ON APPEAL FROM KINGSTON UPON THAMES CROWN COURT
HIS HONOUR JUDGE WORSLEY QC
T20077409
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE GARNHAM
and
MR JUSTICE CHAMBERLAIN
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ISMAIL ABDURAHMAN |
Appellant |
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- and - |
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R |
Respondent |
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Louis Mably QC (instructed by Crown Prosecution Service) for the Respondent
Hearing date : 5 December 2019
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Crown Copyright ©
Dame Victoria Sharp P.:
Introduction
The material facts
'I would like to emphasise that the CCTV video image of Hamdi (I pause to say that that turned out to be Mr Hussein Osman) released to the media was unrecognisable to me as being an image of him and when Hamdi first claimed knowledge of any participation in these events, I did not believe him or I did not believe him to be involved until I was stopped by the police.'
The trial
(a) CCTV footage showing Mr Abdurahman and Mr Osman at Clapham Junction Station on 23 July 2005.
(b) CCTV footage showing Mr Abdurahman and Mr Osman at Vauxhall station on 23 July 2005.
(c) CCTV footage showing Mr Abdurahman and Mr Osman walking toward the Mr Abdurahman's flat on 23 July 2005.
(d) Mobile telephone cell site analysis consistent with Mr Osman making calls at Mr Abdurahman's flat.
(e) CCTV footage showing Mr Abdurahman meeting co-defendant Wahbi Mohammed and collecting from him an object (a video camera) said to have been used to film the would-be bombers' 'martyrdom' videos.
(f) Evidence of telephone contact between Mr Abdurahman and Mr Sherif, allegedly for the purpose of collecting the latter's passport for Mr Osman and for which Mr Abdurahman had given no explanation despite the fact that the two had not met for some years prior to the telephone contact.
(g) Mobile telephone cell site analysis consistent with Mr Abdurahman having met Mr Sherif to collect the passport.
(h) Footage from a police surveillance camera showing Mr Osman leaving Mr Abdurahman's flat on 26 July 2005, in the company of Mr Abdurahman, en route to Waterloo station.
(i) A newspaper report on the attempted bombings, with pictures of the bombers (including Mr Osman), found in Mr Abdurahman's flat with the latter's fingerprints on it (though not on the pages relating to the bombing).
(j) Telephone records indicating that Mr Osman had spoken to Mr Abdurahman twice by mobile telephone on 26 July (after taking the Eurostar from Waterloo Station) and had attempted to telephone him twice on 27 July 2005 from Italy.
(k) Mr Osman's fingerprints recovered from a glass in Mr Abdurahman's home, along with Mr Osman's train ticket from Brighton and the keys to a vehicle he had abandoned.
(l) Oral testimony from Messrs Osman and Sherif that Mr Abdurahman had received Mr Sherif's passport to give to Mr Osman.
(m) Mr Abdurahman's First Statement, Second Statement and police interviews, along with evidence from the questioning officers.
(a) Mr Abdurahman was a working man who had never been in trouble with the authorities before.
(b) No extremist material had been found in his flat.
(c) The meeting with Mr Osman at Clapham Junction was a chance meeting.
(d) The image quality on newspaper and television reporting during Mr Osman's stay with the Mr Abdurahman was of very poor quality and the Mr Abdurahman did not recognise Mr Osman. Police officers had failed to recognise Mr Osman in Waterloo Station on the morning of his departure.
(e) Mr Abdurahman did not believe Mr Osman was a terrorist until he was approached by the police.
(f) Picking up the video camera was an innocent errand.
(g) Mr Abdurahman had not collected the passport.
'I have very clearly in mind the very high burden of proof upon the Crown in respect of an application made under section 76. I find as a fact that there is no evidence of oppression of Mr Abdurahman at the time that he was at the police station. I have considered with care all the matters put forward by Mr King but I cannot find that there is anything that was done or said in all the circumstances of the taking of the witness statement and the subsequent interview of Mr Abdurahman as a witness which renders in any way the confession, as it is said to be, unreliable as a result of any matters which took place. I bear in mind the cross-examination of the two officers who gave evidence before me, I bear in mind the submissions made by Mr King but my overall conclusion is that I should look at all the circumstances in this case, I find that whatever breach occurred, as I find it did in respect of the failure to caution Mr Abdurahman as a suspect at a time when he made his witness statement, that thereafter he freely adopted that statement at a time when he had been cautioned and when he had been arrested and had legal advice.
I've examined with care all the submission made but I do not accept that, either under section 76 or under section 78, I should exclude this statement….
… Mr King has advanced that there may be a breach of the right to a fair trial under Article 6.3 of the European Convention of Human Rights in respect of the position of Mr Abdurahman. I do not accept that there was such a breach and I highlight that of course the arguments carefully laid before me are arguments which, if he wishes, Mr King is entitled to put before the jury. In all those circumstances, I come to the conclusion that this statement and the interview relating to it are admissible in evidence before any jury.'
'Mr King has put before me a very full and helpful skeleton argument in support of his application. The short point which he makes and rehearses is this, that it is common ground that Mr Abdurahman was questioned as a witness at a time when those officers questioning him believed that he should be cautioned. As a result of their concern, officers Stuart and Vernon [the questioning officers] consulted with Detective Superintendent Boucher, who was one of the senior officers in charge of this serious investigation, requesting advice as to whether Mr Abdurrahman should be treated as a suspect. The police officers who were interviewing him believed that the stage may have come when he was incriminating himself. The message received back from high command was that Mr Abdurahman should continue to be treated as a witness and so it was that long and detailed witness statement was taken from Mr Abdurahman on 28th July 2005 between 1.30 in the morning and 5.00 that morning.
The defence submission is that Mr Abdulrahman was tricked into giving an account to the police which can probably be characterised as a confession. I have already indicated in an earlier ruling that what Mr Abdulrahman said could indeed be regarded by a jury as a confession to his involvement in these events. The defence submission is that, having been tricked into giving a witness statement, for Mr Abdulrahman later to be treated as a suspect and prosecuted is so inherently unfair that the court should exercise its residual discretion to stay the proceedings.'
