THE QUEEN |
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CAMDEN & ISLINGTON HEALTH AUTHORITY - Ex parte K |
Mr. Meredith Pickford (instructed by Beachcroft Wansboroughs for the Respondent Camden & Islington Health Authority)
Mr C. Thomann - Jenni Richards (instructed by
The Treasury Solicitor for the Secretary of State for the Home
Department)
Judgment
As Approved by the Court
Crown Copyright ©
MR JUSTICE BURTON:
1. Miss K is a restricted patient, detained pursuant to Sections 37 and 41 of
the Mental Health Act 1983 ("the MHA"). On 4 November 1997 she committed, and
was, on 2 February 1998, convicted of, an offence of causing grievous bodily
harm with intent. From June 1998 she was detained in Ravenswood House Medium
Secure Unit in Hampshire.
2. She applied for discharge to a Mental Health Review Tribunal, pursuant to
Section 66 of the MHA, and on 24 May 1999 the Tribunal adjourned for a care
plan to be formulated, in accordance with the suggestions in the then recently
reported decision of R v Mental Health Review Tribunal Ex Parte Hall
[1999] 3 AER 132, and for Dr Hamilton of the North London Forensic Service
("NLFS") to prepare a Psychiatric Report dealing with his views concerning the
Applicant's eligibility for conditional discharge. Dr O'Grady, her then
Responsible Medical Officer ("RMO"), told the Tribunal that clinically the
Applicant could now move to appropriately supported accommodation in a
non-hospital setting (e.g. such as a hostel), and he also was to provide an
updated Psychiatric Report.
3. Dr O'Grady, in a letter of 28th May 1999 to the Applicant's
solicitor, expressed the view that the Applicant could either move to
conditions of lesser security in a hostel setting or, alternatively, move to a
staff hostel in the community if the circumstances were right. Dr Hamilton
recommended a move to Camlet Lodge, Regional Secure Unit in Enfield, which,
being in London, would be nearer to her family, and in particular, her sister.
4. At the adjourned hearing on 16th August 1999, Dr O'Grady and a
social worker, Ms Lindsay, gave evidence: they advised that there should be no
conditional discharge, but a move to hostel type accommodation in North London,
where Dr Kennedy would be the supervising consultant. The Tribunal chaired by
H.H. Judge Palmer concluded however that there should be a conditional
discharge. The conditions were that the Applicant should reside at her
parents' home in Wood Green, and should co-operate with social supervision by a
social worker to be allocated to her case, and with supervision by a forensic
Consultant Psychiatrist, and should comply with such treatment as might be
prescribed for her.
5. In its reasons, the Tribunal recited that it was satisfied on the evidence
of Dr O'Grady that the Applicant was then suffering from mental illness, namely
schizophrenia, the symptoms of which were being fully controlled by medication,
and that she needed ongoing treatment and medication in order to control her
illness. It recorded that the issue which it had to resolve was whether, as
she contended, her treatment could now be continued in the community or
whether, as Dr O'Grady contended, she should first move to Malvern House, a
hospital run unit in the community. The Tribunal concluded:-
"Having carefully considered all the evidence, we have come to the
conclusion that the patient is well enough to be discharged to live with her
parents and sister at home under psychiatric and social supervision, but that,
in view of the possibility of a relapse, she should remain liable to be
recalled to hospital for further treatment".
The conditional discharge was deferred until satisfactory arrangements had been
made to meet the prescribed conditions.
6. The provisions of the MHA relating to discharge are set out in Section 73,
which cross references, in sub-paragraph (1)(a), to the relevant provisions of
Section 72, which I incorporate for convenience in my citation of Section 73 as
follows:-
"(1) Where an application to a Mental Health Review Tribunal is made
by a restricted patient who is subject to a Restriction Order, or where the
case of such a patient is referred to such a tribunal, the tribunal shall
direct the absolute discharge of the patient if satisfied -
a) (i) [that he is not then suffering from mental disorder or from mental
disorder of a nature or degree which warrants his detention in a hospital for
assessment (or for assessment followed by medical treatment) for at least a
limited period; or
(ii) that his detention as aforesaid is not justified in the interests of
his own health or safety or with a view to the protection of other persons;]
and
b) that it is not appropriate for the patient to remain liable to be
recalled to hospital for further treatment.
(2) Where in the case of any such patient as is mentioned in sub-section
(1) above, the Tribunal are satisfied as to the matters referred to in
paragraph (a) of that sub-section but not as to the matters referred to in
paragraph (b) of that sub-section, the Tribunal shall direct the conditional
discharge of the patient.
