QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
MANCHESTER M60 9DJ |
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B e f o r e :
HONORARY RECORDER OF MANCHESTER,
(sitting as a deputy High Court Judge)
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THE QUEEN (ON THE APPLICATION OF A.S ) |
Claimant |
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THE SECRETARY OF STATE FOR JUSTICE |
Defendant |
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Sam Karim (instructed by the Treasury Solicitor) for the Defendant
Hearing dates: 2nd June 2009
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Crown Copyright ©
JUDGE GILBART QC:
Background
" Indeterminate sentences for public protection ("IPPs") were introduced with effect from 4 April 2005 by section 225 of the Criminal Justice Act 2003. Essentially they were a new form of mandatory life sentence to be imposed upon conviction of any one of 153 specified categories of violent or sexual offences punishable by imprisonment for ten years or more if the court thought there to be a significant risk of serious harm to members of the public by the commission of further specified offences. Rapidly IPPs swamped the prison system with increasing numbers of life sentence prisoners (up from 5,807 on 31 March 2005 to 10,911 on 31 March 2008), many with comparatively short tariffs, all of which took the Ministry of Justice's National Offender Management Service (NOMS) by surprise. In the result, for much if not all of the time until 14 July 2008 when section 225 came to be amended by section 13 of the Criminal Justice and Immigration Act 2008, NOMS were quite unable to give effect to the Secretary of State's published policy in Prison Service Order 4700: to give all life sentence prisoners "every opportunity to demonstrate their safety for release at tariff expiry.""
" At present there no accredited programmes available at HMP Leeds, and (AS) is awaiting a transfer to a suitable establishment in order to begin his offending behaviour (sic) work (AS) has not yet had the opportunity or desire to begin the offending behaviour work required of him, and therefore in my opinion his risk of reoffending remains high. If (AS) were to be released from custody into the community now, without having completed any offending behaviour work, I would say that there would be no change to the serious harm to the public he would pose."
The Statutory Context
" 30 Power to release life prisoners on compassionate grounds(1) The Secretary of State may at any time release a life prisoner on licence if he is satisfied that exceptional circumstances exist which justify the prisoner's release on compassionate grounds.(2) Before releasing a life prisoner under subsection (1) above, the Secretary of State shall consult the Parole Board, unless the circumstances are such as to render such consultation impracticable."
"12. Life sentence prisoners compassionate release on medical grounds
12.1 General
12.1.1 Under section 30 of the Crime (Sentences) Act 1997, the Secretary of State may at any time release a prisoner on licence if he or she is satisfied that exceptional circumstances exist which justify early release on compassionate grounds. Before exercising this power, the Secretary of State is required to consult the Parole Board, unless the circumstances make such consultation impracticable. Each case is considered on its own individual merits.
Criteria for release on compassionate grounds
12.2.1 The criteria for compassionate release on medical grounds for those prisoners serving a life or IPP sentence are as follows: -
- the prisoner is suffering from a terminal illness and death is likely to occur very shortly (although there are no set time limits 3 months may be considered to be an appropriate period for an application to be made to Lifer Review & Recall Section), or the lifer is bedridden or similarly incapacitated, for example, those paralysed or suffering from a severe stroke; and
- The risk of re-offending (particularly of a sexual or violent nature) is minimal; and
- further imprisonment would reduce the prisoner's life expectancy; and
- there are adequate arrangements for the prisoner's care and treatment outside prison; and
- early release will bring some significant benefit to the prisoner or his/her family.
12.2.2 However, the resource and cost implications of maintaining staff on bed-watch duties at an outside hospital/hospice are not grounds to justify release on compassionate grounds if the criteria set out above are not met. Other examples of cases not meeting the criteria are where conditions are self-induced, for example following a hunger strike or where a prisoner refuses treatment.
Application process
12.3.1 The Governor must refer any case to LRRS, where it is considered that compassionate release may be appropriate using the form at Annex A to this Chapter. The assessments set out at section 3 must be provided with each application. The form should be completed as follows:
- Sections 1, 2 and 6 must be completed by the Lifer Manager.
- Section 4 must be completed by the registered medical practitioner with full details of the medical condition. Any other reports which are available, for example from hospital consultants, must also be forwarded. It is essential that an indication of likely life expectancy is included in the report.
- Section 5 must be completed by the seconded probation officer who should attach details of the proposed release plan (prepared by the external probation officer) including details of the arrangements for the prisoner's care and treatment in the community.
- Section 7 must be completed by Governor/Controller.
12.3.2 In cases meeting the criteria set out above, LRRS are responsible for liaising with Prison Health for advice and the Parole Board, unless the circumstances are such as to render consultation with the Board impracticable. A decision will be made as soon as possible following consultation with Ministers. If there is an application for the compassionate release of a prisoner with a very short life expectancy, LRRS must be alerted by telephone at an early stage.
