British
and Irish Legal Information Institute
Freely Available British and Irish Public Legal Information
[
Home]
[
Databases]
[
World Law]
[
Multidatabase Search]
[
Help]
[
Feedback]
England and Wales High Court (Administrative Court) Decisions
You are here:
BAILII >>
Databases >>
England and Wales High Court (Administrative Court) Decisions >>
I-Cd Publishing Ltd. v Secretary of State [2003] EWHC 1761 (Admin) (21 July 2003)
URL: http://www.bailii.org/ew/cases/EWHC/Admin/2003/1761.html
Cite as:
[2003] EWHC 1761 (Admin)
[
New search]
[
Printable RTF version]
[
Help]
|
|
Neutral Citation Number: [2003] EWHC 1761
(Admin) |
|
|
Case No:
CO/4676/2002 |
IN THE HIGH COURT OF JUSTICE
QUEENS BENCH
DIVISION
ADMINISTRATIVE COURT
NEUTRAL CITATION NO. [2003] EWHC 1761
(ADMIN)
|
|
Royal Courts of Justice Strand,
London, WC2A 2LL |
|
|
21 July
2003 |
B e f o r e :
THE HONOURABLE MR JUSTICE MAURICE
KAY
____________________
Between:
|
I - CD PUBLISHING LTD
|
Claimant
|
|
- and -
|
|
|
THE SECRETARY OF
STATE
|
Defendant
|
|
THE INFORMATION
COMMISSIONER
|
Interested
Party
|
____________________
Miss Fenella Morris (instructed by Cumberland Ellis Peirs) for the
Claimant
Jonathan Crow and Steven Kovats (instructed by Treasury Solicitors)
for the Defendant
Jane Collier appeared for the Information
Commissioner.
Hearing dates : 20 May 2003
____________________
HTML VERSION OF JUDGMENT : APPROVED BY THE COURT FOR HANDING DOWN
(SUBJECT TO EDITORIAL CORRECTIONS)
____________________
Crown Copyright ©
Mr Justice Maurice Kay:
- In R (Robertson) v. Wakefield MDC
[2002] QB 1052 ("Robertson No 1") I held that the supply of the
electoral register to purchasers pursuant to regulation 48 of the
Representation of the People (England and Wales) Regulations 2001 for the
purposes of direct marketing without giving an individual elector the
opportunity to object was unlawful by reason of section 11 of the Data
Protection Act 1998, Article 14(b) of Directive 95/46/EC, Article 8 of the
European Convention on Human Rights (ECHR) and Article 3 of the First Protocol
to the ECHR. As a result, the offending parts of the 2001 Regulations were
repealed by regulation 3 of the Representation of the People (England and
Wales) (Amendment) Regulations 2002. Regulation 15 of the 2002 Regulations
inserts new regulations 92-115 into the 2001 Regulations. The position which
now obtains is that electoral registration officers are required to compile
two registers – a full register and an edited register. Electors are able to
require that they be excluded from the edited register. Regulation 111
prohibits the sale of the full register except in circumstances falling within
regulation 113 or 114. Regulation 113 relates to the sale of the full register
to Government departments for limited purposes. It is not directly relevant to
this case. Regulation 114 then provides:
"(1) Subject to regulation 112 (2) above [which concerns the
availability of sufficient copies] the registration officer shall supply on
request and on payment of a fee calculated in accordance with regulation 111
above copies of a relevant document to a credit reference agency which is
registered under Part III of the Consumer Credit Act 1974 (by virtue of
section 147 of that Act) and which is carrying on the business of providing
credit reference services.
(2) For the purposes of regulation 112(3) above, the relevant
restrictions apply except for the purposes set out in paragraph (3)
below.
(3) Those purposes are –
(a) vetting applications for credit or applications that can
result in the giving of credit or the giving of any guarantee, indemnity
or assurance in relation to the giving of credit;
(b) meeting any obligation contained in the Money Laundering
Regulations 1993, the Money Laundering Regulations 2001 or any rules made
pursuant to section 146 of the Financial Services and Markets Act 2000;
and
(c) statistical analysis of credit risk assessment in a case
where no person whose details are included in the full register is
referred to by name or necessary implication.
