CRIMINAL DIVISION
Strand London, WC2 Thursday, 4 November 2004 |
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B e f o r e :
MR JUSTICE GIBBS
HIS HONOUR JUDGE FABYAN EVANS
(Sitting as a Judge of the CACD)
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R E G I N A | ||
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MARK DAVID HAMPSON |
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Smith Bernal Wordwave Limited
190 Fleet Street London EC4A 2AG
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(Official Shorthand Writers to the Court)
MR J REES QC appeared on behalf of the APPELLANT
MR P HARRINGTON QC appeared on behalf of the CROWN
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Crown Copyright ©
2. The evidence of Dawn Llewellyn Jones who said that she had spent the evening of 21st December with friends in a restaurant and returned home between 1.00 and 1.10 am. She had stayed in the car so that she could take her babysitter home. Her babysitter had come out a minute later and on the five to six minute journey to Sylvia's home at Frewer Avenue she saw a man and a woman having an argument on the embankment near Bracken Place. She had shouted at the man. The woman fitted the description of the victim. She arrived at Frewer Avenue at 1.25 am. She looked at the clock and sat in the car to chat with Sylvia for a few minutes. She left between 1.45 and 1.50 am and as she returned home she saw the man she thought she had seen on the embankment running from Waterhall Road towards Pwllmelin.3. Evidence from various witnesses regarding what they had seen or heard in the area where the victim was murdered. There was a wide variation in the timings of the screams heard by the witnesses.
4. Evidence from Professor Knight, the consultant forensic pathologist, to this effect. The victim was stabbed in the neck, chest, abdomen, thighs and back. One of the stab wounds had penetrated into the cavity of the heart. Other injuries included a long laceration to the throat, incised wounds to the neck and left wrist and wounds to the hands indicative of defensive injuries. The victim had extensive bruising and scratches. There was no bruising or apparent damage to the external genitalia and no internal damage to the vagina. The victim had been hit on the head at least six times by an irregular object which had pushed the skull in causing severe damage. The witness could not be precise as to the time of death, which was caused by the head injuries and stab wounds. There was no evidence of mutilation to the sex organs and no signs of penetration. In cases of homicidal rape he would expect to find some signs of sexual intercourse but this was not inevitable.
5. Evidence from Mr Robinson, a forensic scientist, who examined the mouth and vaginal swabs taken from the victim. There was a small number of sperm on the vaginal and vulval swabs and no AP, the chemical usually found in sperm. He had no idea whether there had been full ejaculation in this case. Mr Robinson gave a good deal of other evidence which is not necessary for us to recite for the purposes of the issues in this appeal.
1. Significant parts of the prosecution evidence, in particular the evidence of the main prosecution witness, Dawn Llewellyn, and the evidence adduced in relation to the events of the early hours of 22nd December 1990 were inconsistent with the prosecution case against the appellant. Criticisms were made of the summing-up.2. The evidence of Professor Knight, the consultant forensic pathologist, was consistent with the appellant's case and did not support the prosecution case.
3. The forensic and scene of crime evidence was consistent with the appellant's case that he had consensual sexual activity with the victim, but did not link the appellant to the killing.
4. The evidence of Mr Robinson, the forensic scientist, was consistent with the appellant's case that he had engaged in consensual sexual activity with the victim, in which he attempted to penetrate her vagina and she subsequently performed oral sex upon him until he ejaculated. Again there were criticisms of the judge's summing-up.
5. The judge failed to direct the jury that the whole of what the appellant said in interview was to be taken into account as evidence.
"... complaint is made that the Learned Judge did not direct the jury that the whole of what the defendant said in interview was to be taken into account and that the jury were left with the impression that what he has said in interview was not evidence on which they could determine the facts. It is true that she did not, but from page 125E to 135A she summarised the interviews, having at 125C referred the jury to the transcripts which they had, defence counsel's detailed references to them and the playing of parts of the tapes. The jury asked to hear played again those parts. The jury can have been left in no doubt that the interviews were part of the evidence before them."
By contrast the full court said this with regard to count 5:
"However, it is undoubtedly correct that the judge failed to direct the jury properly as to the status of the interviews; and bearing in mind the importance of the interviews and what was said by the applicant in those interviews, it seems to us that there is an arguable case for saying that the result is that the jury may have been misled as to the status of the interviews and that the verdict might therefore be, for that reason, unsafe."
"I am also obliged to remind you of the prominent features of the evidence, albeit you have been taken through the evidence in some detail by counsel. It has always been your responsibility to judge the evidence and to decide all the relevant facts of the case."
