QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
The Strand London WC2A 2LL |
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B e f o r e :
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The Queen (on the application of) | ||
(1) TERENCE PATRICK EWING | ||
(2) KEITH VERNON HAMMERTON | Claimants | |
and | ||
(1) OFFICE OF THE DEPUTY PRIME MINISTER | ||
(First Secretary of State) | ||
(2) NORTH SOMERSET COUNCIL | Defendants | |
and | ||
(1) THE ROYAL BRITISH LEGION | ||
(2) PEGASUS RETIREMENT HOMES Plc | ||
(3) DORCHESTER LAND LIMITED | Interested Parties |
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Smith Bernal, 190 Fleet Street, London EC4
Telephone No: 020 7421 4040
(Official Shorthand Writers to the Court)
MISS SHEIKH (instructed by Messrs Thompson Snell & Passmore, Kent TN1 1NX) appeared on behalf of THE FIRST INTERESTED PARTY
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Crown Copyright ©
Friday, 8 April 2005
MR JUSTICE OUSELEY:
The Applications
"appeared so grossly wrong as to damage the wider public interest in a matter of national concern. Revocation action has been considered here but it has been decided that this would not be justified."
The local authority's own powers of revocation were also mentioned. There was some confusion as to whether that decision also covered the Dorchester Land permission for 3-5 Clarence Road and in a decision of 4 January 2005 it was confirmed that it did.
Delay
The Challenge to the 18 November 2004 Resolution
The Merits of the Challenge to the November 2004 Resolution
"This argument is not sufficient in itself to prove the point as some of the existing buildings are a very similar height to the new proposals and did not required [sic] the demolition of Severn Croft when they were constructed. It also raises concerns that if Severn Croft could be damaged by construction works then adjacent neighbouring properties, including 3 and 5 Clarence Road North, could also suffer damage. However, the developers would be responsible for any damage to surrounding properties and would be expected to undertake a pre-commencement survey of any properties which may potentially be affected."
It appears, as Mr Ewing points out, that the council officers were not completely persuaded by the developers' arguments and indeed may not have reached any overall conclusion as to whether English Heritage were not right in the assessment that they had made over what form of foundations could be used. The report continued:
"Although the Development Framework states that Severncroft should be retained in the first instance in any redevelopment scheme, it also notes that the existing development fronting Beach Road is poor and a sensitive redevelopment can achieve considerable improvement. It intended that if a scheme of sufficiently high quality is achieved, its implementation should not be prevented by the requirement to preserve Severncroft. Following negotiations, a suitable scheme has now been put forward for this site and it is concluded that the retention of Severncroft should not be required."
"Following negotiations, the design has been considerably improved. In general terms, it draws heavily on the Victorian character of this part of the Conservation Area. This has resulted in the design of the Villas with an individual character, Dutch gable features and projecting bays with sliding sash windows. Providing the materials are acceptable and the detailed design including the mouldings and gate piers is of high quality, the resulting development would be acceptable. Although the buildings are of a significant height they are similar to the existing Sandpiper building and are in accordance with the approved Development Framework. Any approval should be conditioned to require that the existing natural stone on site is reclaimed and as much as possible is reused in the new development."
MR EWING: I wonder if your Lordship might like to order a copy of your Lordship's judgment at public expense? Obviously the Secretary of State would want to know your Lordship's comments about this important issue.
MR JUSTICE OUSELEY: It may be useful to do it -- I will come to that in a moment -- but you are not going to have enough time.
THE CLAIMANT (MR EWING): No.
MR JUSTICE OUSELEY: I am assuming that you will be using the weekend to prepare your letter --
THE CLAIMANT (MR EWING): Yes, indeed.
MR JUSTICE OUSELEY: -- and it will be sent off.
THE CLAIMANT (MR EWING): Yes.
MR JUSTICE OUSELEY: I am not going to be spending my weekend reviewing a transcript, not merely because I have many other things to do, but because it will not be available.
THE CLAIMANT (MR EWING): No, indeed.
MR JUSTICE OUSELEY: So you may not have the transcript by the time the Secretary of State comes to consider the matter. It would be expected that you will point out, and it is perfectly obvious, that there is no permission; he erroneously thought there was.
THE CLAIMANT (MR EWING): Yes, my Lord.
MR JUSTICE OUSELEY: That is not a matter that requires a transcript. But as to having one ordered at public expense, I will make such an order. So there will be one in due course. But I emphasise: do not wait for it, Mr Ewing.
THE CLAIMANT (MR EWING): No, no, indeed.
MR JUSTICE OUSELEY: Miss Sheikh?
