MENTAL CAPACITY ACT 2005
IN THE MATTER OF SJF
42-49 High Holborn, London, WC1V 6NP |
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B e f o r e :
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London Borough of Hackney |
Applicant |
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and |
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SJF (through her Litigation Friend the Official Solicitor) |
First Respondent |
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and |
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JJF |
Second Respondent |
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Ms. Burnham (instructed by Guile Nicholas Solicitors) for the First Respondent
Ms. Hearnden (instructed by Campbell-Taylor Solicitors) for the Second Respondent
Hearing: 20th, 21st, 22nd November and 4th December 2018 and 29th January 2019
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Crown Copyright ©
Her Honour Judge Hilder:
A. The issues
a. Whether she has capacity to make decisions about where she lives, how she is cared for, the contact she has with others (notably her son) and whether to terminate and enter into tenancy agreements; andb. If she lacks capacity in the relevant domains, where she should live, whether her contact with her son should be restricted and whether tenancy agreements should be terminated/entered into.
B. Matters considered:
a. Filed on behalf of the ApplicantPosition statements dated 17th March 2017 [A15], 17th May 2017 [A22]
Statements by Landa George dated 16th December 2016 [G1], 28th February 2017 [G25], 15th August 2017 [G57], 17th May 2017 [G133], 28th June 2017 [G151], 23rd August 2018 [G375], 20th November 2017 [G399], 10th January 2018 [G494], 9th April 2018 [G501], 24th April 2018 [G520], 18th June 2018 [G652], 19th December 2018 [G796] and 11th January 2019 [G802]
Statement by Olakunle Adeleye dated 17th October 2017 [G395]
Sanjiv Luckhea (NELFT) dated 25th May 2017 [I87]
Statements by Aleister Griffin, dated 21st November 2018, 28th November 2018 [G767]
b. Filed on behalf of the First Respondent
Position statements dated 2nd March 2017 [A9], 16th May 2017 [A34] , 11th September 2017 [A60]
Statements by Nilufer Ozdemir dated 16th February 2017 [G6], 5th April 2017 [G38], 16th May 2017 [G119], 4th December 2017 [G424], 20th March 2018 [G477], 29th May 2018 [G627]
Statement by Rhea Taylor-Broughton dated 26th July 2018 [G742]
Statement by Maria Nicholas dated 16th November 2018 [G758]
Letters dated 13th and 18th December 2018
c. Filed on behalf of the Second Respondent
Position statement dated 18th November 2018
Statement by Alice Livermore dated 19th January 2018 [G440]
Statement by JJF dated 19th July 2018 [G721]
d. Expert and other reports
Dr Rippon (consultant developmental psychiatrist): reports dated 3rd May 2017 [I63], 6th June 2017 [I94], 13th June 2018 [I98a], 5th September 2018 [I124], 28th November 2018 [I137]
Emilia Abang (Learning Disabilities Nurse): 8th November 2017 [I105] and 9th January 2018 [I123]
DOLS Form 4 capacity assessments by Dr. Dinakaran dated 31.12.2016 [F1] and 3rd October 2018 [F160], by Dr. Kannabiran dated 14.11.2017 [F92] and 1st March 2018 [F135] and by Dr. Hanif dated 8th February 2018 [F126]
Denise Diggines (IMCA): report dated 24th August 2018 [D96]
e. Miscellaneous
Joint position statement of the parties dated 15th February 2018 [A83]
Letter from Barts Health NHS Trust dated 22nd November 2018 [J342]
Discharge Information summary from hospital admission on 23rd August 2018
Support plan dated 3rd January 2019
C. Factual Background
D. Proceedings to date:
"a. SJF is presently an in-patient in hospital;b. SJF's mobility is presently reduced such that she 'cannot manage the stairs' to a first floor room 'Despite support from two staff' and the medical expectation is that her mobility is limited to 'taking a few steps to be able to stand and transferring between bed/chair/commode;"
c. It would appear that SJF's needs (which include leaving her home to attend kidney dialysis 3 days a week) cannot any longer be met at 3TH, which is on the first floor;d. …."
The order required the Local Authority Applicant to provide to all parties no later than 4pm the following day outstanding information about how quickly a care package at the Official Solicitor's preferred placement could be implemented, and listed the matter for attended hearing on 8th January.
