ON APPEAL FROM NOTTINGHAM CROWN COURT
MR JUSTICE ASTILL
T20047477
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HOLROYDE
and
HIS HONOUR JUDGE MILFORD QC
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REGINA |
Respondent |
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- and - |
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PAUL JAMES SMITH |
Appellant |
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Mr Nigel Lithman QC and Ms Valerie Charbit (instructed by ZMS Solicitors) for the Appellant
Hearing date: 5th December 2013
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Crown Copyright ©
Lord Justice Jackson:
Part 1. Introduction,
Part 2. The facts,
Part 3. The criminal proceedings,
Part 4. The applications for leave to appeal to the Court of Appeal,
Part 5. The application to treat the previous notice of abandonment as a nullity,
Part 6. The application for leave to appeal against sentence.
i) Witnesses had seen Paul and Rosie-May together on occasions during the evening.
ii) Mrs Storrie recalled that at one point in the evening she was in the study, while Rosie-May was playing a game on the computer there. Paul Smith came into the room and said that he felt like a sexual being.
iii) There was a beer can in LS's bedroom which bore the fingerprints of both Rosie-May and Paul Smith.
iv) Some witnesses said that Paul Smith had gone missing shortly before Rosie-May was found. Paul Smith accepted having gone upstairs at about this time, but said that his purpose was to use the lavatory.
v) Both CaS and LaS said that they saw Paul Smith near to LS's bedroom shortly before Rosie-May was found.
vi) DNA was found in Paul Smith's fingernail scrapings which probably came from Rosie-May.
vii) Paul Smith washed his jeans after the party and before they were seized by the police.
viii) Paul Smith suffered from Asperger's Syndrome, as a result of which he had had behavioural problems. There were said to be two previous occasions when he had attacked teenage girls, namely CA and his cousin, ChS. Paul Smith admitted the first incident but disputed the second incident.
i) The applicant's counsel at trial had omitted to deploy vital evidence concerning the applicant's Asperger's Syndrome. This would have explained the way he behaved generally, in particular during his interviews with the police and at trial.
ii) The applicant's counsel had failed to utilise the expert evidence available from Doctor Cary, the pathologist instructed by the defence, to demonstrate (a) that the force needed to cause Rosie-May's death could have come from an 11 year old child and (b) that the death could have resulted from play going wrong.
iii) The applicant's counsel at trial failed to identify JS as a suspected perpetrator of the killing.
iv) The judge mis-directed himself by refusing to give at least the credibility part of the good character direction.
"In my opinion the incident with CA was characterised by an intense emotional response to a situation that occurred.
Paul was described as acting 'out of character', and the event was dominated by poor emotional regulation. As stated above this is a feature for some people with Asperger Syndrome and such emotional difficulties had occurred previously for Paul."
"In my opinion, if the prosecution version of events turned out to be correct, this situation is most likely to have occurred secondarily to intense emotional dysregulation as a result of poor emotional control as part of the Asperger Syndrome.
In my opinion this would amount to diminished responsibility."
i) New and stronger evidence had been obtained from the pathologist Dr Cary. The failure to call Dr Cary to give evidence at trial meant that the jury did not have an alternative cause of death properly laid before them. Dr Cary's evidence would have enabled the jury to consider the possibility of accident; alternatively, it would have provided stronger grounds for contending that the death of Rosie-May was manslaughter.
ii) New evidence was available in relation to the applicant's Asperger's Syndrome in the form of a report from Dr Pearce. If this evidence were put before the court it would enable the jury to consider the defence of manslaughter by reason of diminished responsibility.
iii) The evidence relating to the attack on ChS should not have been admitted before the jury. If Dr Cary's expert evidence had been adduced at trial there would have been stronger grounds for resisting the admission of that evidence.
iv) The DNA evidence relied upon by the prosecution at trial was potentially inadmissible. This was because the evidence involved low copy numbering. Accordingly it should not have been relied upon.
v) Defence counsel were remiss in failing to put in cross-examination to anyone, in particular JS, that he was the killer of Rosie-May.
New counsel also expressed the view that the applicant had grounds for appealing against sentence.
i) An application to treat as a nullity the previous abandonment of his appeal against conviction.
ii) A renewed application for leave to appeal out of time against conviction, following the refusal of such leave on the papers by Royce J on 14th February 2005. The five proposed grounds of appeals were as we have summarised.
iii) An application for leave to appeal against sentence out of time, no such application having previously been made.
"In our judgment the kernel of what has been described as the '"nullity test" is that the court is satisfied that the abandonment was not the result of a deliberate and informed decision; in other words, that the mind of the applicant did not go with his act of abandonment. In the nature of things it is impossible to forsee when and how such a state of affairs may come about; therefore it would be quite wrong to make a list, under such headings as mistake, fraud, wrong advice, misapprehension and such like, which purports to be exhaustive of the types of case where this jurisdiction can be exercised. Such headings can only be regarded as guidelines, the presence of which may justify its exercise."
i) A notice of abandonment of appeal is irrevocable, unless the Court of Appeal treats that notice as a nullity.
ii) A notice of abandonment is a nullity if the applicant's mind does not go with the notice which he signs.
iii) If the applicant abandons his appeal after and because of receiving incorrect legal advice, then his mind may not go with the notice which he signs. Whether this is the case will depend upon the circumstances.
iv) Incorrect legal advice for this purpose means advice which is positively wrong. It does not mean the expression of opinion on a difficult point, with which some may agree and others may disagree.
i) Contrary to the advice of Mr Hogg, Dr Cary's expert evidence would have assisted the applicant if it had been adduced at trial. Dr Cary's updated expert evidence would assist the applicant's proposed appeal.
ii) If Dr Cary's expert evidence had been adduced, the ChS incident would probably have been excluded. Alternatively, it would have been put into context. Mr Hogg failed to advise to this effect.
iii) Contrary to Mr Hogg's advice, expert evidence about Asperger's Syndrome should have been adduced at trial. This would have assisted the defence. Furthermore such evidence would assist the applicant's proposed appeal.
(i) Dr Cary's evidence
"There is also the technical point that the evidence of Dr Cary was available prior to the hearing and it was the considered decision of Mrs Oldham not to deploy it. In my view she was right to come to that conclusion."
(ii) ChS's evidence
(iii) Asperger's Syndrome
i) Admit that he killed Rosie-May and put forward the defence of diminished responsibility with the support of psychiatric evidence.
ii) Maintain his denial that he was the killer and then press on without calling psychiatric evidence.
i) The applicant committed the murder as a result of his medical condition. Therefore his culpability is reduced.
ii) The applicant's crime was not pre-meditated. It was the result of a sudden outburst or impulse.
iii) The judge referred to sexual motivation when passing sentence. The judge should not have done so, because Mr Mann had not suggested any sexual motive in his cross-examination of the applicant.
iv) The applicant is behaving well in prison. The sooner he is released from prison, the sooner he can receive appropriate psychiatric treatment.