Re PN (Capacity: Sexual Relations and Disclosure)
B e f o r e :
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PN (By his litigation friend, the Official Solicitor) |
Applicant |
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- and - |
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(1) Durham County Council (2) North East and North Cumbria Integrated Care Board |
Respondents |
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Joseph O'Brien KC and Simon Garlick (instructed by Durham City Council) for the First Respondent
Brett Davies (instructed by Hempsons) for the Second Respondent
Hearing dates: 10 and 11 October 2023
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Crown Copyright ©
Mr Justice Poole:
Introduction
Evidence
i) I have referred to PN's offending history. When he was much younger it included reports of touching children, something he denies. There do not appear to be any reports of that kind for a number of years. He has one police warning, but no convictions. He is an avid consumer of online pornography. I have no evidence that he has experience of a sexual relationship, only sexual encounters which he has initiated without the other person's consent, and sexual language used in contexts which have offended or alarmed other people. His sexual interest appears to be with adult women. Given his lack of real life experience of a sexual relationship, and his learning disability, his consumption of pornography is likely to have distorted his view of how sexual activity with women might be initiated or sustained.
ii) On 1 November 2020, Dr Ince stated that in his opinion,
"I am mindful as to the amended test within the referenced Re: JB judgment and I would agree that, taking into consideration PN's autism spectrum disorder and mild learning disability as the relevant causative nexus, the crux of the matter is likely to rest upon whether he has the ability to understand the issue of consent from the perspective of "the other person"
It is my current view that it is unlikely that he will develop the requisite skills so as to satisfy the amended test, and I base this both upon the intrinsic characteristics of his mental disorders and also that a large amount of therapeutic work has already been undertaken with him without evidence of any substantive internalisation of risk management or any shift within his undermining knowledge and consequent behaviours."
iii) In April 2021, a Community Nurse carried out an assessment of PN using the Socio-Sexual Knowledge and Attitudes Assessment Tool Revised (SSKAAT-R). PN engaged well during the assessment sessions and it was concluded that,
"PN's main strength was within the healthy sexual boundaries section PN was able to differentiate between male and female and adult and children as well as identifying what is rape and sexual assault, covering legality and consent correctly identifying the answers. PN highlighted that this is illegal and that he would be arrested for it
Despite knowing that it is not [acceptable] to touch females and knowing the consequences of these behaviours, this has not been enough to stop his impulse to touch females in negative ways."
iv) Following consideration of the SSKAAT-R assessment, Dr Ince revised his opinion on PN's capacity to engage in sexual relations. In his report of 9 December 2021, he said,
"[3.1.5] there is sufficient evidence to conclude that whilst PN may continue to engage in sexualised behaviours that would be prosecutable under the current legislation, PN has sufficient understanding and can retain and weigh that information, such that he has capacity to engage in sexual relations."
[3.6.2] I do not believe that it is appropriate to consider that, at times that PN sexually offends, this constitutes a lack of capacity.
[3.6.3] PN continues to express a range of dissocial attitudes based upon race gender and sexuality: he continues to act in a manner that is predatory and opportunistic and thus poses a significant risk of harm."
v) Mr Curran, PN's allocated social worker, completed assessments with PN on three days. He has a good rapport with PN and I was impressed by his thoughtful insights into PN's character. He said that whilst PN denied past offending, even offences he had previously accepted, Mr Curran considered that PN was aware of his past offending and that the denials were motivated by embarrassment and fear of the consequences of making admissions. Insofar as he did admit his past offending, PN said, "I accept I have been accused but none of them were serious." He accepted that he had been accused of "touching female staff between the legs". During discussions with Mr Curran about what others might need to know about PN's past sexual offending, which I shall address later in this judgment, PN said that someone might want to know his history "so they can protect themselves".
vi) Albeit in a "classroom" type setting, PN has demonstrated a reasonably good awareness of other people's ability to consent and the need for them actually to consent to sexual relations. The SSKAAT-R assessment is one example of such evidence.
vii) In his oral evidence, Dr Ince was asked to analyse why, if as he confirmed, PN can understand, retain, and weigh the relevant information in relation to the decision to engage in sexual relations, including the relevant information in relation to consent, he nevertheless sexually assaults women. Dr Ince's view was that PN was able to use the relevant information but that he chose to touch women even though he knew they had not consented to him doing so. His impulse to touch women in this way was not rooted in his ASD. He was not generally impulsive there is no evidence that he acts on impulse in other fields of activity. Dr Ince does not accept that PN is overwhelmed by impulse due to his impairments.
viii) Reports are that when PN is with his brother or with a member of staff whom he respects, he does not engage in sexual offending. This suggests that he is capable of suppressing his sexual impulses.
ix) After the most recent sexual assault, on 24 August 2023, PN admitted what he had done and told staff afterwards that he felt bad about his actions. This shows awareness both of the consequences of his actions and that he ought not to act as he did on that occasion.
x) Dr Ince's opinion is that even if the view were taken that PN is unable to use the relevant information about consent at a moment when he has an impulse to touch a woman sexually, that inability is not caused by his ASD and/or learning disability. His impulsive actions are not a manifestation of his impairments but are behaviours that stem from PN's character and outlook.
