509AB(3), that the authority's policy is intended to have regard to a range of discretionary factors, including in particular - at (a) - the reasonable practicability of the child receiving education if no arrangements were made and - at (d) - the cost of the provision of transport. In those circumstances it seems to me that parents have obligations too. They should not be encouraged to believe that they should do nothing to help to get their children to school on the basis that if they do not the local authority will have to…"
"In my judgment: (1) a LEA cannot properly refuse to provide free transport on the basis that there is a nearer school which a child could attend unless it is of the view that the nearer school would be a suitable school for the child to attend, and (2) when considering a challenge to a local authority's refusal to provide free transport, if the refusal was based on the authority's view that there was a nearer suitable school, the function of the court is to see whether it has been shown that the authority's view about that school's suitability was lawfully reached, which in most cases will require no more than a consideration of the rationality of its conclusion."
The facts
"We have discussed the above options and at present the preferred option is [X College] where he has been offered a place on a five day specialist course for young people with learning difficulties. This option is appropriate for A because it will provide him with the right level of support whilst still being included in a main stream environment. He would build on the things he has learnt at school but there would be more focus on independent skills and learning for a living and working."
"? A will require small group working sessions and ongoing support around his numeracy and literacy.
? A would benefit from 5 day provision as it will enable him to review what he is learning on a daily basis and ensure reiteration of basic and life skills.
? A cannot use unstructured time in a positive way."
"A needs transport to college as he is a vulnerable young man who is in incapable of accessing public transport. He has Williams Syndrome and makes friends with anyone who talks to him. He does not have an understanding of personal safety or boundaries. This makes him extremely vulnerable. He has chosen [X College] as it offers a five day provision of education which is not offered locally."
The decision
"What help do you provide for learners with learning difficulties and/or disabilities including those over 19 or learners facing other difficulties in following their courses?"
This is then said:
"Free transport will be provided for disabled learners who are unable to access Sixth Form or College without such transport. The type of course attended should normally be included in Section 96 or 97 of the Learning and Skills Act 2000. Recreational courses will not normally be eligible for transport, unless the learner can provide evidence that through their own efforts they have attained a level of skill that would indicate that formal instruction on the subject might result in improved job prospects.
Where the learner has had a Statement of Special Educational Needs citing the need for transport, the LA will provide transport until the end of the academic year in which the learner is 19. In cases where a learner has a Statement of Special Educational Needs which does not cite a need for transport, a decision about whether to provide transport will be based on the merits of the individual case.
Disabled learners attending College should apply directly to their College. The College will assess the learner to ensure the course is appropriate to his/her needs. Assessment of transport need will draw together any information from Connexions to supplement information from a College and from previous provision by the Council.
Transport will also be provided on the same basis for these learners if aged 19 and 20 provided they are enrolled on a full time course before reaching age 19.
The nature of the transport provided will vary from a bus pass to a seat on a Council vehicle or a taxi according to the most efficient use of Council funds. In some cases a mileage payment may be made."
In Section 9 the question is posed:
"What help can learners apply for if they need to travel to a course that is beyond your Local Authority area?"
The answer is given thus:
"The LA will consider applications from disabled learners for transport to Colleges outside the area if the course is considered to be the nearest (by time or distance) appropriate course for the learner. Applications should be made to the LA Home to School Transport team.
The LA will also consider applications from disabled learners to attend a Sixth Form outside the area on the grounds of religious preference. Applications should be made to the Home to School Transport team."
And finally in Section 10 the question is asked:
"What help is available for learners who attend a further education institution which is beyond daily travelling distance and they need to stay away?"
The answer that is given says:
"The Residential Support Scheme may be available if a learner has to travel a long way and stay. Application should be made to the College concerned for them to seek funding from the Learning and Skills Council for this area."
"Cases are considered individually by transport officers, and support is usually offered where:
1. The student is enrolled in a course that is included in Section 96 or 97 of the Learning and Skills Act 2000.
2. The college is the nearest establishment offering the course required.
3. The student has not achieved the age of 19 at the start of their course of study.
and either:
4. The student is prevented from using existing local transport provision by their needs; or:
5. There is no accessible transport available between the student's home and college."
"The Panel consists of senior officers from the Special Educational needs, Education Welfare and School Admission services along with an Elected Member. Thus the panel is well placed to consider requests to review decisions on transport entitlement or discretionary provision of transport where necessary. The panel will also request clarification and advice from specialist staff in the Children and Young People's Services Directorate, partner agencies or elsewhere where required.
