B e f o r e :
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HERTFORDSHIRE COUNTY COUNCIL |
Applicant |
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- and - |
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(1) MOTHER (2) FATHER (3) and (4) OLDER SIBLING and CHILD, children represented by their Guardian, Claire Chambers |
Respondent |
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Crown Copyright ©
His Honour Judge Richard Clarke :
INTRODUCTION
1.1. [Older Sibling] born on XXXX 2018 (the older Sibling); and
1.2. [Child] born on XX November 2020 (referred to hereafter as the Child).
REPRESENTATION AND PARTIES
ESSENTIAL BACKGROUND
10.1. The parents are married, having met in 2011 and marrying in XXXX.
10.2. The Child was born at 37 weeks gestation by emergency Caesarean section, due to concerns about his growth.
10.3. On the evening of [Day 1], when the Child was 7 weeks old, the parents state they were in the kitchen of the family home. It is their case that while Father was cuddling the Child he picked up the Older Sibling, who was about to go for a bath and bedtime, at the same time. They say Father then dropped the child, tried to catch the Child, but missed, and the Child tumbled to the floor.
10.4. The kitchen floor is a hard wood floor on a concrete base. The Child clearly sustained injury to his head upon impact. The parents left to take the Child to their local hospital, calling 999 (at 18:24 hours) on the way.
10.5. The Child was presented at the accident and emergency department of his local hospital the same evening with a report of having sustained injury in a fall from Father's arms onto a wooden floor from a height which was estimated, by the hospital staff to whom the initial history was given, to be approximately 5 feet. The Child had a short seizure after arrival at the hospital. Initial assessment took place at 18:30 hours.
10.6. The paediatric sign-in sheet, completed at 19:00 hours on [Day 1], recorded a "fall/dropped from height of approximately 2 feet". Subsequent trauma team notes by the Emergency Department Consultant recorded "fall onto floor from father's hands about 3-4 feet high". Record of the discussion between the general paediatric consultant and Father recorded the Child "arched his back fell over dad's arm (approx. 5ft)"
10.7. A neurosurgical on-call referral was made to Great Ormond Street Hospital (GOSH) that evening, by which time the history was that the fall had occurred at 19:00 hours and was from a height of 4 to 5 feet onto a carpeted floor. There is a letter to GOSH, from the local hospital, from the same day stating it was a drop from 4 feet onto wooden flooring. There is also a record of a call to an anaesthetist at GOSH, from the local hospital, noting a drop onto a wooden floor at 19:00 hours.
10.8. The Child was transferred to GOSH in the early hours of the next morning, with ongoing intermittent seizures. There was a further concern as Father had previously presented the elder Sibling at hospital a few years previously, having stated he had fallen down the stairs with her and was concerned she may have hit her head, but no significant injuries had been noted to the Sibling. Both of the parents' children were made subject to Police Protection Orders on [Day 2].
10.9. The Child was found to have sustained bilateral (both sides) parietal skull fractures (the right-sided fracture being complex, with the fracture edges separated and multiple fracture fragments) each with associated areas of scalp swelling, traumatic subdural effusion (escape of fluid), traumatic subarachnoid haemorrhage (bleeding) and a large area of haemorrhagic contusional change which has led to permanent structural brain damage.
10.10. On [Day 2] the Child's grandfather is recorded as reporting Father tried to pick up the Sibling and (the Child) fell out of his arms, but there is nothing to indicate the grandfather was present at the time (the court has not heard from the grandfather, no party requiring either grandparent to give evidence). A nurse also reported that Mother had been upstairs and Father downstairs, and Father tired to pick up the Sibling and the Child fell out of his arms, but the source of the information is not provided. The same day there is a note in the GOSH records questioning the consistency of the parents' account on the basis of the record the Child had fallen onto a carpeted floor.
10.11. Mother is recorded as providing a history to [RG] and [Watford Neurosurgeon] on [Day 3] which was generally consistent with the initial report. The only mention of height is Father himself being about 6 feet tall.
10.12. Father provided a recorded account of events to the police on [Day 4]. The initial view of the medical professionals at GOSH, at a strategy meeting which took place on [Day 4], was that the injuries sustained were compatible with the mechanics of a fall, but it could not be confirmed if this was accidental or non-accidental. [Dr TM] explained it was possible for a single impact to cause bilateral fractures, but she could not rule out a second impact to the left side.
10.13. On [Day 7] Mother was informed the Child had sustained permanent brain damage and there were concerns of Non-Accidental Injury (NAI). The follow-up strategy discussion from that date recorded Father's explanation as him picking up the older Sibling whilst holding the Child and the Child slipping from his grasp and falling to the floor. The right side of the brain was showing significant injury. No concerns had been noted by ward staff in respect of either parent's interaction with the Child or presentation at GOSH. The neurological team felt the degree of injury to the brain was extreme given the history, the injuries could be the result of 2 separate trauma impacts, there were perceived discrepancies in the accounts provided by the parents and while accidental injury was not impossible it was considered to be unlikely. The complex pattern of fractures from one single event was regarded as highly suspicious. Whilst the view of the Consultant Neurologists appeared to differ, and it was possible the injuries were accidental, on the balance of probabilities, and considering literature and experience, it was felt that the baby had suffered NAI.
10.14. There is a record from GOSH of [Day 10] where Father was noted to be expressing his concern that the medical team had not got the full account of exactly what had happened. Father was recorded as stressing it as not "a simple fall".
10.15. On [Day 12] there was a discussion between Father and [Dr SD], who explained to Father why the incident had been questioned as NAI. Father sent an email to [XE] at GOSH the same day, in response to their request that he set out his concerns, which confirmed:
10.15.1. Father gave his account of what had happened to the doctors and nurses at Watford on [Day 1] and visually demonstrated;
10.15.2. On [Day 4] Father gave his account to the police, which was recorded via video;
10.15.3. It was not until [Day 7] that Father was informed the Child had permanent brain damage;
10.15.4. A meeting took place with the neurologists on [Day 8] where Father expressed concerns his account was not getting through accurately; and
10.15.5. Father still did not believe the medical team as a whole had his accurate account of what happened
10.16. [Dr G], Consultant Paediatric Neurologist at GOSH, provided a report dated [Day 14] at the request of the Local Authority. This and subsequent reports/letters stated [Dr G] believed them to be true and to reflect accurately the opinion of the clinical teams at GOSH. The report went through the various recorded explanations of the incident. It confirms the CT of the brain showed a breakage of the skull on the right side with involvement of multiple skull sutures (joints between the bones of a baby's skull) and an externally displaced fragment. There was a separation of the joint connecting the bones on the side of the head (parietal) and the back of the head (occipital), with associated soft tissue swelling. The brain was seen protruding through the right fracture at the level of the broken fragment, with significant tissue injury to the right parietal lobe of the brain. There were also 2 breaks (fracture lines) on the upper back area (parietal) of the skull on the left side. There was also suspicion of minimal signal changes to the T2 to T4 vertebrae, with trabecular fractures not being ruled out. The report recorded a consensus neuroradiology opinion that the mechanism of fall described by Father was compatible with the radiological findings, which were suggestive of a single high impact direct traumatic injury. However, [Dr G] also opined "the pattern of injury seen in this child with multiple skull fractures seen on both sides, with associated widening of the sutures, and significant damage to the underlying brain, is highly unusual in the context of the history provided by the parents" and noted "with concern that there are discrepancies in the history provided".
10.17. On [Day 15] [Dr G] responded to questions on the report, confirming it was not possible to date the fractures, referred to the "changing history given by the parents" and stated "I have not seen this degree of injury from a fall of the nature described, although the history given by the parents is not clear".