"a. following SJF's recent stay in hospital and discharge back to [HV] it has been reported that her mobility has been seriously affected;b. that SJF's mobility is so compromised at the moment that [HV] feel unable to attempt to support her to attend the hearing listed for 8 January;
c. that SJF is reported to be no longer able to sit up in a chair or to access the toilet and SJF being assisted to use a commode instead;
d. that SJF is spending her time in bed, and only sitting up for meals;
e. that SJF is still attending dialysis three times a week, but is assisted up and down the stairs on a stretcher;
f. ….
g. that it is the Official Solicitor's view that the court will require clear and reliable indications as to the future clinical picture before it makes its decision on a move."
The hearing on 8th January was vacated, with directions for the filing of an updated support/care plan, a statement setting out details of SJF's current health condition and prognosis, and responses. The matter was relisted on 29th January.
E. The available options
Option 1 - Return to 3TH: After a frustrating lack of clarity, the Applicant explicitly confirmed at the outset of the hearing that SJF's return to 3TH is an available option, even with JJF continuing to live there too. In order to facilitate that arrangement, the Local Authority agrees to fund 4 care visits a day of 45 minutes to 1 hour duration, plus a sleep-in support worker.
Option 2 – SZ Supported living placement: SZ is a house which can accommodate up to 5 residents, and SJF would be the fourth. There are 2 staff on duty during the day and one at night ('on a 'responsive basis' only). The Local Authority has not confirmed whether district nurses would visit or be required to visit given the staffing levels but, according to Ms. Walker's submissions, it "does not anticipate difficulty" in that regard.
SJF would have her own bedroom and bathroom, accessed through a communal front door, with a shared sitting room, kitchen and garden. Residents are supported to prepare their own meals or staff "would provide meals" if that is what the resident's needs required. The only limitations on contact with JJF would be that there would be 'light touch' supervision from the daytime staff and it could not take place after 8pm.
Option 3 – remaining at HV Care Home: There can be up to 6 residents at HV Care Home, with 2 staff during the day and one at night. SJF has her own room on the first floor and SJF is able to visit for contact with 'light touch' supervision.
Option 4 – L Flat: L flat is self-contained within a block of similar flats. It is on the ground floor and all on one level. The flat has a kitchen, dining area, wet room, small garden and two bedrooms. There are two ways in which this accommodation could be used. Either the flat could be exclusive to SJF, with the second bedroom used for a sleep-in carer; or a second "service user" could "share" the flat with SJF, sleeping in the second bedroom. If SJF were to have exclusive occupation of L flat, the Applicant would provide 4 visits a day plus a night support worker. If the flat was to be shared with a second person, a waking night support worker would be funded. Ms. George's latest statement refers [G809] to 4 care visits in the daytime and a "Waking Night-Support worker," which suggests that "sharing" the flat with another resident is very much envisaged.
Initially the Applicant had suggested that contact would have to take place away from the L flat. By the start of the hearing, the position had changed to being willing to facilitate contact at L flat during one of the 4 care visits, with a second support worker being provided for that session (ie contact limited to 45 minutes to one hour a day). Ms. George's latest statement refers [G809] to twice weekly contact at the flat for a period of 2 hours. Ms. Walker confirmed that this is an error and the intention of the Local Authority is to enable contact at the flat three times per week, with both the usual support worker and an additional support worker present; and additionally 3 hours per week of 'community access', with support from one support worker. Ms. Walker confirmed that the community contact sessions could be facilitated at weekends.
F. The parties' positions
G. The Evidence
a. Aside from episodes of acute illness, SJF does not require 24 hour nursing care but does require daily professional assistance with diabetic medication and ulcer care:i Diabetes medication: In her April 2018 statements Ms. George described SJF's blood sugars as "well controlled" [G503] with Novorapid injections administered by healthcare professionals [G525].That was still the position in time of the June 2018 statement [G653] but it emerged during the hearing that Novorapid was no longer being given, that SJF was taking only oral medication, and that her blood sugar levels were significantly high.In oral evidence Ms. George suggested that the Novorapid was stopped at the time when dialysis started (September 2018) and that the high blood sugar levels may be caused in part because the hospital dialysis staff "offer her cups of tea and biscuits."The current position according to Ms. George's latest statement [G806] is that SJF "is now back on Novorapid injections twice a day morning and evening meals, which are administered by [HV] staff. SJF also has Lantos insulin injections in the morning, which are administered by District Nurses. This has resulted in better managed blood sugars since her discharge from hospital in December 2018."ii Ulcer care: When giving oral evidence, Ms. George orally confirmed that SJF's ulcers are dressed daily at HV Care Home by District Nurses.b. With three hospital admissions during the course of the hearing, SJF's health has taken a downturn:
i After discharge from the second hospital admission, there was said to have been "deterioration of her mobility, which has impacted other areas of her life" [G807] in that SJF is now using incontinence pads and can no longer have a shower because of the distance to the facilities.ii SJF is said to spend the majority of her time in bed; and in order to leave HV on dialysis days "it now requires up to 4 ambulance staff to support SJF up and down the internal stairs" at HV.iii A referral to a re-ablement service has been recommended but not yet made in view of the current (third) hospitalisation. If such a referral is made, it "will take 4 weeks" and last for "up to 6 weeks". As to the effect of any such programme, "It is hoped this will be of benefit however, there is no guarantee that SJF will revert to her baseline mobility."c. Even before this deterioration, the Local Authority expressed concerns that JJF would not be able to cope with the demands of living with and providing care to SJF.