'I conclude that there was no unequivocal representation given by those with the conduct of the investigation or prosecution of the case that Mr Abdurahman would not be prosecuted. Even if there was in Mr Abdurahman's mind an assurance, namely by way of treating him as a witness at this early stage, that he would not be prosecuted, I find that he has not acted on that representation to his detriment. I part company with Mr King where he submits that I should draw the shutters down on the evidence at the conclusion of the taking of the witness statement. It seems to me that that, with great respect to Mr King, is an unrealistic position to adopt. I have to look at the evidence as a whole and the position of Mr Abdurahman as a whole when I'm considering whether the facts may justify the staying of the charges against him.
Mr Abdurahman had the opportunity in the course of interview when he was under caution to say that which he had said before was untrue, was inaccurate or was given at a time when he was so tired that it was really unreliable and riddled with inaccuracy. He did not do that. At a time when he had been able to consult with his solicitor and consider in detail the statement which he had given to the police, he adopted it and I agree with the Crown's submission that to this day he adopts effectively that which he had said to the police.'
The judge concluded as follows:
'I come to the very clear conclusion, bearing in mind all the submissions made by Mr King, that this is not an abuse of process and is certainly not a case where I even come remotely near saying that it could be unfair for him to be tried.'
'You remember the long, handwritten witness statement that Abdurahman signed and the subsequent interviews when he answered questions asked by the police. The prosecution say that, in addition to the other evidence against him, the defendant, Abdurahman, made a witness statement which amounts to a confession on which you can rely. The defendant says that you should not rely upon his written witness statement since it was obtained in circumstances likely to render it unreliable.
He says that he was tricked by the police into providing an account by them treating him as a witness when, in breach of the codes of practice laid down for the police to follow, he should first have been cautioned; secondly, allowed access to a solicitor; thirdly, had his interview tape-recorded; and fourthly, should have been given suitable and effective, uninterrupted rest periods.
The law is this, when considering his case, the question for you to consider is whether Abdurahman's witness statement is something you should take into account as evidence in his case or whether you should disregard it. The question is not whether you think that it is fair that he's being tried. If you think that the statement was or might have been obtained by something said or done which was likely to render it unreliable, you must disregard it, even if you think that it was or may have been true.
Breach of the code, however, does not lead to the automatic rejection as evidence of a written statement made by a witness who is later made a defendant. If you are sure that, despite the breaches of the code, the statement was freely given in the sense that he would have said those things whether or not he was cautioned and even if all the rules in the code had been followed and that it was true, then you will take it into account when considering your verdicts in relation to Abdurahman.
The prosecution say that, whatever breaches may have arisen in respect of the codes of practice which the police should obey, you can safely rely on the written witness statement made and signed by Abdurahman because he clearly adopted it in his interviews as 'valuable information' which he was providing to the police. Indeed he made detailed corrections which reflected accurately what he always wished to say at a time when he had been cautioned and had a solicitor to advise him. Abdurahman has chosen, as is his right, not to tell you on oath why he said the things he did and what he would have done if arrested and cautioned. Do not speculate.'
The defendant, Abdurahman, as you know, has not given evidence before you. That is his right, he is entitled to remain silent and to require the prosecution to make you sure of his guilt. You must not assume that he is guilty of any offence because he has not given evidence.
Two matters arise from his silence. First, you try this case according to the evidence and you will appreciate that Abdurahman has not given any evidence at this trial to undermine, contradict or explain the evidence put before you by the prosecution. Secondly, his silence at this trial may count against him. This is because you may draw the conclusion that he has not given evidence because he has no answer to the prosecution's case or none that would bear examination. If you do draw that conclusion, you must not convict him wholly or mainly on the strength of it but you may treat it as additional support for the prosecution case.
However, you may only draw such a conclusion against him if you think it's a fair and proper conclusion, if you're satisfied about two things. First, that the prosecution's case is so strong that it clearly calls for an answer by him; secondly, that the only sensible explanation for his silence is that he has no answer to the prosecution allegations or none that would bear examination.
The defence, I remind you, invite you not to draw any conclusion from his silence on the basis that there was an admitted breach of the code of practice which is in place to protect defendants such that they say you should reject the prosecution submission but you can safely rely on anything said by him to the police in his long written statement. If you think that the breaches of the code amount to a good reason why you should not draw any conclusion from his silence, then do not do so. Otherwise, subject to what I have said, you may do so.'
The Court of Appeal's decision in 2008
'38. The way the police behaved is undoubtedly troubling. The decision not to arrest and caution Abdurahman when the officers interviewing him believed that they had material which gave them reasonable grounds for suspecting that he had committed an offence was a clear and deliberate instruction to ignore the Code. But at that stage the police dilemma is understandable. Abdurahman was providing information about Osman which could have been of critical importance in securing his arrest, which was the priority at that time. It seems to us that the judge was entitled to come to the conclusion that the prosecution had established that nothing was said or done which could undermine the reliability of the witness statement. He was entitled to take into account the fact that in the prepared statement he made after caution he asserted that he was seeking to give assistance to the police. That was repeated in the later interviews. He said nothing therefore to suggest that the circumstances were such as to render it likely that what he said was not reliable. It seems to us, therefore, that the judge was also entitled to conclude from all material that Abdurahman with the help of legal advice, was repeating, subject as we have said to some corrections, what was in the witness statement as his account of the part such as it was, that he played in relation to Osman in the days after 21st July. Further given the appellant's adoption of that witness statement, we do not consider that the judge's decision to permit the statement to go before the jury in the exercise of his discretion under s. 78 of the Act can be said to be perverse or affected by any error of law.
39. That leaves the argument that the judge was wrong to refuse to stay the proceedings as an abuse of process. The main thrust of the argument on Abdurahman's behalf is that to prosecute on the basis of a statement that he gave when being treated as a witness is quite simply unfair. He was, it is said, effectively being told that he would not be prosecuted and gave assistance accordingly. The judge in our view rightly rejected this argument. There was no evidence that this appellant made his statement because he believed he was not going to be prosecuted. He gave no evidence to that effect; and there is nothing in the interviews after he was arrested to suggest that that was the reason for his having made the witness statement. On the contrary, he made the witness statement because he wanted to assist the police. In this type of case, the court is only likely to conclude there has been an abuse of process if a defendant can establish that there has been an unequivocal representation by those responsible for the conduct of the prosecution and that the defendant has acted to his detriment: see R v Abu Hamza [2007] 1 Cr App R 27, in particular at paragraph 54. That was not the situation here.'
