QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand London WC2 |
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B e f o r e :
MR JUSTICE FULFORD
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WATSON | (CLAIMANT) | |
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DIRECTOR OF PUBLIC PROSECUTIONS | (DEFENDANT) |
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MR HALL (instructed by Crown Prosecution Service) appeared on behalf of the DEFENDANT
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Introduction
Jonathan Watson was convicted by the Justices, sitting for the County of Kent acting in and for the Local Justice Area of North Kent, on 24 October 2005, of four offences, the informations having been preferred on 13 April 2003, as follows:
"(i) On 1 December, 2002 at Gravesend in the County of Kent the appellant having been required to provide a specimen of breath for analysis by means of a device approved by the Secretary of State pursuant to Section 7 of the Road Traffic Act 1988 in the course of an investigation into whether he had committed an offence under section 3A, 4 or 5 thereof failed without reasonable excuse to do so.
Contrary to Section 7 (6) of the Road Traffic Act 1988 and Schedule 2 of the Road Traffic Offenders Act 1988.
(ii) On 1 December, 2002 at Gravesend in the County of Kent the appellant drove a mechanically propelled vehicle, namely a silver Subaru Impreza WRX index GN02 UMH on a road, namely Wrotham Road, Culverstone without due care and attention.
Contrary to Section 3 of the Road Traffic Act 1988 and Schedule 2 of the Road Traffic Offenders Act 1988.
(iii) On 1 December, 2002 at Gravesend in the County of Kent the appellant being the driver of a mechanically propelled vehicle, namely a silver Subaru Impreza WRX index GN02 UMH owing to the presence of which on a road, namely Wrotham Road, Culverstone an accident occurred whereby damage was caused to property forming part of the land on which the road was situated or land adjacent to it, namely Culverstone service station failed to stop.
Contrary to Section 170 (4) of the Road Traffic Act 1988 and Schedule 2 of the Road Traffic Offenders Act 1988.
(iv) On 1 December, 2002 at Gravesend in the County of Kent the appellant being the driver of a mechanically propelled vehicle, namely a silver Subaru Impreza WRX index GN02 UMH owing to the presence of which on a road, or other public place, namely Wrotham Road, Culverstone an accident occurred whereby damage was caused to property forming part of the land on which the road was situated or land adjacent to it, namely Culverstone service station, and not having given your name and address to a person having reasonable grounds for requiring you to do so, failed to report the accident at a police station or to a constable as soon as was reasonably practicable and in any case within twenty -four hours of the occurrence of the accident.
Contrary to Section 170 (4) of the Road Traffic Act 1988 and Schedule 2 of the Road Traffic Offenders Act 1988."
"(a) On 1 December, 2002 the appellant was driving his vehicle, a silver Subaru Impreza, registration number GN02 UMH, on Wrotham Road, Culverstone, Kent when it was involved in a road traffic accident in which his vehicle crashed into a petrol station forecourt and damaged petrol pumps. The appellant left his damaged vehicle at the scene without stopping for a sufficient time to give his details or to report the accident to the police.
(b) Acting on information as to the identity of the driver, the police attended at the appellant's home address of 16, Willow Walk, Meopham, Gravesend, Kent. When the occupants of the house failed to respond to the police officers knocking at the door the police officers used keys found in the vehicle to enter the house. They found the appellant in the house and arrested him and took him to Gravesend Police Station.
(c) At Gravesend Police Station the appellant was required to provide two specimens of breath into the Lion Intoximeter machine. He successfully provided one sample. He then declined to provide a second sample saying that he needed to use the toilet. The police officer explained to the appellant that the procedure could not be delayed and that he could use the toilet after he had provided the second sample. The procedure for taking the second specimen would have taken less than a minute. He warned the appellant of the implications of not providing the second sample, namely that the appellant could be charged with the offence of failing to provide a specimen of breath. The appellant continued to refuse to provide the second specimen. He was then charged with the offence alleged in the first information.
(d) On 6 December, 2002 the appellant made a claim for the damage to his vehicle to his insurance company. The appellant's claim for insurance stated that he was the driver of the motor vehicle on 1 December, 2002.
(e) On 27 February, 2004 the respondent applied for an adjournment of the trial listed for hearing on 1 March, 2004 on the ground that two prosecution witnesses, Mr Bulman and PC Hall, were not available on 1 March, 2004. The appellant opposed the adjournment. The justices refused to grant the prosecution request for an adjournment."
(I interpolate to note that Ms Bulman, the claims superintendent at the National Farmers Union ("NFU"), the appellant's insurers, was to be called to produce and prove documents received or created during the course of her employer's business: first, an e.mail from the RAC giving details of a claim by the appellant for the cost of repairs to his car arising out of an accident on 1 December 2002; second, a letter from the NFU to the claimant stating that he was the driver of the car at the time of the accident and inviting him to confirm that the details were correct or to correct any inaccuracy; third, a report from Collins Associates detailing the damage and the repairs to the claimant's car; and fourth, a letter to a police officer in the Kent Constabulary, identifying an account into which £6,978.01 was paid by the NFU in settlement of the appellant's claim. PC Hall simply proved the receipt and transmission of the relevant documents to the Kent police.)