i Ms. George orally referred to "inherent stresses around being a carer" and historical experience of breakdown in living arrangements, leading her to be "not sure JJF is able to ask for support when he needs it."ii More specifically, Ms. George expressed concerns about how SJF's dietary needs could be managed in JJF's care. She referred to an occasion when staff at HV found SJF with Guinness and sausages after her son's visit, although when cross-examined, she did accept that SJF's blood sugar levels were now raised "constantly, not just when JJF visits." Even with improved explanation such as pictures, and with carers generally around at mealtimes Ms. George was "still concerned about SJF asking for 'bad' foods and [JJF's] ability to resist if she continued to ask."d. The Local Authority accepts that JJF 'generally got on well' with his mother's carers. However as regards other healthcare professionals the Local Authority maintains that JJF's behaviour means that it would not be possible to meet SJF's need for professional care at 3TH, and if she lives at either SZ or L Flat, initially at least contact would have to be supervised:
i In her written evidence [G31] Ms. George states that "Nurses who tend to SJF at home report a history of threats of violence, verbal assaults and threatening behaviour from [JJF] towards members of the care team. SJF's previous GP – Dr Carter, was verbally threatened by [JJF] and as a result is no longer SJF's GP. [JJF] has also threatened SJF's learning disabilities nurse and Housing Worker. On 8th June 2016 learning disabilities integrated team received a report that Dr Carter who had been SJF's GP for many years was threatened whilst on a visit to SJF's flat. Dr Nelson her psychiatrist at the Integrated Learning Disabilities team reported that [JJF] had threatened to stab SJF, pack his bags and abandon her. Professional attending a multi-disciplinary meeting on 01 December 2016 described [JJF's] behaviour as unpredictable. Reports from nursing management state that staff are intimidated by [JJF] and have stated that they do not feel safe…"ii There is exhibited to Ms. George's third statement [G105] an e-mail from the Learning Disabilities Service dated 28th December 2016 confirming that SJF's then GP "reported they will not go into her home address without a police escort."iii Another exhibit [G533] is a table listing 9 incidents between 30th March 2016 and 28th March 2018 when JJF is said to have demonstrated aggression, verbal abuse, swearing, shouting, spitting, making threats to kill, making verbal threats, harassing staff, making false allegations, causing a disturbance, or causing intimidation.iv There is included in the hearing bundle [J346] an e-mail from the Lead Nurse of the Adult Community Nursing Service explaining that "based on [SJF's] clinical need in any other situation we would treat her at home….however despite our safety policy and risk reduction measures I feel that the son is of significant risk to staff that home visits would not be an option."
a. In February 2017, SJF clearly expressed a wish to "go home." Her account of why she was not there at present was that she "had an argument" with her son: "I told my doctor about the incident and they arrested him." She said that JJF "has never hurt me, he hit me but he never hurt me. I want to go home and I want to live with him." [G14]b. In April 2017 "she was consistent in her wish to live in her own home with [JJF]" [G48]
c. In May 2017 SJF became tearful expressing her wish to return to her flat [G126] but also said that could live there "temporarily and then move to a ground floor flat." [G128]. She said she "would be very upset" if JJF could not live with her.
d. In December 2017 SJF explained that she "just [didn't] like" the placements she had visited [G431]. She said she liked being at HV but she wanted to return home "because I like my own independence and you can't be independent in a care home."
e. In March 2018 SJF was asked about moving to a ground floor room at HV which had become available. She "confirmed several times that she wanted to remain in her room on the first floor." [G487] She asked if she could go home for weekends.
f. In May 2018, when considering possible placements, SJF was clear that she wanted "my own flat" [G634]. She wanted to go home and she wanted to live with her son. The attendance note records several matters on which SJF disagreed with JJF, even telling him to moderate his behaviour: "you need to cool down…it doesn't help." [G641]. SJF denied that her view of the possible placements was affected by JJF, saying "I just want to be in Hackney and I want to have my own place" [G648] She rejected both SZ and the L Flat.
