QUEEN'S BENCH DIVISON
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN ON THE APPLICATION OF SUE AXON |
Claimant |
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THE SECRETARY OF STATE FOR HEALTH THE FAMILY PLANNING ASSOCIATION |
Defendant Intervener |
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Smith Bernal WordWave Limited
190 Fleet Street, London EC4A 2AG
Tel No: 020 7421 4040 Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Philip Sales and Jason Coppel (instructed by Office of the Solicitor for the Department of Health) for the Defendant
Nathalie Lieven and David Blundell (instructed by Leigh Day and Co) for the Intervener
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Crown Copyright ©
Mr. Justice Silber:
The Honourable Mr Justice Silber:
I. Introduction
II. The Claim
"is under no obligation to keep confidential advice and treatment which he proposes to provide in respect of contraception, sexually transmitted infections and abortion and the health professional must, therefore, not provide such advice and treatment without the parent's knowledge unless to do so might prejudice the child's physical or mental health so that it is in the child's best interest not to do so. The Claimant's primary case is that this represents the position in respect of all the above treatments but at the very least, is his duty in respect of the provision of advice and treatment in respect of abortion"
"1. A declaration that the 2004 Guidance is unlawful in that it:
(1) misrepresents the decision of the House of Lords in Gillick whilst purporting to clarify it;
(2) makes doctors and other health professionals the sole arbiters of what is in the best interests of a child;
(3) makes informing parents the exception rather than the rule;
(4) excludes parents from important decision-making about the life and welfare of their child;
(5) fails in any event to discharge the State's positive obligation to give practical and effective protection to the Claimant's rights under article 8(1).
2. A declaration that, other than in circumstances where disclosure would be likely to damage the child's physical or mental health-
(1) doctors and other health professionals have a duty to consult the parents of a young person under 16 before providing advice and/or treatment in respect of contraception, sexually transmitted infections or abortions;
(2) parents have a right to be informed about the proposed provision of advice and/or treatment in respect of contraception, sexually transmitted infections or abortions".
III. The Decision in Gillick v West Norfolk and Wisbech Health Authority [1986] 1 AC 112.
"There may well be other cases where the doctor feels that because the girl is under the influence of her sexual partner or for some other reason there is no realistic prospect of her abstaining from intercourse. If that is right it points strongly to the desirability of her doctor being entitled in some cases, in the girl's best interest, to give her contraceptive advice and treatment if necessary without the consent or even the knowledge of her parents. The only practicable course is to entrust the doctor with a discretion to act in accordance with his view of what is best in the interests of the girl who is his patient. He should, of course, always seek to persuade her to tell her parents that she is seeking contraceptive advice, and the nature of the advice that she receives. At least he should seek to persuade her to agree to the doctor's informing the parents. But there may well be cases, and I think there will be some cases, where the girl refuses either to tell her parents herself or to permit the doctor to do so and in such cases, the doctor will, in my opinion, be justified in proceeding without the parent's consent or even knowledge provided he is satisfied on the following matters: (1) that the girl (although under 16 years of age) will understand his advice; (2) that he cannot persuade her to inform her parents or allow him to inform that parents that she is seeking contraceptive advice; (3) that she is very likely to begin or to continue having sexual intercourse with or without contraceptive treatment; (4) that unless she receives contraceptive advice or treatment her physical or mental health or both are likely to suffer; (5) that her best interests require him to give her contraceptive advice, treatment or both without the parental consent.
That result ought not to be regarded as a licence for doctors to disregard the wishes of parents on this matter whenever they find it convenient to do so. Any doctor who behaves in such a way would be failing to discharge his professional responsibilities, and I would expect him to be disciplined by his own professional body accordingly. The medical profession have in modern times come to be entrusted with very wide discretionary powers going beyond the strict limits of clinical judgment and there is nothing strange about entrusting them with this further responsibility which they alone are in a position to discharge satisfactorily".
