QUEEN'S BENCH DIVISION
(ADMINISTRATIVE COURT)
Strand London WC2 |
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B e f o r e :
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THE QUEEN ON THE APPLICATION OF EPSOM & ST HELIER NHS TRUST | Claimant | |
VERSUS | ||
THE MENTAL HEALTH REVIEW TRIBUNAL | Defendant | |
"W" | Interested Party |
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Smith Bernal Reporting Limited
190 Fleet Street, London EC4A 2HD
Telephone No: 0207-421 4040/0207-404 1400
Fax No: 0207-831 8838
Official Shorthand Writers to the Court)
MISS N LIEVEN (and Mr D Kolinsky for judgment) (Instructed by the Treasury Solicitors, Queen Anne's Chambers, 28 Broadway, London, SW1H 9JS) appeared on behalf of the Defendant.
MR S SIMBLETT (Instructed by Karen Wolton, Mental Health Act Advocate, PO Box No 327, Deal, Kent CT14 7FZ) appeared on behalf of the Interested Party.
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Crown Copyright ©
Introduction
"(b) the tribunal shall direct the discharge of [the] patient ... if they are satisfied -
(i) that [she] is not then suffering from mental illness ... of a nature or degree which makes it appropriate for [her] to be liable to be detained in a hospital for medical treatment; or
(ii) that it is not necessary for the health or safety of the patient or for the protection of other persons that [she] should receive such treatment ..."
The Tribunal's Decision
"The medical evidence is that W suffers from a mental illness, namely somatoform disorder. It was described as being persistent in nature and severe in degree. That evidence is not challenged."
"'having a pre-occupation with particular physical problems, her particular understanding of the physical basis of these or the diagnosis without acceptance of medical conclusions after extensive examination and investigation. Further, she expresses her psychiatric illness through seeking medical attention for physical complaints and her central relationships with other people are through illness symptoms and through opposition to medical intervention to restore her health.' For some time now the manifestation of her mental illness has been an irrational belief that she cannot swallow and a consequent inability to maintain adequate levels of nutrition and hydration leading to loss of weight which was at one point considered to be life threatening.
"The management of her illness is shared between Dr Forrest Consultant Psychiatrist, Dr Howard, Consultant Physician and Gastroenterologist and her general practitioner Dr Tyler, and is described by Dr Forrest in his report of December 1st 2000 as presenting substantial problems."
"W has been cared for in Jesmond Nursing Home since June of 1997. It is not a registered mental nursing home and W's placement was under a supervised discharge pursuant to section 25A of the Act.
"On 23rd March 2000 W was admitted to hospital when her weight loss was considered life threatening and she was detained under section 3 of the Act. She was granted section 17 leave on the 5th of April 2000 and readmitted to hospital on the 5th of May 2000. At that time she had a PEG tube fitted in order that she could be provided with nutrition and hydration, which she would not accept orally. She was again placed on leave pursuant to section 17 of the Act on 8th May 2000. Her detention was reviewed by a tribunal on 19th of September 2000. She was not discharged and the section 3 was renewed on 5th October 2000.
"When the section 3 was renewed on the 5th of October 2000 W was immediately granted section 17 leave. She has not had any in-patient treatment in hospital during this period of detention. Her treatment consists of ensuring that she receives adequate nutrition and hydration via the PEG tube, reviewing her mental state through visits from Dr Forrest, reviewing the section 17 leave, monthly out-patient appointments with Dr Howard to supervise her feeding and to check on her physical condition and weight. Consideration is being given to a trial of anti-psychotic medication. W will not cooperate with other forms of treatment e.g. attendance at a day centre or discussions with Dr Forrest regarding the psychological aspects of her condition."
"The issue before this tribunal is whether or not, despite the severity of W's mental illness she is entitled to a mandatory discharge under section 72 of the Act, on the grounds that as she is not in fact receiving any in-patient treatment, and has not received any such treatment during this admission, it is not appropriate for her to be liable to be detained in hospital for treatment.
"The submissions made by those representing W and her mother are to that effect. They argue that the renewal and subsequent continuing detention under section 3 is in reality being used by the treatment team as a community treatment order and is unlawful, and a misuse of section 17. It is further argued that any further in-patient treatment that may prove to be necessary will be due to her medical condition and not treatment for her mental illness per se.
"The Trust argues that the fact that W is not in actual fact receiving in-patient treatment does not entitle her to a mandatory discharge, on the grounds that there is a certainty that there will be a need for readmission as an in-patient at some point in the future for the removal or replacement of her PEG tube. It is further argued that there is a significant possibility that a period of in-patient treatment will be necessary because of W's lack of cooperation with her treatment programme if this leads to a deterioration in her condition."
"Dr Forrest's evidence was that the most readily perceived grounds for readmitting W to hospital would be Dr Howard's decision and would be for management of feeding from the PEG and overall loss of weight caused by non-cooperation. In that regard, we note that in November and December W followed a pattern of expelling as much as possible of each feeding through the PEG by opening it when unobserved. In this way she has been able to induce marked fluctuation in her weight including a steep loss of over 2 kilograms in mid-December. His view is that her repeated efforts to prevent adequate nutrition indicate that medical treatment of physical illness arising from her somatoform disorder could only be under the provisions of a section 3 treatment order. However, he does not anticipate that he will be providing any psychiatric treatment on an in-patient basis.