'The assistance that he gave to Osman was of the utmost significance. We conclude, however, that we can and should reflect the fact that, albeit only after he had been seen by the police, he gave at least some help and information.'
It may be noted that the principal evidence of the 'help and information' given to the police was the First Statement. The total sentence was reduced from 10 to 8 years' imprisonment.
Article 6 and the Strasbourg case law prior to Ibrahim
'1. In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law. Judgment shall be pronounced publicly but the press and public may be excluded from all or part of the trial in the interests of morals, public order or national security in a democratic society, where the interests of juveniles or the protection of the private life of the parties so require, or to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice.
…
3. Everyone charged with a criminal offence has the following minimum rights:
…
(c) to defend himself in person or through legal assistance of his own choosing or, if he has not sufficient means to pay for legal assistance, to be given it free when the interests of justice so require…'
The judgment of the Fourth Section of the Strasbourg Court
'of key importance to the public safety issues at stake at this stage in the police investigation, as it provided intelligence to the police as to the nature of the plot and the identities and whereabouts of some of the central participants'.
'219. Throughout the police investigation and the criminal proceedings, the applicant sought to rely on the fact that he had voluntarily offered early assistance to the police to mitigate his actions (see also Bandaletov, cited above, §§ 27 and 61). In his prepared statement read out on 30 July 2005 after consultation with his solicitor, he emphasised the valuable assistance that he had given (see paragraph 111 above). He made the same point in a police interview on 1 August (see paragraph 112 above). In his appeal against sentence, he successfully relied on the early assistance provided to seek a reduction in the term of imprisonment he had been sentenced to serve. The Court of Appeal considered the matter of pre-arrest assistance to the police to be relevant to the sentencing exercise and in the applicant's case it led to a two-year reduction in sentence on appeal (see paragraphs 130-132 above).
220. It is also significant that as soon as the applicant was arrested and cautioned, he was offered legal advice, although at that time he declined it (see paragraph 110 above). He was not interviewed again until two and a half days later, by which time he had availed himself of his right to legal assistance. During this period, he had ample opportunity to reflect on his defence, with the benefit of legal advice, in order to choose how he wished to proceed. He could have chosen at that stage to retract the witness statement, relying then on the arguments which he now advances. Instead he chose to adopt his witness statement and build upon it, clarifying some factual details and emphasising once more his desire to assist the police and his ignorance as to Mr Osman's role in the attempted bombings (see paragraph 111 above and Bandaletov, cited above, §§ 17-18, 23, 26 and 67; and compare and contrast Lutsenko, cited above, §§ 10 and 51). The decision not to retract the witness statement once he had received legal advice was an important factor in the trial judge's finding that the statement was reliable and that it would not be unfair to admit it or an abuse of process to continue with the trial (see paragraphs 118, 123 and 128 above). By converse implication, had the applicant retracted the statement after having received legal advice, this would have weighed heavily in the balance against its admission. The Court accordingly rejects the fourth applicant's claim to have been presented with a fait accompli once the statement had been taken (see paragraph 188 above). It is also significant in this respect that, while he did challenge the admissibility of the statement at trial, he has failed to explain why he felt unable to challenge it at an earlier stage.'
'Finally, and most importantly, a great deal of other incriminating evidence was placed before the jury as proof of the charges against the fourth applicant (see paragraph 121 above). CCTV footage showed him in the company of Mr Osman at Clapham Junction train station, Vauxhall train station and walking to the fourth applicant's home. Cellsite analysis showed the contact which had taken place between the two men and demonstrated the presence of Mr Osman in the fourth applicant's home. It also corroborated the prosecution allegation that the fourth applicant had met Mr Sherif to collect a passport for Mr Osman. A fingerprint showed that Mr Osman had been in contact with a newspaper, containing a report of the bombings together with photographs, found in Mr Osman's flat. There was oral evidence from Mr Sherif as to his contact with the fourth applicant in connection with Mr Osman's escape after the bombings and Mr Osman gave evidence which largely reflected the contents of the fourth applicant's statement (see paragraph 125 above). All this evidence was of itself clearly incriminating and tied the fourth applicant to Mr Osman's attempt to hide from the police and to flee the United Kingdom after the failed attacks.'
The judgment of the Grand Chamber of the Strasbourg Court
'As the Court has explained on numerous occasions, it is not the role of the Court to determine, as a matter of principle, whether particular types of evidence, including evidence obtained unlawfully in terms of domestic law, may be admissible. As explained above (see paragraph 250), the question which must be answered is whether the proceedings as a whole, including the way in which the evidence was obtained, were fair (see Jalloh, cited above, § 95; and Bykov, cited above, § 89).'
There was, however, an exception in the case of evidence obtained as a result of treatment contrary to Article 3 of the Convention. In that case, admission into evidence renders the proceedings unfair irrespective of the probative value of the statements and irrespective of whether their use was decisive in securing the conviction.
'In the first stage the Court must assess whether there were compelling reasons for the restriction. In the second stage, it must evaluate the prejudice caused to the rights of the defence by the restriction in the case in question. In other words, the Court must examine the impact of the restriction on the overall fairness of the proceedings and decide whether the proceedings as a whole were fair.'
'The Court accepts that where a respondent Government have convincingly demonstrated the existence of an urgent need to avert serious adverse consequences for life, liberty or physical integrity in a given case, this can amount to compelling reasons to restrict access to legal advice for the purposes of Article 6 of the Convention. In such circumstances, there is a pressing duty on the authorities to protect the rights of potential or actual victims under Articles 2, 3 and 5 § 1 of the Convention in particular. The Court notes, in this regard, that Directive 2013/48/EU, which enshrines the right to legal assistance, provides for an exception to this right in exceptional circumstances where, inter alia, there is an urgent need to avert serious adverse consequences for the life, liberty or physical integrity of a person (see paragraph 210 above). Similarly, in the United States, following its ruling in Miranda v. Arizona, the Supreme Court made clear in its judgment in New York v. Quarles that there is a "public safety exception" to the Miranda rule, permitting questioning to take place in the absence of a lawyer and before a suspect has been read his rights where there is a threat to public safety (see paragraphs 229-230 above; see also the position in Canada and in a number of those member States of the Council of Europe whose laws permit temporary delays in access to legal advice, at §§ 232 and 228 respectively, above). However, in so far as the Chamber judgment can be taken to have accepted that a general risk of leaks might qualify as compelling reasons, this finding must be rejected: the Court considers that a non-specific claim of a risk of leaks cannot constitute compelling reasons so as to justify a restriction on access to a lawyer.'