g. In July 2018, SJF again rejected both SZ and L Flat. She was clear that she "would only live in Hackney because that's where my family is" [G754].
h. In November 2018, SJF could recall the placements she had visited but "didn't like none of them." [G764] She avoided expressing a preference as between SZ and L Flat. She wanted to live with her son.
a. In respect of his ability to care for SJF at home, JJF's evidence is that that he would be able to help her to use the stairs, as he had before, so it would not be unsafe. He suggested that the bathroom could be improved by the addition of a shower over the bath, as he thought had been provided for some neighbouring properties. He did not regard it as a problem that SJF preferred to sleep on the sofa. He felt that he could "get along with carers", and that the proposal of an overnight carer would be "OK" although he would not need such help.b. In respect of SJF's dietary management, JJF's written evidence was that he was not given any explanation of her dietary needs until sometime after 2013, when she had already lost her sight [G727]. He was willing to learn and thought that the provision of picture guidance might help. He denied that he had "been sneaking food in" to HV Care Home but accepted that on one visit (April 2018) he had taken with him food from the chip shop he had just visited and when his mum asked for a bit of saveloy, he gave her "just a little bit". He admitted this to the HV Manager and has since stopped taking food for himself to HV because he does not want to argue with his mum. When he takes food into HV now, he gives it to the carers to put in the kitchen [G730]. He says that in the future he'd "say no" to requests for unsuitable foods "even if she badgered me. I'd walk out or eat before. I'll eat the same food as she eats."
c. JJF expressed surprise that district nurses would not be willing to attend to SJF if he lived with her [G740]. His account is that he "really liked the district nurses who used to attend her when we lived together" but he offered to go out when the district nurses or the GP want to visit, or to stay on the balcony "even for half an hour."
d. JJF only partly accepts the Local Authority's description of his behaviour or its consequences:
i He says that the incident of assault in June 2016 was really just roughness in care [G727]: "I was cleaning up and I moved her leg so I could clean the food around it. I did these things quite roughly and I can see how she might have thought that I was punching her leg or placing my hand over her mouth to hurt her but this was not the case." He accepts that he "said some really mean things to her."ii JJF does not accept that he shouted or became angry with Dr Carter when she arrived at the flat on that occasion. He says that he has seen Dr Carter in the community since without any difficulty [G731].iii JJF accepts that he shouted at Emilia Abang in March 2016 but explains that he was on that occasion extremely upset about his grandmother's death and difficulties he was experiencing with passport renewal to enable him to go to her funeral. [G732].iv JJF accepts shouting at Emilia Abang again in October 2017 when she arrived to take SJF to visit some placements under consideration. He explains that this was because of general distrust arising from the manner in which SJF was first removed from her home. He says he "did get upset and started shouting but never had any intention of hurting Emilia." [G732]v JJF also accepts that sometimes (February 2018, March 2018, May 2018) he has "become upset about things whilst…at HV" and "got angry" [G733]. He says that he "never has any intention of hurting" anybody and points out that if he had anger management or counselling it might help him to remain calmer.vi JJF also accepts that in May 2018, when visits to care homes were supposed to be happening, he "said lots of really bad things to my mum's solicitor." He acknowledges that the frustration he experienced with the plans for the day "wasn't an excuse to shout at her so much." [G734]e. When addressing the Court directly JJF was asked by his Counsel to explain why he wanted SJF to return to 3TH. His response was that she has "been living there all her life," so that "family can visit" and because "I want to live here too." He explained that a cousin had stayed in the property whilst he was in prison but the cousin could no longer do that "because Mum is in a care home." In respect of the other placement options he thought it was important for SJF to be in Hackney so that family and friends could visit. He was worried that if another resident was moved into the L Flat with SJF he would "get back in trouble because they are trying to control me and my mum's life." He felt that SJF "wouldn't like having someone else there." He said that SZ was "too far" and he "wouldn't go – I don't know how to get there."
a. On two occasions, SJF's IMCA has challenged an assessment of lack of capacity (Safina Ali on 3rd May 2017 [I01] and Denise Diggines on 24th August 2018 [D96]);b. On 31st December 2016 and 14th November 2017 respectively Drs Dinnakaran [F1] and Kannabiran [F92] concluded that SJF lacked capacity to make her own decision about accommodation in a care home.
