ON APPEAL FROM LUTON CROWN COURT
HIS HONOUR JUDGE BEVAN QC
T2008 7339
Strand, London, WC2A 2LL |
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B e f o r e :
MRS JUSTICE RAFFERTY DBE
and
MR JUSTICE MADDISON
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Oral Seaton |
Appellant |
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- and - |
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R |
Respondent |
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Mr R Carey-Hughes QC for the Appellant
Hearing dates: 22nd July 2010
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Crown Copyright ©
Lord Justice Hughes :
"The statement below is my statement. My solicitor has gone through my statement with me and I agree its contents. No one has told me what to say."
"Q: Who wrote out whatever it was that was said?
A: My legal representative.
Q: We know that your signature appears on it, along with a declaration that you have read it and it is correct.
A: Yes
Q: Did you read it?
A: I didn't, no.
Q: Why not?
A: Erm, I should've done – in hindsight. Erm, but to tell you the truth I was so tired, erm…I'd obviously been in the police station. I didn't sleep. Erm, and with that and my medication made me even worse – I actually went to the hospital that Monday as well. So, I didn't feel too well – too well.
Q: Anyway, you did sign it without reading it.
A: Yeah
Q: It was read out during the course of the interview
A: Yes
Q: When it was read out, did you appreciate that it said that you had injured your hand at Stansted Airport, picking up luggage off a carousel?
A: Yes
Q: Was that correct?
A: No, it wasn't.
Q: Did you realise….
A: I did at the time
Q: …that it was wrong? And did think about correcting it?
A: I did, but then I thought, erm…
Q: I do not mean during the interview but at any time immediately after the interview
A: Yeah. After.
Q: I just want you to say 'yes' or 'no' to this, please: did you discuss the possibility of correcting it with your solicitor? Just yes or no please.
A: Yes
Q: In the light of whatever discussion you had with your solicitor did you come to a decision about whether you change it there and then, as it were?
A: Yeah, but I decided not to change it at the time."
The defendant went on to say that he had reached that decision because he thought the information irrelevant, and hoped shortly to be released, but felt that if he changed the statement the police might not believe him. Inferentially at least it appears that he was saying that he thought it might delay his release to alter the statement.
R v Wilmot (1989) 89 Cr App R 341
"When that sort of suggestion is made, the law is this. Until such a suggestion is made, nothing that an accused has said privately to his solicitor or his counsel or his Mum or his Dad about the case is admissible. But the minute it is suggested that it is a cook-up, a fairly fresh invention, an accused is entitled to give and to call evidence in proof of the fact that he had indeed said what he is now saying to you at a much earlier date.
……That suggestion…entitles an accused both to give and call evidence that the suggestion of recent invention is all rubbish, that privately and at a much earlier date he had said it to his solicitor, and his solicitor is entitled to come in to the witness box and say the same thing. You have heard no such evidence and therefore you are entitled to ask the question "Are we sure [that he is speaking the truth]?"
"(2) The case did not raise a question of breach of privilege at all. The privilege prevented the prosecution from calling the solicitor to give evidence but the appellant was entitled to call him, just like any other witness, to rebut the allegation of recent fabrication."
The second sentence is obviously correct. The appellant was entitled to call his solicitor, just as he could call any other witness. The first sentence makes a broader statement altogether, namely that no breach of privilege arose anywhere in the case. It is certainly possible to see how this has been extracted from the judgment, but it is by no means clear that it is what the court meant to say.
i) This was not a matter of privilege at all. The solicitor, if called would simply be giving evidence as the recipient of an account given by the defendant at an earlier stage, as might in other circumstances be given by anyone else, such as the defendant's mother or father.ii) Privilege prevented the prosecution calling the solicitor but did not prevent the defendant calling him, once he needed to rebut the suggestion of recent fabrication.
Having recited those submissions, the court concluded "With that comment we agree." The question which needs to be confronted, however, is whether it was agreeing with both propositions, or only with the one immediately preceding the assent.
Subsequent cases
i) Communications between an accused and his solicitor at the police station are privileged.ii) The defendant can waive the privilege but his solicitor cannot do so without his authority.
iii) If an accused gives as a reason for not answering questions that his solicitor advised him not to do so, "that advice, in our judgment, does not amount to a waiver of privilege."
iv) But if, as will often happen, the defendant wishes to put in evidence not merely the fact that he has received such advice but the reasons for it, that (although the point was not fully argued) "may well amount to a waiver of privilege". The court went on to hold that the solicitor in that case could not claim privilege when cross examined about the ability of the defendants to explain themselves to him at the time when he was contending that they were unfit to answer questions; the privilege had been waived by the defendant calling him to give evidence of the reasons for his advice.
v) Where a defendant is accused of subsequent fabrication of the explanation he is now advancing at trial,
"it is always open to a party to attempt to rebut this inference by showing that the relevant facts were communicated to a third person, usually the solicitor, at about the time of the interview (see Wilmot). This does not involve waiver of privilege if it is the solicitor to whom the fact is communicated; the solicitor is, for this purpose, in the same position as anyone else."