(4) Where a patient is conditionally discharged under this
Section
a) he may be recalled by the Secretary of State under sub-section (3) of
Section 42 above, as if he had been conditionally discharged under sub-section
(2) of that section; and
b) the patient shall comply with such conditions (if any) as may be imposed
at the time of discharge by the Tribunal or at any subsequent time by the
Secretary of State.
(7) A Tribunal may defer a direction for the conditional discharge of
a patient until such arrangements as appear to the Tribunal to be necessary for
that purpose have been made to their satisfaction; and where by virtue of any
such deferment no direction has been given on an application or reference
before the time when the patient's case comes before the Tribunal on a
subsequent application or reference, the previous application or reference
shall be treated as one on which no direction under this section can be
given."
7. Dr Kennedy subsequently saw the Applicant with two members of his team on
30th September 1999, and he concluded that he was not prepared to
supervise her if she were at home but only if she were in supported
accommodation. He wrote a lengthy letter to Dr O'Grady dated 6th
October 1999, of which the material parts are as follows:
"I suggested to [Miss K] that she needs a higher level of professional
support and monitoring than her family might be able to provide while she lived
at home. She could see her family, probably as often as she wished during the
day and engage in work and education as she had planned while staying at an
alternative 24 hour nursed care placement. More importantly, she still needs
further psychological treatment regarding her dependency and vulnerability in
her relationship with H and more generally. This could not be done safely
whilst she was living at home, owing to the high risk that the stress and
grieving process involved in relinquishing this relationship would be too
difficult for her to bear and might destabilise her for a time. For all of
these reasons, the professionals present felt that she needed an intermediate
step for returning home, staying at Avesbury House,.... a new forensic 24 hour
nursed care unit, near her parents' home, which would offer the requisite
level, both of professional (medical and nursing)support and monitoring as well
as formal psychological treatment.
[Miss K] was unhappy with this, insisting that the Mental Health Review
Tribunal had given her the right to go home. We explained that the conditions
attached to a conditional discharge still had to be negotiated with those who
would take responsibility for supervising her, and with the Home Office.
Unless acceptable and safe conditions could be agreed with some supervisors,
the conditional discharge could not be completed......I made it clear that I
would not consider it safe to supervise [Miss K] if she were to go straight
home to the care of her parents, as there are important areas of her treatment
in which she has not yet made sufficient progress for anyone to be confident
that she would not relapse and reoffend while there.......
I have no doubt that the next stage in [Miss K's] treatment, rehabilitation
and risk management ought to take placed in North London and near to her
family. This could either take place in medium security at Camlet Lodge (by
transfer prior to conditional discharge), or, if [Miss K] is willing to consent
to it, by setting a condition of residence that she should reside at Avesbury
House. I should make it clear that Avesbury House is a registered mental
nursing home (equivalent to psychiatric hospital status).... As an
alternative, I could, if you wish, ask one of my colleagues here to assess her
to see if they would be willing to supervise her on the conditional discharge
to her parents' home, or I could ask one of the general psychiatrists at St.
Anne's Hospital to consider this. I think it is very unlikely that any
experienced psychiatrist would agree to this."
8. As a result of the meeting, the Applicant's solicitors wrote to Dr Kennedy
on 5th October 1999:-
"I would be pleased if you would write and confirm that you are willing to
supervise her if she lives at home. If you are not willing to supervise, can
you identify who the relevant psychiatrist should be, as I have understood that
she is your responsibility......If I do not hear from you within 14 days, I
will be writing to Judge Palmer. The Tribunal must clearly be informed of the
position. If you are not willing to give [Miss K] care that the Tribunal has
thought appropriate, then we will also have to consider what remedies are
available to [her]. I hope this will not be necessary and that this has in
fact been a misunderstanding."
9. They wrote further to Dr Kennedy on 13th October, recording Miss
K's understanding that he would be prepared to act as her Consultant
Psychiatrist but only if she was based in the medical nursing home suggested,
which was not acceptable to Miss K, and again asking whether an alternative
consultant psychiatrist who would take on her care had been found. Dr O'Grady
wrote, with a copy to the Applicant's solicitors, to the Mental Health Review
Tribunal dated 11th October 1999 as follows:-
"I am writing to give you advance notice that we are not able to meet the
conditions of the Tribunal for [Miss K's] conditional discharge. She has been
assessed by Dr Kennedy who is a Catchment Area Forensic Psychiatrist. Dr
Kennedy would not be willing to supervise her in the community should she be
discharged directly to her parents' address........As you know, she has also
been seen by Dr Hamilton who is one of Dr Kennedy's colleagues in the same
forensic service who was also of the opinion that it would be unsafe to manage
her should she be discharged directly to her parents' address. In the
circumstances, I believe it is highly unlikely that there will be another
forensic psychiatrist willing to provide the supervision that is necessary to
meet the conditions of the Tribunal.........We continue to hold the view that
it is not in her best interest to be discharged directly to her family, but
should go for a further period of rehabilitation in the community to prepare
her fully for community living."