(4) The registration officer may require a credit reference
agency to provide such evidence that it is carrying on the business of
providing credit reference services as he shall reasonably
require.
(5) In this regulation –
'application for credit' includes an application to refinance
or reschedule an existing credit agreement; 'credit' includes a cash loan
and any other form of financial accommodation; and 'credit reference
service' means the furnishing of persons with information relevant to the
financial standing of individuals, which is information collected by the
person furnishing it for the purpose of so furnishing
it."
Regulation 112 prohibits any person in an organisation from using the full
register for purposes for which the organisation itself would not be able to
use it.
- It is plain that the policy underlying the 2002
amendments was that, whereas Robertson (No 1) prohibited the sale of
the full register for direct marketing purposes, it remained possible and was
desirable to permit it for credit reference purposes. As it happens, the same
Mr. Robertson mounted a challenge to the amended Regulations on the basis that
the sale of the full register for credit reference purposes is unlawful
because it falls foul of Robertson (No 1) and/or Article 3 of the First
Protocol. However, in a judgment handed down on the same occasion as this
judgment, I have ruled against that challenge: Robertson (No 2). The
present case is in the form of an application by I-CD Publishing Limited
(I-CD), which seeks to challenge regulation 114 from the opposite perspective.
Whereas Robertson (No 2) was a challenge on the basis that regulation
114 does not go far enough, the case of I-CD is that it goes too far.
The context
- It is common ground that, historically, two large
credit reference agencies – Experian and Equifax – have dominated the sector.
More recently, they have been joined by a third, Call Credit. These companies
provide sophisticated and relatively expensive credit reference services which
are based on a number of sources, including the full register. They are able
to bring themselves within regulation 114. I-CD provides a more limited and
less expensive service under the style 192.com. It is based on the full
electoral register. It is made available on CD-ROM or, more recently, on the
internet. On behalf of I-CD, Miss Morris describes it as "a low-cost identity
– verification service, particularly for businesses which wish to carry out
basic credit-vetting without utilising the more extensive and more costly
services of the big credit reference agencies". One of the differences is
that, unlike Experian, Equifax and Call Credit, I-CD does not include
information about any judgments against prospective borrowers. Although I-CD
is registered as a credit reference agency by the Office of Fair Trading, it
claims that it is now prevented from carrying on its business because it does
not fall within regulation 114.
The present challenge
- In its re-amended form, I-CD's application falls
into two parts. The first part comprises three conventional grounds of
challenge which seek to attack regulation 114 on the basis of a failure of
consultation, irrationality and an insufficiency of reasons. By the second
part, I-CD seeks declaratory relief essentially to the effect that, if it were
now to modify its business in various ways, it would come within regulation
114. I now turn to consider these matters.
Ground 1: consultation
- I-CD's case on consultation is set in a historical
context. That history does not begin with Robertson (No 1). A useful
starting point is the Final Report of the Working Party on Electoral
Procedures under the chairmanship of George Howarth MP ("the Howarth Report")
of October 1999, which recommended the introduction of an edited register
based on a right of individual electors to opt out of their inclusion in the
register in the form supplied to commercial interests. Coming on top of
Directive 95/46/EC and the Data Protection Act 1998, this provided the
Government with impetus for legislation. The Representation of the People Bill
included clause 9 which became section 9 of the 2000 Act. It enabled the
making of regulations to provide for preparation of two registers – the full
register and the edited register. This resulted in the 2001 Regulations and
their later amendment by the 2002 Regulations. This potted history simply
serves to demonstrate that reform was in the air well before Robertson (No
1), in which judgment was handed down on 16 November 2001.
- In February 2000 I-CD wrote to the Minister at the
Home Office, the Opposition spokesman in the House of Lords and the Data
Protection Registrar expressing concern about the potential impact of the Bill
and any subsequent regulations on its business. It emphasised its claims to
provide a valuable low-cost service to businesses which cannot afford the
services of Experian and Equifax. On 8 March 2000 Mike O'Brien MP, the
Parliamentary Under Secretary of State replied, appreciating I-CD's concern.