'264. Where compelling reasons are found to have been established, a holistic assessment of the entirety of the proceedings must be conducted to determine whether they were "fair" for the purposes of Article 6 § 1. As noted above, a similar approach is taken in Article 12 of EU Directive 2013/48/EU on, inter alia, the right of access to a lawyer, and a number of jurisdictions approach the question of admissibility of evidence by reference to its impact on the fairness or integrity of the proceedings (see paragraph 261 above).
1. Where there are no compelling reasons for restricting access to legal advice, the Court must apply a very strict scrutiny to its fairness assessment. The failure of the respondent Government to show compelling reasons weighs heavily in the balance when assessing the overall fairness of the trial and may tip the balance in favour of finding a breach of Article 6 §§ 1 and 3 (c) (see, for a similar approach with respect to Article 6 §§ 1 and 3 (d), Schatschaschwili, cited above, § 113). The onus will be on the Government to demonstrate convincingly why, exceptionally and in the specific circumstances of the case, the overall fairness of the trial was not irretrievably prejudiced by the restriction on access to legal advice.' (Emphasis added.)
'In the light of the nature of the privilege against self-incrimination and the right to silence, the Court considers that in principle there can be no justification for a failure to notify a suspect of these rights. Where a suspect has not, however, been so notified, the Court must examine whether, notwithstanding this failure, the proceedings as a whole were fair (see, for example, the approach taken in Schmid-Laffer, cited above, §§ 36-40). Immediate access to a lawyer able to provide information about procedural rights is likely to prevent unfairness arising from the absence of any official notification of these rights. However, where access to a lawyer is delayed, the need for the investigative authorities to notify the suspect of his right to a lawyer and his right to silence and privilege against self-incrimination takes on a particular importance (see Brusco, cited above, § 54). In such cases, a failure to notify will make it even more difficult for the Government to rebut the presumption of unfairness that arises where there are no compelling reasons for delaying access to legal advice or to show, even where there are compelling reasons for the delay, that the proceedings as a whole were fair.'
'(a) Whether the applicant was particularly vulnerable, for example, by reason of his age or mental capacity.
(b) The legal framework governing the pre-trial proceedings and the admissibility of evidence at trial, and whether it was complied with; where an exclusionary rule applied, it is particularly unlikely that the proceedings as a whole would be considered unfair.
(c) Whether the applicant had the opportunity to challenge the authenticity of the evidence and oppose its use.
(d) The quality of the evidence and whether the circumstances in which it was obtained cast doubt on its reliability or accuracy, taking into account the degree and nature of any compulsion.
(e) Where evidence was obtained unlawfully, the unlawfulness in question and, where it stems from a violation of another Convention Article, the nature of the violation found.
(f) In the case of a statement, the nature of the statement and whether it was promptly retracted or modified.
(g) The use to which the evidence was put, and in particular whether the evidence formed an integral or significant part of the probative evidence upon which the conviction was based, and the strength of the other evidence in the case.
(h) Whether the assessment of guilt was performed by professional judges or lay jurors, and in the case of the latter the content of any jury directions.
(i) The weight of the public interest in the investigation and punishment of the particular offence in issue.
(j) Other relevant procedural safeguards afforded by domestic law and practice.'
'In the light of the above, the Court finds that the Government have not convincingly demonstrated, on the basis of contemporaneous evidence, the existence of compelling reasons in the fourth applicant's case, taking account of the complete absence of any legal framework enabling the police to act as they did, the lack of an individual and recorded determination, on the basis of the applicable provisions of domestic law, of whether to restrict his access to legal advice and, importantly, the deliberate decision by the police not to inform the fourth applicant of his right to remain silent.'
'the burden of proof shifts to the Government to demonstrate convincingly why, exceptionally and in the specific circumstances of the case, the overall fairness of the trial was not irretrievably prejudiced by the restriction on access to legal advice'.
In the light of the foregoing analysis, the word 'exceptionally' here must be taken to reflect both the presumption of irretrievable prejudice in a case where there are no 'compelling reasons for restricting access to legal advice' and the added force given to that presumption in a case where the accused has not been informed of his right to a lawyer and of his right to silence and privilege against self-incrimination. The remainder of the Grand Chamber's analysis should be seen through this prism.
'However, it is striking that the trial court does not appear to have heard evidence from the senior police officer who had authorised the continuation of the witness interview. The lack of oral evidence on the question meant that the trial court was denied the opportunity of scrutinising the reasons for the decision and determining whether an appropriate assessment of all relevant factors had been carried out. This was all the more important given that the reasons for the decision had not been recorded in writing.'
'However, as noted above…, the failure to record the decision in writing or to hear oral evidence on the reasons for the decision to deny the fourth applicant legal advice prior to the taking of its statement meant that the Court of Appeal was unable to review those reasons and determine whether any discretion had been properly exercised.'
'However, the fact remains that the witness statement provided a narrative of what had occurred during the critical period, and it was the content of the statement itself which first provided the grounds upon which the police suspected the fourth applicant of involvement in a criminal offence. The statement thus provided the police with the framework around which they subsequently built their case and the focus for their search for other corroborating evidence. The Court therefore concludes that, having regard to the central position of the statement in the prosecution's case, it can be considered to have formed an integral and significant part of the probative evidence upon which the conviction was based.'
'However, it is significant that the jury members were instructed to take the statement into account if they were satisfied that it had been freely given, that the fourth applicant would have said these things even if the correct procedure had been followed and that the statement was true. Therefore, the Court considers that the trial judge's directions left the jury with excessive discretion as to the manner in which the statement, and its probative value, were to be taken into account, irrespective of the fact that it had been obtained without access to legal advice and without the fourth applicant having being informed of his right to remain silent.'
'taking into account the high threshold which applies where the presumption of unfairness arises and having regard to the cumulative effect of the procedural shortcomings in the fourth applicant's case, the Court considers that the Government have failed to demonstrate why the overall fairness of the trial was not irretrievably prejudiced by the decision not to caution him and to restrict his access to legal advice. There has therefore been a violation of Article 6 §§ 1 and 3 (c) in the case of the fourth applicant.'