"(f) On 1 March, 2004 the respondent repeated the request for an adjournment for the same reasons advanced on 27 February, 2004. The appellant opposed the request. The justices granted the prosecution request for the adjournment.
(g) On 6 May, 2005 the Administrative Court quashed the decision of the justices ruling of 1 March, 2004 on the basis that the justices should not have revisited the decision of 27 February, 2004 without a change of circumstances, there being no change of circumstances. The Administrative Court ruled that the prosecution could now adduce the evidence from the missing witness, Ms Bulman, under Sections 117 and 134 of the Criminal Justice Act 2003 and that the prosecution should not be unjustly fettered and that the justices should consider the case in the light of the Court's observations and apply the law as it is laid down in the Criminal Justice Act 2003.
(h) On 26 September, 2005 the justices made a pre -trial ruling pursuant to Section 117 of the Criminal Justice Act 2003 (and after considering Section 78 of the Police and Criminal Evidence Act 1984) allowing hearsay evidence relating to the insurance claim to be admitted as part of the prosecution evidence adduced on 24 October, 2005.
(i) We found the appellant guilty of the first information (and of each of the other three informations). We adjourned sentence for pre -sentence reports. The appellant was sentenced on 22 November, 2005."
The Arguments before the Justices
First Contention:
There was no evidence on which a reasonable bench of justices, properly directing themselves, could have held that the hearsay evidence of the insurance documents was admissible.
Second Contention:
In the alternative, if there was such evidence the bench failed properly or at all to exercise its discretion under Section 78 of the Police and Criminal Evidence Act 1984 to exclude the hearsay evidence having regard to this court's decision of 6 May 2005. The appellant argued that the justices should interpret the Administrative Court decision as obliging the prosecution to present their case as if the adjournment had not been granted and that the prosecution should not be allowed to benefit from their own mistake.
Third Contention:
There was no sufficient evidence on which the court could hold that the appellant was aware of the breath test procedure and, in particular, he had not been given a warning of possible prosecution before he provided his first and only breath specimen. (As regards this contention, the justices have indicated this point was not argued before them on the day of the trial and it was only raised subsequently during the course of the application to them to state a case.)
Fourth Contention:
PC Owen did not lawfully enter the appellant's house and did not lawfully arrest the appellant.
Fifth Contention:
The appellant had a reasonable excuse for failing to provide two specimens of breath for analysis, namely that he wanted – and should have been allowed – to use the lavatory before the second test; that it was reasonable for him only to provide a second breath specimen thereafter; and that the failure to allow him so to do was unreasonable/unlawful.
Second Contention:
The Administrative Court did not restrict the admission of hearsay evidence and there was no sustainable basis under Section 78 of the Police and Criminal Evidence Act to exclude that evidence. This court's decision, argued the prosecution, merely prohibited the Crown from calling the oral evidence of two witnesses, namely Ms Bulman and PC Hall. The justices were reminded in argument that in paragraph 11 of the judgment of Mitting J (with which Sedley LJ agreed), the learned judge indicated that the prosecution could adduce this evidence under Sections 117 and 134 of the Criminal Justice Act 2003. In paragraph 14 of his judgment, Mitting J expressly stated that there was no other limitation that he would impose on the prosecution since to do so would unjustly fetter their case. The justices were generally invited by the learned judge to apply the law under the Criminal Justice Act 2003.
Third Contention:
The prosecution's case was that the police constable's warning after the appellant's failure to provide the second specimen was sufficient to satisfy the requirements of Section 7 (7) of the Road Traffic Offenders Act 1988.
Fifth Contention:
In relation to this argument the prosecution submitted that the appellant's request to go to the lavatory, in the absence of medical evidence, could not amount to a reasonable excuse not to provide the second breath specimen.
The Conclusions of the Justices and their Questions
Second Contention:
" ..... this is a frivolous ground of appeal in light of the clear judgment of the Administrative Court that the prosecution were allowed to admit hearsay evidence (paragraph 11 of the judgment), that the prosecution should not be unjustly fettered (paragraph 14 of the judgment) and that the justices apply (sic) the law under the Criminal Justice Act 2003 (paragraph 14 of the judgment). In the absence of any challenge to the way in which the justices applied the Criminal Justice Act 2003 there appears to us no basis for challenging the admission of the hearsay evidence pursuant to Section 78 of the Police and Criminal Evidence Act 1984."
Third Contention:
" ..... we accepted that the police officer failed to give the warning required under Section 7 (7) of the Road Traffic Offenders Act 1988 when he required the first specimen of breath but that he did give the required warning when the appellant failed to provide the second specimen of breath and that this warning satisfied the requirements of Section 7 (7) of the 1988 Act. We were satisfied that the warning given by the police officer explained the consequences of failing to provide the second breath specimen and that the appellant, having heard the warning, failed to provide the second specimen in full knowledge of the consequences."