There followed, as Mr Harrington puts it in his skeleton argument, a flawless recital of perceived judicial opinion and the jury's duty if the judge fails to mention something which they regarded as important.
"When it comes to the facts of this case it is your judgment alone that counts, and you make that judgment on the evidence. And the evidence is the evidence you have heard from the witness box and the evidence that has been put before you by agreement either by way of admission or by statements being read to you. You have also had other statements read to you, which have been read to you because the witnesses cannot be traced. But that is the evidence, members of the jury; submissions of counsel are meant to help you, but they are not evidence. So you must look and judge upon the evidence.
Just as it is what happens in court which is the evidence, when it comes to assessing what a witness said in a statement years and years ago, that is not in itself evidence that something happened, just because they said it in a statement. If when they come before you and say, 'Yes, well, I am reminded of that. That is what I said at the time, yes, that is what happened', then it becomes evidence. But just because they wrote it in their statement does not make it evidence unless they adopt it in court."
At page 9E the judge said this:
"Members of the jury, the delay factor is something that you must take into account not only when you assess the evidence called before you, but when you assess what this defendant said to the police. Take the delay very much into account when assessing whether you believe he [that is the appellant] was deliberately lying to the police and changing his story as he thought about what the police might have found to link him to the scene, as the prosecution suggest, or whether he was embarrassed or just forgetting the sequence of events because it was so long ago. Bear the delay in mind and think of how difficult it might have been to recall such events."
"Members of the jury, what are you supposed to make in law of the fact this defendant has not given evidence? You have been addressed upon it by both prosecution and defence counsel. Well, it is Mr Hampson's right not to give evidence. He is entitled to remain silent and to require the prosecution to make you sure of his guilt. You must not assume he is guilty because he has not given evidence.
However, the fact that he has not given evidence means that he has not given evidence which would undermine, contradict or explain the evidence put before you by the prosecution. So the account that he gave in interview of how well he knows the area, what he was doing in the area, how long he was with Miss Palk, the fact that the sexual activity with Miss Palk was with her consent and instigated by her and that she was alive and well when they parted, all the accounts he gave have not been repeated on oath before you and nor have the things that he said been tested in cross-examination.
So his silence at this trial may, therefore, count against him, and that is because you may draw the conclusion that he has not given evidence because he has no answer to the prosecution case, or none that would bear examination. If you do draw that conclusion, you must not convict him wholly or mainly on the strength of it but you may treat it as additional support for the prosecution's case. But you may only draw such a conclusion if you think it is fair and proper conclusion and you are satisfied about two things: firstly, that the prosecution's case is so strong that it clearly calls for an answer from him; and second, that the only sensible explanation for his silence is that he has no answer to the prosecution case, or none that would bear examination."
"Members of the jury, the defendant was arrested on 22nd June 2001 and after being cautioned for the murder of Miss Palk he said, 'No'. He was taken to the Fairwater police station and over three days he was interviewed with either one or two legal representatives present. You have the advantages of the transcript of those interviews, you have been taken through them in detail by Mr Rees, on behalf of the defendant, you have heard part of the tapes played; I will not insult your intelligence by going through them in detail, I am merely going to summarise them."
We understand, as we are sure was the case, that Mr Rees had indeed made detailed submissions based upon the interviews in the course of his final speech. After all, it was the defendant's account in the interviews which represented his defence. As the judge observed, the jury had a transcript of the interviews. They no doubt took that transcript with them when they retired to consider their verdict. The judge then gave a detailed summary of the interviews, including the part which included his account of sexual activity with the victim. We shall not set out the whole of the judge's summary here, but in the light of the submissions we have heard we must refer to some of it.
"He said that he saw a young lady who he thought he recognised and there was some conversation in which she said words to the effect, 'Who's a big boy then?', and chuckled. He said something about saying to her, 'Don't I know you from somewhere?', and telling her that she looked nice. He said that she was drunk and she leaned on him. He asked her the time to make conversation and she replied, 'I've got the time if you've got the energy.' He then added that he put his arm around her waist and they kissed and caressed. He was reluctant to provide further detail of what happened and his solicitor suggested on his behalf that he was embarrassed.
He said that he provided cigarettes for the two of them and asked her if they could go back to her place, and she said 'No'. But then she said she would show him and she grabbed his hand and walked him across the road. They went up a bank between some brambles, he said, and they stood under some trees. He thought there were two to three trees just over the rise of the bank, it took less than a minute to get there from where he had first spoken to her. He had his back to the trees and was looking on to open space. He said, 'She took her jacket off and put it down but no other clothing was actually removed from her.' This is his first account.