"Dr Howard's evidence was that it is not anticipated that the PEG tube would need to be replaced or removed during this period of liability to detention [5th October 2000 to 5th April 2001]. Furthermore he conceded that it is possible that she may not need any in-patient treatment in hospital during this period of detention. Further in-patient treatment in a hospital will be necessary if her weight should fall to a life threatening level or if she develops any complications such as an infection caused by impaired immunity."
"W is continuing to empty her gastrostomy feed into the sink. Her weight now has now fallen to 36.7 kg ...
"Despite the PEG feeding tube W is losing weight. I suspect this is due to her manipulation of the feeding regime ... I am firmly of the view that she is not doing very well and although there is no specific medical problem at present her behaviour and current state reinforces the need for her to be closely monitored and supervised by myself in conjunction with Dr Forrest and Dr Tyler. This lady is not in a position to be able to fend for herself or feed herself. She is getting excellent care and attention at the Jesmond Nursing Home under very difficult circumstances.
"I will continue to monitor her on a monthly basis but am somewhat concerned that despite our best endeavours she is managing to lose weight and I suspect this is partly due to her endeavours to interfere with the feeding regime."
"... it has not been possible for me to discuss with W her own understanding or reasons for her self-injurious behaviour. In my view, this pattern re-emphasises the point reported earlier, that removal of the provisions of the section 3 Treatment Order would lead to her behaving in a way that endangered herself.
"Further, although the medical responsibility for the monitoring of her physical health, and decisions on the management of physical illness arising out of her somatoform disorder rests with her General Practitioner Dr Tyler, and Dr Howard, Consultant Gastroenterologist, it is in my view clear that her present behaviour November/December is directly relevant to the issue of whether her current treatment plan contains a significant element of in-patient care.
"Previously, W's loss of weight brought her to a point where her life was in danger, requiring the unusual measure of the PEG. Her active opposition to medical and nursing measures to protect her physical health, clearly raises the continuing possibility of investigation or treatment in a medical in-patient setting.
"Further, her repeated efforts to prevent adequate nutrition indicate that medical treatment of physical illness arising from her somatoform disorder could only be under the provisions of a section 3 Treatment Order."
"Although Dr Howard and Dr Tyler are responsible for decisions about medical intervention, it is clear that her treatment plan (including the period when section 3 was renewed) has as an essential part the possibility and facility of using medical in-patient resources in a controlled way."
"The first and most crucial has been the exceptional level of dedication and skill shown by the staff at Jesmond Nursing Home in managing W's care ..."
"As indicated above, medical assessment, and medical treatment of medical problems (arising out of her somatoform disorder) continue to be necessary at the present time. They can only be provided under section 3 of the Mental Health Act given the illogicality of W's views of her medical disabilities and their treatment and rehabilitation.
"Her treatment plan overall contains the significant possibility of assessment or treatment in an in-patient setting."
"We do not accept the argument that a patient who is liable to be detained under section 3 and who is on section 17 leave is automatically entitled to be discharged under section 72 purely by virtue of the fact that he or she is not receiving any element of in-patient treatment whilst on such leave. However we do think that the position is different where there has not been any element of in-patient treatment in a hospital throughout the period of liability to detention. Furthermore, we are of the view that we cannot ignore the reality of the situation, which is, as we see it, that the actual place of W's detention is this nursing home and has been so since May of 2000. It is in this establishment that she is and has been receiving the care and treatment that she needs.
"It is a breach of anyone's human rights to be deprived of their liberty save in accordance with a procedure prescribed by law. Under the Mental Health Act, patients can only be detained in a hospital or a mental nursing health. As Jesmond Nursing Home is not a registered mental nursing home, we have concluded that it is not appropriate for her to be liable to be detained under section 3 and accept the submission that the section is really being used as a community treatment order."
"This decision should not be seen in any way as a criticism of the quality of the care W is receiving. We note that an application for supervised discharge, with a condition that she continues to reside in Jesmond Nursing Home has been made and accepted. The discharge of the section 3 today will bring that supervised discharge into effect."
"... outside the experience of any of the Tribunal, either sitting as members or in their professional lives."
The 1983 Act
"The Mental Health Act 1983
The Act cannot be deployed to achieve the detention of an individual against her will merely because her thinking process is unusual, even apparently bizarre and irrational, and contrary to the views of the overwhelming majority of the community at large. The prohibited reasoning is readily identified and easily understood. Here is an intelligent woman. She knows perfectly well that if she persists with this course against medical advice she is likely to cause serious harm, and possibly death, to her baby and to herself. No normal mother-to-be could possibly think like that. Although this mother would not dream of taking any positive steps to cause injury to herself or her baby, her refusal is likely to lead to such a result. Her bizarre thinking represents a danger to their safety and health. It therefore follows that she 'must' be mentally disordered and detained in hospital in her own interests and those of her baby. The short answer is that she may be perfectly rational and quite outside the ambit of the Act, and will remain so notwithstanding her eccentric thought process.
