QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE DAVIS
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The Queen on the application of Ralston Wellington |
Claimant |
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The Secretary of State for the Home Department |
Defendant |
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Mr David Perry QC (instructed by Treasury Solicitors) for the Defendant
Miss Melanie Cumberland (instructed by The Crown Prosecution Service) for the United States of America, Interested Party
Hearing dates: 16 March 2007
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Lord Justice Laws :
INTRODUCTORY
THE PRINCIPAL ISSUE INTRODUCED
"This appeal raises the question whether the period of imprisonment to be served by a mandatory life sentence prisoner as punishment should be determined by the executive or the judiciary. It does not concern the question how individual cases should be approached. On the hypothesis, however, that the appeal in Anderson succeeds, it is important to guard against misunderstanding in one respect. If the role of the executive in setting the tariff should cease it does not follow that life imprisonment for murder may never, even in the worst cases imaginable, literally mean detention for life. In the Divisional Court in R v Secretary of State for the Home Department, Ex p Hindley [1998] QB 751, 769, Lord Bingham of Cornhill CJ observed that he could 'see no reason, in principle, why a crime or crimes, if sufficiently heinous, should not be regarded as deserving lifelong incarceration for purposes of pure punishment.' On appeal to the House of Lords, and with the agreement of Lord Browne-Wilkinson, Lord Nicholls of Birkenhead, and Lord Hutton, I expressed myself in similar terms: R v Secretary of State for the Home Department, Ex p Hindley [2001] 1 AC 410, 416H. The following passage is part of the ratio of that case (at p 417H):
'The last submission is that the policy of imposing whole life tariffs is inconsistent with the notion of a tariff which requires expression in a term of years. This is an appeal to legal logic. But there is nothing logically inconsistent with the concept of a tariff by saying that there are cases where the crimes are so wicked that even if the prisoner is detained until he or she dies it will not exhaust the requirements of retribution and deterrence.'"
"In a crime of this kind there may well be matters relating both to the offence and the offender which ought properly to be considered before sentence is passed. To deny the offender the opportunity, before sentence is passed, to seek to persuade the court that in all the circumstances to condemn him to death would be disproportionate and inappropriate is to treat him as no human being should be treated and thus to deny his basic humanity, the core of the right which section 7 exists to protect."
"The thrust of the appellants' case can be shortly summarised: section 1(1) is arbitrary and disproportionate because it requires the same life sentence to be passed on all convicted murderers, whatever the facts of the case or the circumstances of the offender, and irrespective of whether they are thought to present a danger to the public or not."
Their Lordships concluded, however, that there was no inconsistency between the mandatory life sentence for murder and Articles 3 and 5; and it is here that the case most closely touches the issues before us. Lord Bingham said this (paragraph 16):
"Fourthly, and very importantly, I do not consider that the appellants' complaints are of sufficient gravity to engage articles 3 and 5(1) of the Convention. Those articles protect very important rights: article 3 the right not to be subjected to torture or to inhuman or degrading treatment or punishment, article 5(1) the right not to be deprived of liberty save in accordance with a procedure prescribed by law and save in a number of specified cases, of which the first is lawful detention after conviction by a competent court. But the Convention is concerned to prevent significant, not minor, breaches. It has been held that mistreatment must attain a certain level of severity to breach article 3: Tyrer v United Kingdom (1978) 2 EHRR 1, para 30; Costello-Roberts v United Kingdom (1993) 19 EHRR 112, paras 30-32. With reference to article 5, in determining the arbitrariness of any detention regard must be had to the legitimacy of the aim of detention and the proportionality of the detention in relation to that aim. So the significance of the appellants' complaints must be viewed in the context of their treatment as a whole. It is relevant to note, first of all, that each of the appellants was sentenced to a tariff term which reflected the judges' views of the bracket within which the term should fall. The appellants themselves may no doubt consider the term too long. The relatives of their respective victims may think it too short. But the appellants were not sentenced to an arbitrary, rule-of-thumb term of imprisonment. Those responsible did their best to match the respective terms to the particular facts and circumstances of each case. I accept that the appellants, while serving their tariff terms, could not be sure of release on their tariff expiry date. But they would probably be aware of the views of the trial judges. If they availed themselves of such courses as were on offer at their respective prisons and did nothing in prison or during home leaves to throw doubt on their ability to eschew acts of violence, they could confidently hope for favourable reports as the tariff expiry date approached. If their sentences were properly administered, reports would be prepared in sufficient time before the expiry date to permit the Parole Board to consider their cases and permit release on the tariff expiry date if the board so recommended... There is, inevitably, a balance to be struck between the interest of the individual and the interest of society, and I do not think it objectionable, in the case of someone who has once taken life with the intent necessary for murder, to prefer the latter in case of doubt. In any event, this is a defensible process: material going to show that a prisoner is not dangerous will be before the board, and if the board is thought to show an exaggerated degree of caution it can be challenged..."
