COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM THE CROWN COURT AT ST ALBANS
HIS HONOUR JUDGE MICHAEL BAKER QC
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE CALVERT-SMITH
and
THE RECORDER OF CARDIFF
(Sitting as a Judge of the Court of Appeal Criminal Division)
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The Queen |
Respondent |
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Mohammed Yaqoob |
Appellant |
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Stewart Trimmer for the Respondent
Hearing dates: 14 June 2005
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Crown Copyright ©
Lord Justice Thomas:
(1) The application to adduce fresh evidence
a) The tyre was a tubeless reinforced radial ply tyre. It had been in use for 10,000 miles and had suffered premature wear through tread shuffle
b) This occurred through poor chemical bonding of the tread to the carcass of the tyre, probably as a result of a manufacturing defect. His experience (and that of others) in testing tyres to destruction was that the tyre would inevitably fail through the sidewall.
c) The poor bonding would have resulted in a swelling or bulge in the tread so that the loose areas would have stood proud of the circumference of the tyre.
d) The presence of the two prematurely worn bulges on the tread would have been obvious in any visual examination of the tyre; protruding steel filaments would also have been readily apparent to anyone running their hands round the tyre in the course of an inspection of the tyre.
A further statement by Mr Manderson was served in November 2003 which provided more detail. His evidence at trial in April 2004 was to the same effect as that set out in the statement of August 2002; he explained that the part with the bulge would have worn more quickly than the rest of the tyre; as the tyre became weaker the bulge became larger at an ever increasing pace until failure occurred. The wear would have been obvious to a cursory glance in the days before the failure.
i) Counsel originally instructed for the appellant advised that expert advice should be obtained on behalf of the defence about the tyre failure. The solicitors instructed on behalf of the defence found an expert who quoted an estimated fee of £3000. The Legal Service Commission declined to approve that expert on the basis he was too expensive.ii) The defence found another expert, Mr Graham Oakley, who provided an estimated fee of less than £2000. He was a member of he Society of Expert witnesses and on the UK Register of Expert Witnesses. His expertise was considered suitable. The Legal Services Commission approved his retention.
iii) In his report of 19 August 2003 (a copy of which was provided to us), Mr Oakley, after inspecting the tyre, agreed with Mr Manderson's opinion that the tyre had been in use for 10,000 miles and that the separation of the tread from the carcass was probably the result of a manufacturing fault which had manifested itself whilst the tyre was in use. His conclusion was:
"The tyre in question suffered a catastrophic failure whilst in use, probably as a result of inadequate bonding between carcass and tread during manufacture. Regular inspection of the tyres for correct pressure and damage may well have detected the fault long before the inevitable failure occurred".iv) Prior to the second trial, it does not appear that it was fully appreciated by the solicitors or junior counsel instructed that the essential issue was the cause of the tyre degradation and the question as to whether any indication of that degradation would have been visible prior to the accident; they apparently looked at the issue more broadly in terms of the roadworthiness of the vehicle. Mr Oakley was not called at the first trial as junior counsel did not consider his evidence was of assistance to the appellant.
v) Leading counsel was instructed after the count of manslaughter was added to the indictment in December 2003. On 15 April 2004, shortly before the re-trial, a further opinion was obtained from Mr Oakley on the issue of whether the tyre tread would wear away at the same rate all along the tyre assuming that the part where the burst occurred had already had significant wear. His brief answer was that, when the tread started to break away, there would be excessive wear on that part of the tyre, but he could not give a mileage travelled before the fault became a failure as there were too many variables.
vi) We were told by counsel that he was informed that no further funding would be made available for a further expert and that no expert could be found in the time available who could match the expertise of Mr Manderson.
vii) During the course of the trial, leading counsel saw Mr Oakley during a luncheon adjournment. He concluded at that time that he should not be called as he did not have the scientific expertise to match Mr Manderson and his evidence did not support the defence case. It was thought that Mr Oakley's expertise principally related to accident investigation and the roadworthiness of vehicles; he was not a chemist and not specifically expert in the degradation of tyres.