"It is well established that the privilege is that of the client. It is waivable, but only by or on behalf of the client. A waiver ordinarily occurs when a client chooses, for whatever reason, to reveal the effect of a communication protected by the privilege; he cannot claim privilege for that which he has voluntarily revealed. It makes no difference whether the revelation is made by the client or by the legal adviser acting within the scope of his authority as agent on behalf of the client. Nor does it matter when the disclosure is made.
When a defendant at trial deposes to facts which he has not mentioned at an earlier stage and it is suggested to him that these facts are an invention or fabrication after the event, the defendant may rebut that accusation by asserting and calling evidence to show that he mentioned the facts to another person at that earlier stage, and no waiver of privilege is involved even if evidence is given (by him or his legal adviser) that this disclosure was made to his legal adviser. Such an accusation was made against the defendant in Wilmot…."
The emphasis is ours. The emphasised words were clearly said to be based on Wilmot. The judgment appears to have treated the court in Wilmot as having approved the whole of Crown counsel's submission (summarised at paragraph 22 above). The court went on to derive the same proposition from Condron, which it treated as having in turn derived it from Wilmot.
"16. It could be argued that in such circumstances what a defendant says to his solicitor is a privileged communication and that he waives privilege in that communication by volunteering that he has made it. But that is not what this court has said in the three cases to which we have referred which have not been doubted in any more recent cases where the earlier decisions have been followed. Even if we thought that there was some reason to doubt this well-established line of authority, we are bound to follow it."
"if evidence is adduced then the extent of the waiver relates to the transaction to which the evidence goes….It does not extend to all the matters relating to the subject matter of those conversations"
The court might equally have been referred to B v Auckland District Law Society [2003] 2 AC 736, where Lord Millett at paragraph 68 said this:
"It does not follow that privilege is waived generally because a privileged document has been disclosed for a limited purpose only……It must often be in the interests of the administration of justice that a partial or limited waiver of privilege should be made by a party who would not contemplate anything which might cause privilege to be lost and it would be most undesirable if the law could not accommodate it."
It should be noted that this is not the exercise of the s 78 Police and Criminal Evidence Act jurisdiction, although the result may well be the same. This needs to be understood, because s 78 applies only to evidence which the Crown seeks to adduce, whereas the question what has been let in by a waiver of privilege may equally arise on the case of a co-defendant.
Conclusions
a) Legal professional privilege is of paramount importance. There is no question of balancing privilege against other considerations of public interest: R v Derby Justices ex p B.
b) Therefore, in the absence of waiver, no question can be asked which intrudes upon privilege. That means, inter alia, that if a suggestion of recent fabrication is being pursued at trial, a witness, including the defendant, cannot, unless he has waived privilege, be asked whether he told his counsel or solicitor what he now says is the truth. Such a question would require him either to waive his privilege or suffer criticism for not doing so. If any such question is asked by an opposing party (whether the Crown or a co-accused) the judge must stop it, tell the witness directly that he does not need to answer it, and explain to the jury that no one can be asked about things which pass confidentially between him and his lawyer. For the same reasons, in the absence of waiver, the witness cannot be asked whether he is willing to waive.
c) However, the defendant is perfectly entitled to open up his communication with his lawyer, and it may sometimes be in his interest to do so. One example of when he may wish to do so is to rebut a suggestion of recent fabrication. Another may be to adduce in evidence the reasons he was advised not to answer questions. If he does so, there is no question of breach of privilege, because he cannot be in breach of his own privilege. What is happening is that he is waiving privilege.
d) If the defendant does give evidence of what passed between him and his solicitor he is not thereby waiving privilege entirely and generally, that is to say he does not automatically make available to all other parties everything that he said to his solicitor, or his solicitor to him, on every occasion. He may well not even be opening up everything said on the occasion of which he gives evidence, and not on topics unrelated to that of which he gives evidence. The test is fairness and/or the avoidance of a misleading impression. It is that the defendant should not, as it has been put in some of the cases, be able both to 'have his cake and eat it'.
e) If a defendant says that he gave his solicitor the account now offered at trial, that will ordinarily mean that he can be cross examined about exactly what he told the solicitor on that topic, and if the comment is fair another party can comment upon the fact that the solicitor has not been called to confirm something which, if it is true, he easily could confirm. If it is intended to pursue cross examination beyond what is evidently opened up, the proper extent of it can be discussed and the judge invited to rule.
f) A defendant who adduces evidence that he was advised by his lawyer not to answer questions but goes no further than that does not thereby waive privilege. This is the ratio of Bowden and is well established. After all, the mere fact of the advice can equally well be made evident by the solicitor announcing at the interview that he gives it then and there, and there is then no revelation whatever of any private conversation between him and the defendant.
g) But a defendant who adduces evidence of the content of, or reasons for, such advice, beyond the mere fact of it, does waive privilege at least to the extent of opening up questions which properly go to whether such reason can be the true explanation for his silence: Bowden. That will ordinarily include questions relating to recent fabrication, and thus to what he told his solicitor of the facts now relied upon at trial: Bowden and Loizou.
h) The rules as to privilege and waiver, and thus as to cross examination and comment, are the same whether it is the Crown or a co-accused who challenges the defendant.
The present case