c. On 8th February 2018 Dr Hanif [F126] found that SJF
i "showed understanding" that she was in a care home;ii had sufficient retention "to engage in the decision-making process…. could recall pertinent details of the interview and retain information relating to restrictions imposed on her by virtue of being in the home;iii was able to "weigh up the pros and cons of remaining in the home versus elsewhere" and was clear that "she would not manage by herself; andiv was able to communicate her wishes.He concluded that SJF had capacity to make her own decision about being accommodated in a care home.b. A second opinion was sought from Dr. Kannabiran. On 1st March 2018 [F128] he found that SJF was unable to use or weigh relevant information:
"…she was not able to appreciate the concerns expressed regarding her returning to her fat and living with her son….She acknowledged the information about the risks but was not able to use or weigh the information about this risk."He concluded that SJF lacked capacity to make her own decision about accommodation in a care home.c. On 3rd October 2018, Dr Dinakaran [F160] noted that:
i SJF's "comprehension of information presented to her seemed adequate" and she "nodded and confirmed that she was able to understand the concerns expressed by professionals regarding her potential vulnerability to abuse and exploitation by her son, especially due to her declining health and increasing dependence on others for her day to day needs;"ii Her retention of information was "adequate" and she was "able to recall that she takes medication for diabetes and is also undergoing regular dialysis due to kidney problems." She initially informed him that she had suffered damage to her eye "as she had hit her head" but "after some prompting" SJF was able to acknowledge that diabetes could have contributed to her sight problems. SJF "also reluctantly admitted that [her son] shouts at her…" She acknowledged that "she may not be able to protect herself should he become abusive to her, as she is physically weak". She admitted that she needed help, is willing to accept it and "reluctantly admitted the difficulties that professionals could face in visiting her at home or delivering appropriate care for her should he son become obstructive or abusive towards them."He concluded that SJF had capacity to make her own decision about being accommodated in a care home.
a. capacity to conduct these proceedings:In her first report, Dr. Rippon 'could find no evidence that SJF understood the nature of the proceedings themselves or the potential outcomes of the proceedings.' [I78]b. Capacity to make decisions about her residence, care and treatment:
First report: Dr. Rippon concluded that SJF did not understand:i the risks associated in returning to her flat; orii the impact of:a. not being able to access the community on a frequent basis;b. being in an environment which would make it difficult for emergency services to reach her quickly;c. having a package of support which did not afford her 24 hour staffing; ord. her own deteriorating health on her increased need for support in the future.and was therefore unable to weigh up the positives and negatives of a particular type of residence or package of support.In respect of medication and broader diabetic management, Dr Rippon's view was that SJF's understanding was "extremely basic" and "not at a level required to understand the information necessary to make an informed decision regarding her medical treatment."Second report: Dr Rippon was asked about potential for SJF to achieve capacity with support. She confirmed that such possibility existed "if further work was done" and suggested that SJF be shown concrete examples of the residence options.Third report: Dr Rippon "found no evidence that [SJF] could consider a particular placement and think about how it might meet her own needs" and "no evidence that she can think through the consequences of returning to her first floor flat to live with her son." [I98s] She further found "no understanding of why she takes a diet which is low in fat and sugar" and concluded that SJF "does not understand the nature of [her diabetes] or its potential impact on her physical health should her diabetic control not be appropriateFourth report: Dr Rippon confirmed her earlier conclusions.Fifth report: Given the information which emerged in the hearing that SJF is not presently prescribed four times daily administration of Novorapid, Dr Rippon noted that SJF still needs daily input from healthcare professionals and carers for other matters. She maintained her view that SJF "does not understand the implications of failure to receive appropriate care" and identified the risks of such "impact on her physical well-being…deterioration in her diabetic control…impact on the dialysis."In her oral evidence, Dr Rippon was asked to consider Dr. Dinakaran's conclusion that SJF appeared to have adequate comprehension of her need for help and support. She did not agree : "when you ask her 'do you require help' she says 'yes' consistently….but she doesn't understand the reasons why she needs help or the consequences of not having that help on her physical and emotional wellbeing. She's pleasant and co-operative – she nods and agrees, without actually understanding."c. Capacity to make decisions about contact with others:
Dr Rippon identified that SJF "would need to understand the benefits of contact with a range of individuals…includ[ing] the information that family members can provide her with emotional support, day to day support in her everyday life and some degree of advocacy for her" but also "the risks that family members… may pose to her."First report: Dr Rippon concluded that SJF "under-estimated the potential risks which her son may pose to her, over-estimated her ability to keep herself safe and could not think through the long-term implications should she live with an individual who is potentially aggressive."Second report: Dr Rippon thought it "unlikely" that SJF could develop capacity around contact with other people "even with work".Third report: Dr Rippon confirmed her earlier conclusions.d. Capacity to terminate/enter into a tenancy agreement :
Dr Rippon found that SJF understood the nature of a tenancy agreement and the implications of not upholding it.First and third reports: Dr Rippon concluded that SJF has capacity to enter into a tenancy agreement.Fourth report: Having been referred to case law, Dr Rippon's position changed. She considered that SJF's decision to terminate her tenancy agreement "is linked to her decisions in respect of residence and care and treatment." Concerns about her lack of capacity in those domains "would result in a lack of capacity to make a decision as to whether or not to terminate her tenancy." Dr Rippon further thought that the same link applied to decisions to enter into a new tenancy agreement.Oral evidence: Dr Rippon confirmed her conclusion that SJF lacks capacity both to terminate and enter into a tenancy: "she'd understand the document – the concrete ideas of tenancy. She'd be reluctant to sign because of her lack of understanding of why she'd need to move from her flat."