He said he lifted her top and fondled her breasts, things got heated and then, without being asked, she undid his trousers and went down and performed oral sex upon him. She squeezed his testicles. She had told him not to come in her mouth, but he ejaculated. He said that she then bit his penis, nipped the edge of his foreskin, called him a bastard and stood up, covered her breasts and stormed off in the opposite direction ... that she stormed off in the general direction of the field. He shouted that he wanted to see her again and she told him to 'fuck off'. He said that he then walked back the way he had come, turning to his left and walking through the bushes, and that was the last he saw of her. He said that he thought that she had picked up her jacket before she had left, and he had been with her for less than half an hour.
Later in the interview he added that during the time they were together he had put his hands down her backside, manipulated her, as he called it, from behind, putting a finger between her legs and manipulating the entrance to her vagina. He said this was before the oral sex took place and before ejaculation, when they were just kissing. He said that both he and she had had a few drinks and it might, therefore, affect his recollection of events.
He was asked in terms whether any other form of sex had taken place and he said, 'No, that was it'. He denied any sexual contact between his penis and her vagina. He said that it was just oral sex. He denied penetrative sex.
He said as far as the injury to his penis was concerned, it was quite painful, but he had received no treatment for it. He denied lashing out as a result of her biting him. He said there had been blood and semen on his boxer shorts. He said in all he was with her, as I have indicated, for less than half an hour. She had dark hair, he said, frizzy hair, and she was quite a fit girl. His hair, he said, was not as thinning as it now is.
His clothes he said he was wearing on that night, December 1990, were a burgundy blue top, which he still had, blue denim jeans and either Doc Martens or Rebok trainers. He could not remember what Miss Palk was wearing on her feet, although he described her walking on to the rough ground.
He was asked about carrying weapons and said that he sometimes carried two Delphin knives on his belt for work, or when he went rabbiting, and he sometimes carried a lock knife. He said he did not carry ordinary knives around with him at the time of Miss Palk's death, and he said that he never told anyone about what had happened to him, that Miss Palk had just approached him in the street and given him oral sex. He said that he had not told anyone because he thought it was a private matter.
On 23rd June, towards the end of the first interview, the defendant's representatives were told that semen matching the defendant was found in Miss Palk's mouth. After the second interview, between 11.04 and 11.25, they were told that DNA from semen found in Miss Palk's mouth and vagina matched the defendant. But before he knew that the police could actually match his DNA to semen found in the vagina he had already changed his account.
He said that he had been thinking about matters overnight, he had found it difficult in remembering and he was embarrassed about what had happened. He said that Miss Palk had led him across the road without any conversation. They had been kissing, he had bent down and slid her trousers down to her knees, kissed her legs and pubic area, and he then worked his way back up. He said that she then undid his jeans and he attempted to penetrate her vagina with the two of them standing up. He said that he did not have a full erection and so it was not possible. He claimed that she then said, 'That's all right, I'll sort that out now', she bent down, massaged his testicles and said, 'Don't come in my mouth', and gave him a blow job. He said that he had then come in her mouth and she had nipped the end of his foreskin. He thought that she might have spat when either she was down or when she was standing up, presumably to get rid of the semen. Again, he told the police that she called him a bastard, and said that she went off to his right and he walked back the way he had come. Unfortunately, nobody asked him why it was he had forgotten about this attempt at intercourse when first asked about it.
He said that after the biting of the penis, although Miss Palk was unhappy he then added that in fact she had not just stormed off, there had been some further kissing. This is after he had ejaculated in her mouth. He said there was some further kissing and manipulation of her breasts and vagina. But she then said that it was cold and she had had enough and she walked off. He still maintained that he did not penetrate her vagina, but that his penis went up against her crotch. At no time did he hear any screaming or did he himself scream. He said that he did at one stage shout out that he wanted to see her again.
He was asked about the swab labelled as coming from the high vagina and he said that he could not explain how his semen could have got there.
He confirmed that he did carry a lock knife on occasions which could have a blade about four inches long. When he left the scene, he said that he did not hear anything apart from a dog barking, and he did not see anyone."
It is not necessary for us to quote any more of the judge's summing-up, save to note that at the end of her summary the judge said that the appellant had denied throughout the interviews attacking, raping or killing Miss Palk.
"Members of the jury, that completes my review of the evidence. Remember, when you assess that evidence, when you form your judgment, as you have been reminded, it is not for Mr Hampson to prove his innocence, it is for the prosecution to prove so that you are sure that he was Miss Palk's killer."
"The issue between the parties here is the extent to which confessions are properly to be regarded as evidence of the truth of the facts which they state. Both parties are agreed that if a statement is adduced as an admission against interest, the whole of the statement must be admitted. Any other course would obviously be unfair.