"Even when used by well intentioned individuals for what they believe to be genuine and powerful reasons, perhaps shared by a large section of the community, unless the individual case falls within the prescribed conditions the Act cannot be used to justify detention for mental disorder:
"'No adult citizen of the United Kingdom is liable to be confined in any institution against his will, save by the authority of the law. That is a fundamental constitutional principle, traceable back to ... Magna Carta ... Powers therefore exist to ensure that those who suffer from mental illness may, in appropriate circumstances, be involuntarily admitted to mental hospitals and detained. But, and it is a very important but, the circumstances in which the mentally ill may be detained are very carefully prescribed by statute:' per Sir Thomas Bingham MR in In re SC (Mental Patient: Habeas Corpus) [1996] QB 599, 603.
"In R v Hallstrom ex parte W [1986] QB 1090, 1104, McCullough J used language which encapsulated an axiomatic principle:
"'There is ... no canon of construction which presumes that Parliament intended that people should, against their will, be subjected to treatment which others, however professionally competent, perceive, however sincerely and however correctly, to be in their best interests ... Parliament is presumed not to enact legislation which interferes with the liberty of the subject without making it clear that this was its intention. It goes without saying that, unless clear statutory authority to the contrary exists, no one is to be detained in hospital or to undergo medical treatment or even to submit himself to a medical examination without his consent. That is as true of a mentally disordered person as of anyone else.'"
"(1) A patient may be admitted to a hospital and detained there for the period allowed by the following provisions of this Act in pursuance of an application (in this Act referred to as 'an application for admission for treatment') made in accordance with this section.
"(2) An application for admission for treatment may be made in respect of a patient on the grounds that -
"(a) he is suffering from mental illness ... of a nature or degree which makes it appropriate for him to receive medical treatment in a hospital; and ...
"(c) it is necessary for the health or safety of the patient ... that he should receive such treatment and it cannot be provided unless he is detained under this section."
"(1) The responsible medical officer may grant to any patient who is for the time being liable to be detained in a hospital under this Part of this Act leave to be absent from the hospital subject to such conditions (if any) as that officer considers necessary in the interests of the patient or for the protection of other persons.
"(2) Leave of absence may be granted to a patient under this section either indefinitely or on specified occasions or for any specified period; and where leave is so granted for a specified period, that period may be extended by further leave granted in the absence of the patient."
"(4) In any case where a patient is absent from a hospital in pursuance of leave of absence granted under this section, and it appears to the responsible medical officer that it is necessary to do so in the interests of the patient's health or safety ... that officer may ... revoke the leave of absence and recall the patient to the hospital."
"... suffering from mental illness ... of a nature or degree which makes it appropriate for [her] to receive medical treatment in a hospital ...": see section 20(4).
The Barker Case
"... to be away from the hospital from Thursday to Monday. In addition she was allowed to be away from her ward for a number of hours each day."
"Mr Gledhill's [who appeared on behalf of the claimant] argument depends on looking not at the appellant's treatment as a whole, that is both at what happens in hospital and when she is on leave, but only that part of the treatment of the appellant when she is 'detained' as an in-patient. The treatment when she is detained he categorizes as being no more than 'assessment' which would not be sufficient for section 3 and therefore should not be sufficient for section 20 which mirrors section 3.
"If Mr Gledhill's approach is right it creates considerable difficulties in treating the many patients like the appellant who should be treated partly as an in-patient and partly as an out-patient as described by Dr Taylor in the case of the appellant. In such cases the activities which take place as part of the in-patient treatment may all individually be capable of being performed without the treatment taking place in the hospital, yet for the treatment as a whole to be successful there will often need to be an in-patient element to the treatment which means it is in fact 'appropriate for him to receive medical treatment in a hospital' and 'that it cannot be provided unless he continues to be detained'. The requirement that the patient has to return to hospital and be monitored and is liable to be recalled and from time to time is subjected to the discipline of being treated in hospital as an in-patient under direct supervision with urine and other tests is an essential part of the treatments. They enable the patient to attempt the process of rehabilitation in the wider community which would be more precarious otherwise. This appears to be just the type of treatment contemplated by the second half of the definition of treatment contained in section 145 of the Act. As the Code of Practice states in paragraph 20.1, leave 'can be an important part of a patient's treatment plan'.
"The approach of Mr Gledhill conflicts with that of Hoffmann LJ as to the meaning of 'treatment' in R v Croydon Health Authority [1995] Fam 133. Hoffmann LJ was not considering out-patient treatment but he rejected an 'atomistic' approach to what is treatment by looking at treatment as a whole. It is the treatment as a whole which must be calculated to alleviate or prevent a deterioration of the mental disorder from which the patient is suffering. As long as treatment viewed in that way involves treatment as an in-patient the requirements of the section can be met."
"In my opinion it is important that any construction of section 20 of the Mental Health Act should be as far as possible compatible with section 17. Medical treatment as defined by section 145 includes rehabilitation under medical supervision. Obviously a statutory power to grant leave of absence under section 17 is an important power where the appropriate treatment for the patient is rehabilitation under medical supervision ...
