ON APPEAL FROM THE CROWN COURT AT NEWCASTLE UPON TYNE
His Honour Judge Hodson
T20077355
Strand, London, WC2A 2LL |
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B e f o r e :
(SIR BRIAN LEVESON)
MR JUSTICE NICOL
and
SIR BRIAN KEITH
(sitting as an Additional Judge of the Court of Appeal)
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JORDAN TOWERS ANTHONY STEWART HAWKES |
Appellants |
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- and - |
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THE QUEEN |
Respondent |
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John McGuinness QC (instructed by Crown Prosecution Service) for the Crown
Hearing date : 29 January 2019
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Crown Copyright ©
Sir Brian Leveson P :
The Facts
"There were three males. I stayed on the same side of the road. One of the three crossed over. The two remaining talked to each other. The one who crossed came close to my face. I tried to carry on walking. He asked if I had a cigarette. I told him I didn't have one. They were in my face. The first was just behind them and the second male was just there. He was taller than the third male and taller than the first male…They came up to us. One of them said, 'Are you Jamie?'…I said that I was Jamie. And it was the second male that said that. They clearly wanted a fight. The second and third male wanted a fight. They were shouting. They were jumping about and slinging their arms about…They came further up to me and I stopped. And then I got stabbed. It was male 2 [not disputed to be Hawkes] that stabbed me…he done it quick. He pulled what I thought was a screwdriver out of his coat whilst the other one was slinging his arms about…I seen a movement across his chest and I was stabbed instantly. I didn't see the screwdriver afterwards…I ran away and looked back and they were standing laughing and shouting. He said, 'I'll punch your head in'. All three were laughing. They were all shouting stuff…"
Without demur, Judge Hodson invited the jury to conclude that the first male was Towers.
"…Jordan said, 'There's a man who has been stabbed in Pennywell and he's dead'. This is when Dean was there. Dean said, 'Why aye man' and started laughing. I didn't approve of that. Jordan said, 'I don't think it's fucking funny. A man has been stabbed and that family must be going through hell.' And Dean said, 'Shut up, you're schizing us out'. Dean stayed for five minutes and left. And Jordan said he wasn't going to hang out with Dean in the future."
"(5) Having concluded that this Defendant did not inflict the fatal stab wound, are you sure that he joined in unlawfully in the attack on Kevin Johnson before the fatal stab wound was inflicted? If your answer to that is yes, you go on to question 6. If your answer to that question is no, the Defendant is not guilty of murder and not guilty of manslaughter.
(6) Are you sure that this Defendant knew that the perpetrator had a knife? If you are sure of that, you go to question 7. If you are not sure, that Defendant is not guilty of murder or manslaughter.
(7) Are you sure that this Defendant shared the perpetrator's intention either to kill or cause really serious bodily harm with the knife? If your answer to that question is yes, he is guilty of murder. If your answer to that question is no, you go to question 8.
(8) Are you sure that this Defendant realised that the perpetrator might use the knife with an intention either to kill or cause really serious bodily harm, but nevertheless took part in the attack?
If your answer to that is yes, that Defendant is guilty of murder. If your answer to that question is no, then that defendant is not guilty of either murder or manslaughter. But that Defendant would be guilty of manslaughter if you were sure that he participated in the attack and that he realised that the perpetrator might use the knife with the intention of causing some harm, not serious harm, but some harm which is short of really serious bodily harm."
"…firstly, are you sure that the Defendant whose case you are considering shared Hawkes's intention to commit the offence either of wounding with intent or the lesser offence of unlawful wounding? If you are sure, go onto question 2. If you are not sure, that particular Defendant is not guilty of either wounding with intent or unlawful wounding.
The second question is, are you sure that the Defendant took some part, however great or small, in committing it? If yes, then that Defendant is guilty of the particular offence that you have decided that Hawkes committed – either the Section 18 or the Section 20 [of the 1861 Act]. If you are not sure, then the verdict is not guilty."
The 2008 Appeal
"15. …It may well have been better had the learned judge dealt with it explicitly at the first opportunity. But, in our view, given the judge's summing-up, not only of those final directions but also of Mr Nolan's submissions to the jury, the jury cannot have been left in any doubt as to the point that the whole defence of Mr Nolan's client rested on the proposition that his participation took place after the fatal wound was inflicted.
16. Lastly, we would add that, as it seems to us, the evidence of Marsha Newby did provide material which the jury could find amounted to participation before the wounds were inflicted."
"As it seems to us, it was an inference which the jury were entitled to draw, given what had happened earlier, when Towers had joined in the attack on Johnson. It is our view that the judge was right to reject the submission, it was a matter of fact for the jury."
