CRIMINAL DIVISION
The Strand London WC2A 2LL |
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B e f o r e :
MR JUSTICE OWEN
and
THE RECORDER OF LONDON
(Sitting as a Judge of the Court of Appeal Criminal Division)
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R E G I N A | ||
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ROBERT WALTER LEWIS |
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Wordwave International Ltd (a Merrill Communications Company)
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(Official Shorthand Writers to the Court)
Mr M Wall QC appeared on behalf of the Crown
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Crown Copyright ©
LORD JUSTICE PITCHFORD:
"Where the injuries are not fatal, the attempt to escape must be the natural consequence of the assault charged, not something which could not be expected, but something which any reasonable and responsible man in the assailant's shoes would have foreseen. Where the injuries are fatal, the attempt must be the natural consequence of an unlawful act and that unlawful act 'must be such as all sober and reasonable people would inevitably recognise must subject the other person to, at least, the risk of some harm resulting therefrom, albeit not serious harm...."
Stuart-Smith LJ explained the practical effect of these words in his judgment in Williams and Davis at pages 388-389 as follows:
"It is plain that in fatal cases there are two requirements. The first, as in non-fatal cases, relates to the deceased's conduct which would be something that a reasonable and responsible man in the assailant's shoes would have foreseen. The second, which applies only in fatal cases, relates to the quality of the unlawful act which must be such that all sober and reasonable people would inevitably recognise must subject the other person to some harm resulting therefrom, albeit not serious harm. It should be noted that the headnote [in Mackie] is inaccurate and tends to confuse these two limbs.The harm must be physical harm. Where the unlawful act is a battery, there is no difficulty with the second ingredient. Where, however, the unlawful act is merely a threat unaccompanied and not preceded by any actual violence, the position may be more difficult. In the case of a life-threatening assault, such as pointing a gun or knife at the victim, all sober and reasonable people may well anticipate some physical injury through shock to the victim as, for example, in Dawson (1985) 81 Cr App R 150 where the victim died of a heart attack following a robbery in which two of the appellants had been masked, armed with a replica gun and pickaxe handles. But the nature of the threat is of importance in considering both the foreseeability of harm to the victim from the threat and the question whether the deceased's conduct was proportionate to the threat; that is to say that it was within the ambit of reasonableness and not so daft as to make it his own voluntary act which amounted to a novus actus interveniens and consequently broke the chain of causation. It should of course be borne in mind that a victim may in the agony of the moment do the wrong thing."
"The case for the prosecution in outline is that this defendant chased Mr Gray from a point on or near the pavement outside the [Tesco] filling station into Bristol Road and that Mr Gray, whilst attempting to make good his escape, collided with Mr Phillips' car. He received injuries from which sadly he died.You will have to decide first whether the defendant did chase Mr Gray in the way in which the prosecution allege. The defendant's account is that there was no chase or pursuit, and that he moved only three or four paces in the direction of Christopher Gray after the young man ran off, before stopping.
If you come to the conclusion that that account is true, or may be true, then you could not be sure that Mr Gray died as a result of some unlawful act on the part of the defendant. And in those circumstances you must find him, find Mr Lewis not guilty.
But if you are sure that the defendant did chase Mr Gray into or along the road, then you will have to determine next whether you are sure that in doing so he was acting unlawfully and whether you are sure that Christopher Gray's death resulted from that unlawful action.
Now, the prosecution contend that he was acting unlawfully because he was committing, they submit, two criminal offences. It is their case that the act of pursuing Mr Gray up the road amounted first to an assault and secondly to an attempt to commit the offence known in law as a battery. You may not be familiar with the use of the term 'battery' in relation to physical violence and I shall explain it in a moment.
If therefore you are sure that the defendant did pursue Christopher Gray up Bristol Road, you will have to go on to decide whether you are sure that he was committing at least one of those two criminal offences and therefore acting unlawfully. What, therefore, constitutes the offence of assault and what constitutes the offence of attempted battery?"
The judge proceeded to explain to the jury the definition of assault. He continued:
"As I have indicated, the prosecution also contend that the defendant was acting unlawfully because he was committing an attempted battery and you need to know what 'battery' means. We have just seen that an assault is any action by which the defendant intentionally or recklessly caused Mr Gray to apprehend some immediate and personal violence. A battery can be any action by which the defendant intentionally or recklessly actually inflicted some unlawful personal violence upon Mr Gray. And you will see immediately, I hope, the distinction between the two.Now, in this case there is no evidence that the defendant ever caught up with Christopher Gray. But the prosecution contend that the defendant, by chasing him up the road, was attempting to catch him to commit the offence of battery. And since attempted battery is also a criminal offence, the defendant was acting unlawfully in that respect as well. The defendant's action is only unlawful on the basis that it was an attempted battery if (a) you are sure that the defendant's pursuit of Mr Gray went beyond the stage of mere preparation for beating or battering him and was the start of an actual attempt to do so and (b) you are sure too that it was Mr Lewis's intention to commit the offence of battery.