10.18. A note of a discussion on [Day 15] records Father discussing the fact that the Child would have landed at a different angle than straight down, although he could not speculate what the angle was. The case note, recorded by the police from that date, records [Dr G] stated "he has to go by what the professionals have recorded… although he can completely appreciate that they might not be what father intended to say". It also recorded [Dr G] as stating, "on the balance of probabilities feels that injuries are most likely to be accidental in cause and that he will send a final report stating this". [Dr G]'s view the injury was likely to be accidental was recorded at 3 separate stages of the discussion.
10.19. The Child was discharged on [Day 16], with plans to follow-up treatment.
10.20. A further letter from [Dr G], dated [Day 21], stated "there are discrepancies in the histories recorded as to whether (the Child) slipped while his father was picking up the older sister or whether the father was already standing holding both children when this happened." The letter sought to set out what were viewed as "significant inconsistencies and notable omissions recorded in the histories given by (the) parents from the time of presentation (at the local hospital) to the completion of his admission to GOSH" relating to the:
10.20.1. Height of the fall;
10.20.2. Type of flooring;
10.20.3. Location of the Sibling;
10.20.4. Position and orientation of Father holding the Child in prior to the fall;
10.20.5. Where the parents were standing in the kitchen;
10.20.6. Why Mother's view of the fall was obscured;
10.20.7. Where the Child fell;
10.20.8. The position the Child was in on the floor after he fell; and
10.20.9. The mechanism of the fall.
While [Dr G] maintained the injury sustained could be compatible with the "revised explanation" given on [Day 15], it was stated "based on my experience as a Neurologist with significant knowledge base in Traumatic Head Injuries in children, it is my opinion that the injury sustained is highly unusual with bilateral broken bones of the skull, with the break not being continuous across the midline and in the absence of a clear and consistent history of having sustained multiple impacts
10.21. The Consultant Paediatrician for Safeguarding at GOSH wrote to the parents on [Day 30], stating this "is a very unusual case in that [Dr G] is unfortunately not able to state whether on the balance of probabilities (the Child)'s injuries are likely to be accidental or non-accidental". The letter also referred to the meeting with the parents on [Day 15] when "[Dr G] indicated to the parents in the presence of the Local Authority Social Worker he was of the view that the injuries were more likely to be accidental than non-accidental."… with a caveat that "[Dr G] also informed those present at the meeting that he would need to consider all of the histories documented again before providing a written report to this effect".
10.22. The parents separated following an incident between them on [Day 37]. Father left the family home following the incident and Mother did not support any further police action.
10.23. Neurosurgery was performed on the Child on [Day 42].
10.24. A strategy discussion took place on 23 February 2021. It recorded the Local Authority s47 investigation as finding "no other risk factors identified beyond highly unusual injury and discrepancy in histories". [Dr W], named doctor for safeguarding at GOSH, "expressed that it was considered that [Dr G] had been put under a degree of pressure when speaking to the parents" (on [Day 15]), and that [Dr W] "held a discussion with [Dr G] in respect to the 'revised history from [Father] provided at the meeting on [Day 15]. It was considered that this it is an elaborated history…". In discussion about the fractures it was stated the Child "has fractures on both sides of his head, which radiate out, and two fractures that radiate from the left side of his head. Those fractures don't join up so if the initial history is that he fell and didn't bounce or tumble on the way down, how is it possible he had fractures on the other side of his head. [Dr W] expressed that if (the Child) had fallen from a great height onto a hard floor it is possible that he would have sustained the fractures. [Dr W] recommended the Local Authority seek an expert second opinion. The Local Authority were recorded as questioning whether this was proportionate given it was not felt that threshold was met for the case to go to court. The police were also recorded as having visited the family home and finding the account given by Father as completely plausible. In considering [Dr G]'s report the police did not regard there as being significant inconsistencies and notable omissions, viewing the minor differences in the accounts given as in line with what each parent saw and how they interpreted it. They also noted how the memory works could explain differences in the details recalled at differing times and the fact the parents had witnessed something traumatic. The police went as far as to state "had both parents arrived at the hospital, given identical accounts and maintained them completely throughout I would be more likely to expect this to be lies".
10.25. On 3 March 2021 Father returned to the family home. The parents have continued to live separately in the same property for some time, although the Father then left the home and the parents have remained separated.
10.26. The Local Authority commissioned a report from [Dr N], Consultant Neuroradiologist, on 18 March 2021. The report is dated 13 May 2021. [Dr N] summarised his view that "the constellation of imaging abnormalities cannot reasonably be explained by a fall from a height such as being held by an adult. In my view the two main possible explanations for the totality of the abnormalities are that either they are due to a crush injury (as may for example have happened if (the Child) did indeed fall onto the floor but his head was then stepped upon by an adult) or an episode of impact head trauma involving an impact injury involving a much greater degree of force than is likely to have occurred as a result of a fall from carrying height." He described the "parenchymal brain injury, although focal in that only one area of the brain was affected, it was very extensive as it did involve the frontal, parietal and temporal lobes and was also an injury which involved the full thickness of the brain from the surface to the ventricular margin. I cannot recall ever having seen such an injury as a result of an episode of domestic impact trauma."
10.27. A professionals meeting took place on 18 May 2021. The note of the meeting confirmed they had the benefit of the report of [Dr N], who was described as an incredibly experienced radiologist who did the majority of expert witness cases where there is a brain injury and scans require interpreting. There was reference to a revised history from Father, that he had in some way propelled the Child in his flight to the floor, by [Dr W], who said:
10.27.1. "all along GOSH have said that concern is high, because of the nature of the history presented to them cannot say with certainty the intent because history does not convey information to them."
10.27.2. a bit of skull was pushed into his brain, expressing the view it was "incredibly unlikely due to flat surface landed on".
10.27.3. she had reflected on medical notes from Watford Hospital stating Father had initially said "fall from 2 feet, then 3 – 4 feet, then 5 ft, then over 6ft. This account was given over time as it became apparent injuries were more significant."
10.27.4. In respect of the parents challenging this history, that it was "unlikely every practitioner misheard what parents said."
10.27.5. That in [Month 2] Father had changed his account to say there was an active movement and the Child was propelled through the air
10.27.6. The injuries sustained were similar to those if a child had fallen out of a window from the 2nd or 3rd floor; and
10.27.7. "Injuries do not match history given".
10.28. A Child in Need plan was drawn up on 9 June 2021 on the basis that Father's contact with the children would be supervised by an adult at all times.
10.29. The Local Authority application for public law orders, C110a, in respect of both children is dated 6 July 2021.
10.30. Following the issue of proceedings, on 27 July 2021, the court gave permission to the Guardian to obtain a paediatric radiology report from [Professor AM] on a joint basis with the Guardian's solicitor taking the lead.
10.31. Subsequently, on 26 October 2021, the court refused an application by the Local Authority to obtain an addendum assessment from [Dr N] and gave permission to obtain a neuroradiological report from Professor Sellar on a joint basis with the Guardian's solicitor taking the lead.
10.32. [Professor AM] reported on 29 November 2022 and Professor Sellar reported on 6 January 2022.
10.33. At the time that [Professor AM] was instructed the court had not yet determined an application for a report from a bio-mechanical engineer. The application was later refused. [Professor AM] was asked to provide an addendum report taking this into account and did so on 20 January 2022.
10.34. At a hearing on 17 January 2022 the matter was listed for a fact-finding hearing commencing on 21 March 2022 with a time estimate of 5 days. It was confirmed the witnesses needed for the fact-finding hearing were the parents, [Professor AM] and Professor Sellar. However further witnesses may be required. They would be identified at the next hearing
10.35. The experts were asked to undertake an experts' meeting. The experts' meeting took place on 16 February 2022, between [Professor AM] and Professor Sellar.