The CCRC Reference
i) The principal intentionally inflicted really serious harm on Johnson, and not acting in self-defence;ii) Towers joined unlawfully in the attack before the fatal wound was inflicted;
iii) Towers knew the principal had a knife; and
iv) He either shared the principal's intention to kill or cause really serious harm, or realised that the principal might use the knife with an intention to kill or cause really serious harm and nevertheless took part in the attack.
i) Hawkes inflicted the wound on Thompson intentionally and unlawfully (on his own admission);ii) Hawkes intended to cause really serious harm;
iii) Towers "shared Tony Hawkes' intention to commit the offence either of wounding with intent or the lesser offence of unlawful wounding" (in the words of the route to verdict); and
iv) Towers took some part in the commission of the offence (and in the view of the CCRC, this could only mean that he had stopped Thompson as a ploy to detain him, as he had no other factual involvement).
i) Towers was part of the group that provoked a fight with Mr Johnson;ii) On his own admission he was drunk and threw some early punches and a paving slab;
iii) The paving slab was thrown towards Johnson, though it was unclear whether it hit him and whether it was before or after the fatal injury was inflicted;
iv) Towers was standing off during the struggle in which Johnson was stabbed;
v) The stabbing of Johnson had been unexpected or unwelcome to at least one person in the party;
vi) All the defendants had weapons;
vii) Towers had stopped Thompson in the street and engaged with him, intending (with Hawkes and Curtis) that he be caused really serious harm; and
viii) Towers remained in the group for some hours after the first two incidents and was with them during the third.
i) The attack on Mr Johnson was an unplanned outbreak of disorder/violence caused by a chance encounter rather than part of a prior criminal venture where associated serious violence, "if necessary" or "if it came to it", was inherently likely.ii) The joint enterprise from which it arose was "nebulous" and may not have amounted to more than a general intention to be "looking for trouble" or to engage in a fight, albeit while carrying weapons.
iii) Towers' own actions amounted merely to involvement in an unarmed scuffle and drunkenly throwing a brick; at the time of the fatal attack he was standing away, watching.
iv) "Given the nature of the evidence against Mr Towers and the facts of the case" it is likely that foresight rather than personal or shared intention to commit really serious harm was central to his conviction.
v) In the view of the CCRC, "none" of the evidence which established Towers' participation in the incident, namely the evidence of Ms Brett and Ms Newby and accounts about the throwing of the pavement slab, suggested an intention to encourage or assist others to use their weapons against Mr Johnson.
vi) The evidence of the Taggart sisters suggested that either Towers or a second member of the party was angry with the principal and challenged him about what happened. If it was Towers, it was good evidence that he did not have the requisite intention. If it was another of the pair who fought Johnson, "it speaks even more to how unexpectedly the knife had in fact been produced and used by the principal" (emphasis from the CCRC).
vii) The incident at the Shell petrol station demonstrated that Towers stayed with the others while they committed very serious offences and had a high tolerance of their behaviour, but "did not appear to commit or encourage any offences himself". There was "no inevitable connection between his association and any involvement in committing or encouraging any criminal conduct".
"The CCRC has concluded that the conviction…does not preclude referral on count 1 if the arguments on count 1 remain strong enough to meet the test for referral. On balance, the CCRC has also concluded that the intention the jury found in [the count of wounding with intent] cannot inevitably be read back to [the count of murder]: there is no formal evidential overlap between the two counts, the facts were different, the mens rea requirements were different, and the jury were directed to consider the counts separately. Mr Towers also gave very different accounts of the two incidents in his police interview, expressing some sympathy for Kevin Johnson and his family but considerable animus towards Jamie Thompson who he suggested was a 'smack head' and a 'druggie' who had tried to sell them drugs, and 'deserved a smack'. It is therefore entirely possible for a jury to find that his actions and intentions were different in the various counts."
The Effect of Jogee and Johnson
i) It was not accurate to describe the attack as unplanned given that Johnson was goaded into leaving his house.ii) The joint enterprise could only be described as "nebulous" insofar as no particular victim or encounter was in mind, but, as the CCRC acknowledged, it could be inferred that the group had a general intention to be looking for trouble or for a fight, in circumstances in which (to the knowledge of Towers) he and, at least, the youth who inflicted the fatal stab and the other wounds (if not both others) were armed with knives or a similar weapon.
iii) To describe Towers' involvement as being "merely in an unarmed scuffle and drunkenly throwing a brick" ignored the effect of his presence and encouragement, his participation in an assault on Johnson before the stabbing, his knowledge that at least one of the others was armed and at least his realisation of the possibility of the knife being used with the requisite intent.
iv) The claim that the jury had likely convicted Towers on the basis of foresight rather than intention was speculative. The primary case advanced by the prosecution was that it was the intention of all three youths to inflict grievous bodily harm and the jury were asked to consider intention before turning to foresight in the alternative.
