ON APPEAL FROM THE CROWN COURTS AT LINCOLN, BIRMINGHAM DURHAM, CHESTER, NOTTINGHAM AND PRESTON
T20150275; T20157740; S20150176; T20157109; T20157697; T20150987; S20150249
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE JEREMY BAKER
and
THE RECORDER OF CARDIFF
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Regina |
Respondent |
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- v - |
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PAUL MAURICE NEEDHAM SHAFIQ ALI MICHAEL WILLIAMS LEE SMYTHE LLOYD DEAKIN TONY AITKEN SADDIQ KHAN |
Applicants/Appellants |
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R. Davies (instructed by Registrar for Criminal Appeals) for Needham
T. Rashid (instructed by Registrar for Criminal Appeals) for Ali
Miss R. Landin (instructed by Registrar for Criminal Appeals) for Williams
B. Close (instructed by Registrar for Criminal Appeals) for Smythe
S.V. Evans (instructed by Registrar for Criminal Appeals) for Deakin
R.H. Ashton (instructed by Registrar for Criminal Appeals) for Aitken
H. Barton (instructed by Registrar for Criminal Appeals) for Khan
Hearing date: 7th April 2016
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Crown Copyright ©
Lord Justice Treacy:
Introduction
"35A. Extension of disqualification where custodial sentence also imposed
(1) This section applies where a person is convicted in England and Wales of an offence for which the court
(a) imposes a custodial sentence, and
(b) orders the person to be disqualified under section 34 or 35.
(2) The order under section 34 or 35 must provide for the person to be disqualified for the appropriate extension period, in addition to the discretionary disqualification period.
(3) The discretionary disqualification period is the period for which, in the absence of this section, the court would have disqualified the person under section 34 or 35.
(4) The appropriate extension period is
(a) where an order under section 82A(2) of the Powers of Criminal Courts (Sentencing) Act 2000 (life sentence: determination of tariffs) is made in relation to the custodial sentence, a period equal to the part of the sentence specified in that order;
(b) in the case of a detention and training order under section 100 of that Act (offenders under 18: detention and training orders), a period equal to half the term of that order;
(e) where section 226A of the Criminal Justice Act 2003 (extended sentence for certain violent or sexual offences: persons 18 or over) applies in relation to the custodial sentence, a period equal to two-thirds of the term imposed pursuant to section 226A(5)(a) of that Act;
(f) where section 226B of that Act (extended sentence for certain violent or sexual offences: persons under 18) applies in relation to the custodial sentence, a period equal to two-thirds of the term imposed pursuant to section 226B(3)(a) of that Act;
(fa) in the case of a sentence under section 236A of that Act (special custodial sentence for certain offenders of particular concern), a period equal to half of the term imposed pursuant to section 236A(2)(a) of that Act;
(g) where an order under section 269(2) of that Act (determination of minimum term in relation to mandatory life sentence: early release) is made in relation to the custodial sentence, a period equal to the part of the sentence specified in that order;
(h) in any other case, a period equal to half the custodial sentence imposed.
(5) If a period determined under subsection (4) includes a fraction of a day, that period is to be rounded up to the nearest number of whole days.
(7) This section does not apply where
(a) the custodial sentence was a suspended sentence,
(b) the court has made an order under section 269(4) of the Criminal Justice Act 2003 (determination of minimum term in relation to mandatory life sentence: no early release) in relation to the custodial sentence, or
(c) the court has made an order under section 82A(4) of the Powers of Criminal Courts (Sentencing) Act 2000 (determination of minimum term in relation to discretionary life sentence: no early release) in relation to the custodial sentence.
(8) Subsection (9) applies where an amending order provides that the proportion of a prisoner's sentence referred to in section 243A(3)(a), 244(3)(a) of the Criminal Justice Act 2003 (release of prisoners in certain circumstances) is to be read as a reference to another proportion ("the new proportion").
(9) The Secretary of State may by order
(a) if the amending order makes provision in respect of section 243A(3)(a) or 244(3)(a) of that Act, provide that the proportion specified in subsection (4)(h) of this section is to be read, in the case of a custodial sentence to which the amending order applies, as a reference to the new proportion; .
(10) [Procedure for making order under subs. (9).]
