QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand London WC2A 2LL |
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B e f o r e :
(sitting as a deputy High Court judge)
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THE QUEEN ON THE APPLICATION OF GOVERNING BODY OF DRAYTON MANOR HIGH SCHOOL | Claimant | |
v | ||
THE SCHOOLS ADJUDICATOR | Defendant | |
and | ||
(1) THE LONDON BOROUGH OF EALING | ||
(2) GOVERNING BODY OF BRENTSIDE HIGH SCHOOL | Interested Parties |
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Miss S Broadfoot (instructed by the Treasury Solicitor) appeared on behalf of the Defendant
Mr O Hyams (instructed by London Borough of Ealing , Perceval House, 14-16 Uxbridge Road, London W5 2HL) appeared on behalf of the First Interested Party
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Crown Copyright ©
JUDGE STEWART:
Introduction
"Determination
In accordance with section 90(3) of the School Standards and Framework Act 1998, I uphold the objection lodged by the London Borough of Ealing.
I determine that for September 2009 over-subscription criterion 3 should read:
I shall refer to the School Standards and Framework Act 1998 as "the 1998 Act".
"Where applications exceed the number of places available, offers of places will be made using the following criteria in order of priority
1 Children in public care ('Looked After Children')
2 A brother or sister attending the school at the time of application who could reasonably be expected to still be at the school at the date of entry
3 Proximity of the school to the child's home, with those for whom the school is the nearest Ealing High School being accorded the higher priority."
The litigation thus far
"1. Pending the hearing referred to in paragraph (2) below the London Borough of Ealing is restrained from communicating with any parent or other person to the effect that the School's published admission criteria for 2009/2010 have been changed.
2. The application for a continuation of the interim relief ordered in paragraph (1) above and/or for a stay of the Adjudicator's decision is to be listed for oral hearing on notice to the Defendant and the Interested Parties on Tuesday, 21st October 2008."
The statutory framework
"84(1) The Secretary of State shall issue, and may from time to time revise, a code of practice containing such practical guidance as he thinks appropriate in respect of the discharge by -
(a) local education authorities,
(b) the governing bodies of maintained schools,
(c) appeal panels, and
(d) adjudicators
of their respective functions under this Chapter.
(2) The code may impose requirements, and may include guidelines setting out aims, objectives and others matters, in relation to the discharge of their functions under this Chapter by local education authorities and such governing bodies.
(3) It shall be the duty of -
(a) each of the bodies and persons mention in subsection (1) when exercising functions under this Chapter, and
(b) any other person when exercising any function for the purposes of the discharge by a local education authority, or the governing body of a maintained school, of functions under this Chapter,
to act in accordance with any relevant provisions of the code. ..."
"(1) The admission authority for a maintained school shall, before the beginning of each school year, determine in accordance with this section the admission arrangements which are to apply for that year. ...
(4) Once the admission authority have carried out any such consultation, the authority shall -
(a) determine that their proposed arrangements (either in their original form or with such modifications as the authority think fit) shall be the admission arrangements for the school year in question; and
(b) (except in such cases as may be prescribed) notify the appropriate bodies of those admission arrangements."
"90(1) Where -
(a) admission arrangements have been determined by an admission authority under section 89(4), but
(b) an appropriate body wishes to make an objection about those arrangements, and
(c) the objection does not fall within any description of objections prescribed for the purposes of this paragraph,
that body may refer the objection to the adjudicator. ...
(3) On a reference under subsection (1) or (2) the adjudicator shall either -
(a) decide whether, and (if so) to what extent, the objection should be upheld ...
(5A) Where the adjudicator or the Secretary of State is required by virtue of subsection (3)(a) ... to decide whether to uphold an objection to admission arrangements, he may consider whether it would be appropriate for changes to be made to any aspect of the admission arrangements, whether or not he would be required to do so for the purpose of determining the objection.
(5B) In the case of any objection referred to him under this section, the adjudicator or the Secretary of State (as the case may be) must publish a report containing the following -
(a) his decision on the objection,
(b) any decision he has made on whether it would be appropriate for changes to be made to the admission arrangements, whether in the light of his decision on the objection or otherwise,
(c) if, in relation to a maintained school in England, he considers that any change required ought not to be protected under section 90A for the number of school years prescribed under section 90A(2), that section 90A is not to apply to that change or that the change will be protected only for such lesser number of school years as he may specify, and
(d) his reasons for the decisions mentioned in paragraphs (a) to (c).