'It does not follow from the Court's finding of a violation of Article 6 §§ 1 and 3 (c) of the Convention in the fourth applicant's case that he was wrongly convicted and it is impossible to speculate as to what might have occurred had there been no breach of the Convention. As to the claim for loss of earnings, the Court observes that no direct causal link has been established between the alleged loss and the violation found and dismisses the claim under this head. As regards his claim for non-pecuniary damage, the Court does not consider it necessary to make an award under this head in the circumstances of this case. The Court further notes that the fourth applicant may make an application to the Criminal Cases Review Commission to have the proceedings reopened (see paragraph 202 above). It therefore rejects his claim.'
'To start with, the events unfolding in London and the circumstances in which the police operation was taking place were as exceptional when the questioning of the first three applicants took place as they were when the fourth applicant was being interviewed on the evening of 27th July. The urgent need to avert serious adverse consequences for life, liberty or physical integrity, recognised by the majority in paragraph 276 of the judgment, was thus as real for the first set of applicants as it was for the fourth. There was a real fear that the failed bombers might return to complete their initial, failed attack. The fourth applicant was thought by the police to know where one of the suspected bombers – Mr Husain Osman – might have gone and quite possibly what Mr Osman's plans were (see paragraphs 15, 61 and 137-139 of the judgment). The police had a difficult choice to make: whether, in the absence of other direct information from or connected with the suspected bombers ? only one was in custody, but was not talking to the police; and the others were still at large ?, to continue obtaining from the applicant information capable of saving lives and protecting the public or to comply with the applicable police code by cautioning the applicant, with the attendant risk of stopping the flow of valuable security information.'
'Despite this, the majority (beginning at paragraph 258 of the judgment) attach considerable, indeed decisive, importance in the analysis of "compelling reasons" to the question whether the police decision not to caution him and grant access to a lawyer had a basis in domestic law. This question is, however, as we shall see, more appropriately a consideration to be examined in the context of the overall fairness of the proceedings (paragraphs 19, under (b), and 24-25 of this opinion and paragraph 274, under (b), of the judgment). As a result of this mistaken approach, the essential question is not posed in the Court's determination of whether there were compelling reasons with regard to the fourth applicant. That essential question is as follows: were the authorities justified in thinking at the relevant time that cautioning the witness as a suspect would have frustrated fulfilment of the urgent need to avert the serious consequences which would result from a successfully executed terrorist attack? This question of factual substance goes to the heart of the compelling-reasons analysis but is passed over by the majority, who prefer instead to concentrate on the procedural issue which, although of central importance to the final conclusion, has its natural place in the second stage of the Salduz test. In the absence of consideration of the factual situation, at the time of the initial police interrogation, in relation to the urgent need to avert the feared consequences for the lives and bodily safety of the public, the majority's analysis of the existence or not of compelling reasons in the fourth applicant's case is distorted by prematurely attaching preponderant weight to the circumstance that the code of practice was not followed, while at the same time it is assumed that it was reasonably open to the police to resort to alternatives. Ironically, the alternative suggested in paragraph 299 of the judgment, namely holding a safety interview as provided for under the Terrorist Act [sic], would precisely have required compelling – substantive – reasons to be present.'
At §§15-17, the dissenters went on to conclude that the breach of Code C ought to have been taken into account at the second stage of the analysis (consideration of the overall fairness of the trial), rather than at the stage of considering whether there were 'compelling reasons' for restricting access to legal advice.
'32. Although, from the moment he was arrested at the close of his initial interview, the fourth applicant has had the opportunity to challenge the authenticity of what he said in his statement, including at his trial and before this Court, he has never done so. At no stage in the domestic proceedings did he seek to advance any other version of events than the one given to the police during his initial interview (see notably paragraphs 149-152 and 168 of the judgment). We take this to be a very important aspect of the case.
33. The fourth applicant waited until his trial before objecting to the use of his initial statement. Up until then, after having received legal advice, he had been positively relying on the statement as a means of showing his lack of criminal intent and criminal action (see the observations on this point in the chamber judgment, paragraphs 219-221). Following the initial interview, it was open to the fourth applicant to retract his statement made on that occasion on the grounds he subsequently raised at trial and before this Court. At no point has he explained why he felt unable to challenge it at an earlier stage.
34. The national courts at two levels of jurisdiction thoroughly examined his arguments regarding the inadmissibility of the statement, but rejected them. The trial judge gave careful directions to the jury regarding the conditions in which the initial statement had been obtained, drawing the jurors' attention to the fourth applicant's arguments as to the flawed nature of that statement and telling them to ignore it if they felt that it had not been freely given or was unreliable. We confess to having some difficulty in understanding the criticism contained in paragraph 310 of the judgment to the effect that "the trial judge's directions left the jury with excessive discretion as to the manner in which the statement, and its probative value, were to be taken into account". This criticism seems to be at odds with the role of the jury in common-law criminal-justice systems and to misconceive the sense of the directions themselves. On the first point, the Court's Article 6 case-law requires an assessment of whether sufficient safeguards were in place to avoid any risk of arbitrariness and to enable the accused to understand the reasons for his conviction. Such procedural safeguards may include, for example, directions or guidance provided by the presiding judge to the jurors on the legal issues arising or the evidence adduced, and precise, unequivocal questions put to the jury by the judge, forming a framework on which the verdict is based or sufficiently offsetting the fact that no reasons are given for the jury's answers. [Fn: See, amongst others, Taxquet v. Belgium [GC], no. 926/05, § 92, ECHR 2010-VI.] We find it difficult to contend that these requirements were not met in the instant case. More specifically, this Court has recognised "the jury's role [in English trial law] as the ultimate arbiter of fact". [Fn: Gregory v. the United Kingdom, 25 February 1997, § 44, Reports of Judgments and Decisions, 1997-I.] It is not the Court's task to standardise the legal systems in Europe by imposing any given model of jury trial or given degree of involvement of citizens in the administration of justice. [Fn: Taxquet, cited above, § 83.] On the second point, the directions to the jury were, in ordinary language, telling the jurors that they should treat the fourth applicant's initial statement with caution and disregard it if they felt that, though true, it was unreliable or had been obtained unfairly (by "trickery", as the fourth applicant had argued – paragraph 169 of the judgment). It is difficult to see the shortcoming in such directions.'