The panel considered the submission prepared by [solicitors on behalf of A] and yourselves and noted that [A] has previously been subject to a Statement of Special Educational Needs but this has now lapsed, [A] has Williams Syndrome, considerable detailed information of which was supplied in the submission, [A] until recently attended [Z School] and that his parents have sought a place at [X College] with the support of the Connections service …"
"The panel then reviewed the submission in some detail. It was noted that the courses offered at [X and Y Colleges] appeared to offer the same opportunities on content but that differed mainly only in the times of delivery, [Y] providing the course in three longer days and [X] delivering five slightly shorter days of study. The panel noted that you preferred that [A] undertook the 5 day course in order that he was fully occupied, and that you felt this would better address his needs particularly with reference to aspects of physical exercise, however the panel felt that this was largely a matter of preference and that matters outside the course in terms of other activities [A] may undertake could not reasonably form part of their consideration. The panel felt that the comparisons drawn between provision of [Y and X Colleges] confirmed that the content and nature of the courses was also clearly indicating the differences in timetabling.
Your concerns regarding travel times were noted but this did not alter the panel's view regarding the provision of transport as the relative times were largely notional and would vary from day to day according to traffic and other conditions. As the margin identified in the submission is around 12 minutes the panel did not feel this significantly affected their decision.
The panel also considered your various concerns regarding aspects of provision at [Y College],based on experience of an earlier day placement, however, it was felt that these matters were outside the panel's remit in considering the need to provide transport to [X College].
The panel were also concerned to note that there was existing transport serving [Y College] for students in the area with physical or learning disabilities as this was the nearest establishment offering provision to the majority of households in [the area]. Thus further students attending [Y College] would not materially increase the cost to the council. However, provision of an individual service to [X College] is likely to incur a cost of £9,000 to £10,000 per academic year depending on the best price available from a suitably approved contractor.
Therefore I regret to inform you that the panel felt that the original decision not to provide free transport from home to [X College] for [A] was correct and I naturally recognise that you will be very disappointed with this decision."
The role of the Panel
"In my judgment [counsel] is right in her submission that the local education authority by its panel had no right to do any such thing. The purpose of a statement of special educational needs, while it stands, is to spell out what is to be the content of the local educations authority's duty to make provision under section 324(5)(a)(i). If it were open to a local education authority, whether by the school, attendance panel or any other members or officers simply to review the statement, particularly when it is a statement that has been amended by the specialist tribunal set up by statute for this purpose, there would be little point in having a statement. It would be possible by sidewinds for any statement to find itself being informally reviewed and in effect amended by a body which had no power to do either of those things."
"Where a local education authority maintain a statement under this section, then—
(a) unless the child's parent has made suitable arrangements, the authority—
(i) shall arrange that the special educational provision specified in the statement is made for the child…"
The rationality of the decision
Procedural fairness
The Policy
Disability Discrimination
"81. However, it is important to appreciate, as Dyson LJ held in relation to analogous provisions in section 71(1) of the Race Relations Act 1975, that the imposition of a duty to have "due regard" to the various identified "needs" does not impose a duty to achieve results. It is a duty to have "due regard" to the "need" to achieve the identified goals. This is a vital distinction: see R(Baker) v Sec of State for Communities and Local Government [2008] LGR 239 at paragraph 31.
82. What is meant by "due regard"? Dyson LJ stated, in the same paragraph in Baker, that "due regard" in the Race Relations Act provision meant the regard that is appropriate in all the particular circumstances in which the public authority concerned is carrying out its function as a public authority. The same principle applies here. There must, therefore, be a proper regard for all the goals that are set out in section 49A(1) paragraphs (a) to (f), in the context of the function that is being exercised at the time by the public authority. At the same time, the public authority must also pay regard to any countervailing factors which, in the context of the function being exercised, it is proper and reasonable for the public authority to consider. What the relevant countervailing factors are will depend on the function being exercised and all the circumstances that impinge upon it. Clearly, economic and practical factors will often be important. Moreover, the weight to be given to the countervailing factors is a matter for the public authority concerned, rather than the court, unless the assessment by the public authority is unreasonable or irrational: see Dyson LJ's judgment in Baker at paragraph 34.
83. What about the six "needs" to which public authorities must have due regard when carrying out their functions? The "needs" identified in paragraphs (a) to (c), (e) and (f) are goals, such as the elimination of discrimination that is unlawful under the DDA, or the encouragement of participation by disabled persons in public life. So public authorities have to have a proper regard for the need to achieve those goals.