The Legal Framework
"For the purposes of this Act, a person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to the matter because of an impairment of, or a disturbance in the functioning of, the mind or brain."
The "material time" is the specific time when the decision has to be made. Having identified the matter in respect of which decision is made, and the information relevant to the decision, which will include the reasonably foreseeable consequences of making or not making the decision, the first question is whether P is unable to make a decision for himself in relation to the matter (the functional test). If so, then,
[78] the second question that the court is required to address under s 2(1) is whether that inability is 'because of' an impairment of, or a disturbance in the functioning of, the mind or brain. The second question looks to whether there is a clear causative nexus between P's inability to make a decision for himself in relation to the matter and an impairment of, or a disturbance in the functioning of, P's mind or brain.
[79] The two questions under s 2(1) are to be approached in that sequence."
' the information relevant to the decision [to engage in sexual relations] may include the following:
(1) the sexual nature and character of the act of sexual intercourse, including the mechanics of the act;
(2) the fact that the other person must have the capacity to consent to the sexual activity and must in fact consent before and throughout the sexual activity;
(3) the fact that P can say yes or no to having sexual relations and is able to decide whether to give or withhold consent;
(4) that a reasonably foreseeable consequence of sexual intercourse between a man and woman is that the woman will become pregnant;
(5) that there are health risks involved, particularly the acquisition of sexually transmitted and transmissible infections, and that the risk of sexually transmitted infection can be reduced by the taking of precautions such as the use of a condom.' (Emphasis added.)"
Lord Stephens remarked that he had added emphasis to the word "may" because Baker LJ next considered at paras [101] to [103] of his judgment whether the information relevant to the decision to engage in sexual relations must always include all of the matters identified in para [100] so as to prevent the tailoring of relevant information to accommodate individual characteristics. For example, (4) may not be relevant information for the decision of a homosexual man. Although Baker LJ had refrained from deciding whether the information could be tailored, because it was not necessary to decide that issue in JB's case, Lord Stephens had earlier noted at [72],
"[72] If the formulation of "the matter" for decision can properly be described as person-specific, then the information relevant to the decision may be different, for instance depending on the characteristics of the other person, see TZ at para 55 (risk of pregnancy resulting from sexual intercourse is not relevant to a decision whether or not to engage in, or consent to, sexual relations with someone of the same sex) or the risks posed to P by an individual who has been convicted of serious sexual offences, see York City Council v C at para 39. Moreover, the practicable steps which must be taken to help P under section 1(3) MCA may be informed by whether "the matter" in relation to sexual relations may be described as person-specific. For instance, it might be possible to help P to understand the response of one potential sexual partner in circumstances where he will remain unable to understand the diverse responses of many hypothetical sexual partners. Furthermore, if the matter can be described as person-specific then the reasonably foreseeable consequences of deciding one way or another (see section 3(4)(a) MCA and para 73 below) may be different. There may, for example, be no reasonably foreseeable consequence of a sexually transmitted disease in a long-standing monogamous relationship where one partner has developed dementia. Finally, the potential for "serious grave consequences" may also differ."
(1) The "general" test for capacity to consent to sexual relations presented a difficulty on the facts of the case where there was only one individual with whom it was contemplated that NB was likely to have a sexual relationship, namely her husband of 27 years. "It seems entirely artificial therefore to be assessing her capacity in general terms when the reality is entirely specific" (paragraph 12).
(2) "On the facts of the case, for example, it may be that her lack of understanding of sexually transmitted disease and pregnancy may not serve to vitiate her consent to sex with her husband" (paragraph 13).
(3) The issues were integral to the couple's basic human rights and it was "important that the relevant test should not be framed in such a restrictive way that it serves to discriminate against those with disabilities, in particular those with low intelligence or borderline capacity" (paragraph 14).
(4) Baroness Hale's observation in R v Cooper (supra) that "it is difficult to think of an activity which is more person and situation specific in sexual relations" was "a very forceful point" (paragraph 16).
(5) The applicable test in the Court of Protection did not necessarily exclude the person-specific approach (paragraph 16).