10. Dr Kennedy responded to the Applicant's solicitors by letter dated
18th October 1999:-
"I have now had the opportunity to discuss Miss K again with her consultant
at Ravenswood, Dr O'Grady. I think you are right that [Miss K] has chosen to
rule herself out for Avesbury House, at least for the present. As you know, it
is my view that I could not safely supervise her in the community living at
home with her parents. That is also the view of other members of my team. Dr
O'Grady and I have agreed that he should canvass the views of other Consultant
Forensic Psychiatrists in the catchment area, to see if anyone can be found who
would agree to supervise Miss K. It is clear from all that [Miss K] says and
from her general mental state and demeanour that she remains very much at risk
of further high risk behaviour."
11. By a further letter to the Mental Health Review Tribunal dated
19th October 1999, Dr O'Grady indicated that he would now write to
the other Consultant Forensic Psychiatrists in the NLFS to enquire if they
would be prepared to supervise Miss K under the conditions laid down by the
Tribunal, indicating that he was not proposing to write to other forensic
psychiatrists in London outside the Area, as he had assumed from the Tribunal's
decision that it envisaged Miss K being supervised by a catchment area forensic
team, and if she were to be supervised by a psychiatrist outside her catchment
area, this would not lead to proper multi-disciplinary follow-up. He invited
correction of that understanding by the Tribunal, but the Tribunal did not
respond. In any event, as will be seen in due course, the net was,
unsuccessfully, widened.
12. The letter to the other consultant psychiatrists in the NLFS was duly
written by Dr O'Grady on that day, 19th October 1999, asking if they
would consider seeing and assessing Miss K with a view to being her supervising
consultant forensic psychiatrist under the conditions laid down by the
Tribunal. None of them was prepared to do so. On 9th November 1999
the Applicant was moved to Camlet Lodge in Enfield. By letter dated
15th November 1999 the Respondent Health Authority asked the
Director of NLFS, if neither the forensic nor the local services were able to
offer supervision to Miss K, to approach forensic colleagues working in the
private sector to establish whether they might be willing to offer supervision,
a course which the Director in his response dated 18th November
1999 thought would be inappropriate, but was nevertheless further pursued by
the Respondent by letter dated 30th November 1999, indicating that
the option needed to be fully explored; and by letter dated 1st
December 1999, the Respondent wrote to the Enfield and Haringey Health
Authority:-
"We have asked the North London Forensic Service to explore the following
supervision options: supervision by her new RMO, Dr Duffield, supervision by a
private sector forensic consultant, and supervision by any of the consultants
at NLFS regardless of their catchment area. Given the possibility that [Miss
K] may become a resident of [ Enfield]...on discharge, I wondered if you would
be kind enough to confirm to us whether you are aware of any other options for
forensic supervision, which could be explored in this instance."
13. NLFS responded on 2nd December 1999:-
"I have this afternoon discussed the issues with Dr Duffield, Consultant
Forensic Psychiatrist here at Camlet Lodge, and we have the following comments.
Dr Duffield has kindly agreed to approach all local catchment area Forensic
Consultant Psychiatrists who would be willing to provide aftercare supervision
for [Miss K], if she was discharged to the family home, as stipulated by the
Mental Health Review Tribunal's deferred conditional discharge.
Simultaneously, Dr Duffield will continue to assess [Miss K's] mental state and
will be undertaking a fresh risk assessment.....Avesbury House....is a 24 hour
nursed care facility.....Dr Duffield is of the opinion that this is a
clinically more appropriate placement as he is not satisfied that [Miss K]
should return home."
14. The position crystallised in NLFS's letter of 15 December 1999 to the
Respondent:-
"At the present time, no consultant forensic psychiatrist from the NLFS is
willing to supervise Miss K in the community. Having once again discussed the
issue of an independent or private sector consultant forensic psychiatrist
providing supervision, Dr Kennedy informs me that it is not the responsibility
of the NLFS to explore this issue....nor is it a viable or suitable option in
his opinion. The service is not aware of any individual or organisation who
would be suitably equipped or qualified to undertake such a task in the
community. Most private independent sector providers concentrate on acute and
in-patient care only. Dr Kennedy would be willing to manage [Miss K] at
[Avesbury House] if she were transferred there or conditionally discharged with
conditions of residence [there]. Furthermore, it would be necessary for her to
be compliant with the conditions of residence and her treatment there. I have
discussed this case with Mr Nick Purchase, Forensic Social Work Manager from
the London Borough of Enfield, who informs me that he will be willing to
allocate a forensic social worker to [Miss K] if she were to be a resident at
[Avesbury House]. Mr Purchase would not be supportive of a community placement
and as such he would be unwilling to allocate a forensic social worker to
provide community supervision at present. The rationale for this decision is
due to the current level of risk posed by [Miss K] and the recent risk
assessments which indicate a further period of in-patient treatment is required
at present. It is felt that she could be adequately cared for in a 24 hour
nursed care facility. However, Mr Purchase feels that any lower level of
support at this stage would subject [Miss K] to the risk of deterioration and
may present a risk of harm to herself or others."