84. Paragraph (d) is different, however. That paragraph places on public authorities a duty to have proper regard for the need "to take steps to take account of disabled persons' disabilities, even where that involves treating disabled persons more favourably than other persons". The phraseology is convoluted. It does not identify a goal which is an end in itself. However, in our view the paragraph imposes a duty on public authorities to pay "due regard" to the need to take steps to do two things which are means which will assist in achieving the goals identified in the other paragraphs in section 49A(1). First, public authorities must have "due regard" to the need to take account of the fact of disabled persons' disabilities in the context of "carrying out their functions". Secondly, public authorities must have "due regard" to the need to recognise that this may involve treating disabled persons more favourably than others. But we emphasise that, in both cases, no duty is imposed to take steps themselves, or to achieve results. "
Conclusion
HIS HONOUR JUDGE MILWYN JARMAN: Yes?
MR LAWSON: My Lord, yes, in our submission it should be a freshly constituted panel.
HIS HONOUR JUDGE MILWYN JARMAN: What are the practicalities?
MS HANNETT: My Lord, may I just take instructions?
HIS HONOUR JUDGE MILWYN JARMAN: Yes.
MS HANNETT: My Lord, I think the short answer is yes although I caveat that with an emphasis that it may be that if it is freshly constituted we don't entirely comply with the terms of reference for the Panel, because I am not sure we can necessarily get each of the persons involved with and I am afraid I don't have …
HIS HONOUR JUDGE MILWYN JARMAN: No …
MS HANNETT: … particularly precise instructions on that.
HIS HONOUR JUDGE MILWYN JARMAN: No.
MS HANNETT: My Lord, I can see why in the circumstances the claimant would ask for a freshly constituted … and I don't object to that in principle, I just soft soap that slightly with a 'there may be some difficulties in getting precisely' …
HIS HONOUR JUDGE MILWYN JARMAN: Yes. I mean I am fully appreciative of the difficulties of local education authorities. It seems to me if I simply direct that is going to be the case if it does mean that there is going to be some -- one hopes -- not too significant departure from the terms of reference, that that is something which can be…
MS HANNETT: Well my Lord, that was the point I was going to make, that if it transpires that we do find ourselves in difficulty I think the appropriate course would be for us to enter into a dialogue with the claimant …
HIS HONOUR JUDGE MILWYN JARMAN: That must be right, Mr Lawson …
MR LAWSON: My Lord, yes. They cannot have their normal panel so it is going to be a different panel and one hopes that they will do their best to find an appropriate panel.
HIS HONOUR JUDGE MILWYN JARMAN: But do you accept that the sensible course is if there are departures from the terms of reference that there is a dialogue between the authority and those representing A to come to a sensible pragmatic solution?
MR LAWSON: Indeed.
HIS HONOUR JUDGE MILWYN JARMAN: Could I ask that you, Mr Lawson, draw up a minute of order, let Ms Hannett see it and email it to the associate who will give you his email address? Thank you. Are there any other applications?
MR LAWSON: My Lord, I am in court tomorrow. In terms of a minute of order, can it wait until next week?
MS HANNETT: My Lord, I am also in court tomorrow so practically speaking I imagine the first time I will look at it is about 5pm tomorrow, so for my part unless it troubles my Lord terribly I am inclined to agree with Mr Lawson on that …
HIS HONOUR JUDGE MILWYN JARMAN: No … Well, it will obviously take some time to get the machinery into being, into progress, but that can be done without the formal order being issued so I have no difficulty about next week.
MR LAWSON: Thank you. My Lord, apart from the continuation of the anonymity order which is fully reflected in your judgment, I actually noticed one thing. I was going to pick on and it is intended to help, my Lord, just on a typographical error. When running through the points raised in respect of the first ground of claim and for the various statutory regimes, it was said that the regime led the first point in that list, and it is simply a case of that regime, and I think that regime as put would refer to the SEN regime whereas at the time, my Lord, that you said that regime, you would then have moved onto the Dyfed regime, so we are looking at talking about the two statutory regimes. I believe there is a point where it will appear from the judgment that the SEN regime is being referred to as actually I think, my Lord, intending to refer to the Dyfed regime at that point.
HIS HONOUR JUDGE MILWYN JARMAN: Well thank you, Mr Lawson, I will pick that up when I come to approve the judgment. Thank you very much for that.