"[S.23] does however acknowledge, in s.23 (2)(d), the crucial obligation on a defendant in a criminal case to advance his whole defence and any evidence on which he relies before the trial jury. He is not entitled to hold evidence in reserve and then seek to introduce it on appeal following conviction. While failure to give a reasonable explanation for failure to adduce the evidence before the jury is not a bar to reception of the evidence on appeal, it is a matter which the court is obliged to consider in deciding whether to receive the evidence or not.
The Court has in the past accepted that s.23 may apply to expert evidence, and we would not wish to circumscribe the operation of a statutory rule enacted to protect defendants against the risk of wrongful conviction. But it seems unlikely that the section was framed with expert evidence prominently in mind. The requirement in s.23 (2)(a) that the evidence should appear to be capable of belief applies more aptly to factual evidence than to expert opinion, which may or may not be acceptable or persuasive but which is unlikely to be thought to be incapable of belief in any ordinary sense. The giving of a reasonable explanation for failure to adduce the evidence before the jury again applies more aptly to factual evidence of which a party was unaware, or could not adduce, than to expert evidence, since if one expert is unavailable to testify at a trial a party would ordinarily be expected to call another unless circumstances prevented this. Expert witnesses, although inevitably varying in standing and experience, are interchangeable in a way in which factual witnesses are not. It would clearly subvert the trial process if a defendant, convicted at trial, were to be generally free to mount on appeal an expert case which, if sound, could and should have been advanced before the jury. If it is said that the only expert witness in an established field whose opinion supports a certain defence was unavailable to testify at the trial, that may be thought (save in unusual circumstances) to reflect on the acceptability of that opinion."
i) The expert evidence served by the prosecution was clear and the area of expertise of Mr Manderson was clear. There was a very long period in which to consider that evidence before the first trial and the re-trial.ii) The views of Mr Oakley were clear. He agreed with Mr Manderson's views on causation and on the visibility of the defect. That was set out in his report provided before the first trial.
iii) The fact that Mr Oakley was not a chemist and had no specific expertise in tyres or tyre degradation was obvious.
iv) It was incumbent on the defence to consider the expert evidence well before the trial and the re-trial. There was ample opportunity to seek to instruct a new expert, if the view has been reached that his expertise did not match that of Mr Manderson. Cost cannot have been an impediment as the fee charged by Mr Grogan was significantly less than that charged by Mr Oakley. Nor was time a problem. Mr Grogan was found with little difficulty after the trial.
v) It appears that the final view on the lack of relevant expertise on the part of Mr Oakley was not reached until a point during the course of the trial. The course that then should have been taken was to apply to the trial judge for an adjournment. No application was made. To permit the issue which was then apparent to be re-opened on an appeal would be subvert the trial process.
vi) This is not a case where there is new learning or advances in science; the evidence which the appellant sought to adduce on appeal was evidence that was available at the time of the trial. It was simply to a different effect to that which was available to the defence long before the trial and re-trial.
vii) For those reasons, we refused the application to adduce fresh evidence.
(2) Was the direction on gross negligence correct?
i) dutyii) breach of duty
iii) causation
iv) whether the breach amounted to gross negligence.
"The final question that you have to ask in relation to Mr Yaqoob is this: did his breach of duty this is if you find one amount to gross negligence? Now in order to discharge a duty of care the law requires that there should be exercised a reasonable degree of care and competence, and any breach of duty of that kind may excite civil liability if it has been the cause of the loss. It may, for example, be a simple act of inadvertence which is a breach of duty, perhaps by a person who is already bearing a very heavy load of work, but where the breach of duty is charged as a criminal offence, the criminal offence of manslaughter, there must be a graver breach than one which simply involved inadvertence. To be guilty of manslaughter the defendant must be grossly in breach of his duty, grossly negligent." His conduct has to show such disregard for the life and safety of others that you, the jury, conclude that it amounts to a crime, the crime of criminal inattention.