If you are not sure that Mr Lewis was acting unlawfully then you must acquit him. But if you are sure both that he chased Mr Gray in the way that the prosecution allege and that in doing so he was acting unlawfully and that Mr Gray's death resulted from his unlawful action, then you must finally be sure about two further matters."
Pausing there in the judge's directions, it will be seen that the only act left by the judge to the jury as capable of being unlawful was the appellant's chase, if the jury so found so that they were sure, after Mr Gray. This had the effect of narrowing the issue for the jury. If there was or may have been no chase, there was no unlawful act. There was thus, it seems to us, no prospect of a conviction based solely upon Mr Gray's voluntary act of flight in response to an instinctive movement by the appellant.
"Firstly you must be sure that a sober and reasonable person would inevitably have realised that chasing Christopher Gray in those circumstances across Bristol Road at that time and in those circumstances would inevitably subject him to the risk of some harm.Note that you do not have to be sure that the defendant realised that the risk of some harm existed, but only whether a sober and reasonable person would have realised that that risk existed.
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The second matter is this. You must be sure too that in running away across the road Christopher Gray's reaction to the events that occurred outside the petrol station was within the range of responses which might be expected of a person who found himself in the situation that faced him. In other words, you decide from the evidence what the situation was that Mr Gray faced. You decide what, if anything, Mr Gray did and you factor in what you know from the agreed facts and other evidence about him and about his consumption of alcohol and cannabis.
You consider too the possibility that a person in the situation that Mr Gray faced may not stop to weigh carefully what his options are and in the agony of the moment may act instinctively or without thought and deliberation.
You weigh all those matters and decide whether you are sure his action in running away was at least one of the responses that might have been expected of someone in his situation that morning.
In summary, may I suggest that you approach your task by asking yourselves the following questions in this order?"
These are the questions which were provided to the jury in writing:
"1. Are we sure that the defendant chased Mr Gray up or across the road by running after him?2. Are we sure that in chasing him in that way the defendant was acting unlawfully either because he was committing an assault or because he was committing attempted battery or because he was committing both of those offences?
3. Are we sure that it was as a result of that unlawful conduct that Christopher Gray was running away from the defendant at the time when he collided with Mr Phillips' car and was in consequence killed?
4. Are we sure that a sober and reasonable person would inevitably have realised that by acting in that way he would inevitably subject Mr Gray to the risk of some harm?
5. Lastly, are we sure that running away from the defendant in the way that Mr Gray did as at least one of the responses which might have been expected from someone who found himself in his situation?
If and only if the answer to each of those questions in turn is 'Yes', the offence of manslaughter is proved against the defendant." [emphasis added]
"Mr Lewis accepts that he left the scene without leaving his name, without taking any steps to find out any more about Mr Gray's condition and without giving any assistance. And he accepts that he made no attempt to contact the police before 3.30 that afternoon when the police came to him, was your agreed fact number six.His explanation for that is that he panicked and that Carlos told him, 'You have got to go' and he assumed the accident would be regarded as his fault.
As I mentioned earlier, the prosecution has suggested that his rapid departure from the scene, if that is what you think it was, provides some support for their case that he realised immediately that it was his action which had caused Christopher Gray to run away and to run into the path of the car driven by Mr Phillips."
There, in other words, in a different context the judge was reflecting the sense in which he had framed question 3. A little later he repeated the need for the jury to consider each of his five questions.
"Of course, the first question in your questions at the end of the document that I handed to you is: 'Are we sure that the defendant chased Mr Gray up or across the road by running after him?' In my judgment you should approach that question on the basis that 'chased' means pursued with a view to catching.It is appropriate for me to remind you that that is only one of a number of questions that you must ask yourselves and answer in the course of your deliberations and there are four others, as you know."
It therefore seems to us that there is no prospect that this jury misunderstood the sense in which the judge was describing for them the issue of causation, about which they had to be sure.
"You weigh all those matters and decide whether you are sure his action in running away was at least one of the responses that might have been expected of someone in his situation that morning."
In our judgment the jury could not have been in doubt that they were being asked to measure the nature of the threat posed by the unlawful act with the form of escape adopted by the deceased. Only having taken their measure were they to make the ultimate decision whether the deceased's response "might have been expected". The words used by the judge are ordinary language to explain reasonable foreseeability.