v) The claim that none of the evidence showing Towers' participation demonstrated such intention was also speculative, particularly considering that all were armed and looking for an altercation, that Towers had been prepared to throw a paving slab at Mr Johnson and, furthermore, the three picked out a second victim (in respect of whom, on the verdict of the jury, Towers also intended serious bodily injury) within minutes of the attack on Mr Johnson.
vi) The evidence did not establish who was arguing with whom. In any event, even if the argument was correctly understood and accepted at face value by the jury, the impact of such evidence favouring Towers is diminished by the fact that within minutes of this conversation all three were party to the attack with the intention of inflicting grievous bodily harm to Mr Thompson.
vii) Mr McGuinness accepted that Towers was not violent during the Shell petrol station incident, though he had chosen to remain with the others. In any case the trial judge correctly directed the jury not to attach undue weight to the incident. The evidence was, in Mr McGuinness's words, "at best, neutral".
Discussion
"89. In cases of alleged secondary participation there are likely to be two issues. The first is whether the defendant was in fact a participant, that is, whether he assisted or encouraged the commission of the crime. Such participation may take many forms. It may include providing support by contributing to the force of numbers in a hostile confrontation.
90. The second issue is likely to be whether the accessory intended to encourage or assist D1 to commit the crime, acting with whatever mental element the offence requires of D1 (as stated in para 10 above). If the crime requires a particular intent, D2 must intend (it may be conditionally) to assist D1 to act with such intent… In cases of concerted physical attack there may often be no practical distinction to draw between an intention by D2 to assist D1 to act with the intention of causing grievous bodily harm at least and D2 having the intention himself that such harm be caused. In such cases it may be simpler, and will generally be perfectly safe, to direct the jury (as suggested in R v Smith (Wesley) and R v Reid) that the Crown must prove that D2 intended that the victim should suffer grievous bodily harm at least. However, as a matter of law, it is enough that D2 intended to assist D1 to act with the requisite intent…"
"94. If the jury is satisfied that there was an agreed common purpose to commit crime A, and if it is satisfied also that D2 must have foreseen that, in the course of committing crime A, D1 might well commit crime B, it may in appropriate cases be justified in drawing the conclusion that D2 had the necessary conditional intent that crime B should be committed, if the occasion arose; or in other words that it was within the scope of the plan to which D2 gave his assent and intentional support. But that will be a question of fact for the jury in all the circumstances.
95. In cases where there is a more or less spontaneous outbreak of multi-handed violence, the evidence may be too nebulous for the jury to find that there was some form of agreement, express or tacit. But, as we have said, liability as an aider or abettor does not necessarily depend on there being some form of agreement between the defendants; it depends on proof of intentional assistance or encouragement, conditional or otherwise. If D2 joins with a group which he realises is out to cause serious injury, the jury may well infer that he intended to encourage or assist the deliberate infliction of serious bodily injury and/or intended that that should happen if necessary. In that case, if D1 acts with intent to cause serious bodily injury and death results, D1 and D2 will each be guilty of murder."
"What matters is whether D2 encouraged or assisted the crime, whether it be murder or some other offence. He need not encourage or assist a particular way of committing it, although he may sometimes do so. In particular, his intention to assist in a crime of violence is not determined only by whether he knows what kind of weapon D1 has in his possession. The tendency which has developed in the application of the rule in the Chan Wing-Siu case to focus on what D2 knew of what weapon D1 was carrying can and should give way to an examination of whether D2 intended to assist in the crime charged. If that crime is murder, then the question is whether he intended to assist the intentional infliction of grievous bodily harm at least, which question will often, as set out above, be answered by asking simply whether he himself intended grievous bodily harm at least. Very often he may intend to assist in violence using whatever weapon may come to hand. In other cases he may think that D1 has an iron bar whereas he turns out to have a knife, but the difference may not at all affect his intention to assist, if necessary, in the causing of grievous bodily harm at least. Knowledge or ignorance that weapons generally, or a particular weapon, is carried by D1 will be evidence going to what the intention of D2 was, and may be irresistible evidence one way or the other, but it is evidence and no more."
"…The error identified, of equating foresight with intent to assist rather than treating the first as evidence of the second, is important as a matter of legal principle, but it does not follow that it will have been important on the facts to the outcome of the trial or to the safety of the conviction. Moreover, where a conviction has been arrived at by faithfully applying the law as it stood at the time, it can be set aside only by seeking exceptional leave to appeal to the Court of Appeal out of time. That court has power to grant such leave, and may do so if substantial injustice be demonstrated, but it will not do so simply because the law applied has now been declared to have been mistaken."
