QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
Strand. London. WC2A 2LL |
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B e f o r e :
and
THE HONOURABLE MR JUSTICE MITTING
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THE QUEEN ON THE APPLICATION OF MICHAEL MISICK |
Claimant |
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- and - |
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THE SECRETARY OF STATE FOR FOREIGN AND COMMONWEALTH AFFAIRS |
Defendant |
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Jonathan Crow QC & Jeremy Johnson (instructed by Treasury Solicitor) for the Defendant
Hearing date : 29th April, 2009
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Lord Justice Carnwath :
"circumstances arose in the Territory prior to that date which justified suspending relevant parts of the Constitution".
Background
"To inquire into whether there is information that corruption or other serious dishonesty in relation to past and present elected members of the House of Assembly (previously known as the Legislative Council) may have taken place in recent years".
He was asked to report within sixteen weeks his preliminary findings and recommendations -
"concerning:
(a) instigating criminal investigations by the police or otherwise(b) any indications of systemic weaknesses in legislation, regulation and administration(c) any other matters relating thereto."
In relation to (a), he was "directed to refer such information and/or evidence [as he] may obtain to the TCI prosecuting authorities".
".. much information pointing to possible systemic corruption or of other serious dishonesty involving past and present elected Members of the Legislature in recent years. I had also found indications of systemic weaknesses in legislation, regulation and administration and in related matters calling for attention by way of recommendation."
The oral proceedings had provided -
"further information in abundance pointing, not just to a possibility, but to a high probability of such systemic venality. Coupled also with clear signs of political amorality and immaturity and of general administrative incompetence, they have, in my view, demonstrated a need for urgent suspension in whole or in part of the Constitution and for other legislative and administrative reforms." (para 6-7)
"8) As I then indicated, government of the Territory is at a near stand-still. The Cabinet is divided and unstable. The House of Assembly stands prorogued until 1st April 2009. The Territory's finances are in dire straits and poorly controlled. There is a settled pattern of recourse to disposals of Crown land to fund recurrent public expenditure, for want of governmental revenue from other more fiscally conventional sources. I should have added that the financial position is so bad that the Government cannot pay many of its bills as they fall due. Governmental and other audit recommendations lie ignored and unattended. In short, there are wide-spread fears on the part of the people of the Territory that they are leaderless and that their heritage is at risk of continuing to drain away.
9) This Report - for the above reasons compiled in haste -consists of a list of recommendations under Parts (b) and (c) of the Commission's Terms of Reference, namely as to constitutional and other systemic reforms and related matters. They will require considerable development and elaboration in my Final Report, so as to provide more comprehensively for the middle and the long term. Some are of great urgency to meet what I consider chronic ills collectively amounting to a national emergency. The others are for the middle and longer terms, but require early consideration with a view to making ready for their timely introduction in due course.
10) As I have said, I am also satisfied on the information before me under Part (a) of the Commission's Terms of Reference of a high probability of systemic corruption and/or other serious dishonesty involving past and present elected Members of the House of Assembly and others in recent years.
However, I am not ready to formulate provisional findings or recommendations for institution of criminal investigation in relation to any individual or any such interests he or she may have. When I am ready to do so, I shall, as I have publicly indicated, give each individual concerned an opportunity to make representations. I shall then take any such representations into account before making findings and recommendations under Term of Reference (a) in my further Report.
Accordingly, I make no findings or recommendation in this Interim Report under that Term of Reference, save peripherally in recommendations (2), (16) and (17) below for preparation for the appointment of a Special Prosecutor to direct and conduct such investigations as I may recommend in my further Report, for additional Judges and trial by Judge alone."
"But trial by jury is not a pre-condition of the "fair trial" requirement of Article 6 of the ECHR, of which this provision is an elaboration. Trial without jury is also a feature of a number of jurisdictions throughout the World, including India and Holland. If, as is clearly the case, it is Article 6 compliant in the many jurisdictions that permit trial of even the most serious offence without jury, it is not such a big step to take where national and "cultural" conditions are such, as here, that no fair or effective trial of such matters considered in this Inquiry could take place with a jury."
"the stance taken by all attorneys acting for Ministers and/or other Members of the House of Assembly and others in the Inquiry was that their respective clients could not possibly be given a fair hearing by a jury, given the wide adverse publicity to allegations against them before, during and as a result of the work of the Commission; all or most of the attorneys, expressed with some cogency, in my view, the high likelihood that any trial judge, faced with an application for a stay of the prosecution on account of such prejudice, would stay it;"
Other reasons included "the clear risk of jury-tampering" and
"the potential complexity of allegations of corruption or other serious dishonesty of the sort canvassed in the Inquiry - taxing for any jury panel, whether in the TCI or any jurisdiction"
"In light of the accumulation of evidence in relation to TCI in the last year or so, and fortified by the Commissioner's interim report, the UK Government has formed the view that parts of the Constitution will need to be suspended and has decided to take steps to enable it to do so."
