H v The Secretary of State for Education and Skills
[2003] 182.PC
15th and 16th January 2004.
Mrs. M. Tudur (Chairman)
Mr Richard Beeden
Mr Raymond Winn
Application
H (the Appellant) appeals under Section 144 of the Education 2002 against the refusal of the Secretary of State (the Respondent) to vary or revoke a direction made on 4th March 1998 that the Appellant, on grounds of his misconduct, be barred from teaching other than at a Further Education (FE) establishment.
At a preliminary hearing held on the 10th October 2003, directions were made as to the timetabling of the case and it was also directed that the hearing should be subject to directions under Regulations 18 and 19 of the Protection of Children and Vulnerable Adults and Care Standards Tribunal Regulations 2002, that there should be a Restricted Reporting Order and that the press and public should be excluded from the hearing. A witness summons was issued for Dr Hall-Smith to attend the final hearing.
At the hearing, the Appellant was not represented and the Respondent was represented by Mr Jonathan Auburn of Counsel and the Treasury Solicitor.
Legal Framework
- The direction made on the 4th March 1998 was made under Regulation 10(2) of the Education (Teachers) Regulations 1993. ("the 1993 Regulations")
- From 2nd October 2000, the direction had effect under Regulation 5 of the Education (Restriction of Employment) Regulations 2000.
- Since 1st June 2003, pursuant to Regulation 3(2)(b) of the Education (Prohibition from Teaching and Working with Children) Regulations 2003, the direction has had effect as though made under Section 142 Education Act 2002.
- By virtue of Section 144(1)(b) of the Education Act 2002, a person in respect of whom a direction has been given under Section 142 may appeal to the Tribunal established under Section 9 of the Protection of Children Act 1999, against a decision not to vary or revoke a direction.
Facts
"In pursuance of Regulation 10(2) of the Education (Teachers) Regulations 1993 as amended, the Secretary of State for Education and Employment hereby directs that, on grounds of your misconduct, H shall not be appointed or employed in relevant employment as defined in the above Regulations by any authority or body after the date on which this Direction is given, other than in the following capacities:
a. by a local education authority as a teacher or as a worker with children or young persons at a further education institution;
b. by any other body as a teacher at a further education institution;
c. by the governing body of a further education institution."
a) The decision was based on a one-off event 27 years ago. He is unlikely to offend again.
b) Although he pleaded guilty to indecent assault, he did not molest the boy.
c) Dr Hall-Smith's judgement was based on a brief interview and without access to H's medical history. Dr Williams' conclusion was that H would pose "no unacceptable risk to children in his care."
d) The ban had deprived him of his livelihood.
Tribunal's conclusions with reasons
i) We have carefully considered the written evidence and submissions presented to the Tribunal prior to the hearing and the oral evidence and submissions made at the hearing. We have also considered the relevant provisions contained in the legislation. Section 144(4)(a) of the Education Act 2002 provides that the Tribunal may not entertain an appeal under the section in so far as the appellant's case is inconsistent with his having been convicted of an offence. In the light of this provision, we do not accept that H has grounds for contesting the element of indecency in his conviction. He has a conviction for Indecent Assault on a child under the age of 14 and the Tribunal cannot go behind the fact of that conviction.
ii) The Secretary of State can review a direction if he is satisfied that there is evidence relating to the original decision of which he was not aware or there has been a change of circumstances. The Tribunal must consider the appeal on the basis of the evidence that was available to the Secretary of State at the time the decision was made. The Tribunal must consider whether the direction is appropriate. The burden of proof is on the Secretary of State to show that the direction is appropriate.
iii) H argued that the direction should be revoked because it was based on a one-off event in 1976. The case is unusual in that his employers did not become aware of his conviction and that he was able to continue teaching for 19 years without the fact of the conviction coming to light. There is no evidence of any inappropriate behaviour on H's part during the period that he taught, but even so, the two psychiatric reports are clear in their conclusions – Dr Williams did not regard H as no risk at all to children in his care. His description of H as a homosexual paedophile was not disputed by H except that H stressed that it was in his mind and unlikely to be acted upon due to his loss of sex drive. He regarded his loss of livelihood as the main change of circumstance since 1998 but presented little evidence to show that there was a real change in his circumstances in relation to his conduct.