(11) In this section
"amending order" means an order under section 267 of the Criminal Justice Act 2003 (alteration by order of relevant proportion of sentence);
"custodial sentence" has the meaning given by section 76 of the Powers of Criminal Courts (Sentencing) Act 2000;
"suspended sentence" has the meaning given by section 189 of the Criminal Justice Act 2003.
35B. Effect of custodial sentence in other cases
(1) This section applies where a person is convicted in England and Wales of an offence for which a court proposes to order the person to be disqualified under section 34 or 35 and
(a) the court proposes to impose on the person a custodial sentence (other than a suspended sentence) for another offence, or
(b) at the time of sentencing for the offence, a custodial sentence imposed on the person on an earlier occasion has not expired.
(2) In determining the period for which the person is to be disqualified under section 34 or 35, the court must have regard to the consideration in subsection (3) if and to the extent that it is appropriate to do so.
(3) The consideration is the diminished effect of disqualification as a distinct punishment if the person who is disqualified is also detained in pursuance of a custodial sentence.
(4) If the court proposes to order the person to be disqualified under section 34 or 35 and to impose a custodial sentence for the same offence, the court may not in relation to that disqualification take that custodial sentence into account for the purposes of subsection (2).
(5) In this section "custodial sentence" and "suspended sentence" have the same meaning as in section 35A."
Commencement provisions
"The following provisions of the Coroners and Justice Act 2009 come into force on 13th April 2015
(a) section 137 (extension of driving disqualification);
(b) paragraphs 2(1) and (2) and 5 of schedule 16 (extension of driving disqualification); and
(c) paragraphs 29-34 of schedule 22 (transitional, transitory and saving provision)."
"(1) No provision of Schedule 16 applies in relation to, or has effect by reference to, offences committed wholly or partly before the commencement of the provision in question.
(2) An offence is partly committed before the commencement of a provision if
(a) a relevant event occurs before commencement, and
(b) another relevant event occurs on or after commencement.
(3) "Relevant event" in relation to an offence means any act or other event (including any consequence of an act) proof of which is required for conviction of the offence."
Section 35A
"An order of disqualification has the purpose of protecting the public disqualification is also intended to punish and deter offenders and others. A balance, however, has to be struck and the court should not disqualify for a period that is longer than necessary and should bear in mind the effects of a ban on employment or employment prospects".
Section 35B
(A) Where the court is dealing with a section 35A(1) offence or offences alone, section 35A alone applies and the court will make an order of disqualification representing both the discretionary period and the extension period. The first example given at paragraph 22 above applies.
(B) Where an order of disqualification is made under section 34 or 35 but no custodial sentence is imposed for that offence, but at the same time a custodial sentence is imposed for another offence then section 35B alone, not section 35A, applies. For example a person might be stopped driving a vehicle whilst uninsured and found to be in possession of stolen goods. He might be disqualified for the no insurance offence either under section 34 or section 35, but no custodial term can be passed for this offence. If however a custodial term of 6 months was passed for the handling offence, then section 35B would apply and the court in considering the term of disqualification for the no insurance offence would have to give effect to subsections (2) and (3) with a view to reflecting the intention of Parliament that the appropriate period of disqualification should be served not in prison but in the community. Where this purpose is not achieved by the mechanism adopted in section 35A, section 35B involves a less mechanical means of securing the intentions of Parliament by enabling the adjustment of the period of disqualification in a way sufficient to achieve that aim. In the ordinary case therefore, and in the example given, in circumstances where a period of disqualification of 6 months would have been appropriate had the offender been at large, the court would make an order of disqualification for 9 months in order to have regard to the consideration identified in section 35B(3).
(C) Section 35B also applies to the example where the court proposes to impose disqualification and a custodial sentence for one offence and to impose a custodial sentence for another offence. In this situation both sections 35A and 35B are engaged. Take the example of dangerous driving and a section 20 wounding offence. Section 35B(1) uses the phrase "proposes to" to reflect the fact that the court will be involved in the exercise of considering what to do when confronted with a section 35A offence and another offence which will attract custody.