(5C) Where the adjudicator or the Secretary of State (as the case may be) decides that it would be appropriate for changes to be made for the admission arrangements, his decision may specify the modifications that are to be made to the arrangements. ...
(8) The decisions of the adjudicator or the Secretary of State mentioned in subsection (5B)(a) and (b) shall, in relation to the admission arrangements in question, be binding on the admission authority and on all persons by whom an objection may be made under subsection (1) or (2); and, if the adjudicator or the Secretary of State has decided that it would be appropriate for changes to be made to the admission arrangements, those arrangements shall forthwith be revised by the admission authority in such a way as to give effect to the decision. ..."
"Subject to any provision made by the regulations, an adjudicator may regulate his own procedure."
"When taking any decision an adjudicator shall have regard (so far as relevant) to the obligations which, by virtue of -
(a) Part III of the Sex Discrimination Act 1975, ...
are owed by local education authority or governing body which will be affected by the decision."
The Code
(1) paragraphs 2, 5 and 6 of the Introduction. These state:
"2. Admission authorities must ensure that their determined admission arrangements for 2008 comply with the mandatory provisions of this Code. ...
5. Where mandatory requirements are imposed by this Code (or by statutory provisions) it is stated that relevant bodies 'must' comply with the particular requirement or provision. Where this Code prohibits practices or criteria it is stated that the relevant body or bodies 'must not' use the practices or criteria. Where the requirement is imposed by primary or secondary legislation this is indicated.
6. The Code also includes guidelines which the relevant bodies should follow unless they can demonstrate, if challenged, that they are justified in not doing so. Where guidelines refer to good practice the Code will state that the relevant bodies 'should' follow the particular guidelines and where the guidelines refer to practices or criteria normally regarded as poor practice, but where there may be exceptional circumstances when they may be justified, the Code will state that the practices or criteria 'should not' be used."
"Admission authorities and governing bodies must ensure that their admission arrangements and other school policies are fair and do not disadvantage, either directly or indirectly, a child from a particular social or racial group, ... Admission authorities and governing bodies should develop and implement admission arrangements, practices and oversubscription criteria that actively promote equity, and thus go further than simply ensuring that unfair practices and criteria are excluded."
"2.31 Admission authorities should take account of the time it will to travel to school, and the availability of public transport in establishing oversubscription criteria.
2.32 Distance between home and school is a clear and objective oversubscription criterion and is often used as a tie breaker in oversubscription criteria. It has the benefit of ensuring that children will not have a disproportionately long journey if access to their nearest school is not possible. Admission authorities should explain clearly how distance from home to the school will be measured including the points at the school and the child's home from which distance is to be measured ... Admission authorities must use a reliable and reasonable system which parents can easily understand. ...
2.33 It is good practice to give priority to children who could reach one school (but not others) by public transport, or to children who would have a disproportionately long journey to another school if denied admission to their nearest school.
2.34 As with all oversubscription criteria admission authorities must take account of factors that might unfairly advantage or disadvantage one child compared to another. If using distance as a criterion, admission authorities should ensure that families who are less able to afford property nearest the school are not excluded.
Catchment areas
2.35 The 1997 Rotherham judgment confirmed that there is nothing unlawful in the principle of admission authorities operating catchment areas as part of their oversubscription criteria and thereby giving priority to local children whose parents have expressed a preferences for the school. However, admission authorities must not guarantee places to parents in a local catchment area, in case the pattern of preferences expressed does not allow this guarantee to be met. In drawing up catchment areas, admission authorities should ensure that they reflect the diversity of the community served by the school, and must not exclude particular housing estates or addresses in a way that might disadvantage particular social groups. A catchment area does not prevent parents expressing a preference for the school if they do not live in the area."