15. Dr Duffield reported by letter dated 17th December 1999 to the
Mental Health Review Tribunal that its conditions could not be complied with to
date, that the principal difficulty was that no Forensic Psychiatrist was
prepared to supervise Miss K if she resided at the stipulated address, and that
the general feeling was that this would not be a sufficiently supportive
placement for her at this stage and would be unsafe. By a letter drafted with
the involvement and approval of the Applicant's solicitors, the Respondent
wrote in December 1999 and early January 2000 to the clinical directors of the
Forensic Psychiatry Services in London, Hertfordshire and Essex, identifying
nine units additional to the NLFS who had not previously been canvassed. All
were asked to discuss the case urgently with their consultant colleagues and
establish whether any of them was prepared to see and assess Miss K with a view
to being her supervising Consultant Forensic Psychiatrist under the terms laid
down by the Tribunal. None was willing or able to assist. In a letter dated
27th January 2000 the Applicant's solicitors further suggested
inviting institutions in Cambridgeshire and Northamptonshire, ordinary
hospitals and the private sector. The Respondent did so, and a detailed list
of those further contacted is set out in the fourth witness statement of Mr
Hobbs, and its exhibits. There was no success. On 9th February
Miss K was transferred to Avesbury House. The Respondent concluded that there
were no further steps it could take, and by letter dated 3rd March
2000 Dr Kennedy wrote to the Home Office advising his opinion that the
Tribunal's conditions were impossible to meet and, as Miss K's RMO, as he now
was, asking if the Home Secretary would consider exercising his powers under
Section 71(1) of the MHA to refer Miss K to a Mental Health Review Tribunal.
16. In a letter dated 17th March 2000 the Home Office informed Dr
Kennedy that the Home Secretary had decided to exercise such powers, and had
that day referred the case to a Mental Health Review Tribunal, and the hearing
is, I understand, presently fixed for 4th August.
17. In support of her application by way of Judicial Review, which I shall in a
moment summarise, Miss K's advisers have served a Psychiatric Report dated
17th May 2000 by a Dr Balakrishna of the East London and City Mental
Health NHS Trust. Dr Balakrishna does not support implementation of the
present condition of the Tribunal for the Applicant to live at home, and
certainly does not suggest that he would be prepared so to supervise. He
records Miss K's acknowledgement that "she now accepts the clinical team's
decision for her to move to a supervised hostel". He concludes:
"I would support the current plan for Miss K to be placed in a supervised
hostel in the community in the first instance."
18. The Applicant, by way of Judicial Review, seeks the following:-
"(1) Certiorari to quash the ...decisions [of the Respondent made on or
around 1 October 1999 and on-going not to provide the Applicant with
psychiatric supervision in the community in implementation of the conditions
imposed on the applicant by the Mental Health Review Tribunal and thereby
preventing her discharge from hospital], further and/or alternatively,
(2) Mandamus to compel the Respondent to provide the Applicant with the
psychiatric supervision necessary to implement the conditions imposed on the
Applicant on discharge by the Mental Health Review Tribunal.
(3) A declaration that the above decisions and each of them were ultra vires
and/or void."
19. Her case is:-
1) that the Respondent is in breach of its duty under Section 117(2) of the
MHA, which provides:-
"It shall be the duty of the [Health Authority]......to provide in
co-operation with relevant voluntary agencies, after-care services for any
person to whom this section applies [being persons who are detained under
Section 3....or .....37...and then cease to be detained and [(whether or not
immediately after so ceasing)] leave hospital] until such time as the [Health
Authority]....are satisfied that the person concerned is no longer in need of
such services [; but they shall not be so satisfied in the case of a patient
who is subject to after care under supervision at any time while he remains so
subject.]"
Such duty is alleged to be absolute, and in the circumstances of this case to
amount to a duty to provide the Applicant with psychiatric supervision in the
community in order to implement the conditions imposed on her by the
Tribunal.