a. In her third report she said that:
"It is my opinion that the relationship between SJF and her son is complex. He is obviously an individual who can present with challenging behaviour towards his mother, but also towards carers and professionals. …the main motivator for SJF as to where she should live was to be with her son…I believe she is incredibly worried about what would happen should she move into a placement without her son. It is my opinion that her learning disability makes it difficult for her to think that there may be other services and placements available for her son, which would mean that he didn't have to live with her. Although I believe that it is SJF's learning disability which directly impacts on her decision-making capacities, her worries and concerns about her son are certainly one of the drivers for any decisions which she makes." [I98w]
b. In her fourth report, Dr Rippon further explained that
"SJF will place her son's needs before herself…it is a priority to her when she considers where she should live and how she should use her resources, that the needs of her son are put first. Any parent places the needs of their children before themselves but it is my opinion that SJF's learning disability results in her being unable to think through the consequences …." [I134]
but specifically in respect of care and treatment decisions, Dr Rippon further confirmed that SJF's inability to understand relevant information is "because of her mild learning disability…I do not believe that her motivation to be with her son impacts on this particular issue" [I130].
c. In her oral evidence, Dr. Rippon phrased it a bit differently: "she believes as a mum that her son's behaviour is going to improve. That's not necessarily because of her learning disability – many people in difficult relationships have a positive outlook of their relative's behaviour. Bur she does not understand the impact of him not being able to provide good enough care…[or] the impact it has on her access to professionals and support mechanisms."
Asked whether in fact SJF had "just acquiesced, rather than being unable to" understand/use/weigh relevant information, Dr Rippon refuted the suggestion: "it's not that she'd put up with abuse because that is her preference…she didn't adequately understand the risks of living with her son." Dr Rippon identified that SJF's learning disability has "several different effects – it prevents her from understanding the consequences of living with JJF, [it means] she is not able to appreciate the risks of not having appropriate care, [and] it prevents her from generating other possibilities for her son, other than living with her." When questioned by Ms. Hearnden, Dr Rippon said "[SJF] is in a difficult position. I've reflected a lot about whether her wish to return [to 3TH] is a lack of capacity or the concerns of a mum. On the balance of probabilities, I believe that learning disability impacts on her decision-making…. I don't believe that she understands the impact in the care she'll receive if she lives with her son – and that's secondary to the learning disability… I don't think she adequately understands the impact on her physical health."
a. Diabetes: SJF "was able to say that diabetes was as a result of excessive sugar in her blood but….she could not relate to the fact that her diet could be causing her sugar levels to go up." Ms. Abang concluded that SJF was "unable to understand the effect of her diet on her blood sugar level. Therefore she was unable to weigh up the information about the impact of her diet on her diabetes" and lacks capacity around diabetes treatment. This appeared to be the same across both visits.b. Residence: Ms. Abang recounted the difficulties experienced with arranging the visits to potential placements. SJF was initially willing to go but on the day of the visits, JJF rang whilst they were preparing to leave [I114]. SJF then said that they should wait for him to arrive. When he did arrive he wanted to know why the visits were being undertaken without his knowledge and he became abusive. No visits took place that day. Further arrangements were made for visits on 25th October. Ms. Abang noted that SJF "was not really engaging" with the first visit but she "insisted she wanted to carry on with the viewing." [I115/6] By the third visit (SZ) she "appeared a bit more relaxed and was more engaging". Back at HV, SJF was heard to tell JJF by telephone not to worry as she was not going to take any of the places. SJF then did tell Miss Abang that she was not going to take any of the flats. She was unable to give any reason other than "I do not want them."