The adjudicator's decision
"8. The Council argues that the application of this criterion has the effect of preventing the admission of most children living between 0.5 and 1.0 mile from the school, unless they have an older sibling at the School. They believe that, since the area adversely affected in this way is an area of relative social and economic disadvantage, the criterion is inconsistent with the Code for the following reasons:
a) It may encourage social segregation, contrary to paragraph 4.6 of the Code.
b) It may disadvantage children from particular social or racial group, contrary to paragraph 1.67 of the Code.
c) It does not actively promote equity, contrary to paragraph 1.67 of the Code.
d) It fails to take account of factors which might unfairly advantage one child compared with another, contrary to paragraph 2.34 of the Code.
9. In support of their arguments the Council has provided data on the relative socio-economic make-up of the areas of the borough affected by the application of this criterion. In addition they point to the relative cost of housing in the areas to the east and north of the school. Property in the areas benefiting from the disputed criterion is, they argue, significantly more expensive to buy or to rent than property in the area to the north of the School and nearer to Brentside High School.
10. The Council point to what it considers to be widespread confusion and frustration among parents living close to the school, who cannot understand why they are unlikely to be successful given the proximity of their homes to the school.
The School's Responses
11. The key points of the School's responses are as follows.
a) The criterion in its present form was adopted some years ago in order to promote admissions to the neighbouring Brentside High School which, at the time, was significantly under-subscribed with pupils walking past the school on the way to Drayton Manor, with the associated negative consequences for social integration and community cohesion.
b) The school has been willing to revise its admission arrangements to take account of developing circumstances and the requirements of the Code. Its representatives point to recent changes, specifically the discontinuing of a 'feeder school' relationship with a number of primary schools, as evidence of this. It acknowledges that this discontinued aspect of their arrangements did have the indirect effect of advantaging applications from some better off families. They argue that one effect of these changes is to render unreliable some of the data relied upon by the Council.
c) There are flaws in the council's analysis of the respective socio-economic circumstances of the affected communities, and of the social balance of the school's intake. These flaws make it impossible to reach a reliable conclusion on the likely impact of a change to the disputed criterion.
d) A change is likely to have an adverse impact on families living to the east of the School, particularly for boys whose parents do not want them to attend a school associated with the Church of England or who are unsuccessful in applications to this school.
e) The school strives to apply its policies and criteria scrupulously. It has no experience of the parental confusion or misunderstanding to which the Council refers. Its representatives point to the care which is taken to provide parents with information both in writing and at meetings.
f) A change in the criteria could have the effect of imposing disproportionately long journeys from home to school on some children.
g) It is now too late to implement a change in the school's admission arrangements for 2009.
h) Finally and, in the School's view, most importantly the School's intake is balanced and reflects the diversity of the wider community.
Consideration of Factors and Conclusions
12. This case has been robustly argued by the Council and the School. As a result normally positive and productive professional relationships have been strained. It [is] important to note that the Council has expressed admiration for the work of the school, for its inclusive approach and effectiveness. The disagreement arises from genuine but conflicting interpretations of the Code.
13. The over-subscription criterion in question combines two factors: distance from an applicant's home to Drayton Manor High School and distance from that home to any alternative Ealing High School. The parties agree that the application of this criterion has the effect of extending the catchment area (i.e. the area from which the children come to the school) to the south and east whilst reducing it to the north.
14. Evidence has been presented to me which indicates simply but clearly that the area to the north of the school is economically less advantaged than the areas which benefit from the disputed criterion. I refer in particular to the map labelled 'Deprivation of areas where pupils would not be admitted to Drayton Manor' appended to the objection. The proportions of children living in this area entitled to free school meals (FSM) are higher in the area disadvantaged by the contested criterion than in the areas benefiting from it. The school has submitted arguments about the adequacy of the data relating to the intake (or potential intake) and the need for further investigation are not central to this decision. I have concluded that the data provided by the Council are adequate to demonstrate the specific point that the area disadvantaged by the disputed criterion is significantly less advantaged than the area which benefits from it. By implication the School accepts this, as it argues that the inclusion of areas to the south and east contributes positively to the balance of its intake.