"It will be a question of fact whether a child seeking advice has sufficient understanding of what is involved to give a consent valid in law. Until the child achieves the capacity to consent, the parental right to make the decision continues save only in exceptional circumstances…... When applying these conclusions to contraceptive advice and treatment it has to be borne in mind that there is much that has to be understood by a girl under the age of 16 if she is to have legal capacity to consent to such treatment. It is not enough that she should understand the nature of the advice which is being given: she must also have a sufficient maturity to understand what is involved. There are moral and family questions, especially her relationship with her parents; long- term problems associated with the emotional impact of pregnancy and its termination; and there are the risks to health of sexual intercourse at her age, risks which contraception may diminish but cannot eliminate. It follows that a doctor will have to satisfy himself that she is able to appraise these factors before he can safely proceed upon the basis that she has at law capacity to consent to contraceptive treatment. And it further follows that ordinarily the proper course will be for him, as the guidance lays down, first to seek to persuade the girl to bring her parents into consultation, and if she refuses, not to prescribe contraceptive treatment unless he is satisfied that her circumstances are such that he ought to proceed without parental knowledge and consent".
(i)."Nor has our law ever treated the child as other than a person with capacities and rights recognised by law" per Lord Scarman at page 184B
(ii) "….parental rights to control a child do not exist for the benefit of the parent. They exist for the benefit of the child and they are justified only in so far as they enable the parent to perform his duties towards the child and towards other children in the family" per Lord Fraser at page 170D-E. Similarly, Lord Scarman said "parental rights are derived from parental duty and exist only so long as they are needed for the protection of the person and property of the child"(page 184B) and "parental right or power of control of the person and the property of his child exists primarily to enable the parent to discharge his duty of maintenance, protection and education until he reaches such an age as to be able to look after himself and to make his own decisions"(page 185E);
(iii) "even up till a young person's 18th birthday, the parental right] is a dwindling right which the courts will hesitate to enforce against the wishes of the child and the more so the older he is" per Lord Denning MR in Hewer v Bryant [1970] 1 QB 357, 369. In Gillick, Lord Fraser at page 172 H explained that he "agreed with every word of that and especially with the description of the father's authority as a dwindling right" while Lord Scarman at page 186D said that these comments of Lord Denning "captured the spirit and principle of the law";
(iv) "I would hold that as a matter of law the parental right to determine whether or not their minor child below the age of 16 will have medical treatment terminates if and when the child achieves a sufficient understanding and intelligence to enable him or her to understand fully what is proposed. It will be a question of fact whether a child seeking advice has sufficient understanding of what is involved to give a consent valid in law" per Lord Scarman at page 188H -189A;
(v) Lord Scarman then explained what he meant by "sufficient understanding of what is involved to give a consent valid in law" when he said with emphasis added at page 189 C-D that "when applying these conclusions to contraceptive advice and treatment it has to be borne in mind that there is much to be understood by a girl under the age of 16 if she is to have legal capacity to consent to such treatment. It is not enough that she should understand the nature of the advice which is being given; she must also have a sufficient maturity to understand what is involved. There are moral and family questions, especially her relationship with her parents; long term problems associated with the emotional impact of pregnancy and its termination; and there are risks to health of sexual intercourse at her age, risks which contraception may diminish but cannot eliminate. It follows that a doctor will have to satisfy himself that she is able to appraise these factors before he can safely proceed upon the basis that she has at law capacity to consent to contraceptive treatment";
(vi) Lord Scarman then stated with emphasis added at page 189E that "it further follows that ordinarily the proper course will be for [the doctor, as the pre-Gillick] guidance lays down, first to seek to persuade the girl to bring her parents into consultation, and if she refuses, not to prescribe contraceptive treatment unless he is satisfied that her circumstances are such that he ought to proceed without parental knowledge and consent";
(vii) Lord Fraser said at page 173 D that "once the rule of the parent's absolute authority over minor children is abandoned, the solution to the problem in this appeal can no longer be found by referring to rigid parental rights at any particular age. The solution depends upon a judgment on what is best for the welfare of the particular child". He then said with emphasis added at page 174 D "…I think there will be some cases, where the girl refuses either to tell the parents herself or to permit the doctor to do so and in such cases, the doctor will, in my opinion, be justified in proceeding without the parent's consent or even knowledge provided he is satisfied on the following matters [namely Lord Fraser's Guidelines, which are set out at paragraph 12 above]";
(viii) The Guidelines set out by Lord Fraser were, as he stated at page 174 E "not to be regarded as a licence for doctors to disregard the wishes of parents on this matter whenever they find it convenient to do so. Any doctor who behaves in such a way would be failing to discharge his professional responsibilities, and I would accordingly expect him to be disciplined by his own professional body accordingly";
(ix) It is noteworthy that both Lord Fraser and Lord Scarman sanctioned the provision of advice and treatment to young persons on sexual matters not only without parental consent but also without parental knowledge
IV. The Parties
V. The Statutory Provisions
"(1) When a court determines any question with respect to-
(a) the upbringing of a child; or
(b) the administration of a child's property or the application of any income arising from it, the child's welfare shall be the court's paramount consideration".