(The case of Reyes is not referred to in their Lordships' opinions in Anderson and Lichniak, but the law report shows that it was referred to in argument in Lichniak.)
"If the House had concluded that on imposition of a mandatory life sentence for murder the convicted murderer forfeited his liberty to the state for the rest of his days, to remain in custody until (if ever) the Home Secretary concluded that the public interest would be better served by his release than by his continued detention, I would have little doubt that such a sentence would be found to violate articles 3 and 5 of the European Convention on Human Rights... as being arbitrary and disproportionate. But Anderson, following earlier authority, makes plain that such is not the effect of the sentence. It is a sentence partly punitive, partly preventative. The punitive element is represented by the tariff term, imposed as punishment for the serious crime which the convicted murderer has committed. The preventative element is represented by the power to continue to detain the convicted murderer in prison unless and until the Parole Board, an independent body, considers it safe to release him, and also by the power to recall to prison a convicted murderer who has been released if it is judged necessary to recall him for the protection of the public. It is a sentence so characterised that the appellants must attack if their appeals are to succeed."
"... The sentence of life imprisonment is now the most severe penalty for which the law provides. There is ground for concern if the sentence is imposed on those who, despite the seriousness of their crimes, could be adequately punished by a determinate sentence. Indeed, any mandatory or minimum mandatory sentence arouses concern that it may operate in a disproportionate manner in some cases. It was considerations of this kind which led the Supreme Court of Canada to conclude that a mandatory 7 year minimum sentence for importing drugs was incompatible with section 12 of the Canadian Charter of Rights and Freedoms, which guaranteed that no one should be subjected to cruel and unusual treatment or punishment: R v Smith (Edward Dewey) [1987] 1 SCR 1045."
WHOLE-LIFE SENTENCE WITHOUT POSSIBILITY OF PAROLE: THE DOMESTIC CASE
i) A mandatory life sentence (that is, one set by the relevant legislation) will not constitute a violation of Article 3 or 5, if it is accompanied by an effective mechanism or mechanisms by which the sentence, though strictly fixed by prior rule, may in fact be tailored or adjusted to meet the circumstances and the justice of the case.
ii) Such a mechanism may be found in the judicial determination of a term of years within the life sentence that is, a tariff to reflect the requirement of retributive punishment in the particular case, together with a parole system which will secure the prisoner's release on the tariff's expiry unless considerations of public safety require his further detention. In cases of extreme gravity the tariff itself may be whole-life.
iii) Without such a mechanism, however, a mandatory life sentence may violate Articles 3 and 5 as being arbitrary and disproportionate.
WHOLE-LIFE SENTENCE WITHOUT POSSIBILITY OF PAROLE: THE EXTRADITION CASE
(1) Authority on the Application of ECHR Article 3
"It would hardly be compatible with the underlying values of the Convention, that 'common heritage of political traditions, ideals, freedom and the rule of law' to which the Preamble refers, were a Contracting State knowingly to surrender a fugitive to another State where there were substantial grounds for believing that he would be in danger of being subjected to torture, however heinous the crime allegedly committed. Extradition in such circumstances, while not explicitly referred to in the brief and general wording of Article 3, would plainly be contrary to the spirit and intendment of the Article, and in the Court's view this inherent obligation not to extradite also extends to cases in which the fugitive would be faced in the receiving State by a real risk of exposure to inhuman or degrading treatment or punishment proscribed by that Article [sc. 3]."