2) The Applicant is entitled, in the light of the conclusion of the Tribunal,
to be discharged, though Miss Morris, who has ably argued the matter on behalf
of the Applicant, accepts that, this being a conditional discharge, the words
of Lord Bridge in Campbell v Secretary of State for the Home Department
[1988] AC 120 at 127 are apt:-
"If the Tribunal think the patient should remain liable to recall, they
can only contemplate a conditional discharge under sub-section (2). Here the
tribunal's satisfaction or lack of satisfaction as to one or other of the
paragraph (a) matters, will, I think, inevitably be coloured by the conditions
they have in mind to impose. Thus the answers to the questions (i) whether or
not the patient's disorder is "of a nature of degree which makes it appropriate
for him to be liable to be detained in hospital for medical treatment", or (ii)
whether or not it is "necessary for his own health or safety or for the
protection of others that he should receive such treatment," which must here
mean treatment under detention, may be vitally influenced by the conditions
which are to be imposed to regulate his lifestyle upon release into the
community. To take obvious examples suggested by the decision of the tribunal
in this case, the tribunal may perfectly properly be satisfied that hospital
detention is no longer necessary provided that the patient can be placed in a
suitable hostel and required to submit to treatment as an out-patient by a
suitable psychiatrist. Those are matters to be secured by imposing appropriate
conditions. Once satisfied under sub-section (2) as to one or other of the
matters referred to in paragraph (a) of sub-section (1), it is mandatory that
the tribunal "shall direct the conditional discharge of the patient". But if
the tribunal are only able to be satisfied by the imposition of conditions to
which the patient will be subject on release, it is obvious that in many,
perhaps most, cases some time must elapse between the decision that conditional
discharge is appropriate and the effective order directing discharge of the
patient, for the purpose of making the necessary practical arrangement to
enable the patient to comply with the conditions."
It is then up to the Respondent to take steps to ensure compliance with such
conditions.
3) The Tribunal is the safeguard for the detainee pursuant to the European
Convention of Human Rights, and the automatic right of application to the
Tribunal was indeed introduced in order to comply with the United Kingdom's
obligations (see X v United Kingdom [1981] 4 EHRR 181 and Pickering v
Liverpool Daily Post & Echo Newspapers Plc [1991] 2 AC 370 at 380 per
Lord Donaldson MR) and the effectiveness of such safeguard is undermined by
failure to comply with the conditions imposed on a conditional discharge.
4) Miss Morris accepts that there can be what is described in Ex Parte Hall
and in R v Ealing District Health Authority Ex Parte Fox [1993] 3
AER 170 as an impasse, rendering it impossible for the conditions to be
complied with. But she submits that such impasse only arises if it is indeed
so impossible and thus either, (her first submission) the Health Authority
would be in technical breach of an absolute duty or (her fall-back argument if
she is wrong that the duty is absolute) the Health Authority would not be in
breach. On the facts of this case, the Respondent is, in her submission, in
breach, and indeed not in technical breach because there were steps which the
Respondent could have taken and still could take, to comply with its duty.
Primarily it ought to have arranged supervision by Drs Kennedy and/or Hamilton
and/or Duffield and, effectively, not taken no for an answer. Secondly, there
were steps which it ought to have taken by way of further and better follow-ups
of the negative responses from the various entities with whom it has
communicated, as set out above.
20. The Respondent's answer in general terms is as follows:-
1) The Respondent denies that it is in breach of duty. It refers to the steps
it has taken, as set out above, and further to the Notes for the Guidance of
Supervising Psychiatrists issued by the Home Office and the Department of
Health and Social Security in 1987, under the heading "Mental Health Act
1983: Supervision And After-Care of Conditionally Discharged Restricted
Patients". The relevant extracts appear primarily in two sections, that headed
"Section 7 - the role of the supervising psychiatrists" and that headed
"Section 9 - Liaison between the Supervising Psychiatrists and other
Professionals involved and their role". The Respondent refers to the latter
section primarily for its general submission that it is essential that the
supervising psychiatrist is able (and thus sufficiently amenable and available)
to perform what has been referred to above as the multi-disciplinary local
supervision. As to the former section, relevant passages are as follows:-
"17....[The Home Secretary] recognises that this hope [that, by means of
conditional discharge of a restricted patient, a situation of danger to the
patient or to others could be avoided] places great reliance on the personal
skills and dedication of individual supervisors... It is important that the
supervisor sets out to provide more than just crisis intervention.
18. The supervising psychiatrist, in any case, is responsible for all
matters relating to the mental health of the patient, including the regular
assessment of the patient's condition, the monitoring of any necessary
medication, and the consideration of action in the event of deterioration in
the patient's mental state.