The letter concluded:
"……details of the new regime will be contained in regulations
which will be drafted once the Bill has received Royal Assent. We are still
in discussion with those, like yourselves, who have an interest in these
regulations and the views expressed will be taken into account in the
drafting process."
On 20 April, in reply to a further letter from I-CD, Mr. O'Brien said:
"We are still trying to work out exactly how the regulations
will work in practice and consequently how they will be framed. But they
will be published in draft form and no doubt you will wish to comment
further at that stage."
According to George Scott, a barrister then employed by I-CD, he had a
telephone conversation with a civil servant (who is now deceased) in October
2000 in which
"he informed me that the most appropriate time for me to convey
my comments was when the draft regulations were published. However, he told
me that the draft regulations would be sent to us in due course. He assured
me that the claimant would be sent a copy of these as and when they were
published and that we could take it from there. He made no reference to the
Departmental website or to the Stationary Office at any stage."
- The 2001 Regulations, in their original form, came
into force on 16 February 2001. Further draft regulations were published on
the Home Office website on 2 May 2001 and responses were invited from
interested persons by 11 June 2001. The Secretary of Sate did not proceed with
this draft, perhaps because Robertson No 1 was pending.
- In December 2001, shortly after Robertson (No
1), Dominic Blackburn of I-CD learned indirectly that there was to be a
meeting at the Department of Transport, Local Government and the Regions (to
which election policy had been transferred). He made contact with the
Department and attempted to be invited but was unsuccessful. He was told that
the meeting was full.
- On 13 May 2002 the Secretary of State published and
placed on the Departmental website a consultation paper which set out
proposals for regulations. At the same time he sent notification to the
British Bankers Association, the Direct Marketing Association, the Institution
of Charity Fund Managers, the Confederation of British Industry, the
Advertising Association and the Federation of Small Businesses. He asked these
organisations to bring the consultation paper and an accompanying
questionnaire to the attention of their members and encouraged them to copy
them to other interested parties. According to a letter from the Treasury
Solicitor they were also sent to "individuals and organisations who had
specifically asked to receive papers". However, they were not sent to I-CD.
Its case is that it was only after the 2002 Regulations had been made on 18
July that it came to know of them – in or about September. This is the factual
background against which I-CD seeks to challenge regulation 114 on the basis
of a failure to consult.
- Any consideration of I-CD's case on a lack of
consultation must begin with an examination of the chronology of events.
Plainly the letters upon which reliance is placed – those of 8 March 2000 and
20 April 2000 – related to the earlier draft regulations and not the ones
which became the 2002 Regulations. They predated Robertson (No
1) by a considerable margin. So too did the involvement of Mr. Scott.
The judgment in Robertson (No 1) was handed down on 16 November
2001. It can have left no one in any doubt that the Government would have to
take steps to amend the 2001 Regulations to enable electors to object to the
sale of the full register for use in direct marketing. It is clear that the
business of I-CD involved the dissemination of information derived from the
full register for purposes that included direct marketing. That is readily
apparent from its publicity material and is no doubt the reason why Mr.
Alastair Crawford of I-CD accepts in his second witness statement that I-CD
now "needs fundamentally to change the way in which it offers this type of
service".
- The purpose of the meeting of 7 December 2001 was
to explain to the invitees the Government's position in the light of
Robertson (No 1). I do not consider that I-CD had a right to
attend that meeting, either by invitation or on request. Mr. Crawford concedes
that I-CD are not direct competitors of Experian and Equifax, which, he says,
provide "full credit references…..to larger UK businesses". I am satisfied
that from Robertson (No 1) onwards the widening of the permitted
uses of the full register beyond those that eventuated by way of the 2002
amendment was never, and could never have been, a serious possibility.