10.36. The matter came back before the court for a pre-trial review on 28 February 2022. Various items of evidence remained outstanding, additional witnesses were sought to be called including [Dr TM] from whom a witness statement was sought by those representing the mother. The parties were concerned that 5 days would not be enough. The listing remained, on the basis it would be used to hear the evidence, the advocates would then provide written submissions and judgment would be handed down on 5 April 2022.
10.37. Shortly before the fact-finding hearing, the Local Authority served a letter from [Dr TM] dated 7 March 2022. Included in the letter was the text of a neuroradiology consensus statement which had been shared with the clinical team, which had not appeared in the medical records, which included a discussion between [4 consultant paediatric neuroradiologists] of the GOSH Paediatric Neuroradiology Department. The content of the discussion is as follows:
Based on the current radiological literature on impact head trauma, we think that the mechanism described (i.e., fall of the child from a height of about 5.5ft while being carried by the father) is compatible with the radiological findings.
In fact, a fall from caregiver's arms is more likely to be responsible for complex and more extensive skull fractures and intracranial injuries in comparison to the typical short height accidental fall (uncomplicated fall over a short distance, i.e., maximal 1-1.5 m). These differences are mentioned in the Chapter 2 of the book by Bila et al. on non-accidental fractures in children (see citation below).
Data on falls from caregiver's arms are not extensive but evidence shows that "as a result of such a fall, children may sustain a focal haematoma and even extensive skull fractures and focal contusion of the brain" (Bila et al. 2010). In these cases, the mechanism is more complex than a typical accidental fall from short height and even retinal haemorrhages are possible (Warrington & Wright 2001; Lyons & Oates 1993; Tarantino at al. 1999; Minns 2005).
There is evidence in the scientific literature that "infants reported as having been dropped by caregivers were[. . .] significantly more likely to sustain a major injury (complex fractures and intracranial injury) than other infants who had fallen, or infants injured by any other mechanism" (Settle 2005).
In another article, it was found that "falls were the most common cause of intracranial injury including falls from caregiver's arms" (Crowe 2012).
As in this case, falls from the arms of carers "usually involves a fall of approximately 1. 5 metre.
As a result of such a fall, they may sustain a focal haematoma and even extensive skull fractures and focal contusion of the brain (Bila et al. 2010).
Finally, based on porcine models there are significant differences in how very young skulls react to a direct impact in comparison to adult/older animals: "impacts causing focal brain injuries in adults may yield diffuse injuries in children, due to the more compliant braincase".
Also, in very young animals (equivalent to infant) a single impact can cause multiple fractures relatively distant from the site of impact and closer to the sutures which are still open at that age (Powell 2012). The same study also showed that the number of fractures was higher with "increased levels of impact energy" (Powell 2012 Forensic Sci). Further, "rigid interface generated much diastatic fracturing at this higher impact energy, whereas the compliant interface did not"(Powell 2012 Forensic Sci).
Regarding appearances of brain parenchyma, MRI shows no evidence of diffuse axonal injury in the present patient as parenchymal micro haemorrhages are absent. Diffusion weighted imaging restricted diffusion in the above-mentioned areas outside of the right parietal lobe are in keeping with pre-Wallerian degeneration (Dami 2009).
The left-sided haematoma may be related to rolling after the first impact but can also be related to the fracture.
10.38. An Advocates' Meeting took place on 17 March 2022. Following that meeting the experts were informed, "The local authority has confirmed that it does not assert that the parents gave inconsistent accounts of the circumstances and/or events which they say led to the Child's injuries. In particular it is accepted that the parents did not say that the Child fell onto a carpeted floor, nor did either of them give any estimation of the height of the fall to medical professionals save that the father said he thought the height was more than 5 feet, given his own height. It is accepted that what the parents are describing is an accelerated fall from height, landing at an angle onto a concrete floor."
10.39. The fact-finding hearing commenced on 21 March 2022. Following the evidence of [Dr G], [Dr TM], [Professor AM] and Professor Sellar, on 25 March 2022 the Local Authority accepted they were unable to establish threshold on the evidence. There was disagreement over the way forward, with the Local Authority indicating it wished to seek permission to withdraw the proceedings and the parents and Guardian wishing there to be a full decision exonerating the parents.
10.40. The parents' evidence was heard in the remaining time. The Local Authority then issued an application to withdraw the same day, with written submissions in support. It was agreed the parents and Guardian would file written submissions on the basis judgment may be handed down on 5 April 2022, dependent on whether third parties needed to be placed on notice of any potential adverse findings in the decision. However, the submissions on behalf of the parents ran to roughly 60 pages each (including attachments) and so further time was needed.
ALLEGATIONS
THE WITHDRAWAL APPLICATION
'[16] … We were only referred to one case in which the provision has been considered by this Court, in the early days of the Act – London Borough of Southwark v B [1993] 2 FLR 559 in which at page 573 Waite LJ set out the following approach:
"The paramount consideration for any court dealing with [an application to withdraw care proceedings] is accordingly the question whether the withdrawal of the care proceedings will promote or conflict with the welfare of the child concerned. It is not to be assumed, when determining that question, that every child who is made the subject of care proceedings derives an automatic advantage from having them continued. There is no advantage to any child in being maintained as the subject of proceedings that have become redundant in purpose or ineffective in result. It is a matter of looking at each case to see whether there is some solid advantage to the child to be derived from continuing the proceedings."
This approach is consistent with s.1(5) of the Act, which provides that:
"where a court is considering whether or not to make one or more orders under this Act with respect to a child, it shall not make the order or any of the orders unless it considers that doing so would be better for the child than making no order at all."
'[19] …. In the first, the local authority will be unable to satisfy the threshold criteria for making a care or supervision order under s.31(2) of the Act. In such cases, the application must succeed. But for cases to fall into this first category, the inability to satisfy the criteria must, in the words of Cobb J in Re J, A, M and X (Children), be "obvious".
[20] …. In the second category, there will be cases where on the evidence it is possible for the local authority to satisfy the threshold criteria. In those circumstances, an application to withdraw the proceedings must be determined by considering (1) whether withdrawal of the care proceedings will promote or conflict with the welfare of the child concerned, and (2) the overriding objective under the Family Procedure Rules. The relevant factors will include those identified by McFarlane J in A County Council v DP which, having regard to the paramountcy of the child's welfare and the overriding objective in the FPR, can be restated in these terms:
(a) the necessity of the investigation and the relevance of the potential result to the future care plans for the child;
(b) the obligation to deal with cases justly;
(c) whether the hearing would be proportionate to the nature, importance and complexity of the issues;
(d) the prospects of a fair trial of the issues and the impact of any fact-finding process on other parties;
(e) the time the investigation would take and the likely cost to public funds.'
THE LAW AND LEGAL PRINCIPLES
26.1. There is only one standard of proof in these proceedings, namely the simple balance of probabilities.[4] Neither the seriousness of the allegation nor the seriousness of the consequences should make any difference to the standard of proof to be applied in determining the facts.
26.2. If a fact is to be proved the law operates a binary system in which the only values are 0 and 1 therefore it is open to the Court to make the following findings on the balance of probabilities:
26.2.1. that the allegation is true
26.2.2. that the allegation is false
and once an allegation has been proven on the balance of probabilities it will be treated as a fact and all future decisions will be based on that finding. Equally if a party fails to prove an allegation the Court will disregard the allegation completely.
