QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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STEPHEN AND SUZANNE ROPER |
Appellants |
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- and - |
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TUSSAUDS THEME PARKS LIMITED |
Defendant |
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Jonathan Caplan QC, James Eadie and Gregory Jones (instructed by Travers Smith) for the Defendant
Hearing dates: 19-20 March 2007
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Crown Copyright ©
MR JUSTICE WILKIE :
"24. While I accept as I have indicated the judge did not follow the rules as perhaps he should have done, I am far from persuaded that the upshot was unfairness in the way that has been suggested…It seems to me that the fundamental point being made by the solicitors was a bad point, namely that the case could not include matters which were inferences, as it were, rather than specific findings in the judgment. It is perfectly proper for the case to include such findings as the judge considers appropriate….Although it is submitted that these are inconsistent with the findings made, I am afraid that I have not been persuaded that such inconsistency exists. Of course they are additional, but they are not, in my view, inconsistent…It shows that he accepted, with the minor amendments, that what was set out on behalf of the Ropers was an accurate record of findings of fact that the court had made.…In those circumstances,...I am not in the least persuaded that there was unfairness or that the findings were not findings which could properly be made.
25. I did express in the course of argument my concern that this case was somewhat over lengthy and I was not happy with a number of the questions that had been posed and the terms of those questions. On the other hand, this is a somewhat curious situation because the case has annexed to it a large number of documents….The fact is that the judge has annexed the expert reports and a transcript of the evidence of the experts and various other witness statements. Accordingly, the parties will be able, and in particular Mr Caplan will be able, to refer to any matters of materiality which he submits must be taken into account in approaching the findings of fact that have been set out in the case. That is unusual because normally, of course, the argument has to be limited to the facts as set out in the case, but having regard to the history of this, it seems to me that it would be permissible, because the case annexes these documents, for reference to be made to them. But it seems to me that it is essential to assist the court, and indeed the parties, that in advance of the hearing Mr Caplan's side should set out the matters which he particularly would wish to rely on by reference to the material which is annexed to the case so that both Mr Hoffman and the Court will appreciate what the issues may be, if there are issues. It may be that it will be accepted that it is appropriate to qualify any findings, but one must bear in mind, and it is necessary to say this, that of course any reference to the documents in the form of evidence, whether statements or transcripts, would have to be on the basis that any qualification cannot be inconsistent with the findings made by the judge; it can only be explanatory of and giving the context of such findings, because obviously the findings of fact have to stand as findings of fact and it is not at this stage possible to go behind them, although it is possible, by reference to the material, to explain their context and, if necessary, to expand upon them provided, as I say, that what is done is not inconsistent with a finding that was made."
That is an approach which I shall adopt in the particular circumstances of this case.
The Crown Court's decisions and findings of fact
At page 3 F to G:
"I deal next with the character of the area. Alton Towers, since 1979, has been a theme park. It is one of the largest if not the largest in the country. Prior to 1979 it has a long history of being open to the public as a place of recreation enjoyed by many thousands of people and we have heard evidence about the history, interesting as it was. In the circumstances, in our judgment, it is unrealistic to expect that there will never be any noise emanating from the site. The local inhabitants must expect some inconvenience from noise from the site."