iv) We found the evidence of Mrs Davies impressive and accepted her assessment of H's teaching, when she knew him in 1995, as good and that in her experience, he did his work to a "superb standard". This directly contradicted conclusions in the written evidence from Dr. Ernaelsteen about her view on H's likely abilities as a teacher. We noted that after this evidence, the Respondent's representative made it clear that they accepted that H was, and is likely still to be, a good teacher, contrary to the evidence that had been put before the Respondent at the time of the decision.
v) We considered the evidence presented in the medical reports of Dr Williams. It was Dr Williams who identified H as a "homosexual paedophile" in his 1996 report. We were unable to obtain evidence at the hearing as to how the leap had been made by Dr Williams from that "diagnosis" to identifying the risk to "children" in H's care. We were unable to find any evidence that H presented an identifiable risk to girls. Mrs Hunter sought to bring in evidence about research papers that she had read identifying 21% of paedophiles as offending against either or both sexes, where their interest was in prepubescent children. However, there was no evidence before the Tribunal that this information was before the Secretary of State when the original decision was made. Dr Hall-Smith in his report confirmed an identified risk to children "especially young boys", but does not appear to have given consideration to the fact that H might be suitable to teach older girls. We further noted that in the medical and forensic psychiatric reports and records of interviews, the words "children", "boys", "young boys" and "pubescent" are used inconsistently, and inconsistently with the evidence to which they refer. Given the evidence from Mrs Hunter that the Department was of the view that the reports were consistent we have concluded that the inconsistencies were present in the evidence presented to the Minister when the decision was made.
vi) We were impressed with the evidence given by Dr Hall-Smith, who presented as a sound witness who was not afraid to say when he did not know the answer to a question. We were particularly impressed by his concerns about H after the interview in September 2002, when Dr Hall-Smith formed the view that he showed lack of insight into the seriousness of the situation and tried to minimise the incident leading to his conviction in 1976. We agreed with his conclusion that H showed little or no remorse, tried to minimise the seriousness of the offence and showed no insight whatsoever into the effect of the incident on the child concerned. The lack of insight was underlined by H's own evidence at the hearing that because he had a conviction, he would be able to avoid situations where he might offend again. His testimonials referred time and again to his assisting with swimming clubs and athletics, where, we concluded, he would be in close proximity to young boys in a state of undress or in shorts, the very essence of his sexual fantasies in the past and that this showed both lack of insight and an inability to exclude himself from situations which might prove to be difficult for him. Even at the hearing he did not appear to appreciate the seriousness of the concerns of the Respondent and produced no evidence that he had done anything to show that he was addressing them.
vii) We agreed with the Respondent that the imposition of a condition of psychiatric supervision would be difficult to implement and police, and that it would rely on H's full disclosure to the psychiatrist of any change in his condition. That said, we disagreed with Dr Hall-Smith's suggestion that Dr Williams was advocating supervision of H's sexual fantasies. Both reports refer to the supervision of H's mental state and his depression, because as Dr Hall-Smith himself testified, it is not expected that an individual's sexual orientation will change.
viii) There is evidence that H has teaching skills to offer but nevertheless, we consider that there is an identified risk that must be taken into account. Dr Williams suggested that the risk was not unacceptable, but suggested that if H was to return to teaching it should be conditional on his having psychiatric supervision. We were surprised that neither Dr Hall-Smith nor the caseworker, Mrs Hunter, had found it advisable to ask Dr Williams to identify more clearly what he considered to be an "unacceptable risk" and to clarify why he had moved from identifying H as a homosexual paedophile to identifying the risk to "children". We do however accept their evidence that Dr Williams regarded the supervision as a condition on a return to teaching young children rather than an option. We were also surprised that no attempt had been made to obtain some form of up to date medical evidence from the appellant's general practitioner, rather than to rely on his own medical history. In the light of Dr Williams's comments about the stability or otherwise of his mental condition, we would have regarded some evidence from the general practitioner about recent mental condition as being significant.