If the court had in mind 1 year's custody and 1 year's disqualification for the motoring offence and 3 years' custody consecutive for the section 20 offence, in order to give effect to section 35B(2) the court would impose a single period of disqualification of 36 months. This would include the disqualification which would have been imposed had this been a section 35A offence. The process of having regard to the diminishing effect of custody upon an order of disqualification is achieved by adjusting the disqualification period to take account of the section 20 offence. Thus there would be an initial discretionary disqualification of 12 months plus a section 35A extension of 6 months plus a section 35B adjustment to the discretionary disqualification of 18 months making a total disqualification of 3 years. This will mean that the 12 month period of disqualification will be served after the offender is released from custody. (4 year total sentence: release after 24 months: 3 year disqualification).
If in the foregoing example the 3 years imposed for the section 20 offence was ordered to run concurrently with the term of 1 year for the motoring offence, the result would be as follows: 12 months initial discretionary disqualification plus 6 months section 35A extension plus 12 months section 35B adjustment to the discretionary disqualification giving an overall disqualification of 30 months.
(D) As section 35B(1)(b) indicates, there will be some cases where at the time of sentencing for an offence attracting disqualification the offender will already be serving a previously imposed custodial sentence. That situation has not been explored in detail before us, but it is clear that section 35B applies. Accordingly it will be for the court to apply section 35B(2) so as to avoid a disqualification expiring or being significantly diminished whilst an offender is in custody.
A checklist for using section 35A and section 35B
- Step 1 - Does the court intend to impose a "discretionary" disqualification under section 34 or section 35 for any offence?
YES go to step 2
- Step 2 Does the court intend to impose a custodial term for that same offence?
YES section 35A applies and the court must impose an extension period (see section 35A(4)(h) for that same offence and consider step 3.
NO section 35A does not apply at all go on to consider section 35B and step 4
- Step 3 does the court intend to impose a custodial term for another offence (which is longer or consecutive) or is the defendant already serving a custodial sentence?
YES then consider what increase ("uplift") in the period of "discretionary disqualification" is required to comply with section 35B(2) and (3). In accordance with section 35B(4) ignore any custodial term imposed for an offence involving disqualification under section 35A.
Discretionary period + extension period + uplift = total period of disqualification
NO no need to consider section 35B at all
Discretionary period + extension period = total period of disqualification
- Step 4 does the court intend to impose a custodial term for another offence or is the defendant already serving a custodial sentence?
YES then consider what increase ("uplift") in the period of "discretionary disqualification" is required to comply with section 35B(2) and (3).
Discretionary period + uplift = total period of disqualification.
Credit for curfew or remand?
"There is, it is said, an unacceptable disparity between the period of disqualification and the workings of the custodial sentence. We observe that the point of the disqualification under that particular section of the Act [section 147] is to punish and to deter, by removing access to a lawful use of a vehicle used in commission of the offences for which the sentences were passed. Thus, if the disqualification is to be effective at all, it is implicit that it must apply after release from custody and normally that will be a proportionate result provided it does not seriously impair rehabilitation Furthermore, proportionality is preserved by the general practice of keeping the period of disqualification broadly commensurate with the custodial sentence. That is not the same however as requiring the judge to fine tune the period of disqualification in order to accord with the precise calculation of release dates and periods spent on licence. Furthermore it does not require the judge to have regard to any direction he has made for credit against the sentence for time spent on remand unless it would result in a gross disparity between the sentence passed and the period of disqualification."
Minimum periods of disqualification
Early release arrangements
Guilty plea
Start of disqualification
Extended re-test
Impact on other provisions
Impact on sentencing guidelines
"When ordering disqualification from driving, the duration of the order should allow for the length of any custodial period in order to ensure that the disqualification has the desired impact. In principle, the minimum period of disqualification should either equate to the length of the custodial sentence imposed (in the knowledge that the offender is likely to be released having served half of that term), or the relevant statutory minimum disqualification period, whichever results in the longer period of disqualification."
Sentencing remarks
Steps in sentencing
Paul Needham
Shafiq Ali
Michael Williams
(a) | "Weapon not used to threaten or cause fear: starting point of high level community order; range of band C fine to 12 weeks; imprisonment." |
(b) | "Weapon not used to threaten or cause fear, but offence committed in dangerous circumstances; starting point of 6 weeks' imprisonment; range of a high level community order to committal to the Crown Court." |
(c) | "Weapon used to threaten or cause fear and offence committed in dangerous circumstances: committal to the Crown Court." |
Lee Smythe
Lloyd Deakin
Tony Aitken
Saddiq Khan