90 Wellington Street Leicester, LE1 6HG |
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B e f o r e :
SITTING AS A DEPUTY HIGH COURT JUDGE
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Leicester City Council |
Applicant |
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MPZ (by her litigation friend the Official Solicitor) |
Respondent |
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Simon Burrows (instructed by MJC Law) for the Respondent
Hearing dates: 21 and 22 November 2019
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Crown Copyright ©
Her Honour Judge George:
"For the purposes of this Act, a person lacks capacity in relation to a matter if at the material time he is unable to make a decision for himself in relation to the matter because of an impairment of, or a disturbance in the functioning of, the mind or brain."
Capacity to decide on residence
The Court of Appeal approved Mr Justice Cobb's formulation at first instance:
"i) what the two options are, including information about what they are, what sort of property they are and what sort of facilities they have;
ii) in broad terms, what sort of area the properties are in (and any specific known risks beyond the usual risks faced by people living in an area if any such specific risks exist);
iii) the difference between living somewhere and visiting it;
iv) what activities P would be able to do if he lived in each place;
v) whether and how he would be able to see his family and friends if he lived in each place;
vi) in relation to the proposed placement, that he would need to pay money to live there, which would be dealt with by his appointee, that he would need to pay bills, which would be dealt with by his appointee, and that there is an agreement that he has to comply with the relevant lists of "do's" and "don'ts", otherwise he will not be able to remain living at the placement;
vii) who he would be living with at each placement;
viii) what sort of care he would receive in each placement in broad terms, in other words, that he would receive similar support in the proposed placement to the support he currently receives, and any differences if he were to live at home; and
ix) the risk that his father might not want to see him if P chooses to live in the new placement."
Capacity to decide on care
The Court of Appeal again approved Mr Justice Cobb's formulation at first instance:
i) what areas she needs support with;
ii) what sort of support she needs;
iii) who will be providing her with support;
iv) what would happen if she did not have any support or she refused it and,
v) carers might not always treat her properly and that she can complain if she is not happy about her care."
Capacity to decide on contact
Mr Justice Cobb's formulation, in the terms set out below was approved:
i) Who they are, and in broad terms the nature of her relationship with them;
ii) What sort of contact she could have with each of them, including different locations, differing durations and differing arrangements regarding the presence of a support worker;
iii) The positive and negative aspects of having contact with each person. Theis J added "This will necessarily and inevitably be influenced by [P]'s evaluations. His evaluations will only be irrelevant if they are based on demonstrably false beliefs. For example, if he believed that a person had assaulted him when they had not. But [P]'s present evaluation of the positive and negative aspects of contact will not be the only relevant information. His past pleasant experience of contact with his father will also be relevant and he may need to be reminded of them as part of the assessment of capacity";
iv) What might be the impact of deciding to have or not to have contact of a particular sort with a particular person;
v) Family are in a different category; what a family relationship is."
Capacity to decide on social media
Mr Justice Cobb's formulation in this domain was approved:
"i) Information and images (including videos) which you share on the internet or through social media could be shared more widely, including with people you don't know, without you knowing or being able to stop it;
ii) It is possible to limit the sharing of personal information or images (and videos) by using 'privacy and location settings' on some internet and social media sites;
iii) If you place material or images (including videos) on social media sites which are rude or offensive, or share those images, other people might be upset or offended;
iv) Some people you meet or communicate with ('talk to') online, who you don't otherwise know, may not be who they say they are ('they may disguise, or lie about, themselves'); someone who calls themselves a 'friend' on social media may not be friendly;
v) Some people you meet or communicate with ('talk to') on the internet or through social media, who you don't otherwise know, may pose a risk to you; they may lie to you, or exploit or take advantage of you sexually, financially, emotionally and/or physically; they may want to cause you harm;
vi) If you look at or share extremely rude or offensive images, messages or videos online you may get into trouble with the police, because you may have committed a crime."
Capacity to consent to sexual relations
Finally. the Court of Appeal again approved Mr Justice Cobb's formulation:
"i) the sexual nature and character of the act of sexual intercourse, the mechanics of the act;
ii) the reasonably foreseeable consequences of sexual intercourse, namely pregnancy;
iii) the opportunity to say no; i.e. to choose whether or not to engage in it and the capacity to decide whether to give or withhold consent to sexual intercourse;
iv) that there are health risks involved, particularly the acquisition of sexually transmitted and transmissible infections;
v) that the risks of sexually transmitted infection can be reduced by the taking of precautions such as the use of a condom."