ix) We did not agree with H's submission that his inability to find work was a relevant change of circumstance. We consider that the legislation envisaged changes relevant to the misconduct identified or the behaviour complained of rather than factors falling outside those two areas.
x) In the light of the evidence, we have concluded that it is appropriate that there should be a direction in place regarding H's employment as a teacher or worker with young persons. Having reached that conclusion, we considered whether it would have been appropriate to vary the condition from its original form. The original decision was made on the basis of Dr Williams' findings and Dr Ernaelsteen's recommendations. Despite Dr Williams's conclusions, Dr Ernaelsteen's view was that the depression offered the greater risk than a sexual transgression. The clear identification of H as a homosexual paedophile, a fact that he has not sought to challenge, identifies a risk to boys and prepubescent boys in particular, but not to girls. Dr Hall-Smith's view was that the risk would be equal in pre-pubescent children because of the similarity in their physiology when wearing nothing but underwear. Dr Williams's report refers to the risk to pubescent boys and this phraseology was reiterated by Dr Hall Smith in his recommendation following the second report in 2002. He acknowledged in evidence however that he did not have the relevant expertise to identify the risk to girls in this case. On the basis of the offence, the identification of sexual fantasies involving partially dressed young boys or boys in white underpants, the lack of sexual interest in women or girls and the diagnosis of H as a homosexual paedophile, we have concluded that a restriction on teaching pubescent boys is appropriate. On the basis of the evidence available to the Secretary of State at the time of the decision, we have also concluded that the current wording of the direction is inappropriate. The evidence does not support a total barring from teaching girls. We have concluded that the only risk identified in the evidence was to young boys. The difficulty for the Tribunal is in the identifying the relevant age threshold. Dr Williams refers to "pubescent boys", although the ages mentioned seem to indicate that they would be more likely to be prepubescent. The child who was the victim of the offence was 11 or 12, therefore likely to be on the cusp. We have concluded that the identified risk lies to young boys who are prepubescent or pubescent. There is no evidence to support an identified risk to girls or older children. We have therefore decided to vary the direction to state that H should not be employed other than as a teacher of children aged Key Stage 4 or above, in institutions where all enrolled pupils are at or above this age limits.
Order
Appeal allowed.
It is ordered that the Secretary of State for Education and Skills, do vary the direction made on the 4th March 1998, so that it states as follows:
"In pursuance of Section 142 of the Education Act 2002, the Secretary of State for Education and Skills directs that, on grounds of misconduct, H shall not be appointed or employed in relevant employment, as defined by the above Act, by any authority or body after the date on which the direction is given other than in the following capacities: at a school for, or as a teacher of or at an establishment for children of Key Stage 4 and/or above."
Dated 18th January 2004.
Meleri Tudur (Chairman)
Mr Richard Beeden
Mr Raymond Winn
H v Secretary of State for Education and Skills
[2003] 182. PC
CERTIFICATE
As nominated Chairman in this case and in exercise of my discretion under Regulation 29(3) of the Protection of Children and Vulnerable Adults and Care Standards Tribunal Regulations 2002, I CERTIFY the following:
That the ORDER on the final page of the Decision dated 13th January 2004 be deleted and there shall be substituted the following:
It is Ordered that the Secretary of State for Education and Skills do vary the Direction made on 4th March 1998 so that it states as follows:
"In pursuance of section 142 of the Education Act 2002, the Secretary of State for Education and Skills directs that, on the grounds of his misconduct, H shall not be appointed or employed in employment to which section 142 applies, by any relevant employer, after the date on which the direction is given other than in the following capacities: at a school or establishment for or as a teacher of children aged 14 and above, in institutions where all enrolled pupils are at or above this age."
Dated: 29 January 2004
Signed: Meleri Tudur