"On 2 December 1997 the primary treatment thought appropriate for Miss B. was rehabilitation under medical supervision. The endeavour to rehabilitate was dependent upon her regular consumption of the prescribed drugs and her abstinence from the illicit drugs which in the past have proved her undoing. The stepping stones to the goal of rehabilitation were weekly leaves of absence under section 17, gradually extended in duration so long as there were no setbacks. But her home base remained the hospital despite the fact that she slept many more nights out than in and despite the fact that she had a daily leave of absence for four hours on each of the two days per week when she returned to the hospital. It seems obvious to me that those two days of detention each week were an essential ingredient of the treatment. If it were to succeed structure and discipline were important ingredients. Indeed once those elements were reduced to minimal levels the treatment soon failed. Furthermore those periods of weekly detention were crucial to allow Dr Taylor to assess Miss B.'s state of mental and psychological well-being and to monitor her progress. Mr Gledhill's submission that medical treatment cannot be construed to include general monitoring or urinalysis is in my opinion plainly wrong. How can there be medical supervision of the rehabilitation without monitoring and without the resident medical officer having the power to carry out physical tests, such as urinalysis, to ascertain the patient's behaviour when not subject to direct attention."
The Claimant's Submissions
"... the position is different where there has not been any element of in-patient treatment in a hospital throughout the period of detention."
"W has deteriorated substantially since 2nd January 2001. In discussion with Dr Forrest and ... the Matron at Jesmond Nursing Home, it is clear that she is now refusing tube feeding. Her calorie intake must be very poor if her sole solid intake is derived from oranges ... I am very concerned about her physical state. If she continues to lose weight at this rate there is a very real prospect of her dying from dehydration or malnutrition within the next few weeks. A profound weight loss will also cause deterioration in her immunity to infection and it is possible that she may develop a chest infection which of course would prove life threatening.
"As she is clearly taking insufficient hydration and nutrition I can no longer guarantee that this lady will survive and in my professional opinion her life is imminently at risk. I understand that proceedings are being taken with the High Court to try and resolve the legal issues. My concern is that her condition will deteriorate even further or that she may even die if matters are not resolved quickly and her doctors, nurses and carers are enabled to feed her using the PEG tube."
"... we cannot ignore the reality of the situation ... the actual place of W's detention is [the Jesmond] Nursing Home and has been so since May of 2000. It is in this establishment that she is and has been receiving the care and treatment that she needs."
Reasons
"The decision by which the tribunal determines an application shall be recorded in writing; the record shall be signed by the president and shall give the reasons for the decision and, in particular, where the tribunal relies upon any of the matters set out in [various sections] of the Act, shall state its reasons for being satisfied as to those matters."
"I need not go over the authorities dealing with what is meant by reasons when a statute requires a tribunal to give reasons for its decisions. There is a long line of cases, starting, perhaps, with Re Poyser and Mills's Arbitration [1963] 1 All ER 612, [1964] 2 QB 467, through Givaudan & Co Ltd v Minister of Housing and Local Government [1966] 3 All ER 696, [1967] 1 WLR 250, both decisions of Megaw J. They go through a further long line of cases which continually crop up in the field of town and country planning law, particularly enforcement provisions and that sort of thing. The principles are well known. Among them are that the reasons must be adequate and intelligible reasons and that they must grapple with the important issues raised. There are other aspects of the matter and some of them will be found in a judgment of my own called Seddon Properties Ltd v Secretary of State for the Environment (1978) 42 P&CR 26. For instance, one must not seek to subject reasons of this kind to the analytical treatment more appropriate to the interpretation of a statute or a deed. Also, one finds cases in which, although on the face of it the reason by itself is not clear or immediately intelligible, nevertheless, because the decision is addressed to parties who were well aware of what issues were raised and the nuances raised by those issues, you cannot, as it were, read the decision in the air. You have to remember that it is addressed to parties who knew what the issues were."
The Submissions on behalf of the Tribunal
"... those two days of detention each week were an essential part of the treatment."
The Submissions on behalf of W
My Conclusions
"... automatically entitled to be discharged under section 72 purely by virtue of the fact that she is not receiving any element of in-patient treatment whilst on [section 17] leave."
MR JUSTICE SULLIVAN:Yes.
MR KOLINSKY:My Lord, I appear in place of Miss Lieven.
MR JUSTICE SULLIVAN:Yes, Mr Kolinsky.
MR KOLINSKY:I simply have an application for costs. A summary schedule has been prepared and served this morning.
MR JUSTICE SULLIVAN:Yes.
MR KOLINSKY:My Lord, the amount claimed is a modest £2,510. I do not know if my learned friend has any specific comments on the schedule, but I simply ask for an order for costs for that amount as against the claimant.
MR JUSTICE SULLIVAN:Yes. We did actually go longer than one day, so I do not know that we can force Mr Havers to take summary assessment, but we will see what he says about it.
MR HAVERS QC:I am very happy to take summary assessment.
MR JUSTICE SULLIVAN:I thought you might be.