'35. Contrary to the suggestion of the majority judgment, the fourth applicant's conviction was not substantially based on his initial statement (see paragraph 307 of the judgment). While it could be said to have played an important part in the prosecution case, its importance was significantly conditioned by the fourth applicant's decision not to retract it but rather to repeat and rely on it after he had been arrested and received legal advice, as well as his decision to remain silent at his trial, giving no evidence to undermine, contradict or explain the evidence provided by the prosecution. In any event, there was considerable other incriminating evidence linking the fourth applicant to the suspected bomber, Mr Osman, including notably: CCTV footage of the fourth applicant together with the suspected bomber and, on another occasion, with one of his co-accused (Mr Wahbi Mohammed); finger-print evidence that the fourth applicant was aware who Mr Osman was and what he was wanted for by the police; mobile telephone evidence of the fourth applicant's having contacted another of his co-accused (Mr Abdul Sherif) as well as the suspected bomber; mobile telephone cell site analysis consistent with the suspected bomber's having made calls from the fourth applicant's flat and with the latter's having met Mr Sherif to collect the passport used by the suspected bomber; the oral testimony of Mr Sherif that the fourth applicant had asked him for and obtained from him that passport; the oral evidence of the by-then convicted bomber himself, Mr Osman, who confirmed the truth of the fourth applicant's initial statement (all this is adverted to at paragraph 308 of the judgment, with references back to the relevant paragraphs in the summary of the facts). That the initial statement provided the basis on which the police first suspected and then charged the fourth applicant (something relied on by the majority at paragraph 309 of the judgment) does not mean that its inclusion in the evidence submitted at trial led to his defence rights being irretrievably prejudiced. As the examination of the other factors in the non-exhaustive list provided by the Grand Chamber judgment indicates, that is not the case.'
'When it comes to seeking the appropriate relationship between the various human rights at stake when dealing with the issues connected with terrorist attacks of the kind in issue in the present case, there is a risk of "failing to see the wood for the trees" if the analysis is excessively concentrated on the imperatives of criminal procedure to the detriment of wider considerations of the modern State's obligation to ensure practical and effective human rights protection to everyone within its jurisdiction. Human rights protection in a democracy entails that, even when the authorities are confronted with indiscriminate attacks on innocent people going about the ordinary business of living their lives, the legitimate aim of securing the right to life and bodily security of the public cannot justify recourse to unfair and unjust means of repression. The basic object of Article 6 under its criminal head is to eliminate the risk of innocent persons being convicted. With this in mind, a basic tenant of the Court's case-law, as stated previously, is that public-interest concerns, including the fight against terrorism, cannot justify measures which extinguish the very essence of a suspect's or an accused person's defence rights. [Fn: See, variously, Brogan and Others v. United Kingdom, judgment of 29 November 1988, Series A no. 145-B; Heaney and McGuinness v. Ireland, no. 34720/97, §§ 57-58, ECHR 2000-XII; Jalloh v. Germany [GC], no. 54810/00, § 97, ECHR 2006-IX; and Aleksandr Zaichenko v. Russia, no. 39660/02, § 39, 18 February 2010.] A parallel consideration, however, is that neither can the imperatives of criminal procedure extirpate the legitimacy of the public interest at stake, based as it is on the core Convention rights to life and to bodily safety of other individuals.'
The CCRC's reference and the parties' submissions
The CCRC's reference
'The CCRC has decided that there is a real possibility that Mr Abdurahman's conviction will be quashed if referred back to the Court of Appeal. The reasons for this decision are set out in more detail below but can be summarised as follows: -
- There is new evidence for the purposes of the Act. This is the decision of the Grand Chamber of the European Court of Human Rights ("ECtHR") which found that Mr Abdurahman's Article 6 rights were breached by the way in which he was dealt with by the police when interviewed as a witness.
- Mr Abdurahman had incriminated himself in that interview; the resulting "confession" statement was then found to be admissible by the trial judge (a decision previously upheld by the Court of Appeal).
- After the matter had been considered by the Court of Appeal, the ECtHR found that Mr Abdurahman's trial was "irretrievably prejudiced" by the police decision not to caution him and to restrict his access to legal advice. This is in contrast to his co-appellants, who were treated as suspects and cautioned.
- The decisions of the ECtHR, where they involve breaches of Convention rights, must be "taken account of", by statutory provision and case law, except in limited circumstances.
- The ECtHR decision raises a real possibility that the confession statement will now be regarded by the Court of Appeal as inadmissible. The admission into evidence of the confession statement prejudiced the remaining case against Mr Abdurahman and the manner in which his defence was conducted thereafter.
- Without his confession statement, and the subsequent prepared statement, there is not a compelling case against Mr Abdurahman (dealt with in detail at paragraphs 83 to 89 below). As a consequence, there is a real possibility that the Court of Appeal would now quash Mr Abdurahman's conviction because of:-
- The breach of his Article 6 rights as determined by the ECtHR. This decision does not come within the "special circumstances" allowing the domestic court not to "take account of" the same;
- Without the confession and the prepared statement as described below, the remaining circumstantial evidence against him would not support a conviction.'
Procedural matters
Mr Abdurahman's grounds of appeal
Submissions for the Crown
The status to be accorded to the decision of the Grand Chamber
'A court or tribunal determining a question which has arisen in connection with a Convention right must take into account any… judgment, decision, declaration or advisory opinion of the European Court of Human Rights… whenever made or given, so far as, in the opinion of the court or tribunal, it is relevant to the proceedings in which that question has arisen.'
The obligation on a domestic court determining a question which has arisen in connection with a Convention right is, therefore, to 'take into account' judgments of the Strasbourg Court, but only 'so far as… relevant to the proceedings in which that question has arisen'.
Supreme Court authority on the interpretation of s. 2 of the Human Rights Act 1998
'Your Lordships have been referred to many decisions of the European Court of Human Rights on article 6 of the Convention. Although the Human Rights Act 1998 does not provide that a national court is bound by these decisions it is obliged to take account of them so far as they are relevant. In the absence of some special circumstances it seems to me that the court should follow any clear and constant jurisprudence of the European Court of Human Rights. If it does not do so there is at least a possibility that the case will go to that court, which is likely in the ordinary case to follow its own constant jurisprudence.'
'While the duty of the House under section 2(1)(a) of the Human Rights Act 1998 is to take into account any judgment of the European Court, whose judgments are not strictly binding, the House will not without good reason depart from the principles laid down in a carefully considered judgment of the court sitting as a Grand Chamber.'