26.3. It is the local authority that brings these proceeding and identifies the findings they invite the Court to make. Therefore, the burden of proving the allegations that they make rests with them.[5] Those against whom allegations are made do not themselves have to provide an explanation or context for any disputed allegation or to prove that any allegation is false.[6] The burden of disproving a reasonable explanation put forward by the parents falls on the local authority.[7] The fact that (if in fact it be the case) a party fails to prove on a balance of probabilities an affirmative case that party has chosen to set up by way of defence does not of itself establish the local authority's case, there is no obligation on that party to prove the truth of their alternative case.[8]
26.4. The inherent probability or improbability of an event remains a matter to be considered when weighing the probabilities and deciding whether, on balance, the event occurred. "Common sense, not law, requires that in deciding whether the fact in issue is more probable than not regard should be had to whatever extent appropriate to inherent probabilities[9]" The fact an event is common or frequent does not lower the standard of probability to which it must be proved, nor does the fact it is very uncommon or infrequent raise the standard of proof.
26.5. Where the evidence stands only as hearsay, the Court weighing up that evidence has to take into account the fact that it was not subject to cross examination.[10] When assessing the weight to be placed on hearsay evidence the Court may have regard to the matters set out in section 4 of the Civil Evidence Act 1995 even in cases (such as this one) where the Civil Evidence Act does not strictly apply.
26.6. There has been a significant passage of time since the events in question. As Jackson J (as he then was) stated[11]: To these matters I would only add that in cases where repeated accounts are given of events surrounding injury and death, the court must think carefully about the significance or otherwise of any reported discrepancies. They may arise for a number of reasons. One possibility is of course that they are lies designed to hide culpability. Another is that they are lies told for other reasons. Further possibilities include faulty recollection or confusion at times of stress or when the importance of accuracy is not fully appreciated, or there may be inaccuracy or mistake in the record keeping or recollection of the person hearing or relaying the account. The possible effects of delay and repeated questioning upon memory should also be considered, as should the effect on one person of hearing accounts given by others. As memory fades, a desire to iron out wrinkles may not be unnatural - a process that might inelegantly be described as "story-creep" may occur without any necessary inference of bad faith."
26.7. Findings of fact must be based on evidence (including inferences that can properly be drawn from the evidence) and not on suspicion or speculation.[12] If the local authority case is challenged on some factual point they must adduce proper evidence to establish what it seeks to prove. There is also the need to link the fact relied upon by the local authority with its case on threshold, the need to demonstrate why, as the local authority asserts, facts A + B + C justify the conclusion that the child or children has/have suffered, or is/are at risk of suffering, significant harm of types X, Y or Z.[13] The Court's findings must identify what significant harm the Court found the child(ren) to have suffered and/or the type of significant harm the child(ren) was/were likely to suffer.
26.8. When carrying out the assessment of evidence, the Court must pay attention to the fact that "Evidence cannot be evaluated and assessed in separate compartments. A judge in these difficult cases must have regard to the relevance of each piece of evidence to other evidence and to exercise an overview of the totality of the evidence in order to come to the conclusion whether the case put forward by the Local Authority has been made out to the appropriate standard of proof"[14] First, the Court must take into account all the evidence and, furthermore, consider each piece of evidence in the context of all the other evidence. The Court must survey a wide canvas. Secondly, the evidence of the parents and of any other carers is of the utmost importance. It is essential that the court forms a clear assessment of their credibility and reliability. They must have the fullest opportunity to take part in the hearing and the court is likely to place considerable weight on the evidence and the impression it forms of them.[15]
26.9. The Court must weigh up all the evidence, whether given by expert or lay witnesses. "…psychological research has demonstrated that memories are fluid and malleable, being constantly rewritten whenever they are retrieved…" and "The process of civil litigation itself subjects the memories of witnesses to powerful biases."[16]
26.10. Whilst of course appropriate attention must be paid to expert evidence, it is important to remember
i) that the roles of the Court and expert are distinct; and
ii) that it is the Court that is in the position to weigh the expert evidence against the findings of the other evidence[17] ……
"What may be unexplained today may be perfectly well understood tomorrow. Until then, any tendency to dogmatise [sic] should be met with an answering challenge."[18] The judge must always remember that he or she is the person who makes the final decision.[19] The evidence of an expert is not held in any special position and there is no presumption of belief in an expert no matter how distinguished they may be. However, a judge cannot substitute their own view for the views of the experts without some evidence to support what they conclude and must give reasons for disagreeing with an expert's conclusions or recommendations.[20]
26.11. The medical and expert evidence is but one part of the evidence available to the court at the fact-finding stage and must not take undue prominence. As Ryder J observed[21]: 'A factual decision must be based on all available materials, i.e. be judged in context and not just upon medical or scientific materials, no matter how cogent they may in isolation seem to be. Just as best interests are not defined only by medical or scientific best interests…likewise investigations of fact should have regard to the wide context of social, emotional, ethical and moral factors… I venture to suggest that if a court considers the broader context of expert evidence, that is the social, educational and healthcare history, with the rigour described above, there must surely be less likelihood of inappropriate reliance on what may transpire to be insufficiently cogent and sometimes frankly incorrect expert evidence even where it is uncontradicted"
26.12. If it is satisfied that the child sustained injuries, (the court) must first consider whether they were caused non-accidentally. In this context the Court reminds itself of the comments of Ryder LJ about the expression "non-accidental injury"[22]:-
"I make no criticism of its use but it is a 'catch-all' for everything that is not an accident. It is also a tautology: the true distinction is between an accident which is unexpected and unintentional and an injury which involves an element of wrong. That element of wrong may involve a lack of care and/or an intent of a greater or lesser degree that may amount to negligence, recklessness or deliberate infliction. While an analysis of that kind may be helpful to distinguish deliberate infliction from say negligence, it is unnecessary in any consideration of whether the threshold criteria are satisfied because what the statute requires is something different namely, findings of fact that at least satisfy the significant harm, attributability and objective standard of care elements of section 31(2)."
26.13. Section 31 of the Children Act 1989 provides that a court can only make a care order or supervision order if it is satisfied that the child concerned is suffering or is likely to suffer significant harm and the harm, or the likelihood of harm, is attributable to the care given to the child, or likely to be given to (them), if the order were not made, not being what it would be reasonable to expect a parent to give him … (referred to as the threshold test).
26.14. There has to be factored into every case which concerns a disputed aetiology giving rise to significant harm, a consideration as to whether the cause is unknown. That affects neither the burden nor the standard of proof. It is simply a factor to be taken into account in deciding whether the causation advanced by the one shouldering the burden of proof is established on the balance of probabilities.[23] The judge in care proceedings must never forget that today's medical certainty may be discarded by the next generation of experts or that scientific research will throw light into corners that are at present dark.[24]
Risk factors and protective factors
"18. On behalf of the Children's Guardian, Mr Clive Baker has assembled the following analysis from material produced by the NSPCC, the Common Assessment Framework and the Patient UK Guidance for Health Professionals.
Risk Factors
Physical or mental disability in children that may increase caregiver burden
Social isolation of families
Parents' lack of understanding of children's needs and child development
Parents' history of domestic abuse
History of physical or sexual abuse (as a child)
Past physical or sexual abuse of a child
Poverty and other socioeconomic disadvantage
Family disorganization dissolution, and violence, including intimate partner violence
Lack of family cohesion
Substance abuse in family
Parental immaturity
Single or non-biological parents
Poor parent-child relationships and negative interactions
Parental thoughts and emotions supporting maltreatment behaviours
Parental stress and distress, including depression or other mental health conditions
Community Violence
Protective Factors
Supportive family environment
Nurturing parenting skills
Stable family relationships
Household rules and monitoring of the child
Adequate parental finances
Adequate housing
Access to health care and social services
Caring adults who can serve as role models or mentors Community support
19. In itself, the presence or absence of a particular factor proves nothing. Children can of course be well cared for in disadvantaged homes and abused in otherwise fortunate ones.
As emphasised above, each case turns on its facts. The above analysis may nonetheless provide a helpful framework within which the evidence can be assessed and the facts established."