MISS SHEIKH: My Lord, in the light of your Lordship's judgment, I do have an application on behalf of the first interested party for their costs. My Lord, the reason is that because Mr Ewing did not wait to obtain permission to proceed before instituting proceedings, he went along and instituted proceedings anyway on 18 February. That, of course, brought into play the requirements of the CPR, which led to us having to file various acknowledgements of service and so forth. My Lord, I hope that your Lordship has summary grounds, and indeed the amended summary grounds?
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: On that basis I do ask for the first interested party's costs in accordance with the judgment in Mount Cooke.
MR JUSTICE OUSELEY: Yes. This is an application that is made effectively in respect of Mr Ewing and Mr Hammerton. Do you want to say anything about that, Mr Ewing?
THE CLAIMANT (MR EWING): My Lord, I do not have a copy of the summary grounds.
MR JUSTICE OUSELEY: It deals only with the application. It does not deal with the costs of today. It deals only with the costs of preparing the acknowledgement of service.
THE CLAIMANT (MR EWING): Yes. I am just trying to find the application from them. I think on 6 April they put in amended grounds. What I would say in respect of myself, I didn't institute any proceedings without seeking leave. A claim form had to be lodged at the same time as the leave application.
MR JUSTICE OUSELEY: Yes. It is not a criticism of your conduct that an application is made. It merely effectively points out that when proceedings are issued, if they are unsuccessful at this stage -- forget the section 42 application -- then the interested party is in a position to ask for costs in respect of the acknowledgement of service.
THE CLAIMANT (MR EWING): Yes. I am just making the point that in respect of myself, that does not apply to me in particular because I didn't institute the proceedings because I had not been granted permission under section 42(3). So therefore I would say that it does not apply to me and I would certainly resist it.
MR JUSTICE OUSELEY: Right.
THE CLAIMANT (MR EWING): That is my view --
MR JUSTICE OUSELEY: All right.
THE CLAIMANT (MR EWING): -- because I didn't, of course, at that stage serve the proceedings. Mr Hammerton did, and he resists any application --
MR JUSTICE OUSELEY: Well, I will hear from Mr Hammerton in his own right. Mr Hammerton, what do you want to say about that?
THE CLAIMANT (MR HAMMERTON): Basically, my Lord, I was involved in this to support Mr Ewing in what he was doing as goodwill rather than anything else. Plus his knowledge was considerable on that. That is how the application was made.
MR JUSTICE OUSELEY: Yes.
THE CLAIMANT (MR HAMMERTON): My feeling is that somebody somewhere may have slipped up for us to send up in the situation where in fact that application may have seemed possible and that is why these other people are suddenly asking for costs. That might not be a legal argument, but that is my personal argument.
MR JUSTICE OUSELEY: Yes. How much are you asking for, Miss Sheikh?
MISS SHEIKH: My Lord, I have got a schedule that I have just had faxed over during the court proceedings. May I pass that up?
THE CLAIMANT (MR EWING): My Lord, we have not seen any schedule. We have not been served in advance. So we would oppose any application.
MR JUSTICE OUSELEY: I do not know whether you were here when I dealt with the last matter. I normally take the view that these matters should be dealt with shortly if they can be dealt with shortly. But I see the total sum claimed is £6,400.
MISS SHEIKH: My Lord, yes. It includes the solicitor's work on the acknowledgement of service and taking instructions from the interested party. My Lord, there is at the bottom £300, which is my attendance for today, which can be removed. My Lord, it is the nature of these proceedings that they do bring CPR requirements into court.
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: And in the circumstances of this case it would be, in my submission, unfair not to allow them their costs.
MR JUSTICE OUSELEY: What do you want to say about Mr Ewing's particular position, which is an unusual one, in the sense that he can say, can he not -- it may be a technical rather than a merits point -- that in fact, although it is necessary to consider the merits of the case for the purposes of section 42(3), the acknowledgement of service was only strictly material once he obtained permission to issue the proceedings?
MISS SHEIKH: My Lord, I say about that two things. First of all, the fact is that once the claim form was issued it was incumbent upon RBL to respond. Now, they had to respond to the allegations and the grounds raised in the claim form. My Lord, all the claim form raises are details of remedy and so forth and a very detailed witness statement from in fact Mr Ewing.
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: There is very little from Mr Hammerton. Therefore it is quite clear that the intention of these proceedings and the intention to raise the grounds and so on were driven, I would say, by Mr Ewing and then Mr Hammerton -- I do not like to use the word "connivance" -- but I suppose the idea was that if one were to be knocked out the other would --
MR JUSTICE OUSELEY: If Mr Ewing got knocked out, the proceedings could nonetheless proceed. That is the thinking --
MISS SHEIKH: Yes.
MR JUSTICE OUSELEY: -- but in fact the two go together.