12.3.3 A decision to reject an application for compassionate release does not mean that it may not be re-considered if appropriate. Often, LRRS will ask that a case be kept under review. In those cases, the decision will be reviewed when, for example, there is a clearer prognosis or the life expectancy is further reduced. It is important that Governors keep LRRS advised of developments in such cases.
12.3.4 If release is approved, LRRS will send a licence to the holding establishment. This will be similar to the standard life licence, although some of the conditions may not be relevant. The licence will remain in force for the rest of the prisoner's life (but see Chapter 1 for guidance about the termination of the licence for those prisoners serving and Indeterminate Sentence of Imprisonment for Public Protection). There is no question of a prisoner being recalled simply because of a recovery from the medical condition that resulted in his or her release on compassionate grounds. However, recall action would be appropriate if there is a risk to public safety. The document then concludes with a series for forms which are to be completed. The first "the compassionate medical condition report" requires inclusion of assessments from the Registered Medical Practitioner seconded Probation Officer, Lifer manager, and Governor/Controller. It also has a section for completion by the Registered Medical Practitioner, which identifies (a) the dates of examination (b) the consultants who are involved, (c) what the prisoner is suffering from and (d) the prognosis on life expectancy. It then has two sections directed to the Registered Medical Practitioner which read (lettered as per the document, which omits sections (e) and (f))
(d) Early Release should be considered for the following reasons…………….
Registered Medical Practitioners should have in mind the following question:-
Does the condition of health render the prisoner incapable of reoffending, particularly of a sexual or violent nature, where there would be a risk to life or limb ?"
(g) If released medical care would be available from………………"
"Prohibition of torture
No one shall be subjected to torture or to inhuman or degrading treatment or punishment."
"37. The Court reiterates that, according to its case-law, ill-treatment must attain a minimum level of severity if it is to fall within the scope of Article 3. The assessment of this minimum level is, in the nature of things, relative; it depends on all the circumstances of the case, such as the duration of the treatment, its physical and mental effects and, in some cases, the sex, age and state of health of the victim (see Kudla v. Poland [GC], no. 30210/96, § 91, ECHR 2000-XI, and Peers v. Greece, no. 28524/95, § 67, ECHR 2001-III). Although the purpose of such treatment is a factor to be taken into account, in particular whether it was intended to humiliate or debase the victim, the absence of any such purpose does not inevitably lead to a finding that there has been no violation of Article 3 (see Peers, cited above, § 74).38. The Convention does not contain any provision relating specifically to the situation of persons deprived of their liberty, let alone where they are ill, but it cannot be ruled out that the detention of a person who is ill may raise issues under Article 3 of the Convention (see Chartier v. Italy, no. 9044/80, Commission's report of 8 December 1982, Decisions and Reports (DR) 33, p. 41; De Varga-Hirsch v. France, no. 9559/81, Commission decision of 9 May 1983, DR 33, p. 158; and B. v. Germany, no. 13047/87, Commission decision of 10 March 1988, DR 55, p. 271). In the case of a prisoner suffering from disorders associated with hereditary obesity, the Commission expressed the opinion that there had been no violation of Article 3 of the Convention because the applicant had been provided with care appropriate to his state of health. It considered, however, that detention per se inevitably affected prisoners suffering from serious disorders. It took care to point out that "in particularly serious cases situations may arise where the proper administration of criminal justice requires remedies to be taken in the form of humanitarian measures" and stated in conclusion that it would "appreciate any measures the Italian authorities could take vis-à-vis the applicant in order to alleviate the effects of his detention or to terminate it as soon as circumstances require" (see Chartier, Commission's report cited above, pp. 57-58). The Court recently observed that the detention of an elderly sick person over a lengthy period could fall within the scope of Article 3, although in the decision in question it held that the applicant's complaint under that Article was manifestly ill-founded (see Papon (no. 1), cited above). Health, age and severe physical disability are now among the factors to be taken into account under Article 3 of the Convention in France and the other member States of the Council of Europe in assessing a person's suitability for detention (see paragraphs 26, 27, 29 and 30 above).
39. Thus, in assessing a prisoner's state of health and the effects of detention on its development, the Court has held that certain types of treatment may infringe Article 3 on account of the fact that the person being subjected to them is suffering from mental disorders (see Keenan v. the United Kingdom, no. 27229/95, §§ 111-15, ECHR 2001-III). In Price v. the United Kingdom the Court held that detaining the applicant, who was four-limb deficient, in conditions inappropriate to her state of health amounted to degrading treatment (no. 33394/96, § 30, ECHR 2001-VII).