MR HAVERS QC:I am not very happy to have to pay the Tribunal's costs, but I can see no alternative to having to do so.
MR JUSTICE SULLIVAN:No, I imagined that would be your position. Right then, Mr Simblett?
MR SIMBLETT: My Lord, I also have an application for costs.
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: I should say that W is legally aided.
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: I therefore seek detailed assessment, that is community legal services commission --
MR JUSTICE SULLIVAN:I think it is, yes.
MR SIMBLETT: But that should not, in my submission, inform the approach that your Lordship applies to the costs.
MR JUSTICE SULLIVAN:No.
MR SIMBLETT: There has been quite a lot of reference in this case to the planning cases, and indeed it is a planning case that in my submission informs the basis upon which your Lordship should approach the issue of costs. It is the Bolton case.
MR JUSTICE SULLIVAN:Yes, I am familiar with it.
MR SIMBLETT: Which if your Lordship is familiar with --
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: I think I am probably, ironically, in the position of the Manchester Ship Canal Company in that case.
MR JUSTICE SULLIVAN:I think you are.
MR SIMBLETT: As far as a separate interest is concerned. But in my submission, I clearly have a separate interest from the Tribunal. First --
MR JUSTICE SULLIVAN:Shall we just see if, in truth, Mr Havers does resist the proposition that a patient who is resisting a challenge to an order releasing them from detention, and is successful at the end of the day, is not entitled to their costs. It would, perhaps, be surprising, but there we are. In the plain, the patient does have a separate interest from the Tribunal itself, but ...
MR HAVERS QC:Of course, she has a real interest.
MR JUSTICE SULLIVAN: Yes.
MR HAVERS QC: But whether that is an interest that amounts to a separate interest that requires -- and I was going to show your Lordship the passage -- that the separate interest that requires separate representation is altogether a different matter. The usual rule, which has been followed for longer than I can remember, and that probably means not as long as your Lordship can remember, is that where there is --
MR JUSTICE SULLIVAN:Not in this field I am sure, Mr Havers. No no, I am sure you have a considerable advantage.
MR HAVERS QC: -- is that a second respondent who was successful is not entitled to his or her costs. It is really very exceptional where the argument, in particular the argument advanced by the second respondent, has not identified any separate issue, or indeed has been addressed to the separate issue other than the issue raised by the first respondent, for such a second respondent to obtain their costs independently. Although in the course of his submissions my learned friend identified other points which he sought to urge upon your Lordship, at the end of the day he was adopting Miss Lieven's submissions, that ultimately no fault could be found properly with the decision of the Tribunal.
MR JUSTICE SULLIVAN:It does seem to me that there may be a distinction to be drawn between the type of case where the Tribunal's decision is challenged by the patient and the hospital weighs in. It might be unusual, I quite understand it in those circumstances, unless there was really something rather unusual which meant that the hospital actually had to be there to explain something that the Tribunal could not, for two public bodies to end up with costs. On the other hand, where an individual is released by a public body, and then another public body challenges the order to release him or her and the individual turns up and says, "please, I would not like to be released", it would be a hard rule, I would have thought, that said that he or she could not get his or her costs. Because one has to ignore the fact that W is legally aided, it does not seem to me that makes any difference.
MR HAVERS QC:Yes.
MR JUSTICE SULLIVAN:If she was forking out, Mr Simblett, if I put crudely "out of her own pocket".
MR HAVERS QC:My Lord, one can characterise the question in a number of different ways leading perhaps to a different result, depending on how you characterise the question.
MR JUSTICE SULLIVAN:Yes.
MR HAVERS QC:But at the end of the day, this was a challenge to the correctness or otherwise of the decision of the Tribunal. The issue that was raised was whether their decision was supportable or not. No separate issue arises, and no separate issue was raised by the interested party. True it is she has an interest in the result, but that is altogether different from saying that she has an interest that requires separate representation. One can understand her anxiety to be represented up to a point, because obviously the Tribunal --
MR JUSTICE SULLIVAN: Yes.
MR HAVERS QC: -- were adequately represented, more than adequately represented, but that is very different from the requirement that she be separately represented. It is almost as if your Lordship -- let us test it this way: yesterday morning, if the interested party had not been present and said, "hang on a minute, I think this is so important to the interested party that she needs to be represented". Now that may be overstating the test, but it is perhaps an indication of what is required before an interested party can legitimately be entitled to his or her costs for separate representation.
MR JUSTICE SULLIVAN:Yes.
MR HAVERS QC:The passage I had in mind --
MR JUSTICE SULLIVAN: Yes.
MR HAVERS QC: Does your Lordship have the bundle?
MR JUSTICE SULLIVAN:No, not immediately to hand. Just read it out to me.
MR HAVERS QC:It is page 1039:
[quote unchecked] "The courts do not generally [I am looking at the following page] order an unsuccessful claimant to pay two sets of costs, i.e. the defendant's costs and the costs of any interested party served with the claim ..."
and then a reference to the Bolton case.
MR JUSTICE SULLIVAN: Bolton, yes.
MR HAVERS QC: [quote unchecked] "The courts may order two sets of costs where the interested party deals with a separate issue not dealt with by the defendant ..."
