CRIMINAL DIVISION
Strand London, WC2 Tuesday, 2 November 2004 |
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B e f o r e :
MR JUSTICE GIBBS
HIS HONOUR JUDGE FABYAN EVANS
(Sitting as a Judge of the CACD)
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R E G I N A | ||
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JESS MORRIS |
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MR T ADEBAYO appeared on behalf of the CROWN
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(1) his review of important factual detail was wrong;(2) he purported to give the jury "directions" on issues of fact in dispute in a manner that was prejudicial to the appellant's case;
(3) he omitted to refer to significant and salient features of the defence case; and
(4) his review of the evidence was heavily partial towards the prosecution case and disparaging of aspects of the defence case. Mr Harounoff submits that the cumulative effect of these deficiencies was to make the appellant's conviction unsafe.
"The next direction concerns your approach to the fact that the defendant has the three previous convictions. It has been given in evidence the fact that he has convictions for theft, handling stolen property and having a forged instrument, those convictions recorded in November 1994, for two reasons. First, he has attacked the character of the three primary prosecution witnesses and he has established, or sought to establish, that he is a man of good character.
So what is the relevance of the defendant's convictions in this case? The only reason why you have heard about his previous convictions is that knowledge of the character of the defendant may assist you to judge the truthfulness of his evidence when you come to consider this matter. You must not automatically assume either that the defendant is guilty or that he is not telling the truth just because he has these previous convictions. His convictions are not relevant at all to the likelihood of his having committed the offence, nor are they evidence that the defendant committed the offence for which he stands trial now. They are relevant only as to whether you can believe him. You do not have to allow these convictions to affect your judgment. It is for you to decide the extent to which, if at all, his previous convictions help you about that. He pleaded guilty at the Magistrates Court, you have been told, and has called a body of evidence, which I will summarise in due course, from witnesses who have spoken very positively about him."
As he said he would, the judge later summarised the evidence as to good character from no less than seven witnesses whose evidence was put before the jury either orally or in statement form.
"In the first place, the [appellant] has given evidence, and as with any man of good character it supports his credibility. This means it is a factor which you should take into account when deciding whether you believe his evidence.
In the second place, the fact that he is of good character may mean that he is less likely than otherwise might be the case to commit this crime now."
We shall call those the "credibility limb" and the "propensity limb" respectively.
"You must not automatically assume either that the defendant is guilty or that he is not telling the truth just because he has these previous convictions. His convictions are not relevant at all to the likelihood of his having committed the offence, nor are they evidence that the defendant committed the offence for which he stands trial now. They are relevant only as to whether you can believe him. You do not have to allow these convictions to affect your judgment. It is for you to decide the extent to which, if at all, his previous convictions help you about that."
That is a quotation from the standard bad character direction and, as can be seen, the judge included it in his summing-up word for word. Mr Harounoff submits that the judge should have given a positive propensity direction along the lines of the propensity limb which we quoted a little earlier.
"Two matters are not in doubt. First, where an accused has a spent conviction or spent convictions the judge has a discretion to allow him to be treated as a person of good character. That is the case of Nye... Second, that in such situations it is not permissible to represent the accused as a person with no previous conviction because to do so is to mislead the jury and the jury must never be misled. That is to be found in the judgment of this court in the same case.
Normally the jury should either be told that the defendant has the previous conviction or convictions, that it, or they, are spent (if indeed they are spent convictions); that they are (if this is so) of an entirely different character from the offence or offences for which the defendant is being tried, and (if again it is so) that they are offences to which the defendant pleaded guilty. The judge can then direct the jury - and in our judgment should direct the jury - that the jury may think it right to treat the defendant as a person of good character. If the jury do think that to be right and fair, then that is a matter to be taken into account in the defendant's favour when considering his value as a witness and the weight of his evidence. Moreover, it is a matter to be taken into account in his favour when considering whether he is the sort of person who is likely to have committed the offence or offences for which he is being tried.
Once the judge, in the exercise of his discretion, does rule that a defendant with previous spent convictions may be treated as a person of good character, the judge should give the type of direction we have indicated as part of his summing-up. However, that is not, as Mr Green submitted, an end of the appeal. The question still remains whether the omission to mention good character in the summing-up renders these convictions unsafe."
"On this appeal, Mr Lodge takes a slightly different position. He does not found himself so much on the discretion referred to in Nye in relation to spent convictions, but on the more recent authorities deriving in particular from R v Vye...Durbin...and Aziz...(see Archbold, 2004 at paras 4-406/9) relating to the importance of the second, propensity, limb of the good character direction and to the need to give a full good character direction, covering both credibility and propensity in cases where past misconduct can be regarded as irrelevant or of no significance in relation to the offence charged. He submits that the judge therefore erred in giving only a reluctant direction as to credibility and none at all as to propensity, and that only after rather than before he reviewed the evidence for the jury."