"86. Article 1 of the Convention, which provides that 'the High Contracting parties shall secure to everyone within their jurisdiction the rights and freedoms defined in Section I,' sets a limit, notably territorial, on the reach of the Convention. In particular, the engagement undertaken by a Contracting State is confined to 'securing' ('reconnaitre' in the French text) the listed rights and freedoms to persons within its own 'jurisdiction.' Further, the Convention does not govern the actions of States not parties to it, nor does it purport to be a means of requiring the Contracting States to impose Convention standards on other States. Article 1 cannot be read as justifying a general principle to the effect that, notwithstanding its extradition obligations, a Contracting State may not surrender an individual unless satisfied that the conditions awaiting him in the country of destination are in full accord with each of the safeguards of the Convention. Indeed, as the United Kingdom Government stressed, the beneficial purpose of extradition in preventing fugitive offenders from evading justice cannot be ignored in determining the scope of application of the Convention and of Article 3 in particular.
In the instant case it is common ground that the United Kingdom has no power over the practices and arrangements of the Virginia authorities which are the subject of the applicant's complaints...
These considerations cannot, however, absolve the Contracting Parties from responsibility under Article 3 for all and any foreseeable consequences of extradition suffered outside their jurisdiction.
...
89. What amounts to 'inhuman or degrading treatment or punishment' depends on all the circumstances of the case. Furthermore, inherent in the whole of the Convention is a search for a fair balance between the demands of the general interest of the community and the requirements of the protection of the individual's fundamental rights. As movement about the world becomes easier and crime takes on a larger international dimension, it is increasingly in the interest of all nations that suspected offenders who flee abroad should be brought to justice. Conversely, the establishment of safe havens for fugitives would not only result in danger for the State obliged to harbour the protected person but also tend to undermine the foundations of extradition. These considerations must also be included among the factors to be taken into account in the interpretation and application of the notions of inhuman and degrading treatment or punishment in extradition cases.
...
91. In sum, the decision by a Contracting State to extradite a fugitive may give rise to an issue under Article 3, and hence engage the responsibility of that State under the Convention, where substantial grounds have been shown for believing that the person concerned, if extradited, faces a real risk of being subjected to torture or to inhuman or degrading treatment or punishment in the requesting country. The establishment of such responsibility inevitably involves an assessment of conditions in the requesting country against the standards of Article 3 of the Convention. Nonetheless, there is no question of adjudicating on or establishing the responsibility of the receiving country, whether under general international law, under the Convention or otherwise. In so far as any liability under the Convention is or may be incurred, it is liability incurred by the extraditing Contracting State by reason of its having taken action which has as a direct consequence the exposure of an individual to proscribed ill-treatment.
"110. For the United Kingdom Government and the majority of the Commission, the possibility of extraditing or deporting the applicant to face trial in the Federal Republic of Germany, where the death penalty has been abolished under the Constitution, is not material for the present purposes. Any other approach, the United Kingdom Government submitted, would lead to a 'dual standard' affording the protection of the Convention to extraditable persons fortunate enough to have such an alternative destination available but refusing it to others not so fortunate.
This argument is not without weight. Furthermore the Court cannot overlook either the horrible nature of the murders with which Mr. Soering is charged or the legitimate and beneficial role of extradition arrangements in combating crime. The purpose for which his removal to the United States was sought, in accordance with the Extradition Treaty between the United Kingdom and the United States, is undoubtedly a legitimate one. However, sending Mr. Soering to be tried in his own country would remove the danger of a fugitive criminal going unpunished as well as the risk of intense and protracted suffering on death row. It is therefore a circumstance of relevance for the overall assessment under Article 3 in that it goes to the search for the requisite fair balance of interests and to the proportionality of the contested extradition decision in the particular case."