22 (1) The inherent jurisdiction of the High Court for the protection of vulnerable and incapacity adults remains available notwithstanding the implementation of the Mental Capacity Act 2005: Re DL per McFarlane LJ (as he then was) at [52] et seq and Davis LJ at [70] et seq. In the memorable phrase first deployed by Lord Donaldson in Re F (Mental Patient: Sterilisation) [1990] 2 AC 1, it is "the great safety net".
(2) The jurisdiction extends to protecting vulnerable persons who do not fall within the categories of those covered by the Mental Capacity Act 2005: see, for example, Re DL itself and London Borough of Wandsworth v M & Ors [2018] 1 FLR 919; [2017] EWHC 2435 Fam, and further to providing additional protection to adults lacking capacity within the meaning of the Mental Capacity Act 2005 when the remedy sought does not fall within those provided in the Act: see, for example, City of Westminster v IC [2008] EWCA Civ 198 and NHS Trust v Dr A [2013] EWHC 2442 COP
(3) As to the definition of vulnerability in these cases, the picture is comprehensively outlined in the judgment of Munby J in Re SA at paragraphs 77 and 78:
77 "It would be unwise, and indeed inappropriate, for me even to attempt to define who might fall into this group in relation to whom the court can properly exercise its inherent jurisdiction. I disavow any such intention. It suffices for present purposes to say that, in my judgment, the authorities to which I have referred demonstrate that the inherent jurisdiction can be exercised in relation to a vulnerable adult who, even if not incapacitated by mental disorder or mental illness, is, or is reasonably believed to be, either (i) under constraint or (ii) subject to coercion or undue influence or (iii) for some other reason deprived of the capacity to make the relevant decision, or disabled from making a free choice, or incapacitated or disabled from giving or expressing a real and genuine consent.
78. I should elaborate this a little:
i) Constraint: It does not matter for this purpose whether the constraint amounts to actual incarceration. The jurisdiction is exercisable whenever a vulnerable adult is confined, controlled or under restraint, even if the restraint is only of the kind referred to by Eastham J in Re C (Mental Patient: Contact) [1993] 1 FLR 940. It is enough that there is some significant curtailment of the freedom to do those things which in this country free men and women are entitled to do.
ii) Coercion or undue influence: What I have in mind here are the kind of vitiating circumstances referred to by the Court of Appeal in In re T (Adult: Refusal of Treatment) [1993] Fam 95, where a vulnerable adult's capacity or will to decide has been sapped and overborne by the improper influence of another. In this connection I would only add ... that where the influence is that of a parent or other close and dominating relative, and where the arguments and persuasion are based upon personal affection or duty, religious beliefs, powerful social or cultural conventions, or asserted social, familial or domestic obligations, the influence may, as Butler-Sloss LJ put it, be subtle, insidious, pervasive and powerful. In such cases, moreover, very little pressure may suffice to bring about the desired result.
iii) Other disabling circumstances: What I have in mind here are the many other circumstances that may so reduce a vulnerable adult's understanding and reasoning powers as to prevent him forming or expressing a real and genuine consent, for example, the effects of deception, misinformation, physical disability, illness, weakness (physical, mental or moral), tiredness, shock, fatigue, depression, pain or drugs. No doubt there are others."
At paragraph 82 he added this:
"In the context of the inherent jurisdiction I would treat as a vulnerable adult someone who, whether or not mentally incapacitated, and whether or not suffering from any mental illness or mental disorder, is or may be unable to take care of him or herself, or unable to protect him or herself against significant harm or exploitation, or who is deaf, blind or dumb, or who is substantially handicapped by illness, injury or congenital deformity. This, I emphasise, is not and is not intended to be a definition. It is descriptive, not definitive; indicative rather than prescriptive."
(4) Insofar as such actions infringe with rights under Article 8 of the Human Rights Convention, the interference may be justified to protect the health of the individual but only if they are necessary and proportionate: see Re DL, Mcfarlane LJ at [86] and Davis LJ at [76].
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(9) As explained by Munby J in Re SA, the inherent jurisdiction in this context is exercisable not merely where a vulnerable adult is but also where he is reasonably believed to be incapacitated. Munby J added:
"... it has long been recognised that the jurisdiction is exercisable on an interim basis 'while proper inquiries are made' and while the court ascertains whether or not an adult is in fact in such a condition as to justify the court's intervention. That principle must apply whether the suggested incapacity is based on mental disorder or some other factor capable of engaging the jurisdiction." (Paragraph 80)
See also Re SK [2004] EWHC 3202 Fam; [2005] 2 FLR 230 and London Borough of Wandsworth (Supra) at [84]-[86]. But, as McFarlane LJ pointed out in Re DL at [68]:
"Whilst such interim provision may be of benefit in any given case, it does not represent the totality of the High Court's inherent powers."