MISS SHEIKH: Yes. And, my Lord, I also note the comments made by Mr Ewing at the outset when he was asserting that he thought that this was only a section 42 hearing. But, my Lord, Mr Ewing has been involved in numerous cases of this sort and, my Lord, I do just set out here three of those cases: 1991 -- I will not pass them up, my Lord, but I will just make the point, if I may -- Ex parte Ewing (Court of Appeal) [1991] 1 WLR 388. My Lord, there the Court of Appeal made it clear that the matters relating to the merits of the application would be heard at the same time and should be heard at the same time. My Lord, then there was another one in 1994, again Ex parte Ewing No 2 (Court of Appeal) [1994) 1 WLR 1553, endorsing that approach. Once again everything is set out there about proceedings are to be undertaken in this sort of a case. Then, my Lord, there is a later one, Re Terence Patrick Ewing -- this is a High Court decision on 20 December 2002.
MR JUSTICE OUSELEY: Can you pass that up to me?
MISS SHEIKH: Yes, my Lord. My Lord, this was a case when the Secretary of State sought to appear and to be heard at an application for a section 42 application alone, and Mr Ewing made argument that that was not permissible. But the court there said no, the Secretary of State could be heard even in the absence of an order because those matters affected him, and of course the CPR does say at the relevant part -- it is Part 3.4, my Lord.
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: If my Lord turns a few pages through the commentary there will be 3.4.9, "vexatious litigants".
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: So, my Lord, there is something there about vexatious litigants. Then, my Lord, if your Lordship would turn to the Practice Direction of Part 3, there 3PD against number 7, where there is a title of "Vexatious Litigants" again.
MR JUSTICE OUSELEY: Sorry, Part 3?
MISS SHEIKH: It is the Practice Direction in Part 3.
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: And it is number 7.
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: My Lord, there it says "Vexatious Litigants".
MR JUSTICE OUSELEY: Yes.
MISS SHEIKH: My Lord 7.9 and 7.10 tells us the fact that a person may apply to set aside a grant of permission if the permission allows the litigant to bring or continue proceeding against that person or make any application against him if the permission is granted other than at a hearing of which that person is given notice of under paragraph 7. My Lord, the upshot of the case I have just passed up to your Lordship is that in effect it is to be expected that parties who are affected will come and argue and obviously, subject to the Bench, will be given permission -- and should be because otherwise they can still apply to have the decision set aside. So, my Lord, my submission on the broad point about Mr Ewing's involvement is that he is fully aware of how these cases are heard, how they go, the amount of effort and time and expenditure that is likely to go into them from all parties that he chose to involve. So, my Lord, I do not think in the circumstances that he can obtain his end of coming to court in the light of his Vexatious Litigant Order, create the very effect that the order is there to prevent by nonetheless having us serve acknowledgements of service, have to take instructions -- my attendance is one thing; I am not seeking costs for that (at least not on this application). So the idea that Mr Ewing can still attain the aim that the Vexatious Litigant Order is designed to prevent, my Lord, simply cannot be fair or right to those very people it is intended to protect. My Lord, I would submit that that would then be achieved by Mr Ewing -- and will be achieved by him in the future, too -- simply by setting up somebody to issue proceedings and he himself can make the argument, "Oh, well, it is not me". Therefore, yes, he will have to file his acknowledgement of service. Either Mr Hammerton should take the call -- "But it is not me". My Lord, I submit that cannot be fair or the purpose of these orders, which, my Lord, your Lordship will be aware, are not randomly given out. They are a select band of litigants who acquire this order. So, my Lord, I make those submissions and in the light of the substantial litigation and the many permissions that Mr Ewing has previously asked for after the order has been imposed -- and those should be on his application notice.
MR JUSTICE OUSELEY: Thank you. Did you want to say something else?
THE CLAIMANT (MR EWING): Did your Lordship want me to respond on that?
MR JUSTICE OUSELEY: You need not respond on amount. I am not going to do any assessment of costs. Do you want to say anything on the principle?
THE CLAIMANT (MR EWING): Yes, in principle what I say is that dealing with the older cases which counsel has referred to, they were under the old Order 53, and of course the 1991 case when Lord Donaldson made his ruling, you came along ex parte (as it was known then) and the other side -- you were not even entitled to serve the claim form or even notify the other side and what he held was -- all that case decided that the section 42 leave is decided at the same time. So I cannot see that that is an authority that the other side would have incurred costs in those days. The present situation, of course, under the new regime is that you have to serve the claim form. But I haven't served any claim form at all. Mr Hammerton has played a very minor role in this case. I am not permitted to serve -- I must emphasise, because it has been alleged against me more or less accusing me of some contempt of court --
MR JUSTICE OUSELEY: Nobody has accused you of contempt of court.