"(95) Where during the course of a hearing, it becomes clear to the parties and/or the judge that adverse findings of significance outside the known parameters of the case may be made against a party or a witness consideration should be given to the following:
a) Ensuring that the case in support of such adverse findings is adequately 'put' to the relevant witness(es), if necessary by recalling them to give further evidence;
b) Prior to the case being put in cross examination, providing disclosure of relevant court documents or other material to the witness and allowing sufficient time for the witness to reflect on the material;
c) Investigating the need for, and if there is a need the provision of, adequate legal advice, support in court and/or representation for the witness"
"(101) It is, unfortunately, sometimes the case that a judge in civil or family proceedings may be driven to criticise the professional practice or expertise of an expert witness in the case. Although what I have said with regard to a right to fair process under ECHR, Art 8 or the common law may in principle apply to such an expert witness, it will, I would suggest, be very rare that such a witness' fair trial rights will be in danger of breach to the extent that he or she would be entitled to some form of additional process, such as legal advice or representation during the hearing. That this is so is, I suspect, obvious. The expert witness should normally have had full disclosure of all relevant documents. Their evidence will only have been commissioned, in a family case, if it is 'necessary' for the court to 'resolve the proceedings justly' [Children and Families Act 2014, s 13(6)], as a result their evidence and their involvement in the case are likely to be entirely within the four corners of the case. If criticism is to be made, it is likely that the critical matters will have been fully canvassed by one or more of the parties in cross examination. I have raised the question of expert witnesses at this point as part of the strong caveat that I am attempting to attach to this judgment as to the highly unusual circumstances of this case and absence of any need, as I see it, for the profession and the judges to do anything to alter the approach to witnesses in general, and expert witnesses in particular."
[34] On the one hand there are powerful arguments, founded in the public interest, for denying expert witnesses anonymity. These include the following, though no doubt there are others:
(i) First, there is, it might be thought, a general public interest in knowing the identity of an expert witness. As Watkins LJ memorably observed in R v Felixstowe Justices ex parte Leigh [1987] QB 582 at 595, 'There is … no such person known to the law as the anonymous JP'. Advocates do not have anonymity. In the same way, it might be thought, the courts should be chary (to put it no higher) of admitting the anonymous expert.
(ii) Secondly, there is a particular and powerful public interest in knowing who the experts are whose theories and evidence underpin judicial decisions in relation to children which are increasingly coming under critical and sceptical scrutiny.
(iii) Thirdly, there is the equally important public interest, especially pressing in a jurisdiction where scientific error can have such devastating effects on parents and children, not only of exposing what Sedley LJ (in Re C (Welfare of Child: Immunisation) [2003] EWCA Civ 1148, [2003] 2 FLR 1095, at [36]) once called 'junk science' but also of exposing other less egregious shortcomings or limitations in medical science.
(iv) Fourthly, and leading on from the last two points, there is a powerful public interest in knowing whether or not someone putting himself forward as an expert has been criticised by another judge or other judges in the past. Thus the sorry saga of Dr Paterson can be traced through the successively reported judgments of Cazalet J in Re R (A Minor) (Experts' Evidence) (Note) [1991] 1 FLR 291, of Wall J in Re AB (Child Abuse: Expert Witnesses) [1995] 1 FLR 181 and of Singer J in Re X (Non-Accidental Injury: Expert Evidence) [2001] 2 FLR 90. In each of those cases, it may be noted, Dr Paterson and the other expert witnesses were named in otherwise anonymised judgments. But in contrast the identity of the so-called 'independent social worker' and 'counsellor' Jay Carter criticised in damning terms in Re JS (Private International Adoption) [2000] 2 FLR 638 and again in Flintshire County Council v K [2001] 2 FLR 476 (the 'internet twins' case), was not known to the public until she was publicly exposed and named in the judgment in Re M (Adoption: International Adoption Trade) [2003] EWHC 219 (Fam), [2003] 1 FLR 1111. As a commentator has observed (Camilla Cavendish, The Times, 29 March 2007), 'In the dark, we cannot see whether patterns of injustice exist'.
[35] On the other hand, there is an important public interest which, it might be said, justifies preserving the anonymity of expert witnesses involved in care proceedings. This work, though very important, is voluntary. The concern is that if expert witnesses in care cases are publicly identified this will be likely to lead to a further drain on the already diminishing pool of doctors and other experts willing to do child protection work. Doctors and experts in other disciplines may be yet further disinclined to do such work if they see that the evidence they give to the court on the understanding that it (and their own identities) will remain confidential may become public knowledge and be the subject of public criticism. The already inadequate number of experts willing to assist the courts in vitally important child protection cases may, it is feared, be even further reduced.
[36] In this context I note that the Family Justice Council in its response in November 2006 to the Government's Consultation Paper, Confidence and confidentiality: Improving transparency and privacy in family courts (CP 11/06) (TSO, 2006) recognised, at para 34, that:
'There is likely to be an increasing reluctance on the part of professional and expert witnesses to participate in court proceedings if they are to be subjected to the scrutiny of the media. This could lead to increasing delay in dealing with some family cases.'
[37] Thus there are important public interests involved here, just as there are the important personal interests of the social workers, the police officer, the treating doctors and the expert witnesses to be borne in mind. And these interests require careful consideration and, where appropriate, proper protection."
At 155 Lord Justice Munby states:
'….but my conclusion at the end of the day, taking into account all the evidence and other material which has been put before me and all the various submissions I have had on the point, is that neither the risks of targeting, harassment and vilification (which I accept are made out to a certain extent) nor the consequential risks of a flight of experts from child protection work (which I again accept are made out to a certain, although I think more limited, extent) are such as to demonstrate the 'pressing need' which alone could begin to counterbalance what in my judgment are powerful arguments, the very powerful arguments, founded in the public interest, for denying expert witnesses anonymity'
And at paragraph 157:
'When all is said and done, it seems to me to be a very strong thing to say that the identities of the expert witnesses giving evidence in care cases – cases where the consequences for both children and parent are potentially so serious – should be concealed from the public. And quite apart from the most severely pragmatic of reasons for needing to know who are the experts giving evidence in such cases, does not the public in this context have an interest in not merely knowing what is being done in its name but also in knowing who the experts are whose evidence may have led (though of course not in this case) to a child being removed from his parents and placed for adoption.'
THE TRIAL
THE EVIDENCE AND WITNESSES
37.1. [Dr G], consultant paediatric neurologist;
37.2. [Dr TM], consultant paediatric neuroradiologist;
37.3. [Professor AM], consultant paediatric radiologist;
37.4. Professor Sellar, consultant paediatric neuroradiologist;
37.5. Mother; and
37.6. Father.
38.1. Report of [Dr N], consultant paediatric radiologist, dated 13 May 2021
38.2. Statement of [DK] (Social Worker) dated 21 June 2021
38.3. Statement of the Father with Exhibits dated 9 August 2021
38.4. Statement of Mother with Exhibits (undated)
38.5. Report of [Professor AM] dated 29 November 2021
38.6. Statement of [Watford Consultant Paediatrician], Consultant Paediatrician, dated 14 December 2021
38.7. Statement of [PD], Senior Social Worker, dated 16 December 2021
38.8. Statement of [RA], Consultant in Paediatric Neurology, dated 16 December 2021
38.9. Statement of [RG] dated 16 December 2021
38.10. Letter from [YSP], GOSH, dated 17 December 2021
38.11. Statement of [Dr G], Consultant Paediatric Neurology & Neurodisability, dated 20 December 2021, along with signed statements/letters dated [Day 14], [Day 15] and [Day 21]