On the same day he was making public a draft Order in Council which would suspend parts of the Constitution initially for two years "although this period could be extended or shortened". The draft Order would be submitted to Her Majesty in Council at a meeting on 18 March, and, if made, laid before Parliament on 25 March. He added:
"Unless the Commissioner's final report significantly changes the current assessment of the situation, the Order will be brought into force after the final report is received. However, the Order could be brought into force sooner if circumstances arose in the Territory prior to that date which justified suspending relevant parts of the Constitution."
The Claimant's case
i) Abolition of the constitutional right to jury trial
a) The removal of the constitutional right to trial by jury by using secondary legislation and without consultation is not in accordance with the principle of legality;b) It is specifically directed at the elected officials who were the subject of the Commission of Inquiry, and is thus objectionable as being both in personam and retrospective.c) It would also in the circumstances violate other provisions of the Constitution, in particular the right to a fair trial and the right not to be compelled to give evidence.
ii) Removal of representative government :
a) The Order is inconsistent with the international law principle of self-determination;b) It is inconsistent with the right to stand for election and, once elected, to sit as a member of parliament, guaranteed by Article 3 of Protocol 1 of the European Convention of Human Rights;c) It is contrary to the principle of legality and is a disproportionate and irrational response to the alleged crimes of certain elected representatives; andd) It is based on the recommendations of a flawed Inquiry and on recommendations which are themselves ultra vires the Inquiry's terms of reference.
Consideration
"Her Majesty may by Order in Council make such provision as appears to Her expedient for the government of any of the colonies to which this section applies, and for that purpose may provide for the establishment for the colony of such authorities as She thinks expedient and may empower such of them as may be specified in the Order to make laws either generally for the peace, order and good government of the colony or for such limited purposes as may be so specified subject, however, to the reservation to Herself of power to make laws for the colony for such (if any) purposes as may be so specified." (emphasis added)
"If a King comes to a kingdom by conquest, he may change and alter the laws of that kingdom; but if he comes to it by title and descent, he cannot change the laws of himself without the consent of Parliament."
I am not convinced that this is of much assistance in the present context. The issue is not whether Parliament has consented, which is clear from the 1962 Act, but what it has consented to. That is a matter of construction of the Act.
The rights
Jury trial
"(g) shall, when charged on information in the Supreme Court, have the right to trial by jury"
The Order would simply repeal paragraph (g) while leaving the remainder of the section in place, including the general right to a "fair hearing".
".. trial by jury is more than an instrument of justice and more than one wheel of the constitution: it is the lamp that shows that freedom lives." (Trial by Jury (1956) p 164).
This was recently cited by Lord Steyn in the House of Lords, to support the statement that:
"The jury is an integral and indispensable part of the criminal justice system. The system of trial by judge and jury is of constitutional significance." (R v Connor; R v Mirza [2004] UKHL 2, [2004] 1 AC 1118 para 7).
Right to self-determination
"1. All peoples have the right of self-determination. By virtue of that right they freely determine their political status and freely pursue their economic, social and cultural development."
2....
3. The States Parties to the present Covenant, including those having responsibility for the administration of non-self-governing, and Trust Territories, shall promote the realization of the right of self-determination, and shall respect that right, in conformity with the provisions of the Charter of the United Nations."
The "right of peoples to self-determination", as evolved from the UN Charter has been described by the International Court of Justice as "one of the essential principles of contemporary international law" (East Timor (Portugal v Australia) ICJ reports 1995 p 90 para 29).
"The High Contracting Parties undertake to hold free elections at reasonable intervals by secret ballot, under conditions which will ensure the free expression of the opinion of the people in the choice of the legislature."
He points out that this has been held to include a right to respect for the decision of the electorate once made:
" once the wishes of the people have been freely and democratically expressed, no subsequent amendment to the organisation of the electoral system may call that choice into question, except in the presence of compelling grounds for the democratic order." (Lykourezos v. Greece , no. 33554/03, para 52, BAILII: [2006] ECHR 1179)
Mr Crow points to the concluding words of that quotation as particularly apt in the present context, where the Commissioner's report does indeed give compelling evidence of a failure of the democratic order.
The width of the Crown's powers
i) Repugnancy Before the Colonial Laws Validity Act 1865 it was sometimes argued that colonial laws could be declared invalid as repugnant to "fundamental principles" of English law. As Lord Hoffmann explained in Bancoult (No2) :
"The background to the Act is the statement of Lord Mansfield in Campbell v Hall [1774] EngR 5, (1774) 1 Cowp 204, 209 that although the King had power to introduce new laws into a conquered country, he could not make "any new change contrary to fundamental principles." If the King's power did not extend to making laws contrary to fundamental principles (presumably, of English law) in conquered colonies, it was regarded as arguable, in the first half of the nineteenth century, that the same limitation applied to the legislatures of settled colonies. It was never altogether clear what counted as fundamental principles and the Colonial Laws Validity Act was intended to put the question to rest by providing that no colonial laws should be invalid by reason of repugnancy to any rule of English law except a statute extending to the colony." (para 36)
In this case, Mr Crow did not seek to rely on the 1865 Act (for reasons which were not entirely clear to me). However, like Lord Hoffmann in Bancoult (No 2) (para 39) one may question whether this line of argument adds anything in a modern context to the doctrines of English public law.