It is contended on behalf of the Crown that this rule does not, however, make the contents of the statement evidence of the facts contained therein except in so far as those statements are admissions against interest. Mr Judge, on the other hand, on behalf of the appellant, contends that the whole statement is evidence of the truth of the facts contained therein. He, however, concedes that the judge is entitled to explain to the jury, if indeed it needs explanation, that the weight to be given to those parts of the statement which contain admissions against interest may be very different from the weight to be given to the parts which are self-exculpatory."
"Where a 'mixed' statement is under consideration by the jury in a case where the defendant has not given evidence, it seems to us that the simplest and, therefore, the method most likely to produce a just result, is for the jury to be told that the whole statement, both the incriminating parts and the excuses or explanations, must be considered by them in deciding where the truth lies. It is, to say the least, not helpful to try to explain to the jury that the exculpatory parts of the statement are something less than evidence of the facts they state. Equally, where appropriate, as it usually will be, the judge may, and should, point out that the incriminating parts are likely to be true (otherwise why say them?), whereas the excuses do not have the same weight. Nor is there any reason why, again where appropriate, the judge should not comment in relation to the exculpatory remarks upon the election of the accused not to give evidence."
The decision in Duncan was approved by the House of Lords in Sharp, when the paragraph just quoted was expressly approved.
"It follows that the principle as enunciated in Sharp is that both the inculpatory and exculpatory parts of a mixed statement are admissible as evidence of their truth. So far as the exculpatory parts of a mixed statement are concerned an exception to the hearsay rule is involved. It is necessary to explain the scope of the exception. Duncan was concerned with mixed statements made to the police. But Sharp made clear that the principle cannot be so confined. It applies to all mixed statements tendered by the Crown. Contrary to the submission of counsel for the Crown, Sharp does not warrant the introduction by a defendant of a mixed statement as part of his case: Blackstone's Criminal Practice 5th ed. (1995) pp 2114-2115."
"He answered questions in interview and he now seeks to rely on those answers, which of course are evidence in the case, in the sense they are evidence of what he said at the time [emphasis added]."
In the course of giving the judgment of the court, Henry LJ said this:
"Mr Spencer QC focuses on the underlined words, and submits that they constitute a misdirection - the underlined words are incorrect because his answers to the questions in interview are more than just evidence of what he said then, they are evidence of the truth of what he said then. This is a point that would or might be clear to a graduate lawyer, but would not, I surmise, appear to be of any significance to a juror listening to an oral summing-up. This is the point that is emphasised by Miss Macur QC for the Crown. She makes the point that it was implicit in everything that the judge said to the jury that he was inviting them to give the correct evidential weight (that is to say the mixed statement was evidence of the truth of what was said) to everything said in the statement. In the judge's full analysis of the statement he identified all parts relevant to self-defence and to provocation. So he treated the whole contents of that statement on the proper basis. He made it quite, quite clear that the jury should have regard to all of the statement. If he fell into error in not examining critically the implications of those words in the Specimen Direction, he did so in good company, as that Direction has been used many times since it was issued in February 1997, and no-one seems to have noticed it over that period. We will be referring it to the JSB for reconsideration."
The court held that there had been what they called a technical misdirection, but they regarded the case as an overwhelming case and dismissed the appeal.
"The defendant's statement to the police contains both incriminating parts and [excuses] [explanations]. You must consider the whole of the statement in deciding where the truth lies. You may feel that the incriminating parts are likely to be true - for why else would he have made them? You may feel that there is less weight to be attached to his [excuses] [explanations]. They were not made on oath, have not been repeated on oath and have not been tested in cross-examination."
We note in passing that, although the judge did not expressly state that the whole of the statement or interviews must be considered in deciding where the truth lies, nor did she draw the distinction between the incriminating parts and the exculpatory parts.
"The defendant has not given evidence. That is his right. He is entitled to remain silent and require the prosecution to prove its case. You must not assume he is guilty just because he has not given evidence because failure to give evidence cannot, on its own, prove guilt. However, as he has been told, depending on the circumstances, you may take into account his failure to give evidence when deciding on your verdict.
1. In the first place when considering the evidence as it now is, you may bear in mind that there is no evidence from the defendant himself which in any way undermines or contradicts or explains the evidence put before you by the prosecution.
[The defendant did answer questions in interview, and he now seeks to rely on those answers, which are of course evidence in the case - evidence of what he said then. It is a matter for you to decide what weight you should give to them, but you are entitled to bear in mind that those answers were not given here before you, they were not given on oath and the prosecution has had no opportunity to test them before you in cross-examination]."