"(1) where a child's father and mother were married to each other at the time of his birth, they shall each have parental responsibility for the child…..
(9) A person who has parental responsibility for a child may not surrender or transfer any part of that responsibility to another but may arrange for some or all of it to be met by one or more persons acting on his behalf".
"(1) In this Act "parental responsibility" means all the rights, duties, powers, responsibilities and authority which by law a parent of a child has in relation to the child and his property".
VI. The Terms of the 2004 Guidance
"The duty of confidentiality owed to a person under 16, in any setting, is the same as that owed to any other person. This is enshrined in professional codes.
All services providing advice and treatment on contraception, sexual and reproductive health should produce an explicit confidentiality policy which reflects this guidance and makes clear that young people under 16 have the same right to confidentiality as adults.
Confidentiality policies should be prominently advertised, in partnership with health, education, youth and community services. Designated staff should be trained to answer questions. Local arrangements should provide for people whose first language is not English or who have communication difficulties.
Employers have a duty to ensure that all staff maintain confidentiality, including the patient's registration and attendance at a service. They should also organise effective training, which will help fulfil information governance requirements.
Deliberate breaches of confidentiality, other than as described below, should be serious disciplinary matters. Anyone discovering such breaches of confidentiality, however minor, including an inadvertent act, should directly inform a senior member of staff (e.g. the Caldicott Guardian) who should take appropriate action.
The duty of confidentiality is not, however, absolute. Where a health professional believes that there is risk to the health, safety or welfare of a young person or others which is so serious as to outweigh the young person's right to privacy, they should follow locally agreed child protection protocols, as outlined in Working Together to Safeguard Children. In these circumstances, the over-riding objective must be to safeguard the young person. If considering any disclosure of information to other agencies, including the police, staff should weigh up against the young person's right to privacy the degree of current or likely harm, what any such disclosure is intended to achieve and what the potential benefits are to the young person's well-being.
Any disclosure should be justifiable according to the particular facts of the case and legal advice should be sought in cases of doubt. Except in the most exceptional of circumstances, disclosure should only take place after consulting the young person and offering to support a voluntary disclosure".
"Doctors and other health professionals also have a duty of care, regardless of patient age.
A doctor or health professional is able to provide contraception, sexual and reproductive health advice and treatment, without parental knowledge or consent, to a young person aged under 16, provided that:
1. She/he understands the advice provided and its implications.
2. Her/his physical or mental health would otherwise be likely to suffer and so provision of advice or treatment is in their best interest.
However, even if a decision is taken not to provide treatment, the duty of confidentiality applies, unless there are exceptional circumstances as referred to above.
The personal beliefs of a practitioner should not prejudice the care offered to a young person. Any health professional who is not prepared to offer a confidential contraceptive service to young people must make alternative arrangements for them to be seen, as a matter of urgency, by another professional. These arrangements should be prominently advertised".
"It is considered good practice for doctors and other health professionals to consider the following issues when providing advice or treatment to young people under 16 on contraception, sexual and reproductive health.
If a request for contraception is made, doctors and other health professionals should establish rapport and give a young person support and time to make an informed choice by discussing:
• The emotional and physical implications of sexual activity, including the risks of pregnancy and sexually transmitted infections.
• Whether the relationship is mutually agreed and whether there may be coercion or abuse.
• The benefits of informing their GP and the case for discussion with a parent or carer. Any refusal should be respected. In the case of abortion, where the young woman is competent to consent but cannot be persuaded to involve a parent, every effort should be made to help them find another adult to provide support, for example another family member or specialist youth worker.
• Any additional counselling or support needs.