15. It is inevitably the case that when a school is over-subscribed the application of its over-subscription criteria will favour some applicants over others. The central issue is whether it does so fairly. The Code sets out a number of principles which provide a framework for such assessments. Some sections go beyond the broad principles and set out specific features of fair and unfair arrangements. For the purposes of this adjudication I need to be satisfied as to the general fairness of the arrangements and to compliance with the relevant specific requirements and expectations of the Code. Central to the argument submitted by the School is its wish to secure equity defined as a socially balanced intake of pupils, reflecting the communities it serves. The Code recognises this as a legitimate policy objective, and the sections on banding in particular set out acceptable approaches to securing this. My concern is that the arrangements adopted by the school to achieve a balanced intake are not compliant with the Code.
16. Paragraph 1.67 requires admissions authorities to ensure that their admission arrangements do not disadvantage, either directly or indirectly, a child from a particular racial or social group. It also states that admission authorities should develop and implement over-subscription criteria which actively promote equity. It is not simply a question of avoiding unfair or unlawful practices. Paragraph 2.34 of the Code requires admission authorities to take account of factors that might unfairly advantage or disadvantage one child as compared with another. The same paragraph states that, where distance is used as a criterion, admission authorities should ensure that families who are less able to afford a property near the school are not excluded. In this case, the criterion does not rely on a simple distance, but on a combination of distances. As a result, the issue of relative proximity to the school is more complex. Nonetheless, I consider that the principle should be applied. I have also been guided by paragraph 2.35 of the Code. This states that in drawing up catchment areas admission authorities should ensure that they reflect the diversity of the community served by the school, and must not exclude particular housing estates or addresses in a way that might disadvantage particular social groups. Although, in this case, the school is not using residence in a defined catchment area as an over-subscription criterion, the contested criterion does have the effect of creating a de facto catchment area. I have therefore borne in mind the clear principle articulated here.
17. I have concluded, in the light of these provisions of the Code and the circumstances summarised above, that the disputed aspect of the School's arrangements fails to comply with the Code. The criterion does not actively promote equity and indirectly discriminates against economically less advantaged families unable to afford housing in the areas benefiting from it. It has the effect of excluding a significant proportion of children living close to the school and for whom the school should be a real option, if that is their parents' preference, in order to promote community cohesion and to enable them to benefit from this excellent school.
18. As to the School's suggestion that a change in the criteria would itself be unfair because it could have the effect of imposing disproportionately long journeys from home to school on some children, I note that there is a good range of secondary schools spread across the Borough which ensures reasonable walking distances from home to local schools for most families. Furthermore, the Borough is well served by public transport. This assists children and young people whose parents have chosen (or been directed to) schools which are not easily accessible on foot. Travel by bus is free of charge to people of school age living in London.
19. On the question of the feasibility of implementing a change at this late stage, I have established in consultation with the Council, which is responsible for the co-ordinated admissions arrangements in the Borough, that there is time to notify parents of this change and to implement it for 2009-10 academic year. It is regrettable that the School was not able to respond more promptly to the initial objection.
20. I am upholding the objection to the arrangements, but I think it reasonable that the school be in a position to develop arrangements which both meet its policy objective of a balanced intake and comply fully with the Code. I am, therefore, not requiring that these arrangements stand for more than one year. The School is free to consult on further revisions to its admission arrangements for 2010-11."
It is dated 16 October 2008 and signed by the Schools Adjudicator Andrew Baxter.
The approach of this court to the challenge to the adjudicator's decision
"But, at the end of the day, as the passage from the Code of Practice which I have also cited makes clear, it is for the schools adjudicator to come to his own decision on the merits of the objection."
"4.18. Adjudicators must consider each objection on its individual merits, taking account of the reasons for disagreement at local level and in the light of the legislation and the mandatory provisions and guidelines set out in this Code."
"Adjudicators may uphold, reject or partially uphold objections."
"... once unfairness has been found, the fairness of the corrective mechanism to be applied is for the adjudicator."
"This is an expert tribunal charged with administering a complex area of law in challenging circumstances. To paraphrase a view I have expressed about such expert tribunals in another context, the ordinary courts should approach appeals from them with an appropriate degree of caution; it is probable that in understanding and applying the law in their specialised field the tribunal will have got it right: see Cooke v Secretary of State for Social Security [2002] 3 All ER 279, para 16. They and they alone are the judges of the facts. It is not enough that their decision on those facts may seem harsh to people who have not heard and read the evidence and arguments which they have heard and read. Their decisions should be respected unless it is quite clear that they have misdirected themselves in law. Appellate courts should not rush to find such misdirections simply because they might have reached a different conclusion on the facts or expressed themselves differently."