20. The supervising psychiatrist should be prepared to be directly involved
in the treatment and rehabilitation of the patient and to offer constructive
support to the patient's progress in the community...the supervising
psychiatrist should also be prepared to work with other professionals involved
in the patient's care.
22.....This [supervision of their own restricted patients after conditional
discharge] is an obvious course if the patient is to be discharged into the
immediate vicinity of the discharging hospital. In other cases a supervising
psychiatrist should be chosen who is within easy travelling distance of the
patient and can easily keep in touch with the other professionals involved in
the case, particularly the social supervisor. It may be appropriate, in some
cases, for the Responsible Medical Officer to supervise the patient for an
initial period of several months and then make arrangements for a local
consultant psychiatrist to take over as supervising psychiatrist.
23. The two most important elements in effective supervision are the
development of a close relationship with the patient and the maintenance and
good liaison with the social supervisor."
(2) The issue is only whether there can be compliance with the present
conditions imposed by the Tribunal, and thus whether there is an impasse as to
the fulfilment of those present conditions. Not only are Drs Kennedy, Hamilton
and Duffield not the employees of the Respondent, and not subject to its direct
authority, but in any event, even if they were, they are doctors and not
subject to be instructed to do what they are told if it is contrary to what
they believe to be their duty, whether to their patient or to their
professional ethic or to the community at large. In Ex Parte Fox
itself, Otton J. accepted at 182, in relation to the consultants who in that
case declined to accept the responsibility of supervising the applicant in the
community, that "as consultants, in my judgment, they are perfectly free and
untrammelled in reaching their opinions and recommendations." The fact
that there is an impasse, or an impossibility to comply with the conditions,
neither deprives the Applicant of an `entitlement' to be discharged (as is
clear from a full consideration of the passage in Campbell I have cited
above), nor renders ineffective the safeguards of the Tribunal. On the
reference under Section 71, the Tribunal can be invited to reconsider the
position. The Tribunal may, as was suggested in Ex Parte Hall by
Kennedy L.J. in the Court of Appeal [1999] 4 AER 883 at 889(j) "shame",
or rather perhaps have another go at persuading, one or more of the reluctant
consultants into changing their mind, or an alternative course can be taken,
dependent upon the evidence placed before the Tribunal at the time, which might
include no discharge at all, if such be the appropriate and correct course, or
conditional discharge on some different conditions, e.g. those supported by Dr
Balakrishna.
21. I accept these submissions of Mr Bear for the Respondent, as more
particularly set out below, and am entirely satisfied that the Applicant has no
case for Judicial Review.
1. In my judgment the duty of the Respondent Health Authority is as defined by
Otton J. in Ex Parte Fox in the declarations he made at 183g, namely
"that a District Health Authority is under a duty under Section 117 of the
[MHA] to provide after-care services when a patient leaves hospital, and acts
unlawfully in failing to seek to make practical arrangements for after-care
prior to that patient's discharge from hospital where such arrangements are
required by a Mental Health Review Tribunal in order to enable the patient to
be conditionally discharged from hospital" and that it acts unlawfully and
thus in breach of that duty in "not attempting with all reasonable
expedition and diligence to make arrangements so as to enable the applicant to
comply with the conditions imposed by the Mental Health Review
Tribunal."
This was, after considerable further argument before him, repeated and
adopted by Scott Baker J., in terms, in Ex Parte Hall at 143b:
"An Authority with a duty to provide after-care arrangements acts
unlawfully by failing to seek to make arrangements for the fulfilment of
conditions imposed by a mental health Review Tribunal".
The Court of Appeal in Ex Parte Hall was not considering the position of
the Health Authority, which was not party to the Appeal, but only the position
of the Mental Health Review Tribunal. The conclusion of Scott Baker J. had
been that the Health Authority was in breach of its duty as defined (not by
virtue of any failure to override its consultants or give them instructions
(any more than in Ex Parte Fox), but by virtue of its failure to take
steps to provide accommodation and funding for supervision). Miss Morris
referred to the words of Kennedy L.J. at 889d:-
"Once the Tribunal has stipulated its conditions, the burden is passed to
the local authority and health authority to make the necessary arrangements
within a reasonable time...and to the applicant to co-operate with arrangements
which are made".
But this, in my judgment, was (i) not in any way seeking to quarrel with the
detailed analysis and conclusions of Otton J., as repeated and approved by
Scott Baker J., of much of which this is a very shorthand reference (ii) in
any event not seeking to define or deal with the duty of a Health Authority,
when neither such party nor any such issue was before the court. I accept and
adopt the conclusions of Otton J. and Scott Baker J that the duty of the Health
Authority is mandatory, but not absolute, and is in the terms I have set out
above.