- It is also obvious that I-CD, which had been
concerned to engage the Government in relation to the effect of the proposed
changes in 2000, must have been fully aware that its problems had been
intensified by Robertson (No 1). Although Mr. Crawford says that
he did not know "precisely" what the 7 December 2001 meeting was about, there
can be no doubt that he knew enough to realise that change was on the way and
that it would be to the detriment of I-CD. It would be unrealistic of me to
approach the matter on any other basis. Following the meeting, I-CD could have
taken steps to make representations to the Government but it did not do so
because, in Mr. Crawford's words, "I simply did not feel that we were being
given a right to have our say or have our representations noted". He decided
to await events, expecting that "we would be informed if matters were
progressing". He describes the attitude of his colleagues and himself over the
ensuing period as "somewhat fatalistic". They felt that to complain or make
representations would be "fruitless".
- However, there is no doubt that I-CD could have
made representations at any time after 7 December 2001, whether or not the
actual consultation exercise in May-June 2002 came to its notice. In the
event, the case for I-CD is that it did not know about the consultation
exercise or even the Regulations themselves until 2 September. If that is true
(and I have to say that, having regard to the history, I find it barely
credible), it shows that I-CD was at the very least seriously culpable. The
consultation exercise received a great deal of publicity, not only through the
Departmental website, but also by way of questions in both Houses of
Parliament, a Departmental press release and press and radio coverage. I-CD
has a history of active and timely involvement in such circumstances. I simply
do not understand why it held back on this occasion – or, if it did not know
what was going on, why it did not know.
- In the course of her reply, Miss Morris finally
came to identify the essence of I-CD's complaint about its perceived exclusion
from the consultation process. First and foremost it is that it was denied the
opportunity to ascertain, through the consultation exercise, whether it would
qualify as a credit reference agency and, if not, what steps it would have to
take in order to qualify. That rather let the cat out of the bag. Even if
there had been consultation with I-CD, it is not incumbent upon the Government
to engage in a dialogue with a consultee such that it crosses the boundary
from the conscientious consideration of representations into the giving of
advice as to future compliance. That would be to go way beyond what the law
requires of consultation: R v. North and East Devon Health Auhtority, ex
parte Coughlan [2001] QB 213.
- All this leads me to the following conclusions:
(1) After Robertson (No 1) there was no prospect
that the inevitable amendment of the 2001 Regulations would result in a
significantly wider provision for the sale of the full register than the one
that materialised.
(2) Consultation directly with I-CD would not and could not have
changed that reality.
(3) There was no legal obligation of direct consultation
specifically with I-CD at any time after Robertson (No 1) and
the consultation exercise which took place in May and June 2002 was lawfully
devised and executed.
(4) If I-CD had made representations – whether or not it knew of
the consultation exercise – they would have been considered but,
realistically, they could not have achieved what they might have sought,
either in relation to the content of the Regulations or in the form of any
advice as to compliance with them.
(5)Such was the culpability of I-CD during the relevant period
when it buried its corporate head in the sand that, as a matter of
discretion, I would have been disinclined to grant relief at this stage even
if it had established a breach of duty to consult.
Accordingly, this ground of challenge must fail. A further issue was
canvassed before me, namely delay. Having considered the matter substantively
(and, in one respect, in relation to discretion), and having found against
I-CD, it is not strictly necessary for me to deal with the issue of delay.
However, I shall do so briefly. These proceedings were issued on 10 October
2002 – almost three months after the 2002 Regulations were made on 18 July.
Mr. Crow submits that that was not prompt in all the circumstances of this
case. Miss Morris submits that time could not have started to run until 18
July (rather than, say, the publication of the consultation document) and
that, because I-CD knew nothing of the Regulations until 2 September, I should
consider promptness only from that date. I am unpersuaded by the second of
those submissions for the reasons of culpability (and credibility) to which I
have referred. Miss Morris then submits that, in the light of dicta in R
(Burkett) v. Hammersmith and Fulham London Borough Council [2002] 1 WLR 1593
(per Lord Steyn at p 1611, Lord Hope of Craighead, at p 1612, 1614) I should
take the plunge and find the requirement of promptness (CPR Part 54.5) to be
non-compliant with Article 6 of the ECHR because of its uncertainty. However,
I am not disposed to do so. Mr. Crow pertinently observes that the House of
Lords, in Burkett did not consider Lam v. United
Kingdom, an admissibility decision of the Strasbourg Court on 5 July
2001 (41671/98), in which the contention that the promptness requirement
breached Article 6 was declared inadmissible. The present case is certainly
not the one to come to a contrary conclusion.