"36. The reasons for a decision must be intelligible and they must be adequate. They must enable the reader to understand why the matter was decided as it was and what conclusions were reached on the 'principal important controversial issues', disclosing how any issue of law or fact was resolved. Reasons can be briefly stated, the degree of particularity required depending entirely on the nature of the issues falling for decision. The reasoning must not give rise to a substantial doubt as to whether the decision-maker erred in law, for example by misunderstanding some relevant policy or some other important matter or by failing to reach a rational decision on relevant grounds. But such adverse inference will not readily be drawn. The reasons need refer only to the main issues in the dispute, not to every material consideration."
The claimant's grounds of challenge
(1) that the evidence before him indicated that the area to the north of the school was economically less advantaged than the areas which benefit from the current criterion, based on the deprivation map submitted by the London Borough of Ealing and the fact that the proportion of children benefiting from free school meals was higher in the northern area. He concluded that these data were adequate to demonstrate this (paragraph 14 of the determination).
(2) That he should reject the school's argument that a change in the current criterion would itself be unfair because it could impose disproportionately long journeys on some children. He said that there is a good range of secondary schools which are spread across the borough, which ensure reasonable walking distances for most families and that the borough is well-served by public transport, travel by bus being free of charge to those of school age (paragraph 18 of the determination).
The analysis of the adjudicator's determination in the light of the school's challenges
"The criterion does not actively promote equity and indirectly discriminates against economically less advantaged families unable to afford housing in the areas benefiting from it."
(1) If it be the case that this was the reason, then the adjudicator should have said so. I do not regard it as self-proving, contrary to Mr Hyams' submission.
(2) It is in my judgment not just a question of travel and transport. For a group of people, the numbers of which are not known, there might be no real choice save Acton High School, whereas at present they have the real possibility of a place at Drayton Manor.
(3) No consideration is given by the adjudicator to the chances of that group getting into Acton High School, even if they wish to go there.
"Baxter: what do you think would be the impact on the community of your school if the change which the LA asked for was to be made?
LQU [that is an administration manager at the school]: Without running the data exercise it is very difficult to say what the impact will be. My guess is we will obviously move closer to students who live near to Brentside and to Elthorne, which causes a huge problem for people who live to the East of DMHS [Drayton Manor High School]. It is possible that they will need to travel greater distances and will not have the opportunity of going to their nearest Ealing high school. (my underlining)
Baxter: Have I understood that it will be a particular problem for boys?
LQU: Ellen Wilkinson is a girls' school. Twyford is Church of England school. The only alternative for boys to the east would be Acton High School, which is located on the border of Ealing and Hounslow boroughs. It is possible that this would therefore have an impact on other boroughs. I would assume that parents who are in the east who cannot get into DMHS as their nearest high school would end up sending their children a considerable distance to school.
AJI [that is a governor]: In the past when it was not possible to admit those students in the east for whom Drayton Manor is the nearest high school, some of those pupils were required to travel by bus to Southall schools, passing Drayton Manor en route.
LQU: The only vacancies within the borough were in Southall, four or five miles away. ... "
"... The School believes the policy to serve the following extremely useful purposes:-
(i) Encouraging attendance at local schools, which has transport and social cohesion benefits.
(ii) Diminishing some of the unfortunate perceptions that can arise when children 'pass the gates' of one school to go to another.
(iii) Helping young people in the east of the borough whose journeys to school would be particularly affected if this policy were to change, and who might have significant obstacles in attending a suitable local school."
"The School accepts that the proposed change is likely to have an adverse impact on families living to the east to the School, but not only '... for those whose parents do not want them to attend a school associated with the Church of England' [my emphasis].
The position is quite simple. The schools in the east of the borough consist of one girl's school, one Church of England voluntarily aided school and one mixed community school. Only one of these is an option for children irrespective of sex or religious affiliation. It is not a question of parental willingness. The oversubscription criteria for the voluntarily aided school (Twyford) stipulates that of 180 places, 150 are reserved for those who, with their parents, worship regularly at a Christian place of worship (principally the Church of England).