The Court concluded (paragraph 111) that:
"...having regard to the very long period of time spent on death row in such extreme conditions, with the ever-present and mounting anguish of awaiting execution of the death penalty, and to the personal circumstances of the applicant, especially his age and mental state at the time of the offence, the applicant's extradition to the United States would expose him to a real risk of treatment going beyond the threshold set by Article 3. A further consideration of relevance is that in the particular instance the legitimate purpose of extradition could be achieved by another means which would not involve suffering of such exceptional intensity or duration."
"80. The prohibition provided by Article 3 against ill-treatment is equally absolute in expulsion cases. Thus, whenever substantial grounds have been shown for believing that an individual would face a real risk of being subjected to treatment contrary to Article 3 if removed to another State, the responsibility of the Contracting State to safeguard him or her against such treatment is engaged in the event of expulsion... In these circumstances, the activities of the individual in question, however undesirable or dangerous, cannot be a material consideration. The protection afforded by Article 3 is thus wider than that provided by Articles 32 and 33 of the United Nations 1951 Convention on the Status of Refugees...
81. Paragraph 88 of the Court's above-mentioned Soering judgment, which concerned extradition to the United States, clearly and forcefully expresses the above view. It should not be inferred from the Court's remarks concerning the risk of undermining the foundations of extradition, as set out in paragraph 89 of the same judgment, that there is any room for balancing the risk of ill-treatment against the reasons for expulsion in determining whether a State's responsibility under Article 3 is engaged.
82. It follows from the above that it is not necessary for the Court to enter into a consideration of the Government's untested, but no doubt bona fide, allegations about the first applicant's terrorist activities and the threat posed by him to national security."
"While the Strasbourg jurisprudence does not preclude reliance on articles other than article 3 as a ground for resisting extradition or expulsion, it makes it quite clear that successful reliance demands presentation of a very strong case. In relation to article 3, it is necessary to show strong grounds for believing that the person, if returned, faces a real risk of being subjected to torture or to inhuman or degrading treatment or punishment: Soering, paragraph 91; Cruz Varas, paragraph 69; Vilvarajah, paragraph 103. In Dehwari, paragraph 61 (see paragraph 13 above) the Commission doubted whether a real risk was enough to resist removal under article 2, suggesting that the loss of life must be shown to be a 'near-certainty'. Where reliance is placed on article 6 it must be shown that a person has suffered or risks suffering a flagrant denial of a fair trial in the receiving state: Soering, paragraph 113 (see paragraph 10 above); Drodz, paragraph 110; Einhorn, paragraph 32; Razaghi v Sweden; Tomic v United Kingdom. Successful reliance on article 5 would have to meet no less exacting a test. The lack of success of applicants relying on articles 2, 5 and 6 before the Strasbourg court highlights the difficulty of meeting the stringent test which that court imposes. This difficulty will not be less where reliance is placed on articles such as 8 or 9, which provide for the striking of a balance between the right of the individual and the wider interests of the community even in a case where a serious interference is shown. This is not a balance which the Strasbourg court ought ordinarily to strike in the first instance, nor is it a balance which that court is well placed to assess in the absence of representations by the receiving state whose laws, institutions or practices are the subject of criticism. On the other hand, the removing state will always have what will usually be strong grounds for justifying its own conduct: the great importance of operating firm and orderly immigration control in an expulsion case; the great desirability of honouring extradition treaties made with other states. The correct approach in cases involving qualified rights such as those under articles 8 and 9 is in my opinion that indicated by the Immigration Appeal Tribunal (Mr C M G Ockelton, deputy president, Mr Allen and Mr Moulden) in Devaseelan v Secretary of State for the Home Department [2002] IAT 702, [2003] Imm AR 1, paragraph 111:
'The reason why flagrant denial or gross violation is to be taken into account is that it is only in such a case - where the right will be completely denied or nullified in the destination country - that it can be said that removal will breach the treaty obligations of the signatory state however those obligations might be interpreted or whatever might be said by or on behalf of the destination state'."