38.12. Statement of [NG], Paediatrician, dated 22 December 2021
38.13. Statement of [PCU Nurse] dated 23 December 2021
38.14. Statement of [Dr PJ] dated 24 January 2022
38.15. Statement of [Dr X] dated 25 January 2022
38.16. Updating Statement from [Dr X] dated 3 February 2022
38.17. A composite chronology prepared by the Local Authority, along with various responses from the parents
38.18. The Local Authority threshold document, along with the parents' responses
38.19. Report of Professor Sellar dated 6 January 2022
38.20. Addendum report of [Professor AM] dated 20 January 2022
38.21. Transcript of the experts' meeting of 16 February 2022
38.22. Statement of [XE], GOSH social worker, dated 4 March 2022
38.23. Statement of [Dr TM] dated 7 March 2022
38.24. Statement of XXXXXXXXXXX, maternal grandmother, dated 8 March 2022
38.25. Statement of [Watford Community paediatrician], Community Paediatrician dated 9 March 2022
38.26. Police records
38.27. Various medical literature.
39.1. Shock, meaning they are unable to listen to their legal advisor and unable to make decisions
39.2. Fear and anxiety, meaning they are unable to deal with the legal process
39.3. Searching, with an inability to accept the reality of the situation
39.4. Anger
39.5. Sadness and depression, where they may not answer their legal representative's calls or engage with the proceedings
39.6. Acceptance, where they are capable of listening to advice and giving constructive instructions
39.7. Reinvestment and growth
40.1. Record of Strategy Discussion dated [Day 4].
40.2. Record of Follow Up Strategy Discussion dated [Day 7].
40.3. Statement of [Dr G] dated [Day 14].
40.4. Statement of [Dr G] dated [Day 15].
40.5. Addendum Letter of [Dr G] dated [Day 21]
40.6. Case note of meeting at GOSH with parents, GOSH Social Worker and [Dr G] dated [Day 15].
40.7. Letter of Dr Alison Steele dated [Day 30].
40.8. Record of Strategy Discussion dated [Day 62].
The parents have reported that on [Day 1] at around 6 pm the family was in the kitchen. The father was cradling the Child in his right arm and was moving him up and down. It is reported that the older child, (the older Sibling) wanted a cuddle from her father. Father tried to pick (the older Sibling) up on his left side on his hip. Mother reported she turned around for a few seconds and when she turned back, she could see the Child arching backwards, flipping over and falling onto the floor. The floor is described as a hardwood floor on top of concrete. There were no obstructions or toys on the floor. Mother was not sure whether the Child fell on his right or left, front or back. The parents reported that the Child did not lose consciousness, no vomiting and no bleeding. Mum reported that one eye was open, and one eye was shut and there was swelling to his head. As the family reside 10-15 minutes away from the hospital, they decided to drive to the hospital. On the way an ambulance was called to make sure they were expected at Watford General Hospital… The professionals involved in the Child's care have not been able to agree on the mechanism of the Child's injury and whether this was an accidental or non-accidental injury. Concern has also been raised as to some discrepancies in the accounts provided by parents.
43.1. Father tried to pick the Sibling up and put her on his lap;
43.2. the Child arched backwards and fell to the floor (without mention of the flipping);
43.3. There was no mention about the eyes;
43.4. It stated some swelling developed on the Child's head, whereas the instruction stated there was swelling present (possible timing issue); and
43.5. Father gave further details later suggesting that as he tried to catch the Child "it felt like I almost thrown him" i.e. an accelerated fall
46.1. Please consider the radiological imaging undertaken on the Child and list your radiological findings in this matter from each set of images, detailing any fractures or other abnormalities seen.
46.2. Please provide, as specifically as possible, the timeframe for any fractures / abnormality observed by reference to a window of opportunity? Please provide your reasons for the dating given to the abnormalities observed.
46.3. Please consider and list a) all possible causes of any fractures/abnormalities identified b) possible mechanism c) the most likely cause and d) the likely force required to cause any injuries observed and reported upon? In answering this question please provide your reasoning for your opinion and please consider the accounts proffered by the parents. (court emphasis)
46.4. Please consider whether, from your observations of the radiological information in this case, the Child a) is likely to be, b) could be; suffering from any underlying disorder leading to bone fragility? In light of your conclusion, do you recommend any further scanning or testing of the Child and please explain your reasons for the same.
46.5. Please consider the opinions provided on the radiological images by the hospital radiologists and provide your view in relation to the same in terms of whether you agree with the conclusions they have reached or not, providing your reasons for the same? (court emphasis)
46.6. Please confirm whether there any features of the matters that you have identified, which are indicative or diagnostic of inflicted injury, and if so which features and why you reach this conclusion.
46.7. Please confirm your process for differential diagnosis, highlighting any factual assumptions and deductions made and any unusual features of the Child's case, including any contradictory or inconsistent features in respect of any of the injuries/anomalies observed either individually or collectively.
"Although uncommon, bilateral and/or complex skull fractures have been documented as following falls from carer's arms, particularly in infants below 6 months of age. Therefore, the explanation as given by his parents MAY have resulted in the identified fractures i.e., I cannot determine whether the Child's skull fractures were accidental or inflicted – from my perspective as a
paediatric radiologist, either is possible."
48.1. CT scan of [Day 1];
48.2. Skeletal survey of [Day 7] - 28 images;
48.3. Skeletal survey of 1[Day 9] - 9 images;
58.1. Professor Sellar did not have personal experience of bilateral skull fractures resulting from a single fracture, personally, but it can occur
58.2. [Professor AM] had certainly seen bilateral fractures, but could not really remember the precise mechanisms
58.3. [Professor AM] agreed with Professor Sellar's view that it was possible Father's attempts to catch the Child may have accelerated the fall
58.4. Professor Sellar stated that although complex fractures may occur from a fall from a parent's arms, they're not common and he had never, in his experience, seen a fragment of bone being burst out from the skull, as in this case
58.5. [Professor AM] was of the view certainly the acceleration was likely to have increased the momentum levels, and, therefore, the force with which the Child's head would hit the ground. Whether it would be sufficient to cause the precise fracture sustained was another matter…
58.6. When asked about an impact on a wooden floor with concrete base suggesting it was more likely the fall, as described, caused the injuries, Professor Sellar stated "Well, the original story given by the parents to (the local) Hospital was that the fall was onto a carpet. So I would agree with the question that if the fall was onto a wooden floor with a concrete base, it would be more likely that the fall described cause the injuries to (the Child)…" [Professor AM] agreed a hard surface was more likely to cause a fracture than a softer surface.
58.7. Both experts were asked if it was possible, when combining the acceleration with the impact on a wood/concrete fall, this may account for the injuries. Professor Sellar described it as just possible, because nothing is impossible, but highly unlikely, and [Professor AM] agreed.
58.8. Professor Sellar finished off by saying, "The only thing I would say is that I have never seen an injury such as this to the brain, with brain extruding through the fracture site, from a simple fall, or even an accelerated fall, from one of the parents' arms."
"In conclusion, based on the current radiological literature on impact head trauma, in my opinion, radiological findings of bilateral parietal fractures and underlying brain injury is compatible with the mechanism described (i.e., fall of the child from a height of about 5.5ft while being carried by the father). These findings are compatible with a single high impact direct contact trauma to the right side of head."