That does not apply here, I say:
[quote unchecked] "... or where the defendant and the interested party have separate and distinct interests which require separate representation."
Not which might justify, as it were, a separate representation, but which require it. Applying that test, in my respectful submission, I think I can say, and bearing in mind that this is an exercise which would involve the Trust having to fund the interested party's costs out of Trust's own funds, which would otherwise be put to the use of patient care, it is not right that the Trust should have to pay two sets of costs.
MR JUSTICE SULLIVAN:Thank you very much. Mr Simblett, I do not need to trouble you, thank you very much.
ORDER
MR JUSTICE SULLIVAN: First of all, I am satisfied that the Trust ought to pay the Tribunal's costs and that they should be summarily assessed in the sum of £2,510.
So far as the application by W is concerned, it does seem to me that whatever the position may be generally, and I acknowledge that generally in cases of judicial review an applicant would not be ordered to pay two sets of costs, where the liberty of the subject is involved, it would be perhaps unusual if the subject appears to resist further detention and is successful, if the subject were then to be deprived of his or her costs. It does seem to me that the decision in Bolton, which was a decision taken in a planning context, is perhaps at some remove from a case such as this where an individual who has been released from detention seeks to resist being placed back under detention. In my judgment, they do have a separate and distinct interest which indeed requires to be heard.
The position may well be different if it is a case of the individual challenging the Tribunal's decision and then being faced by two public bodies, that is to say the Tribunal and the hospital, seeking costs against him or her. It does seem to me that the two situations are not the same. I do not make any criticism of the Trust in making this order, but it does seem to me that the important principle is that those who face detention should be entitled to be represented, they do have a distinct interest.
So two lots of costs. Mr Simblett, do you have any schedule you would like to give Mr Havers?
MR SIMBLETT: I have not. I would seek detailed assessment. We have gone more than a day, and in fact where it is a CLS matter then --
MR JUSTICE SULLIVAN:We cannot do it summarily, can we.
MR SIMBLETT: -- there is not even a possibility to do that.
MR JUSTICE SULLIVAN:No.
MR SIMBLETT: So I seek also the order that your Lordship indicated he was going to grant, an assessment by the community legal service.
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: So two sets of assessments, essentially.
MR JUSTICE SULLIVAN: Yes, right.
MR SIMBLETT: Thank you. Just for completeness, my Lord, in fact in the Bolton case one of the developers did get their costs.
MR JUSTICE SULLIVAN:I know, yes, sorry. I lost the case in the Court of Appeal, so I was (inaudible) what has happened to it in the House of Lords. Yes.
MR HAVERS QC:My Lord, I will come to the Court of Appeal and the House of Lords in a moment, if I may.
MR JUSTICE SULLIVAN:Yes.
MR HAVERS QC:Before I do, my Lord, one final point on costs. Your Lordship reserved, I am told, the costs from last Thursday when the interested party applied unsuccessfully to set aside the stay. So those reserved costs fall to be dealt with today.
MR JUSTICE SULLIVAN: Right.
MR HAVERS QC: Since the interested party failed, I respectfully submit that the just order is that the Trust should have its costs of last Thursday, as against the interested party, to be set-off against the order your Lordship has made in favour of the interested party on the substantive application.
MR JUSTICE SULLIVAN:What do you have to say about that, Mr Simblett?
MR SIMBLETT: It is true that the application failed, but then of course the propriety of the stay depended upon the substantive matter, that is why your Lordship refused to make the order that Mr Havers seeks, on Thursday, in order for it to be determined at the end of the hearing. In my submission, having failed on the substance, the claimant should also pay the costs incurred in dealing with the stay.
MR JUSTICE SULLIVAN:Thank you. I think, subject to anything you may say, Mr Havers, the proper order on the stay is to make no order for W's costs, because in my view, with all due respect to Mr Simblett, the application to set aside the stay was not well-founded, but I bear in mind that at the end of the day W has succeeded, if you like, on the substance of the matter.
MR HAVERS QC:I never manage to persuade a judge to change his provisional view as to costs at this late stage, so I am not going to try now.
MR JUSTICE SULLIVAN:Right, so no order as to costs as to that.
MR SIMBLETT: Could I ask for legal aid assessment of those costs.
MR JUSTICE SULLIVAN:You could, you will get legal aid assessment on that. You have legal aid assessment for this one and a detailed assessment for legal aid purposes. Right. Mr Havers, I assume you have an application.
MR HAVERS QC:I do have an application for permission to appeal.
MR JUSTICE SULLIVAN:Yes.
MR HAVERS QC:My Lord, obviously not on the first ground on which permission to appeal is available, that is to say that there is a reasonable prospect of success on appeal, since it would be a bold advocate who invited your Lordship, at this stage, to decide that there was a reasonable prospect of success against the decision that your Lordship has just provided. It is rather on the other --
MR JUSTICE SULLIVAN:I am not that big headed, but ...
MR HAVERS QC:I am not that bold.
MR JUSTICE SULLIVAN:Right, fair enough.