40. Although Article 3 of the Convention cannot be construed as laying down a general obligation to release detainees on health grounds, it nonetheless imposes an obligation on the State to protect the physical well-being of persons deprived of their liberty, for example by providing them with the requisite medical assistance (see Hurtado v. Switzerland, judgment of 28 January 1994, Series A no. 280-A, opinion of the Commission, pp. 15-16, § 79). The Court has also emphasised the right of all prisoners to conditions of detention which are compatible with human dignity, so as to ensure that the manner and method of execution of the measures imposed do not subject them to distress or hardship of an intensity exceeding the unavoidable level of suffering inherent in detention; in addition, besides the health of prisoners, their well-being also has to be adequately secured, given the practical demands of imprisonment (see Kudla, cited above, § 94)."
The Facts
a. he had an entrenched view that he had been wrongly convicted
b. he showed no remorse or victim empathy, and had little or no insight into his offending behaviour
c. he had stated in interview to the external probation officer that he was "proud to be a paedophile"
d. he refused to be interviewed by the psychologist
e. he was assessed under a tool called Matrix 2000 as falling within the category of a very high risk of future sexual offending.
a. he posed a substantial risk to children when in the community. The harm in question would be psychological and could have severe and enduring effects;
b. the level of risk was too high to permit release at that time;
c. the Board was satisfied that he needed to undertake work directed at his sexual preference for children, and at his being asked to address the long terms consequences of his behaviour, which work is only available in close conditions.
" The Secretary of State also notes from the reports by the Lifer manager and the Governor that (AS) still poses a risk of reoffending and do not recommend compassionate release. He also notes with concern that there are no firm release plans and that (AS) envisages being released to go alone to a bed and breakfast accommodation in……..to trace his estranged family. Against this background and having received advice from the Department of Health, the Secretary of State has concluded that (AS) does not meet the criteria for compassionate release at this time.
Although AS does not meet the criteria at this stage, the Secretary of State is willing to consider any future applications for compassionate release should his health deteriorate and his life expectancy reduce. However in order to consider this, a report from (AS)'s specialist would be required " (My italics)
" the "prognosis" (i.e. median life expectancy) remains uncertain. …………the median expectancy was now around three months or less. It is important to understand that this is a median life expectancy, and not a maximum life expectancy, since the " best case scenario" for (AS) is that he could recover sufficiently to receive palliative chemotherapy, respond again, and live for very much longer than three months. I hope that the Ministry of Justice are familiar with the concept of median life expectancy in making decisions around compassionate release."
" After very careful consideration it has been decided to reject the application at this stage. Although it is clear that (AS)'s prognosis is likely to be three months or less, there is no evidence to indicate that the risk of reoffending has reduced or suggest that the proposed release address is suitable.
However the application will be reconsidered following receipt of further reports/assessments from HMP Leeds on the risk of reoffending and on the proposed release plan. I have asked HMP Leeds to provide these as soon as possible……."
a. Offender Supervisor: a detailed report of 6th May 2009
b. Probation Service: a Home Circumstances Report of 8th May 2009
a. Offender Supervisor: AS was yet to undergo Victim Awareness Counselling, the Sex Offender Treatment Programme (SOTP) and the Alcohol Advocacy Course. None of those programmes were available at Leeds, and his deteriorating health could prove problematic in terms of finding an establishment suitable to him. The Claimant had expressed the view that he did not need the SOTP course as there was no victim in his case, and he also denied having a drink problem. He was noted to have been estranged from his family for 10 years, but had recently reestablished contact with his sister. He had previously been noted by a nurse "never to demonstrate a change in his attitude and talks only about revenge." The supervisor concluded that in the absence of an opportunity or desire to begin the offending behaviour work his risk of reoffending remained high. He considered that if her were released into the community now " there would be no change to the serious harm to the public he would pose." It described him as having lost weight but still " quite mobile and manages to walk to collect his medication on a daily basis."
b. Probation Service : the circumstances proposed for his release were that he would live with his sister who would care for him, and who did not think that she needed support from a charity like Macmillan nurses. She would comply with any restrictions imposed if he lived there. There is a local authority children's home directly opposite her house containing children and young persons aged between 16 and 19. The officer described him as "an entrenched paedophile with numerous previous convictions for offences against young males and one for an offence against a young female." It described his modus operandi of offending as being to groom vulnerable children and take them to where he was staying prior to assaulting them. On occasions he would give them alcohol or drugs before assaulting them, and had claimed to be under the influence of alcohol when committing assaults. He went on " Given (his) attitude, his entrenched views, his offending history together with his inability to participate in any constructive release plans, I would have concurred with previous assessments and reports, that the risk presented could not in normal circumstances be managed in the community." It concluded that the address proposed was suitable "in practical terms" but that the proximity of the children's' home for vulnerable children was a real cause for concern. It went on
" This concern could be assuaged dependant (sic) upon (AS)'s physical condition and the level of his mobility (my italics). If (AS) is confined to bed with limited mobility then the risk he presents would be reduced.