"That being so, the Court considers that the assurances obtained by the French government are such as to avert the danger of the applicant's being sentenced to life imprisonment without any possibility of early release. His extradition therefore cannot expose him to a serious risk of treatment or punishment prohibited by Article 3 of the Convention."
Mr Patterson submits that but for the assurances the Court would, or at least might, have found a violation.
"... it is inhuman to imprison a person for life without any hope of release. A crime prevention policy which accepts keeping a prisoner for life even if he is no longer a danger to society would be compatible neither with modern principles on the treatment of prisoners during the execution of their sentence nor with the idea of the reintegration of offenders into society. Nobody should be deprived of the chance of possible release..."
However the application failed. At paragraph 72 the Court was at pains to emphasise (albeit in the context of Article 5) that it was
"not its task... to review the appropriateness of the original sentence... [I]t does not pronounce on 'the appropriate length of detention or other sentence which should be served by a person after conviction by a competent court'... It has further held that 'matters of appropriate sentencing largely fall outside the scope of the Convention' and that it is not its role 'to decide, for example, what is the appropriate term of detention applicable to a particular offence'."
Mr Perry submits that this language reflects the well-known Strasbourg principle by which the court allocates a margin of appreciation to the Contracting States as to how the Convention rights are to be vindicated within their national systems; and he says that such a margin must surely be all the larger where the case is one of exposure to treatment potentially in breach of the Convention standards in a State outside Council of Europe territory.
"90. ... [I]n the case of adults the Court has not ruled out the possibility that in special circumstances an irreducible life sentence might also raise an issue under the Convention where there is no hope of entitlement to a measure such as parole (see Nivette v France...)
...
92. The applicant regained his liberty after 41 years' imprisonment, an exceptionally lengthy period resulting from a sentence imposed at a time when minimum terms did not exist. However, from 1979 onwards, after he had spent fifteen years in prison, he had the opportunity to apply for release on licence at regular intervals and had the benefit of procedural safeguards. In those circumstances, the Court considers that the applicant cannot maintain that he was deprived of all hope of obtaining an adjustment of his sentence, which was not irreducible de jure or de facto. It concludes that his continued detention as such, long though it was, did not constitute inhuman or degrading treatment.
93. While accepting that a life sentence such as the one imposed on and served by the applicant necessarily entails anxiety and uncertainty linked to prison life and, after release, to the measures of assistance and supervision and the possibility of returning to prison, the Court does not consider that in the circumstances of the present case the applicant's sentence attained the level of severity required to fall within the scope of Article 3 of the Convention..."
And so it was held there was no violation. Mr Perry points to the use of the phrase "special circumstances" in the reference to Nivette at paragraph 91. The feature of L้ger which I would emphasise (and it is a predominant feature of the Strasbourg jurisprudence, including Soering itself) is the extent to which the decision turns on the specific facts the details: see for example paragraph 92.
(2) The Supreme Court of Canada: Ferras and Burns
"84 The appellants Latty and Wright raise two issues on judicial review of the Minister's order to surrender them to the United States. They say that their surrender to the United States, where they could receive sentences if convicted of 10 years to life without parole, would 'shock the conscience' of Canadians and thus run afoul of fundamental justice. They also say that the Minister's refusal to seek assurances for enhanced credit for time served in pre-trial custody would offend fundamental justice.
85 This Court has adopted a balancing approach to determine whether potential sentences in a requesting state would "shock the conscience" of Canadians. While affirming this approach in United States v. Burns, [2001] 1 S.C.R. 283, 2001 SCC 7, the Court said, at para. 67, that 'the phrase "shocks the conscience" and equivalent expressions are not to be taken out of context or equated to opinion polls. The words were intended to underline the very exceptional nature of circumstances that would constitutionally limit the Minister's decision in extradition cases.'