Fifth Contention:
" ..... this is a frivolous ground of appeal in that in the absence of any medical evidence the mere assertion by a defendant asked to provide two specimens of breath that the procedure must be stopped while he goes to the toilet cannot amount to a reasonable excuse not to provide a specimen of breath. On the evidence we were satisfied that the appellant could have waited for the short period of time it would have taken him to complete the procedure and then been allowed to go to the toilet."
Question 1:
Are we correct in rejecting the second and fifth contentions as frivolous?
Question 2:
Were we correct in our interpretation of Section 7 (7) of the Road Traffic Offenders Act 1988 by holding that the police officer satisfied the requirements of the section by giving the appropriate warning after the provision of the first breath specimen and after the defendant had refused to supply the second breath specimen?
The Decision of Mitting J in the earlier Appeal
"8 Thus far, in my view, this application is straightforward. Consideration of the relief claimed is not. It is:
'An order of prohibition, prohibiting the interested party from adducing at the trial of the claimant any evidence which they would not have been in a position to adduced on 1 March, if the claimant's trial had gone ahead on that day.'
9 That formulation of the relief sought creates two problems. First, it begs the question of what evidence the prosecution would have been able to adduce had the trial gone ahead and, secondly, since 4 April 2005 the law governing the admission of evidence of business documents has changed: the Criminal Justice Act 1988 sections 24 and 27 have been replaced by the Cirminal Justice Act 2003 sections 117 and 134.
10 Without the oral evidence of the two witnesses, the prosecution could have adduced the documents produced by Miss Bulman simply by producing them 'authorised in such manner as the court may approve' or a copy similarly authorised (section 27 of the 1988 Act).
11 The authenticity of the documents is not clearly in dispute; the position is simply that Mr Ley, for the claimant, is not able to say whether he accepts them or not. Given the description of them in Miss Bulman's statement, it seems highly unlikely that their authenticity could in fact have been challenged. The justices could accordingly have approved their authenticity in any manner that it may approve, including reading the written statement of Miss Bulman. There is no requirement in law that the justices, when considering how a business document should be approved, should apply the strict rules of evidence governing oral evidence. It is unnecessary for that purpose that the witness statement of the person authenticating documents should be accepted under section 9 of the Criminal Justice Act 1967 by the defence. The evidence upon which the prosecution wished to rely could have been adduced by that means. It can now be adduced under sections 117 and 134 of the 2003 Act.
12 As to the evidence of PC Hall, the prosecution never needed it at all. This is not a case in which business documents were going to be subjected to forensic analysis so that transmission of them was required to be proved. All that PC Hall did was to prove an unnecessary link in a chain of transmission from the NFU to the CPS. If it was thought necessary to establish that chain for the purpose of the magistrates' approval under section 27, then again the magistrates could, as in the case of Miss Bulman, have relied on the written statement of PC Hall and could still do so.
13 The extent, therefore, to which the prosecution evidence would have been limited if the case had gone ahead is itself very limited. The prosecution would not have been able to rely upon the oral evidence of Miss Bulman or the oral evidence of PC Hall.
14 To that extent the claimant has been placed in a position less favourable than he would have been placed if the adjournment, which should have been refused, was refused. To preserve the limited advantage to which he is entitled, in my view, the order that he seeks should be limited to a prohibition upon the prosecution adducing the oral evidence of Miss Bulman and PC Hall, but not to any other extent. To order any further restriction would, in my view, unjustly fetter the prosecution. Further, to require the magistrates to apply rules of evidence which applied in March 2004 when they have now been repealed would be contrary to principle. The justices should consider the case in the light of the observations made and apply the law as it is laid down in the 2003 Criminal Justice Act.
15 To that extent, and to that extent only, I would allow this application."
The Submissions on this Appeal
Second Contention:
Fifth Contention:
The Respondent
Second Contention:
"It would conflict with the basic principle that in every criminal trial it is for the prosecution to prove its case against the defendant, if a new trial were ordered in cases where at the original trial the evidence which the prosecution had chosen to adduce was insufficient to justify a conviction by any reasonable jury which had been properly directed. In such a case whether or not the jury's verdict of guilty was induced by some misdirection of the judge at the trial is immaterial; the governing reason why the verdict must be set aside is because the prosecution having chosen to bring the defendant to trial had failed to adduce sufficient evidence to justify convicting him of the offence with which he has been charged. To order a new trial would be to give the prosecution a second chance to make good the evidential deficiencies in its case - and, if a second chance, why not a third? To do so would, in their Lordships' view, amount to an error of principle in the exercise of the power under section 14 (2) of the Judicature (Appellate Jurisdiction) Act."
Fifth Contention:
and I am happy to put them at precisely £500.
my solicitor should have been served with a schedule. If we had been served with a schedule - - - - -