'While [Strasbourg] case law is not strictly binding, it has been held that courts should, in the absence of some special circumstances, follow any clear and constant jurisprudence of the Strasbourg court.'
'The requirement to "take into account" the Strasbourg jurisprudence will normally result in the domestic court applying principles that are clearly established by the Strasbourg court. There will, however, be rare occasions where the domestic court has concerns as to whether a decision of the Strasbourg court sufficiently appreciates or accommodates particular aspects of our domestic process. In such circumstances it is open to the domestic court to decline to follow the Strasbourg decision, giving reasons for adopting this course. This is likely to give the Strasbourg court the opportunity to reconsider the particular aspect of the decision that is in issue, so that there takes place what may prove to be a valuable dialogue between the domestic court and the Strasbourg court. This is such a case.'
The decision which the Supreme Court decided not to follow was that of a Chamber of the Strasbourg Court, rather than the Grand Chamber; and the reference to 'dialogue' should be read in that context.
'In this case the court is faced with the unanimous decision of the Grand Chamber. This, in itself, is a formidable reason for thinking that we should follow it.'
'This court is not bound to follow every decision of the European court. Not only would it be impractical to do so: it would sometimes be inappropriate, as it would destroy the ability of the court to engage in the constructive dialogue with the European court which is of value to the development of Convention law: see e.g. R v Horncastle [2010] 2 AC 373 . Of course, we should usually follow a clear and constant line of decisions by the European court: R (Ullah) v Special Adjudicator [2004] 2 AC 323 . But we are not actually bound to do so or (in theory, at least) to follow a decision of the Grand Chamber. As Lord Mance pointed out in Doherty v Birmingham City Council [2009] AC 367, para 126, section 2 of the 1998 Act requires our courts to "take into account" European court decisions, not necessarily to follow them. Where, however, there is a clear and constant line of decisions whose effect is not inconsistent with some fundamental substantive or procedural aspect of our law, and whose reasoning does not appear to overlook or misunderstand some argument or point of principle, we consider that it would be wrong for this court not to follow that line.'
'In relation to authority consisting of one or more simple Chamber decisions, dialogue with Strasbourg by national courts, including the Supreme Court, has proved valuable in recent years. The process enables national courts to express their concerns and, in an appropriate case such as R v Horncastle [2010] 2 AC 373 , to refuse to follow Strasbourg case law in the confidence that the reasoned expression of a diverging national viewpoint will lead to a serious review of the position in Strasbourg. But there are limits to this process, particularly where the matter has been already to a Grand Chamber once or, even more so, as in this case, twice. It would have then to involve some truly fundamental principle of our law or some most egregious oversight or misunderstanding before it could be appropriate for this court to contemplate an outright refusal to follow Strasbourg authority at the Grand Chamber level.'
'The degree of constraint imposed or freedom allowed by the phrase "must take into account" is context specific, and it would be unwise to treat Lord Neuberger MR's reference to decisions "whose reasoning does not appear to overlook or misunderstand some argument or point of principle" or Lord Mance JSC's reference to "some egregious oversight or misunderstanding" as more than attempts at general guidelines, or to attach too much weight to his choice of the word "egregious", compared with Lord Neuberger MR's omission of such a qualification.'
Authority on the relevance of a finding by the Strasbourg Court of breach of Article 6 to the safety of a conviction
'We consider that if a defendant has been denied a fair trial it will almost be inevitable that the conviction will be regarded as unsafe.'
'In many cases, breach of an Article 6 right will result in the quashing of a conviction as unsafe. But that is not necessarily the result in all cases (see per Lord Woolf CJ Togher [2001] 1 Cr App R 457 @468 para 30; Lambert [2002] 2 AC 545 at para 18 per Lord Slynn and para 43 per Lord Steyn; and Mills [2002] 3 WLR1597 paras 18–23 per Lord Steyn and paras 53 and 55 per Lord Hope; see also Ashton & Webber [2002] EWCA 2782 ). In every case the outcome depends on the kind of breach and the nature and quality of the evidence in the case. Just and proportionate satisfaction may, in an appropriate case, be provided, for example, by a declaration of breach or a reduction in sentence, rather than the quashing of a conviction. Breach arising from delay may have such a consequence (see AGs Ref (No 2 of 2001) [2004] 2 WLR 1). And there may be other exceptional cases in which a conviction may not be unsafe, for example if there has been unfairness because of a legal misdirection but the evidence is overwhelming (see Lambert above) or, possibly, if the trial is unfair because of inadequate prosecution disclosure on a peripheral issue but compelling evidence of guilt makes the conviction safe.'
We do not read this passage as purporting to give an exhaustive list of examples of cases where a violation of Article 6 does not entail that the conviction is unsafe.
'While any breach of Article 6 is plainly a cause of concern, and instances of such breaches in cases where the conviction is nevertheless safe may be few and far between, in this area one would not expect to see a rigid rule with no exceptions but a case by case approach with much emphasis laid on the gravity and effect of a particular violation.'
The application for judicial review was dismissed.
Our approach to the judgment of the Grand Chamber in this case
(a) The question we are required to determine is not the same as that before the Strasbourg Court. Our function is determined by s. 2(1) of the Criminal Appeal Act 1968 as amended: to determine whether the conviction is 'unsafe'. We are not directly concerned with the question before the Strasbourg Court, which was whether the proceedings before the domestic courts involved a violation of Article 6. The Grand Chamber itself recognised this when it said at [315] that it did not follow from the finding of violation of Article 6 that Mr Abdurahman had been wrongly convicted.
(b) There is, however, a considerable overlap between the issues relevant to the safety of the conviction and those relevant to the question whether there has been a violation of the Article 6 right to a fair trial. In every case, the safety of the conviction will depend on the kind of breach and the nature and quality of the evidence in the case: Dundon, [15]; Dowsett, [16] & [24].
(c) In assessing (i) whether there has been a breach of Article 6, (ii) if so, what kind of breach and (iii) the nature and quality of the evidence, we are bound by s. 2 of the 1998 Act to 'take into account' of any decision of the Strasbourg Court.
(d) In doing so, we should 'usually' follow any 'clear and constant line of decisions' of the Strasbourg Court. It might, however, be right to depart even from a 'clear and constant' line of decisions if (i) it is inconsistent with some fundamental substantive or procedural aspect of our law or (ii) its reasoning appears to overlook or misunderstand some argument or point of principle: Pinnock, [48].