Whilst Baker LJ in JB did not endorse that approach and left open the question of whether the relevant information in relation to decisions about engaging in sexual relations must be the same for every case, Lord Stephens judgment appears to me to recognise that the relevant information may differ from case to case. He expressly held that in certain cases the approach should be person-specific and that the "reasonably foreseeable consequences of deciding one way or another may be different" [72]. He gave the example that the risk of a sexually transmitted infection may not be part of the relevant information that has to be understood, retained, weighed or used if the circumstances of the case render that irrelevant. Hence, Lord Stephens' judgment establishes that there is no requirement that all of Baker LJ's relevant information must apply in every case. The relevant information will depend on P's circumstances, their sexual orientation, sexual practices and preferences, whether there is an identifiable person or persons with whom they are likely to have sexual relations, and what the characteristics are of that person or those persons.
"The omnipresent danger in the Court of Protection is that of emphasising the obligation to protect the incapacitous, whilst losing sight of the fundamental principle that the promotion of autonomous decision making is itself a facet of protection. In this sphere i.e., capacity to consent to sexual relations, this presents as a tension between the potential for exploitation of the vulnerable on the one hand and P's right to a sexual life on the other."
Similarly, following JB, there may be a natural desire to protect those with whom P might want to have sexual relations, in particular in cases where P has a history of sexual offending. Lord Stephens repeatedly refers to the MCA 2005 protecting not just P, but others at [92], [106], and [107]. However, it seems to me, although the issue of the consent of others to sexual relations has entered the list of relevant information, the Court of Protection must not allow the desire to protect others unduly to influence a clear-eyed assessment of P's capacity. The unpalatable truth is that some capacitous individuals commit sexual assault, even rape, but also have consensual sexual relations. An individual with learning disability, ASD, or other impairment, may act in the same way, but it is only if they lack capacity to make decisions about engaging in sexual relations that the Court of Protection may interfere. If P would otherwise have capacity, then the court should not allow its understandable desire to protect others to drive it to a finding that P lacks capacity, thereby depriving P of the right they would otherwise have to a sexual life. The Court of Protection should not assume the role or responsibilities of the criminal justice system. One of the core principles of the MCA 2005 is that "a person is not to be treated as unable to make a decision merely because he makes an unwise decision" s1(4). Deciding to act in a way that might be a criminal offence would be an "unwise" decision. Such decisions might contribute to a determination of a lack of capacity, but P is not to be treated as unable to make a decision merely because they may make a decision to act in a way that might amount to a criminal offence.
Capacity to Engage in Sexual Relations
[73] The information relevant to the decision includes information about the 'reasonably foreseeable consequences' of a decision, or of failing to make a decision: s 3(4). These consequences are not limited to the 'reasonably foreseeable consequences' for P, but can extend to consequences for others. This again illustrates that the information relevant to the decision must be identified within the factual context of each case. In this case there are reasonably foreseeable consequences for JB of a decision to engage in sexual relations, such as imprisonment for sexual assault or rape if the other person does not consent. There are also reasonably foreseeable harmful consequences to persons whom JB might sexually assault or rape.
[75] On the other hand, there should be a practical limit on what needs to be envisaged as the 'reasonably foreseeable consequences' of a decision, or of failing to make a decision, within s 3(4) of the MCA so that 'the notional decision-making process attributed to the protected person with regard to consent to sexual relations should not become divorced from the actual decision-making process carried out in that regard on a daily basis by persons of full capacity': see Re M (An Adult) (Capacity: Consent to Sexual Relations) at para [80]. To require a potentially incapacitous person to be capable of envisaging more consequences than persons of full capacity would derogate from personal autonomy.
[93] It is correct that the adverse consequences for others were not specifically listed by the Court of Appeal as part of the information relevant to the decision to engage in sexual relations (see para [84] above). However, it was not necessary to do so as these adverse consequences would not arise given that the relevant information includes the fact that the other person must have the ability to consent to the sexual activity and must in fact consent before and throughout the sexual activity."
Lord Stephens therefore acknowledged the argument that the potentially harmful consequences to the other person of sexual assault or even rape should be part of the relevant information P must be able to understand, retain, and weigh or use in order to have capacity to make a decision to engage in sexual relations. He then cautioned against requiring too much of P in relation to envisaging consequences, before concluding at [93] that it was not necessary to include the adverse consequences for others as part of the relevant information. Lord Stephens' view that the inclusion of the adverse consequences for others was not necessary because they would not arise, is open to argument. However, I am bound to follow the decision of the Supreme Court. The bar should not be set too high. The Supreme Court has determined that understanding of the necessity of consent is sufficient. If P is able to understand, retain, and weigh or use information that it is necessary for others to be able to consent, and to consent in fact to sexual relations with him, then the court need not enquire into whether P has the ability to understand or envisage the ramifications of initiating or continuing sexual relations without consent.