Additionally, it is considered good practice for doctors and other health professionals to follow criteria outlined by Lord Fraser in 1985, in the House of Lord's ruling in the case of Victoria Gillick v West Norfolk and Wisbech Health Authority and Department of Health and Social Security. These are commonly known as the Fraser Guidelines:
• the young person understands the health professional's advice;
• the health professional cannot persuade the young person to inform his or her parents or allow the doctor to inform the parents that he or she is seeking contraceptive advice;
• - the young person is very likely to begin or continue having intercourse with or without contraceptive treatment;
• unless he or she receives contraceptive advice or treatment, the young person's physical or mental health are both likely to suffer;
• the young person's best interests require the health professional to give contraceptive advice, treatment or both without parental consent".
VII. The Issues
(i) a young person under the age of 16 has the legal capacity to give valid consent to advice and treatment relating to contraception as well as sexual and reproductive health, including abortion;
(ii) a medical professional, who gives such advice and treatment to a young person without his or her parent's consent, does not incur criminal liability;
(iii) there are no statutory provisions, other than those set out in paragraphs 19 to 21 above, which are relevant to the issue of whether a parent has to be notified before a young person receives such advice or treatment;
(iv) as the issue on this application is the legality of the 2004 Guidance, it is not relevant that the present application is for judicial review rather than an ordinary Queen's Bench action, which was the procedure adopted in Gillick and
(v) the claimant has standing to bring her claim.
"The doctor is under no obligation to keep confidential advice and treatment which he proposes to provide in respect of contraception, sexually transmitted infections and abortion and must therefore not provide such advice and treatment without the parents' knowledge unless to do so would or might prejudice the child's physical or mental health so that it is in the child's best interest not to do so.
The claimant's primary case is that this represents the nature and scope of the doctor's duty of confidence in respect of all the above treatments. However, the claimant's alternative case is that, at the very least, this is his duty in respect of the provision of advice and treatment in respect of abortion.
Note: Before notifying the parents of the proposed advice and or treatment the doctor will, no doubt, wish to try to persuade the child whether to notify his/her parents himself/herself or to agree to the doctor doing so".
(A) the claimant is entitled to the first part of the declaration in the terms set out in paragraph 27 above, (namely that the medical professional was under no obligation to keep confidential advice and treatment which he proposed to provide in respect of contraception and sexually transmitted infections and must , therefore , not provide such advice and treatment without the parent's knowledge unless to do so would or might prejudice a child's physical or mental health so that it is in the child's best interest to do so (" The limitation on the young person's right to confidentiality in relation to proposed advice and treatment on contraception and sexually transmissible diseases issue") which is dealt with in paragraphs 39 to 82 in section IX below;
(B) (as the alternative to A above) the claimant is entitled to a declaration in the form of paragraph (a) above but only in respect of the provision of proposed advice and treatment concerning abortion ("The limitation on the young person's right to confidentiality in relation to proposed advice and treatment on abortion issue"), which is dealt within paragraphs 83 to91 in section X below;
(C) the claimant is entitled to a declaration that a medical professional is not entitled to provide actual advice and treatment on contraception, sexually transmitted infections and abortion without the parents' knowledge unless to do so would or might prejudice the young person's physical or mental health so that it is in the young persons' best interests not to do so ("The provision of actual advice and treatment on sexual matters issue") which is dealt with in paragraphs 92 to 96 in section XI below;
(D) the 2004 Guidance is unlawful ("The guidance unlawfulness issue") which is dealt with in paragraphs 97 to 117 in section XII below and
(E) the 2004 Guidance fails to discharge the State's positive obligation to give practical and effective protection to the claimant's rights under article 8 of the ECHR (" The Article 8 issue") which is dealt with in paragraphs 118 to 152 in section XIII below.
VIII. The Evidence and the Overseas Authorities
"From these [US Supreme Court] cases, Mr Pannick submitted that care has to be exercised so as not to impede communication between manufacturers and adult consumers of a lawful product. I think, however, that Mr Sales was right to invite attention to certain features of the US law and the cases which must limit their relevance to the present case. First, the first amendment to the US Constitution is expressed in broad terms and does not have a "justification" provision such as article 10(2) of our Convention…. With the very greatest of respect to that distinguished court, it was dealing with the United States Constitution rather than our Convention. While it is instructive, in general terms, to see how another respected jurisdiction has dealt with a related but confined problem, the balance between State legislation and federal legislation in the United States is a subject of renowned complexity. Decisions on such matters can have limited effect on our consideration of the balance to be struck in considering a restriction of a limited Convention right and the measure of a discretion to be afforded to Parliament and ministers under our own rather different constitutional system"
IX. The limitation on the young person's right to confidentiality in relation to proposed advice and treatment on contraception and sexually transmissible diseases issue.