2. The procedure to be adopted by a Health Authority in compliance with its
duty is thus as set out in Ex Parte Fox at 182e-g:-
"In my judgment, if the district health authority's doctors do not agree
with the conditions imposed by the Mental Health Review Tribunal and are
disinclined to make the necessary arrangements to supervise the applicant on
his release, the district health authority cannot let the matter rest there.
The district health authority is under a continuing obligation to make further
endeavours to provide arrangements within its own resources or to obtain them
from other health authorities who provide such services, so as to put in place
practical arrangements for enabling the applicant to comply with the conditions
imposed by the Mental Health Review Tribunal or, at the very least, make
enquiry of other providers of such services. If the arrangements still cannot
be made, then the district health authority should not permit an impasse to
continue, but refer the matter to the Secretary of State to enable him to
consider exercising his power to refer the case back to the mental health
review tribunal under Section 71(1)"
and in Ex Parte Hall at 143a-c:-
"In my judgment Ex Parte Fox supports the
following proposition which I accept to be the law:
(i) An authority's duty to provide after-care services includes a duty to
set up the arrangements that will be required on discharge. It is not a duty
that arises for the first time at the moment of discharge;
(ii) An authority with a duty to provide after-care arrangements acts
unlawfully by failing to seek to make arrangements for the fulfilment of
conditions imposed by mental health review tribunal under s.73(1);
(iii) If such an authority is unable to make the necessary arrangements, it
must try to obtain them from another authority;
(iv) If arrangements still cannot be made an impasse should not be allowed
to continue; the case must be referred back to a mental health review tribunal
through the Secretary of State.
In carrying out such obligation, the Authority is entitled and obliged to bear
in mind the 1987 Guidance Notes, to which I have referred.
3. There is no obligation on the Health Authority to instruct its own doctors
or, a fortiori, doctors employed as here by a third party, who decline to take
part in arrangements which have been prescribed as a condition by the Tribunal,
to do so. The most that can be expected from an Authority is to clarify that
such is indeed the position and, where appropriate, to expect the consultants
who have declined themselves personally to take part to assist, in so far as
they owe a duty either to their patient or to the authority, in exploring other
possibilities.
4. The Respondent in this case was not in breach of its obligations. So far as
the consultants were concerned (and it is important to emphasise that it was
not simply, as appears to be considered by the Applicant, Dr Kennedy, but also,
and successively, Dr Hamilton and Dr Duffield, who did not approve of and were
not prepared to act as supervising officer in relation to the proposals for the
Applicant to live at her parents' home), the Respondent received a clear
response, which required no further clarification, that the doctors themselves
were not prepared to participate, as they were plainly entitled, and, on the
basis of their own professional judgments obliged, to do, but also received all
co-operation that could have been expected in exploring other alternatives.
The Respondent did not, as Otton J. concluded had been the case in Ex Parte
Fox, "let the matter rest there", but took, with the co-operation,
and to some extent under the guidance, of the Applicant's solicitors, what in
my judgment was every appropriate step to explore and find alternatives.
Criticisms were made by Miss Morris, as I have indicated, of the Respondent's
failure to probe some of the negative responses they received. This is in my
view clutching at straws. It is plain that, as indeed Miss Morris in the
course of argument conceded, it was extremely unlikely that consultants out of
the locality, without proper access, unable to participate and supervise
properly in terms of the Guidance Notes, and knowing of the views of all
those consultants who had been involved with the Applicant and her treatment
(as indeed it was inevitable and proper that they should), would be willing to
take on supervision in the terms of the Tribunal's conditions. Indeed,
although the net was spread ever wider, it is in my judgment clear that the
Tribunal's conditions can only have been complied with if a local consultant
was carrying out the necessary supervision. As it is, not even a local
social worker could be found who was prepared to comply with the other
condition laid down by the tribunal (not the responsibility of this
Respondent), and today there is no supervising forensic consultant
psychiatrist available and willing to comply with the Tribunal's condition, not
even the Applicant's own witness, Dr Balakrishna, who, as set out above,
neither offers to carry out such role nor even supports the condition of
residence at home. I reject the criticisms of Miss Morris. One of the
negative responses which it is suggested should have been more fully explored
by the Respondent is that of Dr Boast, Consultant in Forensic Psychiatry with
City and Hackney NHS Trust, by his letter dated 30th December
1999:-
"Thank you for your letter of 24 December 1999 asking whether I would be
willing to supervise [Miss K]. The short answer is that I would not. This is
based on the fact that her local forensic services do not think that she should
be living with her family. I have copied your letter and enclosures to my
colleagues here asking them to reply directly."