MR HAVERS QC:But the other ground, of course, is that there is some other compelling reason why the appeal should be heard. I can show your Lordship the --
MR JUSTICE SULLIVAN:I am familiar with it, yes.
MR HAVERS QC:I thought your Lordship would. In my submission there is some other compelling reason. In a sense your Lordship identified it during the course of the your judgment when referring to a serious "lacuna" in the Act. Perhaps one way of identifying the other compelling reason is to turn that around into a question: is there a serious lacuna in the Act which mandates the regrettable consequences that your Lordship identified at the end of your judgment? Another way of putting it is whether the decision in B. can and would be extended to cover cases such as these, where there is no in-patient treatment hitherto, but a significant possibility of it being required in the future.
My Lord, the practical consequences are serious, as your Lordship has indicated you accept, and they are all the more serious because, as I indicated yesterday afternoon, not only will some further steps have to be taken by the Trust in the event of the inevitable deterioration in W's condition, but the Trust may get it right or they may get it wrong. In other words, they may choose the right time to force-feed, they may choose the wrong time. If they choose the wrong time they are at risk of assault, if they choose the right time they are not and they may be too late and the patient may die. They may need to come back for a declaration, but again, if they get the timing of that wrong the consequences are going to be extremely grave.
There is, of course, one further consequence which is this, that such patients as this patient will no doubt be given section 17 leave less often in future than may be the case at present, with a result that they would be detained in hospital, notwithstanding that they could be managed elsewhere, and arguably should be, and notwithstanding, although this I am sure is wholly irrelevant to the present debate, that hospital bed may be needed urgently for other patients. My Lord, there are very significant practical consequences that will necessarily follow, both in relation to this case and more widely, and it is on those bases that I invite your Lordship to grant permission to appeal.
MR JUSTICE SULLIVAN:Yes. What do you want to say about that, Mr Kolinsky, anything?
MR KOLINSKY:My Lord, I have no positive submissions, I leave it to the Court to determine.
MR JUSTICE SULLIVAN:Mr Simblett?
MR SIMBLETT: My Lord, in my submission there is not a compelling basis for the Court of Appeal to consider this matter. Partly because of the extreme novelty of these particular facts, so it is unlikely that this poses any general problem upon which the authoritative resolution of the matter by the Court of Appeal is required, and secondly, because of course your Lordship has not acceded to the submissions I was making about the inevitable obligation of the Tribunal to release W from detention. Your Lordship has decided this on a straightforward, if I might put it in that way, application of the Wednesbury principle.
In my submission, there is no compelling reason why the Court of Appeal should, as it were, put its nose into what your Lordship has, in my submission, respectfully or accurately labelled the decision-making process of the expert tribunal, because essentially your Lordship's judgment comes down to the fact that the patient had a right to apply to the Tribunal. The Tribunal heard all the evidence and properly considered it and rejected the Trust's contention. No greater point of principle, in my submission, arises than that on this application, though I accept that the concerns of the Trust, so far as their duties towards W, were genuine and well-founded. But in my submission, it does not fall within that second limb of the criteria for granting permission, which is that there is some other compelling reason because of those two reasons. This is not a matter that raises an issue of general importance or principle, being confined to its facts.
MR JUSTICE SULLIVAN:Thank you very much.
ORDER
MR JUSTICE SULLIVAN: I am satisfied that permission to appeal ought to be granted. I do so on the basis that I do think there is some other compelling reason, and the reasons are those identified by Mr Havers. This case, although it turns on its particular facts, does raise a question as to whether there is a serious lacuna in the Act, and specifically whether B. can be extended to cases where there is a prospect of in-patient treatment in the future, because if it cannot then undoubtedly there are serious implications for the use of section 17. So for those reasons, I think there are compelling grounds on which to grant permission to appeal.
MR HAVERS QC:My Lord, that inevitably leaves me to apply to your Lordship to continue with the stay that presently applies, although I accept that I would almost certainly need to undertake to the Court that the appeal would be pursued with all due expedition.
MR JUSTICE SULLIVAN:Yes, I am obviously very concerned, Mr Havers, about continuing that -- and I know Mr Simblett is going to object in any event -- but if I do I would, in a sense, be concerned to extend it for a short a period as possible. I would ask for an expedited transcript so effectively requiring you to get on in front of the Court of Appeal, if you wanted it continued, and get the Court of Appeal to continue it. I would place it in the Court of Appeal's hands.
MR HAVERS QC: Yes.
MR JUSTICE SULLIVAN: But that is certainly something that is in my mind, rather than just giving you, as it were, a blanket and saying, "until you appeal", because I do not think that is good enough, frankly.
MR HAVERS QC:I entirely accept that, which is why I raised the question of expedition as soon as I got to my feet.
MR JUSTICE SULLIVAN: Yes.
MR HAVERS QC: It is a question of working out the mechanics.
MR JUSTICE SULLIVAN:Let us hear what Mr Simblett has to say in any event.
