CRIMINAL DIVISION
The Strand London WC2A 2LL |
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B e f o r e :
MR JUSTICE POPPLEWELL
and
THE RECORDER OF CARDIFF
(Her Honour Judge Rees)
(Sitting as a Judge of the Court of Appeal Criminal Division)
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R E G I N A | ||
- v - | ||
JOGINDER CHALL | ||
MARK WILLIAM ALLEN | ||
OLIVER WELSBY | ||
NIGEL BRENT WILKINSON | ||
GERSON DEISS-DIAS |
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Lower Ground, 18-22 Furnival Street, London EC4A 1JS
Tel No: 020 7404 1400; Email: rcj@epiqglobal.co.uk
(Official Shorthand Writers to the Court)
Miss Caroline Goodwin QC appeared on behalf of the Applicant Joginder Chall
Mr John Dunning appeared on behalf of the Applicant Mark William Allen
Mr David Bright appeared on behalf of the Appellant Oliver Welsby
Miss Kate Brunner QC appeared on behalf of the Applicant Nigel Brent Wilkinson
The Applicant Gerson Deiss-Dias was unrepresented
Mr John Price QC appeared on behalf of the Crown
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Crown Copyright ©
LORD JUSTICE HOLROYDE:
• Must the court obtain expert evidence before making a finding of severe psychological harm?
• If not, on what evidence can it act?
• In particular, can the court make such a finding on the basis only of the contents of a Victim Personal Statement ("VPS")?
8. The starting point for any consideration of these questions is section 143(1) of the Criminal Justice Act 2003, which provides:
"In considering the seriousness of any offence, the court must consider the offender's culpability in committing the offence and any harm which the offence caused, was intended to cause, or might foreseeably have caused."
That statutory emphasis on the combination of culpability and harm underpins the structure of the sentencing guidelines which, at step 1, direct the sentencer to assess culpability and harm by reference to specified factors, and thus to place an offence into a category for which the guideline identifies a sentencing starting point and a sentencing range. By way of illustration, in the guideline applicable to offences of rape, step 1 requires a sentencer to determine into which of three categories of harm the case falls. One of the factors indicating category 2 harm is "severe psychological or physical harm". Category 1 is reserved for extremely serious cases. Category 3 is indicated by the absence of factors applicable to categories 1 and 2. We should add for the sake of clarity that in other sexual offence guidelines, cases of severe psychological harm fall within the highest category of harm.
"26. As is evident from many of the appeals, the effect on the victims can be devastating. Where the judge has heard evidence from the victims, then he will be well placed to make that assessment … However, it must be borne in mind, so that double counting is avoided, that the starting points and sentencing ranges provide for the effect on the victim which is the inevitable effect of this type of serious criminal behaviour. There has to be significantly more before harm is taken into account as a distinct and further aggravating factor and/or before a judge makes a finding of extremely severe psychological or physical harm so as to justify placing the offence in the top category of harm."
We accept Miss Goodwin's submission that in assessing whether the psychological harm in a particular sexual case is severe, a judge must keep in mind that the levels of sentence which the sexual offences guideline sets out already take into account the psychological harm which is inherent in the nature of the offence.
"a) The VPS and any evidence in support should be considered and taken into account by the court, prior to passing sentence.
b) Evidence of the effects of an offence on the victim contained in the VPS or other statement, must be in proper form, that is a witness statement made under section 9 of the Criminal Justice Act 1967 or an expert's report; and served in good time upon the defendant's solicitor or the defendant, if he or she is not represented. Except where inferences can properly be drawn from the nature of or circumstances surrounding the offence, a sentencing court must not make assumptions unsupported by evidence about the effects of an offence on the victim. The maker of a VPS may be cross-examined on its contents.
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d) In all cases it will be appropriate for a VPS to be referred to in the course of the sentencing hearing and/or in the sentencing remarks.
e) The court must pass what it judges to be the appropriate sentence having regard to the circumstances of the offence and of the offender, taking into account, so far as the court considers it appropriate, the impact on the victim. The opinions of the victim or the victim's close relatives as to what the sentence should be are therefore not relevant, unlike the consequences of the offence on them. Victims should be advised of this. If, despite the advice, opinions as to sentence are included in the statement, the court should pay no attention to them."