62.1. "Forensic Aspects of Pediatric Features: Differentiating Accidental trauma from Child Abuse (2010)" by Bilo and Others which stated
62.1.1. Skull fractures - …The degree of deformation of the skull at the moment that the fracture is sustained and the nature and size of the fracture and the associated injury will depend on a number of factors…:
62.1.1.1. Trauma-related
– Location of contact
– The force of the impact at the moment of contact
62.1.1.2. Anatomy-related
– The scalp
– The age of the child
– Shape, build, thickness and malleability of the skull at the point of impact and other sites
62.1.2. Force of impact at the moment of contact - The amount of energy released at contact is determined by four elements:
• The shape, weight and nature of the object. It may be a solid object that will not give way during contact (such as a hammer, concrete floor or stone) or a more or less soft object with a surface that gives way at contact (such as a mattress or a floor covered with thick soft carpet). In soft and yielding objects, the deformation of the surface will absorb a large part of the energy released at contact. Yet, the literature has shown that a child falling on a soft surface can also sustain a fracture [12]. In a solid non-giving surface hardly any energy is carried over to the object.
• The velocity resulting from the speed of the head and the object at the moment of impact.
• A fixed or free-moving head. When the head can move freely, it will move along in the same direction as the object. In this manner, part of the energy at impact is absorbed by the movement.
• The size of the contact surface. If contact takes place on a limited surface, all energy released at contact will be concentrated at this surface. If the site of impact is larger, the energy will spread itself over this surface
62.1.3. The age of the child – … Young children do not have a diploid structure of the parietal bone, leading to an increased risk for sustaining a fracture in this bone in a short-distance fall [12].
62.1.4. Skull Fractures and Intracranial Injury … the location of the skull fracture is not a good indicator for the location of the subdural haemorrhage.
62.1.5. Dynamic Impact Loading: Accidental Falls - When a skull fracture is the result of a fall from a bed or a changing table, it is unlikely that there will also be other fractures, such as rib fractures or a mid shaft fracture of one of the extremities. In a non-accidental skull fracture, for example when a parent hits the child's head against the wall, or at the end of his/her wits throws the child to the floor, it will nearly always lead to a different kind of injury, either intracranial or in other locations of the body. The overall picture will look more like a serious accident; however, the anamnesis will not be able to explain the injury and its location. In other words: an accidental skull fracture can nearly always be explained based on the anamnesis (history).
62.1.6. Fall studies in deceased children - … Weber did experimental research with deceased children of <8.2 months old. In his first article he describes three test series each with five children who he dropped in free fall from a height of 0.82 m on several surfaces (stone-tile surface, carpeted floor, foam-supported linoleum floor) [51]. Hereby, the horizontally positioned body and the parieto-occipital part of the skull hit the surface simultaneously…
62.1.7. Uncomplicated Fall Over a Short Distance (Maximal 1-1.5m) - … Tarantino et al. concluded that the biomechanics of a fall from the arms of a carer may be different from other kinds of short-distance fall, such as a fall from a bed, settee or changing table.
62.1.8. Skull Fractures in a Complicated Fall - In a complicated fall, the child does not have a short distance free fall, landing on a flat surface. There may be complications during:
• The initial moments of a fall: for example, the arms of a carer, a fall from a swinging swing or a fall with a baby walker.
• The fall itself: for example, a fall of the carer who holds the child on his/her arm, and in which the carer falls fully or partly on the child; a fall from a bunk bed in which the child comes into contact with parts of the bed while falling; or a fall with a baby walker from the stairs.
• The landing: for example, a fall on a non-flat surface or a fall on objects.
One also speaks of a complicated fall when the child falls from great height and the complications, such as sustaining a complex skull fracture and intracranial injury, are mainly the result of the higher velocity at landing.
62.1.9. Fall from the Arms of Parent/Carer - … Minns reports the possibility that infants, as early as 5 weeks old and when held with one hand against the shoulder of the carer, are able to lean back in such a manner that they fall. This usually involves a fall of approximately 1.5 m. As a result of such a fall, they may sustain a focal haematoma and even extensive skull fractures and focal contusion of the brain… Bechtel et al. described a number of situations in which children had fallen, for example, from the hands of parents/carers and consequently sustained skull fractures and other injuries
62.2. "Short Vertical Falls in Infants (1999)" by Tarantino and Others,
62.3. "Head injury from falls in children younger than 6 years of age (2014)" by Burrows and Others,
62.4. "A Forensic Pathology Tool to Predict Pediatric Skull Fracture Patterns (2012)" by Powell and Others, a study based on porcine animal modelling, which stated:
62.4.1. Developmental changes in the material properties of porcine skulls from 2-24 days paralleled those of the human skull from 2-24 months
62.4.2. With increasing energy of impact, fractures begin to cross sutures and propagate into adjacent bones of the skull.
62.4.3. It was typical in our experiments for a single impact to cause multiple cranial fractures in the impacted and adjacent bones of the skull. This result can have critical implications in abuse cases where multiple sites of cranial fracture are often associated with multiple sites of blunt force trauma to the pediatric victim.
62.4.4. While scaling of the adult skull has met with some success in predicting impact response of the pediatric skull (Prange et al., 2004), the head of an infant is smaller and geometrically unlike that of an adult (Schneider et al., 1986) and the validity of predicting skull fracture patterns in infants from adult data has not been investigated. Using adult data to predict skull fracture patterns in the pediatric skull may also be problematic due to the different structural … and mechanical … properties of the infant skull
62.4.5. … the influence of sutures on skull fracture, is not clearly understood. Although the infant head is undeniably more compliant than the adult head, due to the nature of the birth process, the role of this compliance and possible viscoelastic response warrants further study in regard to impact biomechanics. It has been postulated that outbending plays a significant role in infant skull fracture, although this has not been confirmed with physical experiments. Skull fracture patterns have rarely been investigated experimentally to elucidate further information on the biomechanics of fracture, and the fracture locations relative to the impact location are unknown, as are fracture initiation and termination locations …
62.4.6. Implications For Policy and Practice - … The work, importantly, showed that the response of an infant head to impact is quite variable during its developmental stages. The fracture patterns can be altered by impact interface, impact energy and the degree of head constraint. Most importantly, fractures can often occur away from the site of impact and a single impact can generate multiple fractures. These are important concepts that can help determine many cases of infant abuse and separate them from accidental injury, such as falls from short heights…
62.5. "Head injuries in children under 3 years (2012)" by Crowe and Others, which stated:
62.5.1. At present, the understanding of head injury in children younger than 3 years is limited due to a lack of epidemiological studies.
62.5.2. … age-specific information is limited. The current literature available on the epidemiology and neurology of head injury in children under 3 years tends to focus on inflicted head injury or information is taken from small samples of generally 100 or less children
62.5.3. After a head injury, young children are more likely to attend a hospital emergency department for treatment than a doctor's office therefore, emergency based research is useful in understanding head injury in young children…
62.5.4. In the first 6-months of life the infant skull has a limited ability to resist or absorb energy from trauma
and
62.6. "Fracture Characteristics of Entrapped Head Impacts Versus Controlled Head Drops in Infant Porcine Specimens (2013)" by Powell and Others, which stated:The lack of sufficient scientific data from controlled experimental studies in the literature on cranial fracture mechanics still poses a significant challenge to medico-legal professionals in correctly diagnosing skull fracture as being due to abuse or an accidental fall.
65.1. No delay in obtaining treatment;
65.2. No evidence of other injuries
65.3. No history of previous concern
65.4. The nursery was positive about the interaction between the Sibling and the parents; and
65.5. No indication of any drug, alcohol or mental health issues.
75.1. Most frequently broken bone in infants is the parietal bone;
75.2. Infants have larger relative head sizes;
75.3. During a fall the head is proportionately more exposed;
75.4. The centre of gravity, being closer to the head, may increase the frequency and severity of head injury in this age group;
75.5. Cranial bones are softer and more compliant;
75.6. The shape of the infant skull, being more spherical, results in only a small surface area absorbing the whole impact;
75.7. Where an infant head falls onto an ungiving surface the surface does not absorb the energy of the fall, which remains in the head
100.1. Attempting to catch the Child and introducing spin meant we were dealing with different forces to those considered by Weber;
100.2. There was a potential it had increased the force of impact and the direction of energy transfer through the skull;
100.3. There was no research on the issue.
FINDINGS AND DECISION
131.1. have failed to consider all the evidence that was available to them at the time of their reports and letters;
131.2. were approaching the questions under a false pretence that the parents accounts were inconsistent and failed to take into account the views of the police and other professionals around the plausibility of their accounts.