It was suggested by Miss Morris that there should have been a further follow up
by the Respondent. I do not accept that the Respondent was in breach of duty
in not following up that negative response; but in fact as it turns out, we do,
it seems, have the response of at any rate one of those colleagues, for the
Applicant's own witness, Dr Balakrishna, is such a consultant with what appears
to be that very NHS trust, (its name now slightly changed but based at the same
address). As set out above, even his response is similarly negative, even
after further and detailed consideration.
5. I am satisfied therefore that there is no breach of duty by the
respondent.
6. There is in those circumstances, an impasse, such as to justify (and indeed
in accordance with the analysis of Otton J. and Scott Baker J. to require) the
invitation by the Respondent to the Secretary of State to make a reference
under Section 71; which he has done. As I indicated above, Miss Morris's
submission was that the Respondent's duty was absolute, such that it would be
in breach of such duty, even if there were no further steps it could reasonably
take. In such circumstances, Miss Morris submitted that there would be a
"technical breach", in respect of which no relief would be granted to the
Respondent. As I have set out above, in my judgment the duty is not absolute,
and it would be inappropriate and unsustainable to conclude that an Authority
which had taken all reasonable steps (such as I have concluded the Respondent
to have done here), was still in breach of obligation, even if escaping
sanction of the court. But even if, contrary to my firm conclusion, such duty
were absolute, I would be satisfied in this case that there was indeed only
what Miss Morris would then describe as a technical breach. Miss Morris
accepts, rightly in my view, that in the event of a finding of such technical
breach, in that case too there would be an impasse, in the sense that there
would be nothing further that could reasonably be, or be ordered by the court
to be, done. There is in my judgment therefore, on the findings I have made,
even on Miss Morris's own submissions, which I have rejected, an impasse, and a
proper and sensible invitation to the Secretary of State to exercise his powers
to refer to a further tribunal under Section 71, so that that matter can now be
fully reconsidered.
22. For the avoidance of doubt, I should record that I entirely reject any
suggestion, such as was made, that Dr Kennedy or any of the consultants, have
"thwarted" the conclusions of the Mental Health Review Tribunal. As I have set
out above, all those doctors are and were entitled, and indeed obliged, to
exercise their own professional judgment, and indeed all they were doing was
indicating that they were not prepared themselves to supervise the applicant in
the conditions prescribed. Neither Dr Kennedy nor Dr Hamilton nor Dr
Duffield:-
(i) themselves owe a statutory duty pursuant to Section 117(2) of the MHA, or
otherwise, nor any duty to the Tribunal, nor are they compellable by the
Respondent or by the Applicant or by the court, to carry out the supervision
which was the condition imposed by the Tribunal for the discharge of the
applicant, and indeed for the investigation of which the conditional discharge
was deferred, which must carry with it at the very least, in the light
of Ex Parte Fox and Ex Parte Hall, the possibility that it would
not be forthcoming, such that the provisions of Section 73(7) might apply or
the conditions for Section 71 might arise
(ii) are in any way estopped or barred by the Tribunal's decision from
exercising their own professional judgment.
Whatever may be the impact of the obiter dicta of McCullough J. in R v
Home Secretary Ex Parte K [1990] 1 WLR 168 at 181E-C, where he would regard
as unlawful a decision by the Secretary of State to recall, in the absence of
some fresh development, a patient who had been a week earlier discharged by a
Tribunal, such reasoning cannot apply to inhibit the professional judgment of
consultants in this case, or certainly not so as to compel them to carry out
supervision themselves, or to be regarded as `thwarting' the conclusion of a
Tribunal if they decline to do so.
23. In those circumstances, this application is
dismissed.
MR. JUSTICE BURTON: For the reasons which I briefly gave on the previous
occasion, and now more fully set out in my judgment, I have dismissed the
application. Miss Morris, thank you for your one or two typographical errors
in the judgment. I picked up quite a lot more. I do not know if you have had
an opportunity of checking through the judgment last night in the format in
which it was handed down.
MISS MORRIS: I have not looked through it again.
MR. JUSTICE BURTON: It incorporated the one or two changes which you
wanted. It did not incorporate the changes that Mr Bear wanted because the
word processor would not cope with his acute accent. The other changes are
mainly corrections of the documents which I had not had time to go through when
I handed down the judgment. There were some lines missing but I think you had
that earlier in the week.
MISS MORRIS: I have seen that.
MR. JUSTICE BURTON: The last paragraph was missing completely and the
last paragraph but one, there were some words garbled in the last two lines.
Hopefully there was no substantive change. You applied on the last occasion
for leave to appeal which I refused. I think I sorted out costs on the last
occasion.
MISS MORRIS: You did, my Lord.