1. Expert evidence is not an essential precondition of a finding that a victim has suffered severe psychological harm.
2. A judge may assess that such harm has been suffered on the basis of evidence from the victim, including evidence contained in a VPS, and may rely on his or her observation of the victim whilst giving evidence.
3. Whether a VPS provides evidence which is sufficient for a finding of severe psychological harm depends on the circumstances of the particular case and the contents of the VPS.
4. A VPS must comply with the requirements of the Criminal Practice Direction and be served on the defence in sufficient time to enable them to consider its contents and decide how to address them. If late service gives rise to genuine problems for the defence, an application for an adjournment can be made.
Joginder Chall
"[MP] has suffered lifelong insecurity, inability to trust people, sleepless nights, bad dreams, working with children who have suffered abuse which has inevitably brought back awful memories and, as a result of the stress of all of this, she has decided not to have children herself because she did not believe that she would be able to protect them. That is life-changing. It is severe.
[GK] has suffered in similar respects. She has been terrified. She became pregnant and knew that she was going to give birth to a little girl. She feared that she would be unable to protect a little girl because she had been a little girl whom no one could protect, and it is a fear she still experiences as her daughter grows up. She, growing up, spent times wondering whether her life was worth living and she finds it difficult to look back at childhood photographs of herself because of the memories that that brings back. She should be able to look back happily at childhood photographs. It is because of you she cannot do that. This is not the sort of psychological harm that I would, if I could expect anything, have to say is inevitable if someone is indecently assaulted. This is, in my judgment, severe."
Mark William Allen
(a) The VPS contained material from which the Recorder concluded that the victim suffered severe psychological harm without any supporting expert evidence; and
(b) The VPS was served so late in the proceedings that it was impractical to mount an effective challenge to the material within it. Such a challenge would have included consideration of cross-examining the victim about photographs of her apparently happily sitting with and cuddling the applicant at a time which post-dated the offences when she was aged 19. In this respect Mr Dunning suggested that there was an "ambush", in breach of the applicant's rights under article 6 of the European Convention on Human Rights.
Oliver Welsby
83. The judge considered the question of dangerousness and the protection of the public. She concluded that the appellant was dangerous, as that term is defined for sentencing purposes. She noted that when the appellant was 15 years old, a doctor had been of the opinion that he presented a high risk of future violence to others.
Nigel Brent Wilkinson
"In my judgment, severe qualifies his personal reaction. It is not a measure against similar people in similar situations. His reaction is severe."
It is not entirely clear what he meant by this, but it seems to us that he was saying no more than that he had formed a view on the psychological impact on this victim, not by reference to how another victim might have been affected. That would be a correct approach. In any event, it is clear from the judge's remarks as a whole that he was focused, correctly, on the particular effect on OJ, which was such as to entitle the judge to find severe psychological harm.
Gerson Deiss-Dias
Count | Offence |
Pleaded guilty or convicted | Sentence | Consecutive or Concurrent | Maximum |
1 | Indecent assault, contrary to section 14(1) of the Sexual Offences Act 1956. | Convicted | 30 months' imprisonment | 5 years' imprisonment | |
2 | Indecent assault, contrary to section 14(1) of the Sexual Offences Act 1956. | Convicted | 30 months' imprisonment | Consecutive | 5 years' imprisonment |
3 | Indecent assault, contrary to section 14(1) of the Sexual Offences Act 1956. | Convicted | 30 months' imprisonment | Concurrent | 5 years' imprisonment |
Total Sentence: | 5 years' imprisonment | 5 years' imprisonment | 5 years' imprisonment | 5 years' imprisonment | 5 years' imprisonment |
Other relevant orders: | £6,400 towards the costs of the prosecution. | £6,400 towards the costs of the prosecution. | £6,400 towards the costs of the prosecution. | £6,400 towards the costs of the prosecution. | £6,400 towards the costs of the prosecution. |
Counts | Offence |
Pleaded guilty or convicted | Sentence | Consecutive or Concurrent | Maximum |