(e) But this should be viewed as guidance rather than a straitjacket. The degree of constraint the Strasbourg jurisprudence imposes is context-specific. Even where the Grand Chamber has endorsed a line of authority, it is not necessary for the domestic to court to conclude that it involved an 'egregious' oversight or misunderstanding before declining to follow it: Kaiyam, [21]; Hallam, [79], [82], [113].
(a) The Grand Chamber's judgment turned on its conclusion that there were no 'compelling reasons' for restricting access to legal advice in Mr Abdurahman's case. That factual finding was, obviously, particular to this case, rather than part of the Court's 'clear and constant' jurisprudence. It was also a finding with which a considerable number of Strasbourg judges (a majority of the Fourth Section and a substantial minority of the Grand Chamber) disagreed. Just as the unanimity of the Grand Chamber's judgment in Salduz was material to the Supreme Court's decision to follow that decision in Cadder, so the marked lack of unanimity in this case is material here.
(b) As is plain from a comparison between the decisions of the Fourth Section and the Grand Chamber, the latter's reasoning also depended critically on the application of a strong presumption of irretrievable prejudice in a case where (i) there were no 'compelling reasons' for denying access to legal advice and (ii) the suspect has not been notified of his right to a lawyer and his right to silence and privilege against self-incrimination. This presumption was an artefact of the Grand Chamber's decision in this case: see esp. at [265] and [273]. In this respect, it represents a significant development of existing Strasbourg case law, albeit one on which the Grand Chamber was apparently unanimous, rather the application of a 'clear and constant line of decisions'.
(c) In considering whether the strong presumption was rebutted in this case, the Grand Chamber's reasoning was heavily dependent on the view that, because of the absence of evidence from the senior police officer as to his reasons for ordering that the interview should continue, or of any written record of those reasons, neither the trial judge nor the Court of Appeal was able to scrutinise them properly: see esp. at [304]-[305]. We would respectfully observe, however, that is opaque to us why this factor – which had already been taken into account at [299]-[300] in concluding that the Government had failed to show 'compelling reasons' for restricting Mr Abdurahman's access to legal advice – remained relevant once the focus moved to the question whether, despite that failure, the proceedings overall were fair. There is a separate point of importance. The Crown accepted from the outset that continuing the interview breached PACE Code C and that the breach was the result of a deliberate decision, not merely a slip. R v Walsh (on which Mr King relied) shows that bad faith on the part of the police can, in principle, be relevant to admissibility. But, as can be seen from the excerpts set out at [24] and [26] above, no such case was advanced before the trial judge (nor indeed before the Court of Appeal in 2008). The case advanced on the application to exclude the First Statement and on the application to stay the proceedings for abuse of process was that Mr Abdurahman had been tricked into giving the First Statement. The evidence relevant to that was that of the questioning officers, who were in a position to say what they had, and had not, said to Mr Abdurahman before he was cautioned. The evidence of the senior police officer was not relevant to the question whether Mr Abdurahman had been misled. In other words, it was immaterial to the issues the court was being invited to consider. Had Mr Abdurahman wished to allege any further 'bad faith' on the part of the officers concerned (including the senior police officer) it would have been open to him to do so. As the name of the senior police officer was known, he could have invited the prosecution to tender him as a witness. None of this occurred and no complaint was made about the absence of evidence from the senior police officer either before the trial judge or before the Court of Appeal in 2008. It is to be noted that the domestic procedures available (but not invoked here by Mr Abdurahman) were apt to cater for and decide any allegation of bad faith. In any event, as we have said, the applications proceeded on the prosecution's concession that the breach of PACE Code C was deliberate. Given the way the applications were framed on Mr Abdurahman's behalf at trial, we find it impossible to understand why the Grand Chamber regarded the absence of evidence from the senior police officer as significant. This latter point seems to us to qualify as a 'misunderstanding' of domestic procedure or of its application to the facts of this case. It is not necessary, in the light of Kaiyam and Hallam, to characterise it as 'egregious', but it was certainly significant, given the great importance attached by the Grand Chamber, at a number of points in their judgment, to the absence of evidence as to the reasoning of the senior police officer.
(d) The conclusion drawn by the majority of the Grand Chamber that the First Statement had occupied 'a central position' in the prosecution case was, as we have noted, based on an assessment of the extent to which it had led the police to discover other evidence, rather than on a comparative analysis of the probative value of the First Statement when compared with that of the other prosecution evidence. The logical consequence of this is not spelled out, but it appears to be that – in Article 6 terms – fairness required the exclusion not only of the First Statement but also of all the real evidence which came to the notice of the police by things said in that statement. If so, this represents a very significant extension – sub silentio – of the 'fruit of the poisonous tree' doctrine. The previous case law of the Strasbourg Court makes clear that the admission at trial of evidence obtained unlawfully (including in particular real evidence discovered on the basis of an improperly conducted interview) is not necessarily unfair, save in the special case where the unlawfulness in question is treatment contrary to Article 3 of the Convention: Gäfgen [GC], [165]. In this respect, English law, where 'facts discovered as a result even of a coerced confession are (subject always to the court's discretionary power under section 78(1) to exclude evidence) admissible in evidence', marches in step with the Convention: HM Advocate v P [2011] 1 WLR 2497, [33] (Lord Brown) and nothing in the Supreme Court's decision in Cadder (which in any event predates HM Advocate v P) is inconsistent with this. In the present case, the case for excluding the items of real evidence discovered by the police as a result of things said by Mr Abdulrahman in interview was even weaker, because the circumstances in which the First Statement were taken disclosed no unlawful act on the part of the police and (as the trial judge and Court of Appeal found) no coercion. It is also important to note that, when an analysis of the other evidence was undertaken by the majority in the Fourth Section (at [223]) and by the 6 dissenters in the Grand Chamber (at §35 of their Opinion), they all reached the conclusion that the probative value of the other evidence was substantial.
(e) There is, in our view, force in the criticism made by the dissenters at §34 of their Opinion that the Grand Chamber's conclusion that the trial judge's directions had given the jury an 'excessive discretion' (i.e. too much latitude) was 'at odds with the role of the jury in common-law criminal-justice systems'.
Conclusions on the safety of the conviction