At page 4G to 5A:
"The fact that planning permission has been granted is relevant to what Mr Caplan has referred to – and we have adopted his phrase – as the "character of the area". However, the fact that planning permission has been granted does not, of course, give Alton Towers licence to make such noise as amounts to an unreasonable interference with the use and/or enjoyment of land…"
At page 6B to 7G:
"In our judgment Mr Stigwood has adopted what we believe to be a more balanced approach in this particular case than Mr Sharps. That is to say, given that there are no statutory or other specific guidelines for the assessment of noise from theme parks, he has compared and contrasted a number of guidelines and, we stress, he has long experience as an environmental health officer, 19 years in total, from 1975 to 1994 which we consider to be important in this case. In relation to machinery noise, tannoys and screams, Mr Stigwood has not simply restricted himself to the British Standard 4142, he has also considered the World Health Organisation guidelines, and he refers to that in his December 2003 report at page 35 and he has also considered the British Standard 7445 and he refers to that in his December report at page 38. By contrast, in our judgment, Mr Sharps has assessed the noise levels almost exclusively from the World Health Organisation guideline values…In our judgment that approach is too restrictive. The actual decibel levels are, of course, not unimportant, but Mr Stigwood has concentrated not just on decibel levels but on what he has called "the character of the noise" for example, the daily clattering of machinery accompanied by tannoy noises and screams,…in any event, Mr Sharps concedes that a statutory nuisance may exist where the levels – that is the measured levels – are less than the WHO guideline levels with his caveat about the character of the noise. On any basis, the extent of measurements actually taken in this case is very limited. Concerning levels of noise from rides, machinery and screaming, Mr Stigwood took measurements in April 2003 and September 2003. He had earlier taken measurements on 30 March 2003 before Alton Towers opened and we do not think it is helpful to compare noise levels from when the park is closed to noise level when it is opened. We have already said that, given the character of the area and the existence of Alton Towers as a recreational site for many many years, that it is unrealistic that there will never be any noise emanating from the theme park and we have already said, and I repeat, that the local inhabitants must expect some inconvenience from this type of noise from the site."
"As to the noise abatement order, we confess that drafting the proper and fair order has not been an easy task. We should add, perhaps the obvious, that the experts on either side were at times at complete loggerheads as to, for example, whether certain measurements could be accurately made at Farley House or not. In our judgment concerning the appeal against conviction we made it plain that "local inhabitants must expect some inconvenience from noise from Alton Towers". The order which we pass must be one, first of all, which will abate the nuisance but equally it must not be so draconian that its effect would be to close Alton Towers or seriously affect its ability to function as a commercial concern and also it must be clear and enforceable. It is right to say that we were initially attracted by Mr Stigwood's proposed draft order, although we were of the view that the levels he suggested concerning specific areas of noise were too low…Having heard from Mr Stigwood and from Mr Sharps on behalf of the appellant, our judgment is that Mr Sharps' draft order is in principle to be preferred. It is our judgment that it is to be commended for its clarity, it abates the nuisance and it is an order with which Alton Towers should have no difficulty in complying. However, there is one caveat to that. The level which he sets out at paragraph 1, under the heading of "Daily Operation of the Site" at the second page of his proposed abatement order we believe is too high. The appropriate level, in our judgment, is 40 decibels, the same measure, as it were, he sets out there with a lower limit of 40. We haven't just plucked that out of the hat. We have taken that level from Mr Stigwood's what I refer to as blue chart which is annexed to in tab 3 of the bundle and we think that is the appropriate level in this case and we think also, to avoid any doubt, that it is perfectly achievable by Alton Towers and is a level which is not only achievable but which will abate the noise as well."
"As to concerts, we agree with the appellant's argument that the proper and fair way for the abatement of concert noise to be achieved is to ensure that they comply with the Noise Council's Code of Practice on Environmental Noise. We do not think it reasonable or fair to restrict Alton Towers in the number of concerts they are able to hold or to impose any higher burden than that imposed by the Code of Practice. Plainly, the argument put forward on behalf of the respondents is they won't know in advance how noisy, as it were, the concerts were going to be because they wouldn't know in advance how many there were going to be in any given year. In reality, the practicality of this, they will, one would have thought. In any event, if they end up having four and the noise is exceeded in the fourth then Alton Towers would be in breach of the order"
"21. We accepted that the level of 43dbA for all the relevant noises from Alton Towers reflected the circumstances that we found constituted a statutory nuisance at Farley House, and that this was the level used by both noise experts..as a basis upon which to assess the noise at Farley House.
22. We accepted the "Alton Towers noise level comparison chart" set out in Appendix 2 of Mr Stigwood's August 2005 report…on the terms of the order. This showed that:
a. At 40dbA "BS 4142 complaints are predicted"
b. At 35dbA "BS 4142 marginal complaints are predicted"
c. 35dbA was marked as the summertime background noise level…
23. We accepted the recommendation made in BS 4142 that, in assessing the impact of noise, a correction of plus 5db should be made for noise which contains distinguishable, discrete, continuous notes (such as screams), distinct impulses (bangs, clatters) and/or whose character is irregular enough to attract attention. We found that the noises from Alton Towers mentioned in the order were of this type, and that such a character correction should be made in assessing the impact of the noise and in setting the noise level or levels in the order.