Miss Abang concluded that SJF "shows some level of understanding of her care needs" but failed to understand the risks associated in returning to her flat; and was unable to weigh up either the benefits or disbenefits of being in a setting which was staffed 24 hours a day or the potential impact of her own deteriorating health on her increased need for support in the future." [I120]. She concluded that SJF lacks mental capacity to make decisions with regards to care and residence.
H. The Law
a. pursuant to S1(2) a person must be assumed to have capacity unless it is established that he lacks capacity. The burden of proof is therefore on those who assert that capacity is lackingb. pursuant to S1(3) a person is not to be treated as unable to make a decision unless all practicable steps to help him to do so have been taken without success. The Code of Practice states at paragraph 4.16 that "It is important not to assess someone's understanding before they have been given relevant information about a decision. Every effort must be made to provide information in a way that is most appropriate to help the person to understand."
c. pursuant to S1(4) a person is not to be treated as unable to make a decision merely because he makes an unwise decision. The outcome of a decision made is not relevant to the question of whether the person making that decision has or lacks capacity to make it.
(1) pursuant to S2(1) a person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to a matter because of an impairment of, or a disturbance in the functioning of, the mind or brain. There must be causative link between the impairment/disturbance and the incapacity;(2) pursuant to S2(3)(b) a lack of capacity cannot be established merely by reference to a condition which might lead others to make unjustified assumptions about his capacity. Lack of capacity cannot simply be inferred from particular diagnosis; and
(3) pursuant to S2(4) any question whether a person lacks capacity within the meaning of this Act must be decided on the balance of probabilities.
"S3(1): a person is unable to make a decision for himself if he is unable —(a) To understand the information relevant to the decision,
(b) To retain that information,
(c ) To use or weigh that information as part of the process of making the decision, or
(d) To communicate his decision (whether by talking, using sign language or any other means).
S3(2): A person is not to be regarded as unable to understand the information relevant to a decision if he is able to understand an explanation of it given to him in a way that is appropriate to his circumstances (using simple language, visual aids or any other means).
S3(3) The fact that a person is able to retain the information relevant to a decision for a short period only does not prevent him from being regarded as able to make the decision.
S3(4): The information relevant to a decision includes information about the reasonably foreseeable consequences of
(a) Deciding one way or another, or
(b) Failing to make the decision.
1. What the two options are, including information about what they are, what sort of property they are and what sort of facilities they have;2. In broad terms, what sort of area the properties are in (and any specific known risks beyond the usual risks ….);
3. The difference between living somewhere and visiting it;
4. What activities P would be able to do if he lived in each place;
5. Whether and how he would be able to see his family and friends if he lived in each place;
6. [factors regarding payment of bills]
7. Who he would be living with at each placement;
8. What sort of care he would receive in each placement in broad terms;
9. …
"it is not necessary for the person to comprehend every detail of the issues...it is not always necessary for a person to comprehend all peripheral detail." What is required is that the person can "comprehend and weigh the salient details relevant to the decision to be made" (paragraph 58).
"...for the Court to have jurisdiction to make a best interests determination, the statute requires there to be a clear causative nexus between mental impairment and any lack of capacity that may be found to exist (s2(1)). "
"The core determinative provision within the statutory scheme is MCA 2005, The remaining provisions of s2 and s3, including the specific elements within the decision making process set out in s3(1), are statutory descriptions and explanations which support the core provision in s2(1)… Section 2(1) is the single test, albeit that it falls to be interpreted by applying the more detailed description given around it in ss 2 and 3."
Per McFarlane LJ in PC & NC v. City of York Council [2013] EWCA Civ 478 at paragraphs 52 and 56 to 58.
"Clearly the opinion of an independently-instructed expert will be likely to be of very considerable importance, but in many cases the evidence of other clinicians and professionals who have experience of treating and working with P will be just as important and in some cases more important In assessing that evidence, the court must be aware of the difficulties which may arise as a result of the close professional relationship between the clinicians treating, and the key professionals working with, P.,....in cases of vulnerable adults, there is a risk that all professionals involved with treating and helping that person — including, of course, a judge in the Court of Protection — may fee/ drawn towards an outcome that is more protective of the adult and thus, in certain circumstances, fail to carry out an assessment of capacity that is detached and objective."
Per Baker J in PH v. A Local Authority [2011] EWHC 1704 (COP) at 16
S1(5): An act done, or decision made, under this Act for or on behalf of a person who lacks capacity must be done, or made, in his best interests.
S1(6): Before the act is done, or the decision is made, regard must be had to whether the purpose for which it is needed can be as effectively achieved in a way that is less restrictive of the person's rights and freedom of action.