(10) In exercising its powers as set out above, the court must attach due weight to the individual's personal autonomy. The court must, furthermore, be careful to avoid the so-called protective imperative to which I first referred in the case of CC v KK [2012] EWHC 2136 (COP) at [25].
23 For present purposes, the important points from that summary are as follows.
(a) The inherent jurisdiction may be deployed for the protection of vulnerable adults.(b) In some cases, a vulnerable adult may not be incapacitated within the meaning of the 2005 Act, but may nevertheless be protected under the inherent jurisdiction.(c) In some of those cases, capacitous individuals may be of unsound mind within the meaning of Article 5(1)(e) of the Convention.(d) In exercising its powers under the inherent jurisdiction in those circumstances, the court is bound by ECHR and the case law under the Convention, and must only impose orders that are necessary and proportionate and at all times have proper regard to the personal autonomy of the individual.(e) In certain circumstances, it may be appropriate for a court to take or maintain interim protective measures while carrying out all necessary investigations.
The assessment on residence and care:
a. Mary is able to understand different types of accommodation.
b. Mary does understand that she needs support to ensure that her care and treatment needs are met.
c. She does not understand the risks to her health and wellbeing if she does not receive support. In particular she does not understand that she is extremely vulnerable to being exploited and abused for which she needs support to protect her.
d. She does not understand the risk to her of being the victim of serious abuse if she were to choose to live in accommodation without any overnight support (as she has been in the past).
e. She does not understand the risk to her health in refusing to register with a GP and instead allowing Jim (who does not have any medical training) to provide medical treatment to her.
f. Accordingly, Mary lacks the capacity to make decisions about her care and residence.
The assessment of Mary's capacity to make decisions about social media:
(a) Mary's history of being subjected to prolonged childhood abuse is noted to have had a considerable effect on her functioning and in particular in her being able to identify and measure risks
(b) Mary trusts her online 'friends' because she has chatted to them for a long time and they look nice.
(c) Her understanding of how the internet works is extremely limited.
(d) Mary is unable to assess that there is any risk in allowing known sex offenders to access the internet using her device rather than their own. She does not understand that she may be committing a criminal offence in doing this.
(e) Mary is unable to understand that there is any risk to her from her use of social media and the internet. In particular she does not understand that there is a risk to her in providing her associates (who are sex offenders) with the passwords to her Facebook accounts and that in doing so she may be committing a criminal offence.
(f) Mary lacks the ability to retain the information about the risks that on-line activity can create, despite being given this information in the safety of a psychology session.
(g) Accordingly, Mary lacks the capacity to decide to use social media.
The assessment of Mary's capacity to make decisions about contact:
(i) Mary's inability to identify the risk that those who have subjected to her to serous abuse pose to her, means that she is unable to understand the foreseeable consequences of making a decision to see someone.
(j) Accordingly, Mary lacks the capacity to make decisions about contact.
The assessment of Mary's capacity to consent to sexual relations
a. Mary has difficulty in distinguishing between a consensual and a non-consensual sexual act, she therefore lacks an understanding that she can say no to sexual relationships.
b. This is compounded by the cognitive distortions she has about child abuse and sexual abuse, blaming the victim (including herself).
c. Mary believes that she will not get pregnant as she does not want a baby despite not using contraception.
d. Mary believes that you can tell whether a person has an STI by looking at them.
e. Mary is therefore assessed as lacking capacity to consent to sexual relations.
a. Mary reports that she had a difficult childhood which included regularly witnessing violence between her parents, being raped at the age of 11 by a friend of her father's and years of neglect.
b. Mary has had a number of relationships with men as an adult which she describes as being emotionally, physically and sexually abusive.
c. Mary has been in a relationship with Jim for several years and has been made aware of his history of offending.
d. Dr Tubb observes that Mary finds it difficult to recognise or name any of her emotional experiences and she is emotionally cut off from many of the more traumatic events in her life. Mary herself is worried that she may become overwhelmed if she allows herself to 'feel'.
e. Mary frequently blames herself for the abusive treatment she has received.
f. Mary became fearful if Dr Tubb labelled the treatment she received as negative and would often retract what she said appearing fearful of repercussions.