ii) Principle of legality Recent House of Lords authority recognises the principle that certain rights are so important that they cannot be overridden by general words in a statute:
"Parliamentary sovereignty means that Parliament can, if it chooses, legislate contrary to fundamental principles of human rights. But the principle of legality means that Parliament must squarely confront what it is doing and accept the political cost. Fundamental rights cannot be overridden by general or ambiguous words. This is because there is too great a risk that the full implications of their unqualified meaning may have passed unnoticed in the democratic process. In the absence of express language or necessary implication to the contrary, the courts therefore presume that even the most general words were intended to be subject to the basic rights of the individual." ( R v Home Secretary, ex p. Simms [2000] 2 AC 115, per Lord Hoffmann at p.131E-G; see also per Lord Steyn at p.130E-G; and also R v Home Secretary, ex p. Pierson [1998] AC 539 at 589A, 573H-574B and 575D.)
In Bancoult (No2) Lord Hoffmann treated this principle as relevant to the argument before him, but inapplicable because the words of the Order itself were quite clear; and while the importance of the individual was something to be take into account by the Crown in exercising its legislative powers, there was -
"no basis for saying the right of abode is in its nature so fundamental that the legislative powers of the Crown cannot touch it". (para 45)
iii) Judicial review principles There is no dispute before us that the decision to make the Order is reviewable on "ordinary principles" of judicial review. In Bancoult (No2) Lord Hoffmann referred to the "ordinary principles of legality, rationality and procedural impropriety" (following Lord Diplock's classic formulation in CCSU ). Lord Carswell emphasised that, since the Human Rights Act 1998 did not apply, "Wednesbury unreasonableness", not "proportionality" was the test (para 131).
iv) Human rights Even without the underpinning of a specific statute such as the 1998 Act, human rights have been given a special status in judicial review. In Bancoult (No 2) Lord Carswell (para 131) accepted that in the context of human rights -
"the more substantial the interference with human rights, the more the court will require by way of justification before it is satisfied that the decision is reasonable" (following Sir Thomas Bingham MR in R v Ministry of Defence, Ex p Smith [1996] QB 517, 554)
A related principle is that "domestic legislation should as far as possible be interpreted so as to conform to the state's obligation under a (human rights) treaty" Lewis v AG of Jamaica [2001] 2 AC 50, 78F per Lord Slynn, at least where the language of the statute is uncertain or ambiguous (cf R v Secretary of State for the Home Department, ex parte Brind [1991] AC 696).
" the words "peace order and good government" have never been construed as words limiting the power of a legislature. Subject to the principle of territoriality implied in the words "of the Territory", they have always been treated as apt to confer plenary law-making authority. For this proposition there is ample authority in the Privy Council (R v Burah (1878) 3 App Cas 889; Riel v The Queen (1885) 10 App Cas 675; Ibralebbe v The Queen [1964] AC 900) and the High Court of Australia Union Steamship Company of Australia Pty Ltd v King (1988) 166 CLR 1). The courts will not inquire into whether legislation within the territorial scope of the power was in fact for the "peace, order and good government" or otherwise for the benefit of the inhabitants of the Territory." (para 50)
Relying on the same line of cases Lord Rodger (with whom Lord Carswell agreed on this point: para 130) said:
"it is not open to the courts to hold that legislation enacted under a power described in those terms does not, in fact, conduce to the peace, order and good government of the Territory. Equally, it cannot be open to the courts to substitute their judgment for that of the Secretary of State advising Her Majesty as to what can properly be said to conduce to the peace, order and good government of BIOT. This is simply because such questions are not justifiable. The law cannot resolve them: they are for the determination of the responsible ministers rather than judges. In this respect, the legislation made for the colonies is in the same position as legislation made by Parliament for this country, " (para 109)
Other points
"It goes without saying that the legislature may legislate, for the generality of its subjects, by the creation of crimes and penalties or by enacting rules relating to evidence. But the Acts of 1962 had no such general intention. They were clearly aimed at particular known individuals who had been named in a White Paper and were in prison awaiting their fate. The fact that the learned judges declined to convict some of the prisoners is not to the point. That the alterations in the law were not intended for the generality of the citizens or designed as any improvement of the general law is shown by the fact that the effect of those alterations was to be limited to the participants in the January coup and that, after these had been dealt with by the judges, the law should revert to its normal state." (p.695B-E)
Mr Fitzgerald points by analogy to the temporary nature of the changes to the law in this case.
"lack of generality in criminal legislation need not of itself, involve the judicial function, and their Lordships are not prepared to hold that every enactment in this field which can be described as ad hominem and ex post facto must inevitably usurp or infringe the judicial power Each case must be decided in the light of its own facts and circumstances, including the true purpose of the legislation, the situation to which it was directed, the existence (where several enactments are impugned) of a common design, and the extent to which the legislation affects, by way of direction or restriction, the discretion or judgment of the judiciary in specific proceedings" (p.695E-G).
Conclusion