(i) The Issues
"the doctor is under no obligation to keep confidential advice and treatment which he proposes to provide in respect of contraception, sexually transmitted infections and abortion…. unless to do so would or might prejudice the child's physical or mental health so that it is in the child's best interest not to do so.
The claimant's primary case is that this represents the nature and scope of the doctor's duty of confidence in respect of all the above treatments. However, the claimant's alternative case is that, at the very least, this is his duty in respect of the provision of advice and treatment in respect of abortion.
Note: Before notifying the parents of the proposed advice and or treatment the doctor will, no doubt, wish to try to persuade the child whether to notify his/her parents himself/herself or to agree to the doctor doing so".
(ii). The Claimant's Case
"103…children, like adults, are entitled to confidentiality in respect of certain areas or information…medical records are the obvious example"
"that a duty of confidence arises when confidential information comes to knowledge of a person( the confidant) in circumstances where he has notice, or has held to have agreed, that the information is confidential, with the effect that it would be just in all the circumstances that he should be precluded from disclosing the information to others…. The existence of this broad general principle reflects the fact that there is such a public interest in the maintenance of confidences, that the law will provide remedies for their protection".
Lord Goff raised three limiting principles of which the only one relevant to the present application is the third one, which he stated at page 282E was :
"that although the basis of the law's protection of confidence is that there is a public interest that confidences should be preserved and protected by the law, nevertheless that public interest may be outweighed by some other countervailing public interest which favours disclosure…It is this limiting principle which may require a court to carry out a balancing operation in maintaining confidence against a countervailing public interest favouring disclosure"
(ii) The Secretary of State's Case
(iii) Conclusions
"Parents have the legal responsibility for the physical and moral care and upbringing of their children....The law supports that responsibility by granting and enforcing a power or right of control which extends to all major decisions concerning the welfare of the child in question...'Major decisions' extend to and include a decision as to contraceptive treatment. A doctor has no right or power to make his own independent decision as to contraceptive treatment what ever the wishes of the female child in question. His duty is to advise and assist the parent or person in loco parentis, or the court, in carrying out that party's duty to care for the child in question".
"Where a child is living with the parents, a doctor who communicates with a parent who is responsible for the child would not be in breach of confidence. At common law, the doctor would in such case be free to make disclosure to the parents. When faced with a child patient, the doctor's duty of confidentiality would be adjusted to take in the child's lack of capacity to consent and the parental responsibility".
"there may well be cases, and I think there will be some cases, where the girl refuses either to tell the parents herself or to permit the doctor to do so and in such cases, the doctor will, in my opinion, be justified in proceeding without the parent's consent or even knowledge provided [ that Lord Fraser's guidelines are adhered to]".
"that ordinarily the proper course would be for [the doctor], as the guidance lays down, first to seek to persuade the girl to bring her parents into consultation, and if she refused, not to prescribe contraceptive treatment unless he is satisfied that her circumstances are such that he ought to proceed without parental knowledge and consent" .
"it has always been accepted that information about a person's health and treatment for ill health is both private and confidential. This stems not only from the confidentiality of the doctor- patient relationship but from the nature of the information itself. As the European Court of Human Rights put it in Z v Finland (1997) 25EHRR 371,405-406, paragraph 95;
'Respecting the confidentiality of health data is a vital principle in the legal system of all the Contracting Parties to the Convention. It is crucial not only to respect the sense of privacy of a patient but also to preserve his or her confidence in the medical profession and in the health services in general. Without such protection, those in need of medical assistance may be deterred from revealing such information of a personal and intimate nature as may be necessary in order to receive appropriate treatment and, even, from seeking such assistance, thereby endangering their own health and, in the case of transmissible diseases, that of the community'
(a) in 2004, the British Market Research Bureau conducted a survey entitled "Evaluation of Teenage Pregnancy Strategy" which found that when young people aged between 13 and 21 were asked what attributes were most important to them when seeking advice on matters relating to sex and relationships, the single most important factor for them was not surprisingly found to be confidentiality and privacy.
(b) in the same survey, it was found that 88% of those samples of young people agreed with the proposition that "I am confident that anything I discuss with a doctor or in a clinic remains private".