86 As in Burns, at para. 72, several factors favour surrendering the appellants Latty and Wright to the United States: bringing the appellants to trial to determine the truth of the charges; the principle that justice is best served by a trial in the jurisdiction where the alleged crime occurred; the principle that Canadians must generally accept the laws and procedures of the countries they visit; and comity, reciprocity and respect for differences among states. The factors militating against surrender include: the harsher sentences that the appellants might receive if convicted in the United States; and the possibility that evidence used in the United States might include wiretap evidence that would not be admissible in Canada.
87 In my view, the Minister correctly decided that '[s]urrender to an extradition partner whose criminal justice system does not have all the procedural safeguards of the Canadian criminal justice system would not, in itself, violate the principles of fundamental justice.' The appellants offer no evidence or case law to back up their assertions that the possible sentences would shock the conscience of Canadians. Furthermore, the factors favouring surrender in this circumstance far outweigh those that do not."
Mr Perry says that this reasoning, in particular what is said at paragraphs 85 and 86, underlines the importance of the extradition context, and the public imperatives which press in favour of effective extradition, in any judicial consideration of the conditions which an extraditee might face. Though he did not expressly so submit Mr Perry would I think have us set this passage alongside the observations of the European Court of Human Rights at paragraph 89 of Soering.
"140 As noted, the Minister's second argument is that it is necessary to refuse to ask for assurances in order to prevent an influx to Canada of persons who commit crimes sanctioned by the death penalty in other states. This in turn would make Canada an attractive haven for persons committing murders in retentionist states. The 'safe haven' argument might qualify as a pressing and substantial objective...
141 International criminal law enforcement including the need to ensure that Canada does not become a 'safe haven' for dangerous fugitives is a very legitimate objective, but there is no evidence whatsoever that extradition to face life in prison without release or parole provides a lesser deterrent to those seeking a 'safe haven' than the death penalty, or even that fugitives approach their choice of refuge with such an informed appreciation of tactics. If Canada suffers the prospect of being a haven from time to time for fugitives from the United States, it likely has more to do with geographic proximity than the Minister's policy on treaty assurances...
142 The fact is, however, that whether fugitives are returned to a foreign country to face the death penalty or to face eventual death in prison from natural causes, they are equally prevented from using Canada as a safe haven. Elimination of a 'safe haven' depends on vigorous law enforcement rather than on infliction of the death penalty once the fugitive has been removed from the country."
"Everyone has the right to life, liberty and security of the person and the right not to be deprived thereof except in accordance with the principles of fundamental justice."
"69 The 'shocks the conscience' language signals the possibility that even though the rights of the fugitive are to be considered in the context of other applicable principles of fundamental justice, which are normally of sufficient importance to uphold the extradition, a particular treatment or punishment may sufficiently violate our sense of fundamental justice as to tilt the balance against extradition. Examples might include stoning to death individuals taken in adultery, or lopping off the hands of a thief. The punishment is so extreme that it becomes the controlling issue in the extradition and overwhelms the rest of the analysis."
"68 Use of the 'shocks the conscience' terminology was intended to convey the exceptional weight of a factor such as the youth, insanity, mental retardation or pregnancy of a fugitive which, because of its paramount importance, may control the outcome of the Kindler balancing test on the facts of a particular case. The terminology should not be allowed to obscure the ultimate assessment that is required: namely whether or not the extradition is in accordance with the principles of fundamental justice. The rule is not that departures from fundamental justice are to be tolerated unless in a particular case it shocks the conscience. An extradition that violates the principles of fundamental justice will always shock the conscience. The important inquiry is to determine what constitutes the applicable principles of fundamental justice in the extradition context."