Those then are the elements of the offence of manslaughter put into question form for your consideration. You have to be sure in relation to each of those matters before you can convict Mr Yaqoob, but if you are sure then your duty is to convict him." (emphasis added)
"The jury will have to consider whether the extent to which the defendant's conduct departed from the proper standard of care incumbent upon him, involving as it must have done a risk of death to the patient, was such that it should be judged criminal.
It is true that to a certain extent this involves an element of circularity, but in this branch of the law I do not believe that is fatal to its being correct as a test of how far conduct must depart from accepted standards to be characterised as criminal. This is necessarily a question of degree and an attempt to specify that degree more closely is I think likely to achieve only a spurious precision. The essence of the matter, which is supremely a jury question, is whether, having regard to the risk of death involved, the conduct of the defendant was so bad in all the circumstances as to amount in their judgment to a criminal act or omission."
"If A has caused a death of B by alleged negligence, then, in order to establish civil liability, the plaintiff must prove (in addition to pecuniary loss caused by the death) that A owed a duty to B to take care, that that duty was not discharged, and that the default caused the death of B. To convict A of manslaughter, the prosecution must prove the three things above mentioned and must satisfy the jury, in addition, that A's negligence amounted to a crime. In the civil action, if it proved that A fell short of the standard of reasonable care required by law, it matters not how far he fell short of that standard. The extent of his liability depends not on the degree of negligence, but on the amount of damage done. In a criminal Court, on the contrary, the amount and degree of negligence are the determining question. There must be mens rea In explaining to juries the test which they should apply to determine whether the negligence, in the particular case, amounted or did not amount to a crime, judges have used many epithets, such as "culpable," "criminal", "gross", "wicked", "clear", "complete." But, whatever epithet be used and whether an epithet be used or not, in order to establish criminal liability the facts must be such that, in the opinion of the jury, the negligence of the accused went beyond a mere matter of compensation between subjects and showed such disregard for the life and safety of others as to amount to a crime against the State and conduct deserving punishment.
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The foregoing observations deal with civil liability. To support an indictment for manslaughter the prosecution must prove the matters necessary to establish civil liability (except pecuniary loss), and, in addition, must satisfy the jury that the negligence or incompetence of the accused went beyond a mere matter of compensation and showed such disregard for the life and safety of others as to amount to a crime against the State and conduct deserving punishment."
"There will, of course, be numerous occasions when these distinctions are entirely theoretical. From time to time, however, they will be of great significance, not only to the decision whether to prosecute, but also to the risk of conviction of manslaughter. In our judgment, where the issue of risk is engaged, Adomako demonstrates, and it is now clearly established, that it relates to the risk of death, and is not satisfied by the risk of bodily injury or injury to health. In short, the offence requires gross negligence in circumstances where what is at risk is the life of an individual to whom the defendant owes a duty of care. As such it serves to protect his or her right to life."
"The circumstances must be such that a reasonably prudent person would have foreseen a serious and obvious risk not merely of injury, even serious injury, but of death."
(3) There was no evidential or legal basis for the contention that a PSV operator owed a duty to inspect greater than that of an annual MOT.
(4) The failure to keep records
"There was, you may have felt, nothing that could be described as any routine system for maintenance. He mainly relied for discharge of his duty on the checks or inspections that he conducted himself."
(5) Use of part worn tyres
(6 ) Mr Manderson's evidence
(7) Conclusion
(8) Sentence
"Your failure to do so was not just a terrible oversight. It illustrated the virtual absence of any planned maintenance and I do not believe you when you said you looked. The message needs to be driven home to minicab and taxi firms that they have onerous responsibilities to ensure that their vehicles are properly maintained at all times and frequently and effectively inspected. Your neglect of your responsibilities was criminal and is reflected in the verdict of manslaughter."