131.3. do not appear to have necessarily reached an independent opinion on the cause of the injuries, with it appearing that Professor Sellar based much of his opinion on the views of [Dr N] and [Dr G], where [Dr G] had, for reasons he was unable to explain, changed his opinion from accidental to non-accidental after speaking with the safeguarding team at GOSH
132.1. does not read the material provided
132.2. does not make it crystal clear to his instructing solicitor that he has been unable to access crucial material
132.3. does not follow the terms of his letter of instruction
132.4. relies on summaries and/or views of others without verifying those summaries and/or views against the primary source material
132.5. relies on the opinion of other experts in the knowledge that they did not have all relevant facts/documents before forming a view
132.6. fails to acknowledge where factual disputes may be relevant
132.7. fails in his duty to mention all matters that are relevant to the opinions he expresses and anything that might adversely affect his opinion
132.8. fails to mention the range of reasonable opinion and the extent of that range
132.9. suggests to the court that opinions of others (in this case neuroradiologists) have been taken into account when they have not
132.10. misquotes another expert and therefore acts in way which is likely to mislead the court
132.11. fails to grasp what research (within his own expertise) demonstrates
132.12. misrepresents what research says and/or shows
132.13. comes to the case with a preconceived opinion which he is then unreasonably reluctant to revise, even in the face of clear evidence
133.1. The court is asked to determine that the injuries were caused as a result of a minimum of 2 impacts - not established,
133.2. that they would not have been caused as a result of a simple fall from 4 to 5 feet - the parents' case is a complex fall from a slightly greater height with added spin. The mechanism described is not the one the court was asked to consider. The court accepts the mechanism described by the parents could have caused the injuries sustained.
133.3. the injuries were caused as a result of a blunt or crushing injury to the Child's head - everyone is agreed that this was a complex fall onto a flat, hard surface with downward and rotational force.
133.4. the court is also asked to consider whether the sustained injuries were inflicted by either of the parents - not established; and
133.5. that the parents had not provided an accurate account of how the injuries were sustained - accepted as inaccurate by the Local Authority before the hearing commenced. It is accepted the accounts given by the parents were consistent from the outset
137.1. Failed to read and consider the Child's medical records and the analysis of the scans but relied on the report on a scan undertaken by the general radiologist at the Watford general hospital when, had he considered the records, he would have seen the reports from the various consultants at GOSH even if he did not have the consensus opinion.
137.2. Failed to follow the letter of instruction asking him to comment on the hospital radiology opinion.
137.3. Gave unsatisfactory evidence as to when he received the medical records and when (if at all) he ever considered them.
137.4. If as he says he was unable to access the records sent to him, failed to ask the guardian for an accessible version of the records before reporting to the court.
137.5. Misrepresented the report of [Dr N] by giving the impression that [Dr N] had described the accident as a "stamping" either expressly of by implication when [Dr N] did no such thing.
137.6. Failed to provide the full Weber paper and misrepresented the research of Weber when he described Weber as supporting the notion that the skulls of the cadavers were dropped head first and suffered fractures which crossed the sutures.
137.7. Failed to read and consider the literature provided by the neuroradiologists even before giving his evidence to the court citing that he did not have enough hours in the day and thus was unable to advise the court properly or at all.
137.8. Even when faced with incontrovertible material undermining his opinion failed to take into account such material when giving his evidence but rather raised matters not raised in his report namely the suggestion that soft tissue damage would run the whole length of the fracture line and the fracture would cross the suture in the case of a single impact.
137.9. In his evidence sought to obfuscate so as to conceal the obvious fact that he had been at least careless in the preparation of his report, the experts meeting and the giving of his evidence.
DISCLOSURE
139.1. It is necessary for the public to understand the lack of knowledge regarding injuries of the nature suffered by the Child and the limited research available on the subject.
139.2. It is in the public interest to understand the limitations of expert evidence.
139.3. It is in the public interests to understand how expert opinion can be misleading and the importance of experts being properly prepared and fully exploring alternative explanations when reaching their conclusions
Post-script: the delay in formal handing down of this decision has been to allow completion of the process of the 2 court-appointed experts being heard on the issue of anonymisation, which is being published in a separate decision.
Note 1 Lancashire County Council v TP and Others (Permission to Withdraw Care Proceedings) (2019) EWFC 30 [Back] Note 2 A County Council v DP, RS, BS (by their Children’s Guardian) (2005) 2 FLR 1031 [Back] Note 3 GC v A County Council & Ors [2020] EWCA Civ 848 [Back] Note 4 Re B [2008] UKHL 35 [Back] Note 5 Re A (Care Proceedings: Learning Disabled Parent) [2014] 2 FLR 591 [Back] Note 6 Lancashire County Council v D and E [2010] 2 FLR 196 at paras [36] and [37]; Re C and D (Photographs of Injuries) [2011] 1 FLR 990, at para [203]. [Back] Note 7 Re S (Children) [2014] EWCA Civ 1447 at [10] [Back] Note 8 See for example Re X No3 [2015] EWHC 3651 & Re Y No3 [2016]EWHC 503 [Back] Note 9 Lord Hoffmann in Re B at para 15 [Back] Note 10 Re W [2010] UKSC 12 [Back] Note 11 Lancashire County Council v C, M and F [2014] EWHC 3 (Fam) [Back] Note 12 Re A (A Child) (No 2) [2011] EWCA Civ 12 para 26 [Back] Note 13 Re A (A Child) [2015] EWFC 11 paras 9 and 12 [Back] Note 14 Re T [2004] 2 FLR 838 at para 33, affirmed in Devon County Council v EB & Ors (Minors) [2013] EWHC 968 (Fam), paras 56, 59 [Back] Note 15 see Re W and another (Non-accidental injury) [2003] FCR 346 [Back] Note 16 Gestmin SGPS v Credit Suisse (UK) Ltd [2013] EWHC 3560 (Comm) at [17] and [19]hearsay [Back] Note 17 A County Council v K, D and L [2005] 1 FLR 851 [Back] Note 18 R v Cannings [2004] EWCA 1 Crim [Back] Note 19 Charles J in A County Council v KD and L [2005] 1 FLR 851 para 39 to 44 [Back] Note 20 See Butler Sloss LJ in Re B (Care: Expert Witnesses) [1996] 1 FLR 667 [Back] Note 21 A County Council v A Mother, A Father and X, Y and Z (by their Guardian) [2005] 2 FLR 129 [Back] Note 22 S (A Child) [2014] EWCA Civ 25 [Back] Note 23 Re R (Care Proceedings: Causation) [2011] EWHC 1715 (Fam) Hedley J at paragraph [10] [Back] Note 24 Re U (Serious Injury: Standard of Proof); Re B [2004] EWCA Civ 567, Butler- Sloss P at paragraph [23] [Back] Note 25 Re BR (Proof of Facts) (2015) EWFC 41 [Back] Note 26 Re W (A Child) [2016] EWCA Civ 1140 [Back] Note 27 Re B-S (Children) [2013] EWCA Civ 1146
[Back] Note 28 Oldham Metropolitan Borough Council v GW & Ors [2007] EWHC 136 (Fam) paragraphs 96-100 [Back] Note 29 NHS Serious Incident Framework 27 March 2015 [Back] Note 30 Oldham Metropolitan Borough Council v GW & Ors [2007] EWHC 136 (Fam) at paragraph 98 [Back]