MR SIMBLETT: My Lord, of course I have had clear instructions. The parents of W's intervention is precisely because she wants the fruits of her litigation. I remember when I came in front of your Lordship at the permission stage, I made this point. She has sought, as is her right, as is now in fact her human right, under Article 5, to invoke the independent procedure for her discharge from detention. She has, as it were, succeeded in front of the Tribunal and your Lordship has found nothing wrong with the Tribunal's approach to that. In my submission, it would be wholly improper, as an exercise of your Lordship's discretion, to conclude that the stay ought to continue. The basis upon which your Lordship has granted permission to appeal is not that there is merit in the appeal, your Lordship has granted permission to appeal on the basis that there may be a matter for flagging up, as it were, as to a lacuna in the Act.
In my submission, W should not be visited with the consequences to her liberty and to her separate principles of self-determination, which in fact formed the bedrock of your Lordship's judgment in the citation of the St George's Healthcare NHS Trust v S case to which I drew to your Lordship's attention, which your Lordship cited from favourably in the judgment that you gave. In my submission, the proper course is for your Lordship to refuse the application for a stay on the basis that it falls well short of the test in the American case, which still applies to interim relief of the claimant, the appellant as they now are, having made out any prima facie case.
Your Lordship has not been asked even to grant permission to appeal on that basis, and Mr Havers, in my submission, realistically recognises that he might not get it on that basis. If it is only that the point is being taken before the Court of Appeal as a matter of general importance as opposed to the importance to W, or to the claimant as regards W, which is the basis upon which permission is being sought, it is wholly inappropriate, in my submission, for a stay to be granted. If your Lordship is uneasy about that then of course your Lordship can always leave it to Mr Havers (a) to pursue the appeal, and (b) to pursue the application for a stay --
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: -- to the Court of Appeal, because they are the people who will decide whether your Lordship's permission is something that they see being --
MR JUSTICE SULLIVAN:Yes.
MR SIMBLETT: So in my submission, the logic of your Lordship's judgment and the round rejection of the merits of the claimant's claim leads to a round rejection of the application for the stay to continue.
MR JUSTICE SULLIVAN:Yes, Mr Havers.
MR HAVERS QC:My Lord, firstly, the reason why I put the application for leave to appeal only on the second ground and not the first was not, with the very great respect to your Lordship, I will not seek to argue in the Court of Appeal.
MR JUSTICE SULLIVAN:You were putting your best foot forward, I imagine, rather than --
MR HAVERS QC:I was putting my best foot forward to the Tribunal I was addressing.
MR JUSTICE SULLIVAN:Yes, it seemed to be the sensible course, yes.
MR HAVERS QC:So I shall not be arguing to the Court of Appeal that this is just a matter of general importance, I shall also be arguing, obviously, that it is a matter of specific importance in this case. My Lord, secondly, in my submission, consonant with the concerns expressed by my learned friend, your Lordship could impose a very firm timetable, such as a stay for 14 days or 21 days, pending the Trust getting before the Court of Appeal so as to seek an extension to that stay.
MR JUSTICE SULLIVAN:That is the idea, a very brief time. It would not be as long, in fact, as 14 days, but a period so that you would effectively have to go back in front of the Court of Appeal and persuade them that the merits of the appeal were such that they ought to continue.
MR HAVERS QC:My Lord, I do not seek any more than that. My Lord, can I however add this. My learned friend has referred to his client's rights under Article 5 of the Convention. It is not something that arose directly on the application, but it must not be lost sight of that under Article 2 of the Convention, of course, the Trust have a positive obligation to take positive steps to protect the lives of those within their sphere of responsibility. If we are going to, as it were, start deploying Convention rights, it is important to bear in mind that there is more than one Convention right in play in this case.
MR SIMBLETT: My Lord, the Article 2 aspects, of course my Lord, I would have thought the Trust has discharged any substantive obligation imposed by Article 2 by resisting the application in the Tribunal, let alone taking the proceedings before your Lordship, so in my submission, that does not arise. But I am wholly opposed to the --
MR JUSTICE SULLIVAN:I think I have worked that one out.
MR SIMBLETT: In my submission, Mr Havers should be left to seek his stay elsewhere.
MR JUSTICE SULLIVAN:Yes, you say it ought to go on to the Court of Appeal. Yes, I understand the round of submissions. (Discussion with shorthand writer). I have ascertained from the shorthand writer that I shall be able to get an expedited transcript after three days, that is to say by the end of this week. I shall turn it round on the same day and get it back to you. In those circumstances, what I am going to do is (a) order an expedited transcript, (b) I shall give you a stay, Mr Havers, for 7 days from today. That is not including today, I would be starting tomorrow, 7 days from tomorrow, because it does seem to me that you will be able to formulate your various grounds at least in draft even before seeing the final version of the transcript, so you will be able within a week to be able to be in front of the Court of Appeal with at least grounds of appeal in draft and the transcript of this decision saying "we ought to continue this stay" and Mr Simblett will be able to be there saying "no you should not", then it is over to the Court of Appeal.
MR HAVERS QC:Yes, my Lord. Thank you very much, my Lord.
MR JUSTICE SULLIVAN:As I say, I will turn it round as soon as I get it and you will get it either that day or the next working day, so after that it is up to you.
MR HAVERS QC: Thank you, my Lord.
MR JUSTICE SULLIVAN: Thank you all very much indeed.