THE CLAIMANT (MR EWING): Well, that is the impression I got because of course when the claim form was filed, the section 42 application was filed with it because otherwise the Administrative Court office would not have accepted it. It was done perfectly properly and under the Practice Direction, as has been pointed out, the section 42 application cannot be served on the other side unless the court orders it to be done -- and they haven't done that in this case. I accept that. But nor can any other papers be served. Obviously I couldn't serve the claim form in the normal way because I hadn't at that stage been granted leave. So I would submit that in respect of filing assessment of the responses, I couldn't be liable; and Mr Hammerton has played a very small role in this, so he shouldn't be liable either. That is how I would look at it. And of course I would submit that, although leave has been refused, your Lordship has stated that the decision of the Secretary of State was flawed in respect of this call-in point. I would have preferred to have been granted leave so that that decision could have been formally quashed and then directed to be reheard, which is what one would have achieved had we gone ahead with the full case. But I would submit that technically I have succeeded on that because your Lordship has directed, "Yes, it is open to you to make a proper application, pointing out that this planning permission notice has not been served and so forth".
MR JUSTICE OUSELEY: Was the claim form served in the Ewing/Hammerton proceedings, Miss Sheikh?
MISS SHEIKH: Yes, it was. That is precisely the point I seek to make. It was served along with the witness statement and the grounds.
THE CLAIMANT (MR EWING): Yes, but it was clearly made plain -- or certainly on the claim form it was made plain -- Mr Ewing proposed, which was how it was felt it should be dealt with, but Mr Hammerton effectively served it, not myself. But as he has played a very minor role, he resists any application for costs, as has been pointed out. It is said that I am the driving force; if anyone should bear the costs it should be me. But I say that because I couldn't do anything without section 42 leave, I am in effect not a party.
MR JUSTICE OUSELEY: Well, I have your case. Thank you very much.
THE CLAIMANT (MR EWING): That is clearly what the Practice Direction indicates.
MR JUSTICE OUSELEY: There is an application before the court for the costs of the acknowledgement of service provided by the first interested party, the Royal British Legion. It is said in support of that, in reliance on Mount Cooke, that the claim form has been served and that engaged the entitlement or obligation to serve an acknowledgement of service, and that the principles in relation to costs had been established in Mount Cooke.
Mr Ewing resists that on the basis that, as a vexatious litigant, he could not do more than lodge his application under section 42 with the material which showed that he had an arguable case and that thereafter in relation to such matters it proceeds without notice. The fact that it is inherent in his argument that judicial review should be permitted to be sought if his claim under section 42 succeeds does not bring in the acknowledgement of service costs provision. He submits, as does Mr Hammerton, that Mr Hammerton has played only a negligible role in these proceedings and therefore no costs order should be made against him.
Miss Sheikh contends that Mr Ewing's approach would be to inflict on litigants the evils of vexatious litigation which the provisions of the Act and the rules were designed to prevent, and in any event the provisions of the Practice Direction permit an application for the grant of permission under section 42 to be set aside and in effect the costs associated with that are similar to the principle of an award of costs for the acknowledgement of service which seeks to deter that being granted in the first place. A number of authorities were cited, including the decision of Davis J in Ewing (December 2002) in which the Secretary of State was said to have standing to deal with the application even though it was not on notice.
It seems to me that Mr Hammerton is on any view liable to pay costs because he has participated in these proceedings and caused costs to be incurred and the technical argument raised by Mr Ewing does not apply to him.
So far as Mr Ewing is concerned, it would be to my mind highly undesirable if the technical point that he raises were to mean that costs were properly incurred by an interested party and yet they had no means of obtaining costs for dealing with the somewhat unusual position that arises here. It seems to me that, if a vexatious litigant seeks permission to institute judicial review proceedings, the two applications, permission under section 42 and permission to apply for judicial review, have to be dealt with together in order for an expeditious result to be achieved in the interests of everybody.
It therefore follows to my mind that the costs consequences should be the same as if this were an ordinary application for permission to apply for judicial review and the fact that strictly there has been no actual service because that is not yet permitted by the rules, should not stand in the way of an order for costs.
For those reasons Mr Ewing will pay the costs as well. There will be a joint and several order for the payment of costs, such costs of the acknowledgement of service to be assessed.
THE CLAIMANT (MR EWING): I wonder if your Lordship might like to give me section 42 leave to make an application to the Court of Appeal -- in respect of this costs issue, I think it is a point of construction on the regulations -- so that I can be permitted to make an application for permission to appeal to the Court of Appeal against your Lordship's ruling on the costs in respect solely of myself?
MR JUSTICE OUSELEY: Yes, I will grant you section 42 permission to appeal to the Court of Appeal solely in respect of the order for costs in respect of the acknowledgement of service against you. I make it clear that I do so because there may be a point there which cannot be regarded as wholly unarguable as a matter of principle.