(3) Conclusions in Principle
"92 The real issue... is whether the state is properly to be regarded as responsible for the harm inflicted (or threatened) upon the victim."
i) If there is a real risk that the receiving State will expose the extraditee to torture, he cannot be extradited save on pain of violation of Article 3 by the sending State. No refinements based on any distinction between domestic and foreign cases can begin to promote a different result. Nor can it be claimed that the decision to extradite is in the circumstances proportionate to the legitimate aim of extradition. The test of proportionality (in the ECHR context) is principally apt in relation to the political rights enshrined in Articles 8 11, where in each case the second paragraph of the Article (as interpreted by the Strasbourg Court) invites specific attention to the proportionality principle.
ii) Short of torture, as with any case (foreign or domestic), prospective treatment or punishment must attain "a minimum level of severity" if it is to give rise to a breach of Article 3. There may be some extradition cases, in addition to those involving a risk of torture, where the minimum level is plainly exceeded, and in that case nothing in the surrounding circumstances can make a difference. In short there is a class of case of special gravity (the paradigm is torture) in which Article 3 is violated and no appeal to the merits of the extradition process or other public interest factors can afford a defence or justification. Such cases are in my view the proper context of the Court's reasoning in Chahal at paragraph 81; and in my judgment it finds a parallel in paragraph 68 of Burns in the Supreme Court of Canada.
iii) But I think it is clear that there is a second class of case. It arises where the anticipated treatment or punishment is not so dire as to call without more for condemnation under Article 3. Its being so condemned will depend on the surrounding circumstances: if Article 3 is violated, the breach is sub modo, not per se. In such a case an assessment of the surrounding circumstances will of necessity make all the difference for the purpose of Article 3, for the very characteristic of this class is that the treatment in question may or may not violate the Convention standard, depending on the surrounding circumstances' impact. The point may best be demonstrated by further reference to what was said by Lord Brown in Limbuela. At paragraph 93 he referred to the observation of the European Court of Human Rights in Pretty v United Kingdom (2002) 35 EHRR 1, 33, para 52:
'Where treatment humiliates or debases an individual showing a lack of respect for, or diminishing, his or her human dignity or arouses feelings of fear, anguish or inferiority capable of breaking an individual's moral and physical resistance, it may be characterised as degrading '
Then at paragraph 94 Lord Brown said this:
"In cases of alleged degrading treatment the subjective intention of those responsible for the treatment (whether by action or inaction) will often be relevant. What was the motivation for the treatment? Was its object to humiliate or debase?"
And he gave instances. This reasoning shows that there are cases whose location inside or outside Article 3 depends not simply on the objective nature of the treatment involved but on the circumstances in which, and reasons for which, it is administered. And the existence of these two classes of case breach per se and breach sub modo reconciles the seeming tension, to which I have referred, between Soering and Chahal.
iv) In deciding whether a particular set of facts in an extradition case gives rise to an Article 3 complaint within the first or second class I have described, or no such complaint at all, a judgment of the prospective penalty's gravity must of course be made. We may now confront the question: does the risk of a whole-life sentence without parole fall within the first class of case, where there is a breach per se a case which intrinsically violates the Convention? There are powerful arguments of penal philosophy which would suggest that it does. I would venture, with considerable diffidence (there has been much learning on the subject), to offer a summary, as follows.
The abolition of the death penalty has been lauded, and justified, in many ways; but it must have been founded at least on the premise that the life of every person, however depraved, has an inalienable value. The destruction of a life may be accepted in some special circumstances, such as self-defence or just war; but retributive punishment is never enough to justify it. Yet a prisoner's incarceration without hope of release is in many respects in like case to a sentence of death. He can never atone for his offence. However he may use his incarceration as time for amendment of life, his punishment is only exhausted by his last breath. Like the death sentence the whole-life tariff is lex talionis. But its notional or actual symmetry with the crime for which it is visited on the prisoner (the only virtue of the lex talionis) is a poor guarantee of proportionate punishment, for the whole-life tariff is arbitrary: it may be measured in days or decades according to how long the prisoner has to live. It is therefore liable to be disproportionate the very vice which is condemned on Article 3 grounds unless, of course, the death penalty's logic applies: the crime is so heinous it can never be atoned for. But in that case the supposed inalienable value of the prisoner's life is reduced, merely, to his survival: to nothing more than his drawing breath and being kept, no doubt, confined in decent circumstances. That is to pay lip-service to the value of life; not to vouchsafe it.
v) But I have concluded, not without misgivings, that these considerations cannot prevail against authority. I have already cited learning of their Lordships' House allowing a whole-life tariff for specially heinous crimes. And I should recall the Strasbourg Court's words in L้ger v France:
"90. ... [I]n the case of adults the Court has not ruled out the possibility that in special circumstances an irreducible life sentence might also raise an issue under the Convention where there is no hope of entitlement to a measure such as parole (see Nivette v France...) (my emphasis).