"(2) Notwithstanding anything in section 2, 13 or 16 of this Act, the Court of Appeal may dismiss the appeal if—
(a) the only ground for allowing it would be that there has been a development in the law since the date of the conviction, verdict or finding that is the subject of the appeal, and
(b) the condition in subsection (3) is met.
(3) The condition in this subsection is that if—
(a) the reference had not been made, but
(b) the appellant had made (and had been entitled to make) an application for an extension of time within which to seek leave to appeal on the ground of the development in the law,
the Court would not think it appropriate to grant the application by exercising the power conferred by section 18(3)."
"In our view, as was accepted, the fact that there has been a change in the law brought about by correcting the wrong turning in Chan Wing-Siu and R v Powell is plainly, in itself, insufficient. As the Supreme Court stated at para 100, a long line of authority clearly establishes that if a person was properly convicted on the law as it then stood, the court will not grant leave without it being demonstrated that a substantial injustice would otherwise be done. The need to establish substantial injustice results from the wider public interest in legal certainty and the finality of decisions made in accordance with the then clearly established law. The requirement takes into account the requirement in a common law system for a court to be able to alter or correct the law upon which a large number of cases have been determined without the consequence that each of those cases can be re-opened. It also takes into account the interests of the victim (or the victim's family), particularly in cases where death has resulted and closure is particularly important."
"In determining whether that high threshold has been met, the court will primarily and ordinarily have regard to the strength of the case advanced that the change in the law would, in fact, have made a difference. If crime A is a crime of violence which the jury concluded must have involved the use of a weapon so that the inference of participation with an intention to cause really serious harm is strong, that is likely to be very difficult. At the other end of the spectrum, if crime A is a different crime, not involving intended violence or use of force, it may well be easier to demonstrate substantial injustice. The court will also have regard to other matters including whether the applicant was guilty of other, though less serious, criminal conduct. It is not, however, in our view, material to consider the length of time that has elapsed. If there was a substantial injustice, it is irrelevant whether that injustice occurred a short time or a long time ago. It is and remains an injustice."
"…the task of the court is first to determine whether there may have been a substantial injustice which involves the wider considerations to which we have referred. Having said that, if the threshold required to justify exceptional leave to appeal is reached, it is likely to be difficult to conclude that the conviction remains safe."
Adverse inferences
"The next direction, ladies and gentlemen, is your approach to the fact that the defendant Towers has not given evidence. The defendant does not have to give evidence. He is entitled to sit in the dock and require the prosecution to prove its case. You must not assume that he is guilty because he has not given evidence. That is absolutely crucial ladies and gentlemen. Mr Nolan [counsel for Towers] has stressed it and has dealt with the reasons why he didn't give evidence. The fact that he has not given evidence proves nothing one way or the other. It does nothing at all to establish his guilt.
On the other hand, however, it does mean that there is no evidence from this defendant to undermine, contradict or explain the evidence that has been put before you by the prosecution."
"[Towers] played perhaps a greater part in this than might at first be apparent. And the reason that he has not given evidence is that because he knew he would be asked questions for which there was no answer."
"The Recorder: The note that I have of those specific reasons, correct me if I'm wrong. Firstly, the obligation is on the Crown to prove its case. There are not many issues of fact so there could only have been a few questions to be asked of him. He was caught in the cross-fire between the two other defendants and he knows for certain that one of the others is a killer. And he is 16.
Crown Counsel: That's right and he is currently in prison with them as friends and associates.
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Counsel for Towers: I think I added that their families and associates live almost a matter of yards away.
The Recorder: You did. You have got those specific reasons now, ladies and gentlemen, and I give them the force of a direction."
"… the court or jury, in determining whether the accused is guilty of the offence charged, may draw such inferences as appear proper from the failure of the accused to give evidence or his refusal, without good cause, to answer any question."
"The defendant has not given evidence in this case. That does, of course, mean that there is no evidence from him to undermine, contradict or explain the prosecution case and that is a matter you may take into account. However, in this case, I direct you not to hold his failure to give evidence against him. This means that it cannot, by itself, provide any additional support for the prosecution case."
"… in those cases where the judge has ruled that there is no evidence on which a jury could properly conclude that the defendant had failed to mention any fact relied on in his defence, and that therefore no question arises of leaving the possibility of drawing inferences to the jury, he should specifically direct them that they should not draw any adverse inference from the defendant's silence…The common law rule requiring that juries should receive a direction against holding an accused's silence after caution against him plainly recognises that a jury, without such guidance, may treat silence as probative of guilt. The jury should not, therefore, in the class of case we are discussing, be left in some no-man's-land between the common law principle and the statutory exception, without any guide to tell them how to regard the defendant's silence. Still less should they be directed in terms which leave it open to them to draw adverse inferences."
Hawkes' Sentence Appeal
Conclusion