(1) In determining for the purposes of this Act what is in a person's best interests, the person making the determination must not make it merely on the basis of –a. A. the person's age or appearance, orb. A condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about what might be in his best interests.(2) The person making the determination must consider all the relevant circumstances and, in particular take the following steps.
(3) He must consider –
a. Whether it is likely that the person will at some time have capacity in relation to the matter in question, andb. If it appears likely that he will, when that is likely to be.(4) He must, so far as reasonably practicable, permit and encourage the person to participate, or to improve his ability to participate, as fully as possible in any act done for him and any decision affecting him.
(5) …
(6) He must consider, so far as is reasonably ascertainable –
a. The person's past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity),b. The beliefs and values that would be likely to influence his decision if he had capacity, andc. The other factors that he would be likely to consider if he were able to do so.(7) He must take into account, if it is practicable and appropriate to consult them, the views of
a. …b. Anyone engaged in caring for the person or interested in his welfare,c. ..d. …as to what would be in the person's best interest and, in particular, as to the matters mentioned in subsection 6.
"52….. The statute now embodies the recognition that it is the basic right of any adult to be free to take and implement decisions affecting his own life and living, and that a person who lacks mental capacity should not be deprived of that right except in so far as is absolutely necessary in his best interests.
…
55. ….the views and wishes of P in regard to decisions made on his behalf are to carry great weight. What, after all, is the point of taking great trouble to ascertain or deduce P's views, and to encourage P to be involved in the decision-making process, unless the objective is to try to achieve the outcome which P wants or prefers, even if he does not have the capacity to achieve it for himself?
….
57. ….in my judgment, where P can and does express a wish or view which is not irrational (in the sense of being a wish which a person with full capacity might reasonably have), is not impracticable as far as physical implementation is concerned, and is not irresponsible having regard to the extent of P's resources….then that situation carries great weight, and effectively gives rise to a presumption in favour of implementing those wishes, unless there is some potential sufficiently detrimental effect for P of dong so which outweighs this."
I. Discussion
Option 1 – return to 3TH
Advantages Disadvantages In accordance with SJF's strong and consistent wishes and feelings Allows daily company of her son, JJF Has broken down before, with assault admitted within criminal proceedings. Concerns about JJF's ability to manage dietary needs and his own frustrations are unresolved. Long familiarity with the flat and area On first floor, with no lift so SJF would have limited ability to access the community and difficulty with emergency access to her (currently requires 4 ambulance staff to leave a first-floor setting). Bathroom facilities not accessible to wheelchair use. Only 1.7 miles from previous dialysis hospital (4.9 miles from current dialysis hospital.) District Nurse service unwilling to attend so necessary healthcare would have to be delivered in the community. The only opportunities for dressing ulcers (currently done daily) clash with dialysis arrangements and no alternatives identified. Would require registration with a new GP. Has not been confirmed that any care agency would be willing to supply an overnight carer.
Option 2 – SZ supported living placement
Advantages Disadvantages Against SJF's wishes. Ground floor room, with accessible bathroom next door Unfamiliar area to SJF. Distance from Hackney will limit visits by family members, including JJF. Social activities available, with more support to access the community and a more appropriate age-range of other residents Staff willing to be trained to provide insulin and support dialysis 15 miles from previous dialysis hospital (9.4 miles from current dialysis hospital) Staff can supervise contact with JJF with minimal restriction during the daytime
Option 3 – HV care home
Advantages Disadvantages Familiarity – SJF has lived there for approximately 2 years now Against SJF's wishes JJF is able to visit Distance from Hackney limits visiting by family members. Room is on the first floor (SJF having declined to move to a ground floor room when one became available.) SJF does not engage in organised social activities or access the community other than for medical appointments. 24 hour care available. District nurses visit daily to dress ulcers. 4.1 miles from current dialysis hospital 10 miles from original dialysis hospital
Option 4 – L flat
Advantages Disadvantages In so far as SJF and JJF have expressed a preference as between the ground floor options, this is the preference of both Against SJF's wishes In Hackney – closer to family members to enable visits Opportunities for contact with JJF would be limited by requirement for additional support worker, at least pending review after 6 weeks Self-contained flat Not clear that SJF would have exclusive use of the flat. The LA may seek to introduce another person to live in the second bedroom. Only 4 miles from original dialysis hospital (2.9 miles from current dialysis hospital) No confirmation that nursing service would be available, or any co-ordination of meals and fluids after dialysis No indication of what social activities would be available
HHJ Hilder
2nd February 2019