1-4 | Assault of a child under 13 by penetration, contrary to section 6(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | Life imprisonment |
5-6 | Sexual assault of a child under 13, contrary to section 7(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | 14 years' imprisonment |
7-8 | Causing or inciting a child under 13 to engage in sexual activity (with penetration), contrary to section 8(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | Life imprisonment |
9-12 | Assault of a child under 13 by penetration, contrary to section 6(1) of the Sexual Offences Act 2003. | Convicted. | Special custodial sentence of 13 years' imprisonment | Concurrent inter se. | Life imprisonment |
13-14 | Sexual assault of a child under 13, contrary to section 7(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | 14 years' imprisonment |
15-16 | Causing or inciting a child under 13 to engage in sexual activity (with penetration), contrary to section 8(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | Life imprisonment |
17-22 | Sexual activity with a child, contrary to section 9(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | 14 years' imprisonment |
23-24 | Causing or inciting a child to engage in sexual activity, contrary to section 10(1) of the Sexual Offences Act 2003. | Convicted. | No separate penalty | N/A | 14 years' imprisonment |
Total Sentence: | A special custodial sentence of 13 years for an offender of particular concern under section 236A of the Criminal Justice Act 2003, comprising 12 years' imprisonment and 1 year's extended licence | A special custodial sentence of 13 years for an offender of particular concern under section 236A of the Criminal Justice Act 2003, comprising 12 years' imprisonment and 1 year's extended licence | A special custodial sentence of 13 years for an offender of particular concern under section 236A of the Criminal Justice Act 2003, comprising 12 years' imprisonment and 1 year's extended licence | A special custodial sentence of 13 years for an offender of particular concern under section 236A of the Criminal Justice Act 2003, comprising 12 years' imprisonment and 1 year's extended licence | A special custodial sentence of 13 years for an offender of particular concern under section 236A of the Criminal Justice Act 2003, comprising 12 years' imprisonment and 1 year's extended licence |
Other relevant orders: Restraining Order (indefinite) | Other relevant orders: Restraining Order (indefinite) | Other relevant orders: Restraining Order (indefinite) | Other relevant orders: Restraining Order (indefinite) | Other relevant orders: Restraining Order (indefinite) | Other relevant orders: Restraining Order (indefinite) |
Count on indictment | Offence |
Pleaded guilty or convicted | Sentence | Consecutive or Concurrent | Maximum |
1 | Wounding with intent (contrary to section 18 of the Offences Against the Person Act 1861) | Pleaded guilty | An extended sentence of 13 years comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years |
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Total Sentence: | An Extended Sentence of 13 years pursuant to section 226a of the Criminal Justice Act 2003 (comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years) | An Extended Sentence of 13 years pursuant to section 226a of the Criminal Justice Act 2003 (comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years) | An Extended Sentence of 13 years pursuant to section 226a of the Criminal Justice Act 2003 (comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years) | An Extended Sentence of 13 years pursuant to section 226a of the Criminal Justice Act 2003 (comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years) | An Extended Sentence of 13 years pursuant to section 226a of the Criminal Justice Act 2003 (comprising of a custodial term of 8 years detention in a Young Offender Institution and an extended period of licence of 5 years) |
Victim Surcharge Order: | £30 | £30 | £30 | £30 | £30 |
Count | Offence |
Pleaded guilty or convicted | Sentence | Consecutive or Concurrent | Maximum |
1 | Administering a substance with intent, contrary to section 61(1) of the Sexual Offences Act 2003 | Convicted | 4 years' imprisonment | Concurrent. | 10 years' imprisonment |
2 | Rape, contrary to section 1(1) of the Sexual Offences Act 2003 |
Convicted | Extended determinate sentence of 20 ½ years (16 ½ + 4) | Extended determinate sentence of 20 ½ years (16 ½ + 4) | Life imprisonment |
5 | Administering a substance with intent, contrary to section 61(1) of the Sexual Offences Act 2003 | Convicted | 3 years' imprisonment | 3 years' imprisonment | 10 years' imprisonment |
7 | Voyeurism, contrary to section 67(3) of the Sexual Offences Act 2003 | Convicted | 6 months' imprisonment | 6 months' imprisonment | 2 years' imprisonment |