Ealing is a multi-faith community, and the impact of the change in criteria upon non Christians generally (and non Anglicans in particular) is surely a matter that needs careful consideration if the Adjudicator is to comply with the Code of Practice.
Furthermore, the Adjudicator has made no reference to the fact that girls who do not wish to have a single sex education will be adversely affected by his proposed decision."
"As originally pleaded this ground of claim was that it was irrational for the OSA to stipulate that the decision take effect for 2009/2010, given that the period for expressing preferences was due to end on 24 October 2008. Ealing has asserted that it can now extend the time for expressing preferences to 12 November 2008 and so the claim is reformulated as follows. It remains irrational for the OSA to support the enforceability of the determination of 2009/2010 and indeed the OSA would be supporting an unlawful action if it continued to do so. At the time of writing it is believed that Ealing has written to parents of children in primary schools in Ealing to tell parents living in Ealing (not elsewhere) that they have until 12 November to apply or reapply. Since only Ealing parents will have the right to change applications already made or to submit late applications, they will be discrimination against parents who happen to live outside Ealing which is unlawful R v Greenwich LBC ex parte John Paul School [1989] LGR 589. Furthermore, as far as the school is currently aware (enquiries are being made of Ealing)
(1) Ealing has not written to parents of Ealing children in non Ealing schools, whether maintained or independent.
(2) Ealing has not written to parents of non Ealing children in non Ealing schools.
(3) There is no evidence that Ealing has checked that other LEAs who receive applications for Ealing schools from parents living in their areas are able to cope with late and/or revised applications.
(4) There is no evidence that Ealing has consulted (or even informed) the Secretary of State about its unilateral proposal to vary his scheme promulgated pursuant to statute. As to whether even the privileged group to whom Ealing propose to give this right can in fact apply in time, there is the added factor that many will be away for half-term, which ends on Monday 3rd November. Half-term or not, it is hardly fair or realistic to expect them to be able to make a fully informed choice in so little time."
"Ealing's children in non Ealing schools, whether maintained or independent. The authority has written to all independent schools in the Ealing area to advise them of the extension and a copy of the letter is enclosed. As far as children who live in Ealing but who go to school outside the authority's area, the authority has written to their parents. (Inaudible) have been notified that Year 6 children resident in Ealing currently attend an out of borough school and send them a copy of the letter it is sent to all Year 6 children who attend school in Ealing, a copy is enclosed. In addition there will be adverts in the local press this week and in the Evening Standard next week once the court's decision has been made, giving details of extension.
2. Parties of non Ealing children in non Ealing schools. The authority has written to the admissions section of the local authorities immediately neighbouring Ealing, namely Hounslow, Brent, Hammersmith and Fulham, Hillingdon, Harrow and Richmond, enclosing a copy of the letter sent to all parents of Year 6 children attending Ealing schools. The authority has also asked that the neighbouring authorities provide any applicants who have already submitted or are considering submitting applications to Drayton the same extension for making an application and to forward a copy of the letter sent to all parents of Year 6 children attending Ealing schools to those parents. A copy of the letters to neighbouring authorities is enclosed. These parents will also have access to Ealing's website and to the advert in the Evening Standard next week. Non Ealing residents whose Year 6 children attend Ealing state schools also received the letter given to Year 6 children resident in Ealing. ..."
"(2) The code may impose requirements, and may include guidelines setting out aims, objectives and others matters, in relation to the discharge of their functions under this Chapter by local education authorities and such governing bodies.
(3) It shall be the duty of -
(a) each of the bodies and persons mentioned in subsection (1) when exercising functions under this Chapter, and
(b) any other person when exercising any function for the purposes of the discharge by a local education authority, or the governing body of a maintained school, of functions under this Chapter,
to act in accordance with any relevant provisions of the code."
So substitute what I said before for those two subsections.
"The court may -
(a)
(i) remit the matter to the decision-maker; and
(ii)direct it to reconsider the matter and reach a decision in accordance with the judgment of the court ..."
So if part of your Lordship's order is a direction to --