24. We accepted that the greater difference between the background level and the assessed noise rating level (after the noise character correction), the greater the likelihood of complaints. We accepted that, as stated in the guidance in BS 4142, a difference of 10db or more indicates that complaints are likely, and a difference of 5db is of marginal significance, and that one can only be assured that there will not be complaints where the noise levels are 10db below the background noise level.
25. We accepted that the noise levels stated in the WHO guidelines of 50 to 55db represent the total noise from all sources in the community and would not just be restricted to parts of the noise from one source (such as the relevant noise sources from Alton Towers.
26. We rejected the level of 45dbA put forward by Mr Sharps is his proposed order. We accepted Mr Sharps' evidence that some of the levels set out in Mr Stigwood's draft were incapable of measurement or calculation at Farley House. We found that several of the individual levels set out in Mr Stigwood's draft were too low to be reasonably achievable.
27. We accepted the evidence of both noise experts (Stigwood and Sharps) that a change in noise level of around 3db is just perceptible, whereas a change of around 10db is about a doubling (or halving) of loudness.
28. We found that the noise from the operation of the rides and screaming each constituted a nuisance on their own, given the frequency and regularity of such noise which we had heard during the evidence.
29. We accepted that the different noise sources identified in the 2003 complaint could be distinguished and assessed separately.
30. We accepted that noise energy aggregates, so that the noise from the operation of the rides and the screaming could constitute a nuisance at levels below 43db on their own.
31. We found that the noises found at Farley House from Alton Towers can be of short duration, and that these types of noise events could be nuisances in themselves if they continued to occur on a frequent and regular basis.
32. We accepted that the use of an hourly average in assessing the level of noise..will not assess the effect of short duration noises from the site of higher levels which in themselves may cause a nuisance…
33. We accepted that there may be some commercial impact on Alton Towers from the order, but we had no evidence before us on the level of that impact…or the effect that would have on its viability.
34. We found that the financial constraints that Mr Barnes relied upon were only those which might be imposed by the parent company on his company, Tussauds Theme Park Ltd, in distributing finance and capital investment within the group of theme park companies. There was a substantial risk that this might happen. We found that Mr Barnes' real concern was not anything affecting the Alton Towers company itself but the decisions that might be made by the parent company in terms of how it evaluates the profitability of the various arms of its operation….
37. We found that it will not be possible for the Ropers to check to see if the general steps required by the order have been carried out or maintained or to what standard.
Concerts
38. We found that the Code of Practice on environmental noise at concerts…
d. sets no music noise levels (NMLs) for locations which are rural venues "normally used for major organised events" and the guidance in table 1 of the Code of Practice for 1 to 3 events does not apply and..
39. We found that Alton Towers is a rural location "normally used for major organised events" as defined in the Code of Practice."
"As stated, acoustics is not an exact science and any levels set in the order cannot form a definitive measure or point between acceptable and unacceptable. A change of just a few decibels, 3 or 4db can mean the difference between acceptable and unacceptable.."
Mr Sharps' evidence on this issue was :
"A change in noise level of around 3 db is not normally perceptible whereas a change of around 10db is about a doubling (or halving) of loudness."
And
" the following "doze response" scale is often employed in environmental assessments: increase in noise level less than 3 db - imperceptible/none-; 3-5 db – perceptible/slight."
I refer below to certain passages in, respectively, the BS 4142 document and the WHO document referred to in the findings of fact and in the reasoned decision and in argument before me.
The appellants' submissions
The noise level set
"1. From 31 May 2007 you shall ensure that noise emission levels from the park from the sources named above do not exceed, individually or cumulatively, a level of 40db when determined in "free field" in, or at the boundary of, the garden of Farley House."
Mr Caplan's submissions on this issue
First he contends that Mr Stigwood himself, in his evidence, said that a difference of only 3db can mark the difference between what is acceptable and what is unacceptable. From that he contends that the difference of 3dbA, between 43dbA, and 40dbA, is not, of itself, evidence of irrationality where the Court concluded that requiring a reduction in noise level from 43dbA to 40 dbA would suffice to abate the statutory nuisance found. He contends that this is particularly so where 43dbA was the lowest level of measured noise found consistent with statutory nuisance but where the measured noise level went up to 52 dbA .