g. Dr Tubb observes that Mary's network of 'friends' have effectively brainwashed Mary into following their orders and feeling as though she has little way out. She further observes that Mary has lost any sense of who to trust and what is acceptable behaviour as a result of her emotions being invalidated for so long.
h. Due the absence of nurturing Mary is unable to recognise and manage her feelings, understand the boundaries in the world and develop a sense of identify and self-esteem.
i. Mary's low self-esteem and desperation to acquire some form of nurturing makes her very vulnerable if anyone shows her affection.
a. Mary has a mild learning disability associated with a confirmed history of complex trauma secondary to emotional deprivation and childhood sexual abuse. She exhibits social and functional skills impairment and significant cognitive impairments evidenced by low academic achievement
b. With respect to all the matters Dr Lawson was asked to assess his conclusion is that Mary has MCA capacity to make those decisions, but her capacity is vitiated by the undue influence of others
Dr Lawson's conclusions in his first report can be summarised as follows:
i. Mary has an impairment in the functioning of the mind or brain arising from her learning disability and history (from childhood) of social and functional skills impairment.
ii. Mary has the capacity within the meaning of the MCA to make all the decisions that he assessed.
iii. However, Mary is a vulnerable adult who is subject to undue influence and coercive control of others such that this impacts on her mind and actions which vitiates Mary's ability to weigh information and express her true and genuine wishes.
iv. Mary is more likely to make decisions in order to meet the needs of others, including those who abuse her or exert undue and coercive influence on her.
v. Accordingly she 'lacks capacity to conduct the proceedings, not as a result of impairment or disturbance in the functioning of her mind or brain, but as a result of coercion or undue influence and possibly other disabling circumstances that involve her reasoning powers including her abnormal perception of relationships due to emotional and childhood abuse and trauma, her love and affection for men who show her attention in order to take advantage of her and abuse her, their reported behaviour of misinforming and deceiving her, including persuading her not to cooperate with professionals.'
vi. It is unlikely she will change significantly in the future.
Dr Lawson's second report can be summarised as follows:
i. Mary's adverse childhood experiences have caused significant and lasting adverse effects on her emotional and psychological development, affecting how she perceives, thinks and responds to situations within the restrictive and abnormal and distorted cognitive framework.
ii. The combination of childhood trauma, emotional deprivation and sexual abuse have caused Mary to develop Emotionally Unstable Personality Disorder (EUPD) and Dependent Personality Disorder (DPD). This amounts to an impairment in the functioning of the mind or brain.
iii. Her personality disorders impairs her ability to use and weigh information. She appears to be making unwise decisions when in fact 'her ability to make genuinely autonomous decisions' has been vitiated. Thus, her ability to make decisions is impaired by the psychopathology of the personality disorders.
iv. Mary's personality disorders impacts on her ability to assess the truth of information particularly when given to her by her abusers as a result of her emotional dependence on them. It will also cause her to minimise or reject the truth of information that is given to her by third parties' especially professionals involved in her care.
v. It also impacts on her ability to use or weigh information as it causes her to deny, dismiss or minimise information relevant to risks, especially when put to her by professionals as it challenges her pathological way of thinking. She may acknowledge the relevant information about risk but then dismiss it out of hand –i.e. pathological denial.
vi. The nature of Mary's impairment affects her ability to use relevant information, including the likelihood and severity of risks to her from abusive men, depending on where she resides, the care (support and supervisions) she is provided with and who she has contact with.
vii. Her low self-esteem and emotional reliance on abusive relationships has led to a situation that means she is helpless to break free from the cycle of abuse.
First, that what Mary said was to be taken literally as meaning that she believed that not wanting to get pregnant (without more) meant that she could not get pregnant. Dr Lawson was sceptical of that interpretation, and we invite the Court to share that scepticism. It is a short answer given during a capacity assessment, by someone who appears not to have led Dr Lawson during another detailed capacity assessment to have any doubts over Mary's ability to understand relevant information.
Secondly, it assumes that she is still unable to understand that information. Again, Dr Lawson's assessment runs contrary to that assertion.
Thirdly, it assumes that a belief that runs counter to obvious, objective facts, is incapable of being a basis for a capacitous decision. There is a case on this. In Re MM (an adult) [2007] EWHC 2003 (Fam), per Munby, J. He says at [81] that "If one does not 'believe' a particular piece of information that one does not in truth 'comprehend' or 'understand' it".
However, that can only be the case where the failure to believe is the result of a disorder of the functioning of the mind or brain. Or, put another way, a capacitous person may make a decision because he does not believe evidence put before him (that evidence being demonstrably true). The fact he made a mistake does not make his decision incapacitous.