Capacity to Decide to Disclose Information to Others, or Allow the Local Authority to Disclose such Information
"PN was asked if he thought he should tell someone about his offending history due to it being "a mile long". PN stated "no, not when you first meet, only when you trust them". PN was asked if he thought someone he met had a right to know about his offending history. PN stated "not necessarily, they could just be horrible". I asked PN why he thought someone did not have the right to know and he stated, "don't know".
I asked PN if he understood why someone might want to know about his history. PN stated "so they can protect themselves".
I asked PN if he thought that someone he met might consider his offending a risk. PN stated "might do" I asked him to explain this to which he stated, "don't know".
I then asked PN to imagine that he met someone who had been accused of the things that PN had listed and what he might think of that person. PN stated "I would think they were crazy in the head". I asked PN if he would want to know this information about someone else to which he stated "not bothered. Only care about present and future".
"PN was able to demonstrate that he understood the information relevant to the decision [to allow the local authority to share information with others] including his history of offending, that disclosing this information would likely lead to a breakdown in any potential relationship and that professionals may share this information on his behalf. PN was able to retain this information and use it to weigh up potential options. He was then able to communicate this decision verbally."
I agree with that conclusion and find that PN has capacity to make this decision.
"It is difficult to see how a person who lacks capacity to decide to have contact with a specific person could have capacity to decide to engage in sexual relations with that person. Sexual intimacy is a form of contact with another or others."
Here, on the facts of the present case, the determinations of capacity to decide to have contact with others and to engage in sexual relations are not person-specific. Is it inconsistent to find that in general PN lacks capacity to have contact with others but does have capacity to engage in sexual relations with others? On the face of it, those conclusions do not sit easily together. However, on the facts of this case, I am satisfied that there is no inconsistency. Ms Butler-Cole KC reminded me of the past incident when PN entered a vape shop and made sexually offensive remarks, as set out above. He did not initiate any sexual activity but he certainly offended against socially acceptable behaviour in his contact with others. Dr Ince's opinion evidence is that PN has capacity to engage in sexual relations but not to decide on his contact with others. PN understands sexual boundaries but he does not understand social boundaries. He sometimes stares at other people and he stares at women's breasts. He knows, as I have found, that he ought not to touch them without their consent. He retains that understanding, and can weigh or use the information even when the urge takes him to touch the other person. However, he does not have the same understanding in relation to staring at or speaking to others. He does not understand the foreseeable consequences of speaking offensively to others, but he does understand the foreseeable consequences of touching them without consent. His lack of understanding in relation to non-sexual contact with others is because of his impairments. That was the conclusion of Dr Ince. Mr Curran's evidence is consistent with that conclusion. Sexual boundaries are perhaps clearer and so more easily understood by PN even with his impairments, whereas social boundaries are less clear to him and are not understood by him because of his impairments. I bear in mind the relevant information in respect of contact with others as set out by Theis J in LBX v K, L and M [2013] EWHC 3230 (Fam) and summarised by Cobb J in Re B (Capacity: Social Media: Care and Contact) [2019] EWCOP 3:
"i) Who they are, and in broad terms the nature of her relationship with them;
ii) What sort of contact she could have with each of them, including different locations, differing durations and differing arrangements regarding the presence of a support worker;
iii) The positive and negative aspects of having contact with each person. Theis J added "This will necessarily and inevitably be influenced by [P]'s evaluations. His evaluations will only be irrelevant if they are based on demonstrably false beliefs. For example, if he believed that a person had assaulted him when they had not. But [P]'s present evaluation of the positive and negative aspects of contact will not be the only relevant information. His past pleasant experience of contact with his father will also be relevant and he may need to be reminded of them as part of the assessment of capacity";
iv) What might be the impact of deciding to have or not to have contact of a particular sort with a particular person;
v) Family are in a different category; what a family relationship is."
The contact in question in the present case is very broad it comprises contact with the public in all manner of potential situations, such as travelling with others, entering a shop, or being in a public area. There are no particular issues about PN's past decisions about whether to spend time with specific people, such as his brother, but there is a concern that he might wish to have in person contact with someone he has "met" online. With PN, his inability to understand social boundaries because of his impairments, means that he cannot understand and weigh or use information about the positive or negative aspects of interacting with members of the public, or other people with whom he does not have a relationship. He cannot foresee the reasonable consequences of interacting with others with whom he has contact when he says offensive things to them or acts in an intimidatory manner. Whereas he understands the disapprobation attached to sexually touching a woman without her consent, he does not understand that he is at risk from adverse reactions to speaking offensively to others. The sexual boundaries are understood by him, the social boundaries are not. Accordingly, a refinement should be made to the previous finding that PN lacks capacity to make decisions about contact with others, namely that his lack of capacity is in relation to non-sexual contact with others.
Conclusion