8 | Administering a substance with intent, contrary to section 61(1) of the Sexual Offences Act 2003 | Convicted | 3 years' imprisonment | 3 years' imprisonment | 10 years' imprisonment |
10 | Administering a substance with intent, contrary to section 61(1) of the Sexual Offences Act 2003 | Convicted | 3 years' imprisonment | 3 years' imprisonment | 10 years' imprisonment |
11 | Voyeurism, contrary to section 67(3) of the Sexual Offences Act 2003 | Convicted | 6 months' imprisonment | 6 months' imprisonment | 2 years' imprisonment |
12 | Voyeurism, contrary to section 67(3) of the Sexual Offences Act 2003 | Convicted | 6 months' imprisonment | 6 months' imprisonment | 2 years' imprisonment |
13 | Administering a substance with intent, contrary to section 61(1) of the Sexual Offences Act 2003 | Convicted | 3 years' imprisonment | 3 years' imprisonment | 10 years' imprisonment |
Total Sentence | An extended determinate sentence of 20 ½ years, comprising a custodial term of 16 ½ years' imprisonment, and a 4 year extended licence period. | An extended determinate sentence of 20 ½ years, comprising a custodial term of 16 ½ years' imprisonment, and a 4 year extended licence period. | An extended determinate sentence of 20 ½ years, comprising a custodial term of 16 ½ years' imprisonment, and a 4 year extended licence period. | An extended determinate sentence of 20 ½ years, comprising a custodial term of 16 ½ years' imprisonment, and a 4 year extended licence period. | An extended determinate sentence of 20 ½ years, comprising a custodial term of 16 ½ years' imprisonment, and a 4 year extended licence period. |
Other relevant orders | A Sexual Harm Prevention Order was imposed, along with a Victim Surcharge Order. | A Sexual Harm Prevention Order was imposed, along with a Victim Surcharge Order. | A Sexual Harm Prevention Order was imposed, along with a Victim Surcharge Order. | A Sexual Harm Prevention Order was imposed, along with a Victim Surcharge Order. | A Sexual Harm Prevention Order was imposed, along with a Victim Surcharge Order. |
Count on indictment | Offence |
Pleaded guilty or convicted | Sentence | Consecutive or Concurrent | Maximum |
1 | Rape of a Child under 13 contrary to section 5(1) of the Sexual Offences Act 2003 | Convicted | 18 year extended sentence: 13 years custodial element, 5 years extended licence |
Life | |
3 | Causing a Child under 13 to Engage in Sexual Activity contrary to section 8(1) and (2)(d) of the Sexual Offences Act 2003 | Convicted | 8 years' imprisonment | Concurrent | Life (penetration) |
4 | Causing a Child to Watch a Sexual Act contrary to section 12(1) of the Sexual Offences Act 2003 | Convicted | 2 years' imprisonment | Concurrent | 10 years |
5 & 6 | Making an Indecent Photograph of a Child contrary to section 1(1)(a) of the Protection of Children Act 1978 | Convicted | 6 months' imprisonment | Concurrent | 10 years |
7 & 9 | Making an Indecent Photograph of a Child contrary to section 1(1)(a) of the Protection of Children Act 1978 | Convicted | 4 months' imprisonment | Concurrent | 10 years |
8 & 10 | Making an Indecent Photograph of a Child contrary to section 1(1)(a) of the Protection of Children Act 1978 | Convicted | 1 year's imprisonment | Concurrent | 10 years |
Total Sentence: | An extended sentence under s.226A Criminal Justice Act 2003 of 18 years, comprising a custodial term of 13 years and an extension period of 5 years. | An extended sentence under s.226A Criminal Justice Act 2003 of 18 years, comprising a custodial term of 13 years and an extension period of 5 years. | An extended sentence under s.226A Criminal Justice Act 2003 of 18 years, comprising a custodial term of 13 years and an extension period of 5 years. | An extended sentence under s.226A Criminal Justice Act 2003 of 18 years, comprising a custodial term of 13 years and an extension period of 5 years. | An extended sentence under s.226A Criminal Justice Act 2003 of 18 years, comprising a custodial term of 13 years and an extension period of 5 years. |
Minimum Term if applicable: | N/A | N/A | N/A | N/A | N/A |
Time ordered to count towards sentence under s.240A Criminal Justice Act 2003 | N/A | N/A | N/A | N/A | N/A |
Victim Surcharge Order | £170 | £170 | £170 | £170 | £170 |
Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. | Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. | Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. | Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. | Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. | Other relevant orders: The applicant was made subject to a Sexual Harm Prevention Order under s.103 of the Sexual Offences Act 2003 until further order. |