- My conclusion on the delay issue is that I-CD has
not acted promptly in bringing these proceedings. In view of its culpability
it is not appropriate to discount the time between 18 July and 2 September. In
a challenge to Regulations which impact on a national level, it is incumbent
upon a claimant to bring proceedings as soon as reasonably practicable,
particularly where the complaint is confined to an alleged breach of duty to
the claimant alone rather than, say, inherent incompatibility with the ECHR,
an EU Directive or something of that sort. Miss Morris' final submission on
delay is that, even if I-CD did not act promptly, I should extend time because
of the public importance of the issue. However, I find no such public
importance. No one is seeking to advance or support this challenge apart from
I-CD itself and, given the nature of the challenge and the narrowness of the
Government's room for manoeuvre after Robertson (No 1), this
would not have been a case for extending time.
Ground 2: irrationality
- This ground of challenge is to the effect that
Regulation 114 is irrational because, by requiring a credit reference agency
which is registered under Part III of the Consumer Credit Act 1974 also to be
"carrying on the business of providing credit reference services" in order to
be eligible to purchase the full register, the Regulation excludes those
concerns which were not "carrying on the business of providing credit
reference services" at the material time. Miss Morris seeks to put this in two
ways. First, she submits that, in order to be eligible, a credit
reference agency would have to have been "carrying on the business of
providing credit reference services" on the date when the Regulation came into
force and, on that basis, there is an irrational exclusion of those who only
come to satisfy that test at a later date. Eligibility was thereby limited to
two or three companies. I am not persuaded by this submission. It misconstrues
the Regulation. The time when the prospective purchaser has to be "carrying on
the businesses of providing credit reference services" is the point at which
it requests to purchase the full register.
- Secondly, Miss Morris suggests that the
Regulation is irrational because only those who are already purchasing the
full register can be said to be "carrying on the business of credit reference
services". Again, this limits eligibility to companies such as Experian and
Equifax and excludes a company such as I-CD which has traditionally provided a
service of low-cost identity verification to the benefit of the very type of
credit provider and borrower whom the Government is anxious not to exclude. In
my judgment, this submission also fails. Regulation 114 is neutral as to the
number of eligible credit reference agencies. The evidence discloses that a
third company – Call Credit – has been able to establish eligibility since the
Regulation came into force. Although Mr. Crawford accepts that, at the moment,
I-CD "needs fundamentally to change the way in which it offers this type of
service" in order to be eligible (and a cursory examination of its website
with its reference to enabling "direct marketers to target their prospects"
confirms this), the Regulations do not prevent I-CD or any other company from
achieving eligibility as Call Credit has done. I reject the suggestion that
the Regulation confines eligibility to a monopoly , a duopoly or even an
oligopoly.
- Furthermore, I have to keep in mind that
Regulation 114 and the other amendments represent legislative provision
approved by Parliament after a process of lawful consultation (as I have held
it to be) by the Government. It is the articulation of a balance between
competing interests in a socio-economic context. I have addressed this in
Robertson (No 2) in the context of justification where a
Convention right is engaged. It is incumbent upon the court to approach the
issue with appropriate deference. All in all, I do not find any irrationality
in Regulation 114. Moreover, my conclusions about discretion and delay are
equally referable to this ground.
Ground 3: reasons
- This ground of challenge falls away with the
previous two. In her Skeleton Argument Miss Morris submitted:
"No reasons, or no adequate reasons have been given by the
Secretary of State for these two aberrant aspects of the Regulation – the
failure to consult with the business so affected by them and the creation of
an exclusionary monopoly which may serve to defeat one of the fundamental
justifications for the Regulations."
Having rejected the premise – "aberrant aspects" – I can find nothing in
this ground of challenge. There was no unlawful failure to consult, nor was
there a creation of an exclusionary monopoly. Once again, discretion and delay
would stand in I-CD's way in any event.