(c) in a report published by Save the Children in 2002 entitled "Get Real: Providing Dedicated Sexual Health Services for Young People", young people had been canvassed about what they were looking for in sexual health services and one of the most important characteristics was that they were confidential.
(d) the Teenage Pregnancy Unit of the Department of Health recently commissioned research entitled " Exploring the Attitudes and Behaviours of Bangladeshi, Indian and Jamaican young people in relation to Reproductive and Sexual Health" which involved interviews with young people aged 13 to 21 from these groups and with a small number of parents. Concerns were expressed that the general practitioner might disclose personal information to other family members registered with the practice. This concern about the lack confidentiality was particularly strong among young people of Indian origin.
(e) the view that a guarantee of confidentiality is crucial to encourage teenagers to obtain contraceptive advice and treatment is widely held within the medical profession as is shown by a BMA publication entitled "Consent, Rights and Choices in Healthcare for Children and Young People" which explained that "research shows that worries about confidentiality dissuade some young people from approaching their doctors about health matters, although this does not necessarily account for high teenage pregnancy rates since many teenagers who become pregnant have obtained contraceptive advice from their GP".
(f) in 2000 the Confidentiality Toolkit which was a publication endorsed by a wide range of medical professional bodies, explained that "teenagers' early uptake of sexual and other health advice will not be improved until young people develop more trust in the confidentiality of their practice"
(g) the need to ensure that young people have a right to confidentiality is an important feature of " The Nordic Resolution on Sexual and Reproduction Health and Rights of Young People" which was developed and adopted by the Family Planning Associations of Denmark, Iceland, Finland, Norway and Sweden in 1998. Those countries have enjoyed particular success in reducing rates of teenage pregnancy.
"those in need of medical assistance may be deterred from revealing such information of a personal and intimate nature as may be necessary to receive appropriate treatment, and even from seeking such assistance, thereby endangering their own health, and, in the case of transmissible diseases, that of the community".
"no doubt that a more restrictive approach to the right of confidentiality of young persons under 16 than laid down in the [2004] Guidance would have the result of increasing the number of pregnancies and sexually transmissible illnesses".
"States Parties shall respect the responsibilities, rights and duties of parents or, where applicable, the members of the extended family or community as provided for by local custom, legal guardians or other persons legally responsible for the child, to provide, in a manner consistent with the evolving capacities of the child, appropriate direction and guidance in the exercise by the child of the rights recognized in the present Convention".
" States Parties shall assure to the child who is capable of forming his or her own views the right to express those views freely in all matters affecting the child, the views of the child being given due weight in accordance with the age and maturity of the child.
Article 16 states that:
" 1. No child shall be subjected to arbitrary or unlawful interference with his or her privacy, family, home or correspondence, nor to unlawful attacks on his or her honour and reputation"
Article 18 provides that:
" 1. States Parties shall use their best efforts to ensure recognition of the principle that both parents have common responsibilities for the upbringing and development of the child. Parents or, as the case may be, legal guardians, have the primary responsibility for the upbringing and development of the child. The best interests of the child will be their basic concern".
"26. In my judgment the rule is sufficiently widely framed to meet our obligations to comply with both article 12 of the United Nations Convention on the Rights of the Child and article 8 of the European Convention of Human Rights, providing that judges correctly focus on the sufficiency of the child's understanding and, in measuring that sufficiency, reflect the extent to which, in the 21st century, there is a keener appreciation of the autonomy of the child and the child's consequential right to participate in decision making processes that fundamentally affect his family life….
28… Although the tandem model has many strengths and virtues, at its heart lies the conflict between advancing the welfare of the child and upholding the child's freedom of expression and participation. Unless we in this jurisdiction are to fall out of step with similar societies as they safeguard article 12 rights, we must, in the case of articulate teenagers, accept that the right to freedom of expression and participation outweighs the paternalistic judgment of welfare".
"above all, the State is entitled to give children the protection they are given by an international instrument to which the United Kingdom is a party, the United Nations Convention on the Rights of a Child"
X. The limitation on the young person's right to confidentiality in relation to proposed advice and treatment on abortion issue.
( i ) The claimant's case
(ii) The Secretary of State's case
(iii) What did Gillick decide about the need for parental notification on sexual matters?
(iv) In the light of the very important issues which have to be resolved before a young person can agree to an abortion, can Lord Fraser's Guidelines be adapted so as to permit a medical professional to give advice and treatment on a possible abortion without parental knowledge or consent?