To manage the risk presented by (AS) in these circumstances , I would suggest a 24 hour curfew electronically monitored………stringent conditions prohibiting any contact with children………………."
" The Secretary of State after careful consideration of the recent reports from the prison and the Offender Manager has decided that (AS) does not meet the criteria for compassionate release at this stage. The Secretary of State notes that both the OASys and Risk Matrix assessments consider (AS)'s risk as being very high. He also notes that the Offender Supervisor considers (AS)'s risk to be high and did not support release at this stage. He further notes that (AS) is an entrenched paedophile with numerous previous convictions for offences against young males and a female and that he has not undertaking any treatment programmes to reduce (the) risk of sexual offending since he was convicted for the index offence.
(AS)' s pattern of crime was by grooming vulnerable children, take them to a place where he was staying and then sexually assaulted them. The Secretary of State is therefore concerned about the release address which is (in) close proximity to Local Authority accommodation for vulnerable children.
Given (AS)'s attitude to the index offence, his entrenched views, his offending history, lack of offending behaviour work and the recent risk assessments, the Secretary of State is not convinced that (AS)'s risk has been reduced or could be managed at the release address provided."
Discussion
a. the life expectancy was a relevant matter. The shorter it got, the greater the weight it could carry. Both parties accepted that it had little weight if it exceeded three months. But plainly, the shorter it got below that level, the greater the weight which it might have, and no doubt the more the degree of compassion. The degree of weight is of course for the decision maker, namely the Defendant;
b. the effect of the Defendant's condition on his mobility and generally was relevant to his ability to be able to commit offences.
a. give adequate reasons for his decision;
b. have regard to the medical evidence which was before him;
c. fulfil the procedural legitimate expectation that he would obtain an up to date medical report addressing the issues raised, and in particular the question raised in the PSO 4700 form
" Does the condition of health render the prisoner incapable of reoffending, particularly of a sexual or violent nature, where there would be a risk to life or limb. ?"
"Judicial review is a flexible, but not entirely unfenced jurisdiction. This stems from certain intrinsic features. The court's relevant function is to review decisions of statutory and other public authorities to see that they are lawful, rational and reached by a fair and due process. The public authority is normally the primary decision maker with a duty to apprehend the facts underlying the decision by a fair procedure which takes properly into account all relevant facts and circumstances. If the public authority does this, the court will not normally examine the merits of the factual determination. …………………..The normal limit of the court's enquiry into the facts is if the primary decision maker is said to have reached perverse factual conclusions or to have decided the facts without taking relevant material into consideration, or to have considered and been influenced by irrelevant material. If factual decisions of the primary decision maker are shown to have been materially flawed in this way, the normal result is to quash the decision and remit the matter for reconsideration. The court does not often itself make a factual decision which the primary decision maker has not made."
I refer also to Collins J in R(A) v LB Croydon and SSHD [2009] EWHC 939 (Admin) at paragraph 8
" Parliament has made clear that the decision is that of the relevant authority. Judges have frequently warned against the judicialisation of matters which have been left to be decided by an authority. It is for them to decide the facts which lead to a decision. It is only if they reach a conclusion of fact which is unreasonable (as Lord Brightman put it in Puhlhofer v Hillingdon LBC (1986) 84 LGR 385 at 413 – 414 in a different context "verging on absurdity") or they fail to have regard to a material consideration that their decision can be impugned. The decision is not for the court but is for the Secretary of State or the local authority
Article 3
a. His physical condition is not attributable to the fact of his incarceration but to his illness. There is no evidence at all that he is unable to receive all necessary medical treatment;
b. There is no evidence at all that his detention has exacerbated his condition
c. He is in enduring pain, and his morphine dosage has been increased. There is no evidence that his pain is any better or worse for his being in prison;
d. A better of quality of care within the healthcare centre of the prison has been offered to him , but has been declined;
e. The latest medical report (of 6 days ago) does not suggest that his being detained has any adverse effect on his condition;
f. The fact that he is dying in prison does not make his incarceration inhumane. Article 3 is not to be read as preventing a refusal of release under section 30. If the evidence were to be that his condition had rendered him incapable of repeat offending, that might be a different matter, but I decline to express any concluded view in the absence of such evidence.
Conclusion
Note 1 the test in section 225 ff of Criminal Justice Act 2003 for the imposition of a sentence of imprisonment for public protection [Back]