Declaratory relief
- This is a fallback application on behalf of I-CD
but it raises an important issue. It arises in this way. If regulation 114
stands, I-CD would seek to operate with confidence within it. In a witness
statement Mr. Crawford says:
"I-CD wishes to continue offering identity verification services
in the context of credit referencing and anti-money laundering legislation
utilising the full electoral register. It recognises that in order to
conform with the new electoral register regulations it needs fundamentally
to change the way in which it offers this type of service."
- Accordingly it has detailed a "proposed business
model". It is not necessary for me to describe the minutiae. It is sufficient
to say that it would separate the credit referencing and anti-money laundering
service from the directory enquiry service, which would be based on the edited
register. Those using the credit referencing and anti-money laundering service
would go through a separate registration process and would then be provided
with a separate user identification and password for access to the full
register. In other words it would be a more secure system. The re-amended
application seeks a number of declarations including declarations that "on the
facts before the court", I-CD's proposed business is a "credit
reference service" within the meaning of regulation 114(3). Such declarations
and others, submits Miss Morris, would allow I-CD to proceed to invest in its
business without thereby exposing itself, its directors and staff to the risk
of criminal liability under the amended 2001 Regulations.
- This brings us into controversial territory which
has received considerable judicial attention. Miss Morris submits that the
authorities justify the proposition that the Court may make a declaration as
to the lawfulness of a future course of conduct where:
(1) it has a clear picture of the course of conduct
contemplated;
(2) the declaration relates to prospective rather than existing
conduct;
(3) it is a declaration of non-criminality rather than of
criminality;
(4) criminal proceedings are not in existence;
(5) the declaration would not otherwise usurp the functions of
the criminal courts;
(6) the High Court is an appropriate forum for deciding the
issues raised; and
(7) the declaration will avoid the claimant having to go to
considerable expense in relation to a course of conduct which might expose
it and others to criminal liability.
It is therefore necessary for me to examine the authorities which are said
to support these submissions.
- It is common ground that the starting point is
Imperial Tobacco Ltd v. Attorney General [1981] AC 718 in which
the plaintiff sought a declaration that a lottery scheme which it had started
to operate and which was already the subject of criminal proceedings was
lawful. Viscount Dilhorne said (at p741):
" Donaldson J thought [the Court] could [grant a declaration]
but did not grant it as he thought that the….scheme was a lottery and an
unlawful competition. The Court of Appeal, holding that it was neither,
granted it. That decision, if it stands, will form a precedent for the
Commercial Court and other civil courts usurping the functions of the
criminal courts. Publishers may be tempted to seek declarations that what
they propose to publish is not a criminal libel or blasphemous or obscene.
If in this case where the declaration sought was not in respect of future
conduct but in respect of what had already taken place, it could properly be
granted, I see no reason why in such cases a declaration as to future
conduct could not be granted. If this were to happen, then the position
could be much the same as it was before the passing of Fox's Libel Act 1792
when judges, not juries, decided whether a libel was criminal, blasphemous
or obscene."
He added (at p 742):
"……it is not necessary in this case to decide whether a
declaration as to the criminality or otherwise of future conduct can ever
properly be made by a civil court. In my opinion it would be a very
exceptional case in which it would be right to do so. In my opinion it
cannot be right to grant a declaration that an accused is innocent after a
prosecution has started."
Lord Scarman agreed with Viscount Dilhorne as did Lord Edmund-Davies. Lord
Fraser of Tullybelton delivered a concurring speech without expressly
addressing future conduct. Lord Lane considered that there was jurisdiction to
grant a declaration "in these circumstances" (p 750) but added (at p 752):
"Counsel appearing before your Lordships' House were unable to
find any case in which a defendant in criminal proceedings already properly
and not vexatiously instituted had applied for a declaration that the
criminal proceedings were unfounded or based on a misapprehension as to the
true meaning of the criminal statute. I do not find that dearth of authority
surprising. It would be strange if a defendant to proper criminal
proceedings were able to pre-empt those proceedings by application to a
judge of the High Court.