"when applying these conclusions to contraceptive advice and treatment it has to be borne in mind that there is much to be understood by a girl under the age of 16 if she is to have legal capacity to consent to such treatment. It is not enough that she should understand the nature of the advice which is being given; she must also have a sufficient maturity to understand what is involved. There are moral and family questions, especially her relationship with her parents; long term problems associated with the emotional impact of pregnancy and its termination; and there are risks to health of sexual intercourse at her age, risks which contraception may diminish but cannot eliminate. It follows that a doctor will have to satisfy himself that she is able to appraise these factors before he can safely proceed upon the basis that she has at law capacity to consent to contraceptive treatment"
XI. The provision of actual advice and treatment on sexual matters issue.
XII. The Guidance Unlawfulness Issue
(i) Should the 2004 Guidance have stated that it would be "most unusual" for a health professional to treat a young person on sexual and abortion matters without parental knowledge?
"The House must be careful not to construe the guidance as though it were a statute or even to analysis it in the way appropriate to a judgment. The question to be asked is: what would a doctor understand to be a guidance offered to him, if he should be faced with a girl under 16 seeking contraceptive treatment without the knowledge or consent of her parents?"
"If a request for contraception is made, doctors and other health professionals should establish rapport and give a young person support and time to make an informed choice by discussing…
The benefits of informing their GP and the case for discussion with a parent or carer. Any refusal should be respected. In the case of abortion, where the young woman is competent to consent but cannot be persuaded to involve her parent, every effort should be made to help them find another adult to provide support, for example another family member or specialist youth worker"
(ii) Does the failure of the "Confidentiality" section in the 2004 Guidance to refer to the need to notify parents mean that parents are not notified unless they become involved because of local agreed Child Protection Protocols?
(iii) Did the 2004 Guidance fail to make it clear that Lord Fraser's Guidelines were legal pre-conditions?
"the doctor, will, in my opinion be justified in proceeding without the parents' consent or even knowledge provided he is satisfied on the following matters [namely his guidelines]"
(iv) Does the 2004 Guidance mean that the parents of a young person are excluded from involvement in important decision making about the life and welfare of the young person?
XIII. The Article 8 Issue
(i) The Issue
" the duty of national courts is to keep pace with Strasbourg Jurisprudence as it evolves over time, no more but certainly no less".
(ii) The Claimant's Case on the Existence of a Parent's Article 8(1) right to be notified
"(1) Everyone has the right to respect for his private and family life, his home and his correspondence.
(2) There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedom of others"
.
"As a general proposition, and in the absence of any special circumstances, the obligation of children to reside with their parents and to be otherwise subjected to particular control is necessary for the protection of children's health and morals although it might constitute, from a particular child's point of view, an interference with his or her own private life".
"It should be observed at the outset that family life in the Contracting States incorporates a broad range of parental rights and responsibilities in regard to the care and custody of minor children. The care and upbringing of children normally and necessarily require that the parents or an only parent decide where the child must reside and also impose, or authorize others to impose, various restrictions on the child's liberty. Thus the children in a school or other educational or recreational institution must abide by certain rules, which limit their freedom of movement and their liberty in other respects. Likewise a child may have to be hospitalised for medical treatment. Family life in this sense, and especially the rights of parents to exercise parental authority over their children, having due regard to their corresponding parental responsibilities is reconsidered by the [ECHR] in particular by article 8. Indeed the exercise of parental rights constitutes a fundamental element of family life"
"(1) Article 8 recognizes that parents have a broad range of rights in regard to their children, the exercise of which constitutes a fundamental element of family life.
(2)Those rights include the right to parental authority over their children, having due regard to their corresponding parental responsibilities.
(3) Ensuring respect for family life may include enforcing those rights, for example forcing a girl to return home.
(4) Ensuring respect for family life will or may take precedence over avoiding any interference with the child's private life".
"Depriving parents of at least the opportunity to discuss with their children the proposed provision of contraceptive advice and/or treatment in relation to any other sexual or reproductive matters imposing a duty of confidentiality on the relevant doctor or health professional constitutes a plain interference with and/or failure to respect the parents right to respect for their family life and, in particular, their parental rights".