The implication is plainly that such an irreducible sentence will not always raise an Article 3 issue. Moreover in Stafford v United Kingdom 35 EHRR 1121, 1144, paragraph 79, the Court observed "that a whole life tariff may, in exceptional cases, be imposed where justified by the gravity of the particular offence". And it is clear from Burns, not least paragraphs 140 142 on which as I have said Mr Perry placed particular reliance, that the Supreme Court of Canada does not regard the risk of a whole-life sentence without parole as necessarily liable to "shock the conscience": indeed, it is an acceptable mitigation of sentence of death.
vi) If the whole-life tariff without possibility of parole will not per se give rise to a violation of Article 3 by the extraditing State, what considerations may bring the case into the second class, where violation depends on the circumstances? The treatment's purpose will be important. Accordingly, where the purpose is to inflict punishment according to law for a crime properly proved in an independent and impartial court, that is a circumstance that may weigh heavily in favour of a conclusion that the case is outwith Article 3. In addition, if it is shown that the prospective punishment, albeit imposed by a blanket legislative rule, is in the particular case by no means out of proportion to the gravity of the extraditee's alleged crime, that too may point in the same direction (pace the decision of the Supreme Court of Canada in Smith, which was however not an extradition case). In this context it is important to recall the Strasbourg Court's insistence (L้ger, paragraph 72) "that it is not its role 'to decide... what is the appropriate term of detention applicable to a particular offence'"; important, too, to bear in mind the recognition, for example in authority of this court (see Welsh & anor [2006] 3 AER 204 paragraph 136), that criminal justice systems differ between States which nevertheless must operate multilateral extradition regimes. The application of human rights norms must surely accommodate this circumstance in the administration of extradition cases. I do not think this imperative is anywhere contradicted in the Strasbourg jurisprudence, which positively commends (Soering paragraph 89) the relevance and importance of another consideration, namely the pressing public interest vouchsafed by the extradition process.
(4) Conclusions This Case
Mr Justice Davis
"This appeal raises the question whether the period of imprisonment to be served by a mandatory life sentence prisoners as punishment should be determined by the executive or the judiciary. It does not concern the question how individual cases should be approached. On the hypothesis, however, that the appeal in Anderson succeeds, it is important to guard against misunderstanding in one respect. If the role of the executive in setting the tariff should cease it does not follow that life imprisonment for murder may never, even in the worst cases imaginable, literally mean detention for life. In the Divisional Court in R v Secretary of State for the Home Department, Ex p Hindley [1998] QB 751, 769, Lord Bingham of Cornhill CJ observed that he could "see no reason, in principle, why a crime or crimes, if sufficiently heinous, should not be regarded as deserving lifelong incarceration for purposes of pure punishment". On appeal to the House of Lords, and with the agreement of Lord Browne-Wilkinson, Lord Nicholls of Birkenhead and Lord Hutton, I expressed myself in similar terms: R v Secretary of State for the Home Department, Ex p Hindley [2001] I AC 410, 416H. The following passage is part of the ratio of that case, at p417:
"The last submission is that the policy of imposing whole life tariffs is inconsistent with the notion of a tariff which requires expression in a term of years. This is an appeal to legal logic. But there is nothing logically inconsistent with the concept of a tariff by saying that there are cases where the crimes are so wicked that even if the prisoner is detained until he or she dies it will not exhaust the requirements of retribution and deterrence."
In Stafford 35 EHRR 1121, 1144, para 79 the European Court of Human Rights observed "that a whole life tariff may, in exceptional cases, be imposed where justified by the gravity of the particular offence". If in future the judiciary and the Parole Board are given the sole responsibility for the system there may still be cases where the requirements of retribution and deterrence will require life long detention."