MR LAWSON: There are two other matters I want to raise. One was simply there is a '[A]' in the judgment as well, which no doubt you will pick up as well.
HIS HONOUR JUDGE MILWYN JARMAN: There is a what?
MR LAWSON: There's a '[A]'.
HIS HONOUR JUDGE MILWYN JARMAN: Is there? I thought I had done so well to avoid it but … I will look at that as well.
MR LAWSON: And, simply – and this isn't a judgment, my Lord, it is simply to say for future references -- that a note passed to me, which I didn't need to take the court to earlier because it was really in support of the perversity point, was that points had been made in the second statement and in one paragraph in the submission to the Panel about differences between the content of the two courses, and I don't need to go into those now, but if in future anyone says, well, that wasn't there, we say it was there. And the final matter, my Lord, is to apply for the claimant's costs of the action to be assessed if not agreed and for a public funding detailed assessment of the claimant's costs.
MS HANNETT: My Lord, I don't oppose either of those.
HIS HONOUR JUDGE MILWYN JARMAN: No, thank you very much.
MS HANNETT: But my Lord, I myself have an application for permission to appeal. My Lord, I will take it very quickly. My Lord, three points: first, that there was an error of law in concluding the Panel was perverse, in that the Panel did have regard to those matters and their conclusions on those matters, the finding of fact -- the findings of fact, I should say -- that they were entitled to reach. My Lord, that is my first ground of appeal. My second ground of appeal is that … my Lord's judgment erred in law in concluding that there had been procedural unfairness. My Lord, given that it was a non-statutory panel, the level of procedure adopted was sufficient as a matter of law and my Lord, I say both of those grounds have a real prospect of success and further there is a compelling reason why my Lord should grant permission: this is a regime that has not been looked at by the Court of Appeal and it is an area that calls out for some clarification. Sorry, my Lord, I hope I put that briefly. It is always an unenviable task …
HIS HONOUR JUDGE MILWYN JARMAN: No, no, no …
MS HANNETT: … seeking permission, my Lord, when you have given judgment.
HIS HONOUR JUDGE MILWYN JARMAN: Do you wish to say anything, Mr Lawson?
MR LAWSON: Very briefly, just to respond. My Lord, we can turn back on the defendant the points that it made about discretionary decision making, because of course the question about unreasonableness is a question for the court to assess whether certain facts together make a decision cross a threshold. The court recognised what the legal assessment of that was and then made a judgment. It would, my Lord, as I have said, have been the first thing that we were going to ram home in reply, so we say that there is ample evidence that that threshold was crossed. In terms of the non-statutory being sufficient, on any basis procedures have to be fair an overall assessment has been made with a number of factors raised. There is an additional one, of course, which could be referred to at this point, which is the involvement of the chairman of the appeal panel in the first decision. And finally, if that were to happen, then, without delaying as to take instructions, at least for today's purposes, we would apply … but this is entirely dependent upon my learned friend…
HIS HONOUR JUDGE MILWYN JARMAN: I don't think you need to go that far.
MR LAWSON: On one of the points, my Lord.
HIS HONOUR JUDGE MILWYN JARMAN: I am afraid I am against you, Ms Hannett, it does seem to me that these are matters largely of discretion and the facts of this particular case, and I am afraid you will have to persuade their Lordships. …
MS HANNETT: My Lord, I am very grateful. I hear that. My Lord, I do have one further application and that is that, my Lord, a transcript could be expedited. I ask that for two reasons: in case the application is to be renewed the Court of Appeal; but frankly, far more importantly, of course, this is going back before a panel and it would be of great assistance, I think, to all of us if we had a copy of my Lord's judgment as soon as possible. I appreciate that that might not be in good time for the Panel but …
HIS HONOUR JUDGE MILWYN JARMAN: Well, I am afraid on recent showings it may not. I am afraid some of the transcripts do take some time. I will certainly make it a part of the order.
MS HANNETT: My Lord, I would be grateful and I appreciate it is out of your hands to some extent, but at least if the order is made then we have some stick to beat with.
HIS HONOUR JUDGE MILWYN JARMAN: It may have some effect, yes.
MS HANNETT: Thank you.
HIS HONOUR JUDGE MILWYN JARMAN: Well, may I thank you both very much for the way you have presented and prepared this case, which has made a difficult decision that much easier, and I am very sorry that I have kept everyone until 5pm.
MR LAWSON: Thank you, my Lord.