(iii) The Secretary of State's Case on the Existence of a Parent's article 8(1) Right to be Notified
(iv) Conclusions on the Existence of a Parent's alleged Article 8(1) right to be notified
(v) The Secretary of State's Case on Article 8(2) that the 2004 Guidance will not be regarded as an interference with a parent's article 8 right
(vi) " …in accordance with the law…."
(vii) …"necessary in a democratic society… for the protection of health…or for the protection of the rights ..of others "
"The Commission has consistently held that, in assessing the question of whether or not the refusal of the right of access to the non-custodial parent was in confidentially with article 8 of the convention the interests of the child pre-dominate"
"The court reiterates that in judicial decisions where the rights under article 8 of the parents and those of the child are at stake, the child's rights must be the paramount consideration".
" the right of the child to respect for his private life or to exercise freedom or thought conscience and religion in a manner which is at variance with the new directives of his parent, has been receiving increased attention so that the weight given to parental authority may be reduced" (The Law of Human Rights Volume 1 paragraph 13-116).
"We must now say that if a government department, in a field of administration in which it exercises responsibility, promulgates in a public document, albeit non-statutory in form, advice which is erroneous in law, then the court, in proceedings in appropriate form commenced by an applicant or plaintiff who possesses the necessary locus standi, had jurisdiction to correct the error of law by an appropriate declaration. Such an extended jurisdiction is no doubt a salutary and indeed a necessary one in certain circumstances, as the Royal College of Nursing case [1981] AC 800 itself well illustrates. But the occasions of a departmental non-statutory publication raising, as in that case, a clearly defined issue of law unclouded by political, social or moral overtones, will be rare. In cases where any proposition of law implicit in a departmental advisory document is interwoven with questions of social and ethical controversy, the court should, in my opinion, exercise its jurisdiction with the utmost restraint, confine itself to deciding whether the proposition of law is erroneous and avoid either expressing ex cathedra opinions in areas of social and ethical controversy in which it has no claim to speak with authority or proffering answers to hypothetical questions of law which do not strictly arise for decision".
"In some circumstances it will be appropriate for the court to recognize that there is an area of judgment within which the Judiciary will defer, on democratic grounds, to the considered opinion of the elected body or person whose act or decision is said to be incompatible with the Convention…It will be either for such an area of judgment to be recognized where the Convention requires a balance to be struck, much less so where the right is stated in terms which are unqualified. It will be easier for it to be recognized where the issues involve questions of social or economic policy, much less where the rights are of high constitutional importance of a kind where the courts are well placed to assess the importance of them".
(viii). Proportionality
"27…(i) . the legislative objective is sufficiently important to justify limiting a fundamental right; (ii) the measures designed to meet the legislative objectives are rationally connected to it and; (iii) the means used to impair the right or freedom are no more than is necessary to accomplish the objective".
XIV. Conclusion
"in the overwhelming majority of cases, the best judges of a child's welfare are his or her parents".
(1) that the young person although under 16 years of age understands all aspects of the advice [In the light of Lord Scarman's comments in Gillick at page 189C set out in paragraph 13(v) above he or she must "have sufficient maturity to understand what is involved" that understanding includes all relevant matters and it is not limited to family and moral aspects as well as all possible adverse consequences which might follow from the advice;
(2) that the medical professional cannot persuade the young person to inform his or her parents or to allow the medical professional to inform the parents that their child is seeking advice and/or treatment on sexual matters [As stated in the 2004 Guidance, where the young person cannot be persuaded to involve a parent, every effort should be made to persuade the young person to help find another adult (such as another family member or a specialist youth worker) to provide support to the young person];
(3) that (in any case in which the issue is whether the medical professional should advise on or treat in respect of contraception and sexually transmissible illnesses) the young person is very likely to begin or to continue having sexual intercourse with or without contraceptive treatment or treatment for a sexually transmissible illness ;
(4) that unless the young person receives advice and treatment on the relevant sexual matters, his or her physical or mental health or both are likely to suffer [ In considering this requirement, the medical professional must take into account all aspects of the young person's health] and
(5) that the best interests of the young person require him or her to receive advice and treatment on sexual matters without parental consent or notification
"not to be regarded as a licence for doctors to disregard the wishes of parents on this matter whenever they find it convenient to do so. Any doctor who behaves in such a way would be failing to discharge his professional responsibilities, and I would accordingly expect him to be disciplined by his own professional body accordingly".