It seems to me that, on analysis, the ratio of Imperial
Tobacco on this issue is that the court will not grant a declaration
in relation to past or existing conduct, particularly if criminal proceedings
have already commenced. However, the case also contains very strong dicta to
the effect that it would be a "very exceptional case" in which a declaration
would be granted in relation to the criminality of future conduct.
- Chronologically, the next authority is a decision
of Woolf J (as he then was). In Attorney General v. Able [1984]
1 QB 795 he considered Imperial Tobacco, recalled that he had
himself granted a declaration at first instance in Royal College of
Nursing v. DHSS [1981] AC 800 and that had not been criticised in the
Court of Appeal or the House of Lords, and maintained that "there can be
circumstances where it is appropriate to grant declaratory relief". He added
(at p 807-808):
"Declarations are being sought that certain conduct is criminal,
not that certain conduct is not criminal. The declarations are addressed to
future distributions of the booklet and it is a real possibility that if a
declaration is granted, but despite this further distributions take place,
there could be a criminal prosecution. This makes it particularly important
that this court should bear in mind the danger of usurping the jurisdiction
of the criminal courts…..While of course recognising the advantages of the
application of the law being clear in relation to future conduct, it would
only be proper to grant a declaration if it is clearly established that
there is no risk of it treating conduct as criminal which is not clearly in
contravention of the criminal law."
The Attorney General's application for a declaration failed. I take from
that authority that the door was left open for a declaration as to the
prospective criminality of future conduct but the ratio is not distinguishable
from Viscount Dilhorne's "very exceptional case".
- Counsel on both sides have taken me through the
interesting line of authorities to which this has given rise, including
Airedale NHS Trust v. Bland [1993] AC 789, R v. DPP ex
parte Camelot Group PLC (DC, unreported, 14 April 1997, R
(Pretty) v. DPP [2002] 1 AC 800
and Rusbridger and Toynbee v. Attorney General [2002] EWCA Civ 397. Since the hearing concluded on 21 May, the House of Lords has heard
and determined the appeal in Rusbridger: [2003] UKHL 38.
Lord Steyn, having set out the above passage from the speech of Viscount
Dilhorne in Imperial Tobacco, added that "the exceptional nature
of such a declaration by a civil court has on a number of occasions been
emphasised" (para 16). He considered the authorities to which I have just
referred and added (at para 19):
"Normally, the seeking of a declaration in a civil case about
the lawfulness of future conduct will not be permitted. But in truly
exceptional cases the court may allow such a claim to
proceed."
He then considered possible criteria of "truly exceptional cases",
including the absence of fact-sensitivity and the presence of a cogent public
or individual interest. He accepted (para 24) that the jurisdiction "is in no
way limited to life and death issues…..it may be a matter of constitutional
importance". Lord Rodger of Earlsferry said (at para 56):
"The authorities do not spell out what constitutes a very
exceptional case for these purposes. In ordinary cases people must take and
act on their own legal advice. So, broadly speaking, a very exceptional case
must be one where, unusually, the interests of justice require that the
particular claimant should be able to obtain the ruling of the civil court
before embarking on, or continuing with, a particular course of conduct
which, on one view, might expose him to the risk of prosecution."
- On the basis of these authorities it seems to me
that Miss Morris is attempting to push back the frontiers when they have been
authoritatively and recently positioned. I find nothing in the authorities to
suggest that the present case comes anywhere near to being the sort of truly
or very exceptional case which could give rise to declaratory relief. She
seeks to draw support from Pyx Granite Ltd v. Ministry of Housing and
Local Government [1960] AC 260. However, the factual and legal context
there was very different. In my judgment, declaratory relief directed to
I-CD's proposals for its business would be contrary to principle.
Conclusion
- This application for judicial review fails. If
counsel are able to agree the form of order that is to follow, it is
unnecessary for anyone to attend when this judgment is handed down. I should
record that, at the hearing, I received some interesting and helpful
submissions from Miss Collier on behalf of the Information Commissioner as
interested party. However, to the extent that they did not impinge upon the
dispute between I-CD and the Secretary of State, it is inappropriate for me to
rule upon them.