Second he points out that, as the court itself made plain in its statement of facts found, it was very well aware of the fact that at 40db the BS 4142 predicted that complaints would arise. He points out that BS 4142, whatever its use by way of analogy, specifically eschews being directly relevant as to the assessment of nuisance (see foreword of BS 4142). He also points out that, as the court was well aware, the WHO guidelines were also in play and provide that, in relation to annoyance "the capacity of a noise to induce annoyance depends upon its physical characteristics, …during day time few people are highly annoyed at LA levels below 55db and few are moderately annoyed at LA levels below 50db…" Furthermore he emphasises that, consistently, the Crown Court approached this case on the basis that "local inhabitants must expect some inconvenience from noise from Alton Towers". He therefore argues that it was by no means irrational of the Crown Court to fix a maximum level of 40dbA which it knew would be likely to generate complaints because the generation of complaints is not synonymous with the existence of a statutory nuisance. The Crown Court had determined that a statutory nuisance arose where measured noise levels were in the range between 43db and 52db. The level of 40db was below that bracket and it was not irrational, he argues, for the Crown Court to conclude that it could abate the statutory nuisance by fixing the maximum permitted noise level at 40db.
Third he argues that the Crown Court, whilst obliged to make an order which would abate the statutory nuisance, was obliged to have regard to all relevant circumstances so that it did not, by an order which was penal in its nature, require of the persons subject to it more than was reasonably necessary or proportionate in order to achieve the statutory requirement of abating the nuisance. He cites long standing authority Nottingham Corporation v Newton [1974] 2AER 760 (Divisional Court) as approved in Salford City Council v McNally [1976] AC 379 in support of this contention.
My conclusions on the general noise level point
The four subsidiary points made by Mr Hockman on the level of noise issue
Concerts
Refusal to admit evidence
Summary
The answers to the questions contained in the statement of case
2. The court was not irrational in setting the level of 40dbA in all the circumstances and, in particular, given its consistent view that "local inhabitants must expect some inconvenience from noise from Alton Towers." Accordingly, insofar as it can be given a single word answer, the answer to question 2 is Yes.
3. The court was obliged to have to regard to all relevant circumstances which included commercial considerations provided it performed its statutory duty of making an order which abated the statutory nuisance. In my judgment it was not irrational in concluding that the order that it made did abate the statutory nuisance. Accordingly the answer to this question is Yes.
4. First sentence. Save in respect of fireworks there was no evidence upon which the court could, or did, conclude that a more severe order than that which it made would close Alton Towers or stop it functioning as a commercial concern. The court did not fix the noise level in the order on that basis. The remainder of this question has not been pursued and does not call for an answer.
5. This is no longer a live issue and I am not required to answer this question.
6. The court was not irrational in making an order containing certain requirements for the respondent to perform certain works and maintain those works but not to provide any direct means for the appellants to monitor whether those specific requirements had been met. It was not irrational in concluding that the making of a general noise level order which could be monitored was sufficient to abate the statutory nuisance underpinned by the positive requirement to perform these additional works. The answer to the question therefore is Yes.
7. On the basis that it is now clarified that the Noise Council's Code of Practice, as referred to in the abatement order, will operate on the footing that there will always be at least four events per calendar year so as to attract the maximum music noise level set out in the table in that order, and that the terms of the abatement order relating to daily operation will continue to be of effect on occasions when, in addition, the provisions of the order relating to concerts and fireworks also operate the answer to question 7 is Yes.
8. On the same basis of clarification as is referred to in 7 the answer to 8 is Yes.
9. The answer to the first limb of this question is Yes. The answer to the second limb of this question is also Yes. The decision in relation to the exclusion of the evidence of Mr Stigwood was a case management decision and within the discretion of the crown court having regard to the evidence which had already admitted from both Mr Stigwood and Mr Sharps.
10. The answer to this question is No. The court was not perverse in concluding that the order which it made did abate the statutory nuisance.