"Lord Steyn, in giving the leading speech said that 'in recent years there has been a veritable sea-change in judicial thinking' in this area and that Vye was the culmination of a development from discretion to rules of practice. He also posed the question: 'why should a judge be obliged to give directions on good character?' and said:
'The answer is that in modern practice a judge almost invariably reminds the jury of the principal points of the prosecution case. At the same time he must put the defence case before the jury in a fair and balanced way. Fairness requires that the judge should direct the jury about good character because it is evidence of probative significance. Leaving it entirely to the discretion of trial judges to decide whether to give directions on good character led to inconsistency and to repeated appeals."
Rix LJ summarised the principles to be derived from the authorities in paragraph 57, although he was not there considering a case quite like this.
"In considering count 1 you should, with respect, ignore what Mr Harounoff concluded his submissions to you with yesterday, when he said, somewhat inelegantly: 'The yob ended up worse off'. That, you may think, is a most unhelpful assertion. There is nothing in the evidence to suggest that culturally, socially or by disposition Nathan Hunt is a yob, whatever 'a yob' means in the context of this case, when or whether compared to the defendant or anybody else. That was not, you may think, a very helpful assertion."
"If, during my summary of the evidence, and I will not repeat everything that has been said in the trial, I appear to you either to have a view of the evidence or of the facts, or even a perceived view, with which you as a jury do not agree, well reject my view or my perceived view. You are not here to rubber-stamp what you think the judge might be thinking. If I mention or emphasise evidence that you consider to be unimportant, then again, disregard that evidence. It is your judgment on the weight of the evidence that counts, again, not what you think my judgment might be. Again, if I leave out a fact or a body of evidence that you consider to be important, follow your own view and take that evidence very much into account."
Mr Harounoff makes a number of detailed complaints about the summing-up, to which we should briefly refer. We take them in the order in which they appear in his advice, although he put them in a somewhat different order in the course of his extremely helpful oral submissions made yesterday.
"... counsels' closing speeches are no substitute for a judicial and impartial review of the facts from the trial judge who is responsible for ensuring that the defendant has a fair trial."
We entirely endorse that principle; just as we accept the statements of principle to similar effect by Rose LJ giving the judgment of the court in R v Farr (unreported) 8th December 1998, where this court allowed an appeal in a case where the summing-up was unbalanced and generally unfair in tone to the defence and which, as Rose LJ put it at page 7:
"... has many characteristics of a speech for the prosecution: prosecution witnesses who assisted the defence were belittled; prosecution points were made hard on the heels of such aspects of the defence as were referred to; several important aspects of the defence were not referred to at all."
Each case however depends on its own facts. The judge is not obliged to reiterate every point made by either the prosecution or defence, but as we have indicated must put the case, including the defence, fairly before the jury.
"The victim, Mr Hunt, and his friend, Simon, the Crown say intervened to protect the defendant's girlfriend, who they thought was either being assaulted or was about to be, and that during the course of that intervention, which was entirely placid, the defendant completely flipped, that he lost control of himself, attacking first Simon and then Nathan, and that whilst grappling with Nathan, having grabbed him in a bear-hug, he quite deliberately fastened on to Mr Hunt's left ear and chewed the top third of it off, a process, the Crown submit, requiring considerable force, application and deliberation. The Crown submit that act is the clearest evidence of an intention to do grievous bodily harm, albeit bitterly regretted later."
"Mr Harounoff, have I missed out anything that I ought to remind the jury of, or, more importantly, misstated a fact?
MR HAROUNOFF: There are two matters of fact.
JUDGE SCOTT-GALL: Yes, tell me about them.
MR HAROUNOFF: The first matter is that Nathan Hunt, both in chief and in cross-examination, did state the reason for his intervention was because he thought the defendant was about to attack Sara Heath and he gave evidence that Sara Heath had gone on ahead.
JUDGE SCOTT-GALL: Yes. Let me just consider that, because I do not think that is my note. I do not have a note of that, but I reminded the jury of how Sara tried to attend to the female, that is Lola, 'and the female said: "Okay, there is no problem here" and he then turned his attention on us.' If that is wrong I accept it from you if I have wrongly noted it.
MR HAROUNOFF: I am grateful.
...
MR ADEBAYO: I will look in cross-examination.
JUDGE SCOTT-GALL: Mr Harounoff, if that is your note, I do not maintain that my note is verbatim and perfect.
MR HAROUNOFF: I am grateful. The other matter is this. Your Honour indicated that Sara Heath had denied that she had had an argument with Simon Annis, which, of course, is correct, she did deny it, but Simon Annis, when he gave evidence, accepted that he had had an argument with Sara Heath.
JUDGE SCOTT-GALL: Yes. 'We had an argument. Sara was sitting on the kerb because me and Sara had had an argument', and when she was asked about it she said: 'We were having a talk, it wasn't an argument.' So there we are.
MR HAROUNOFF: I am grateful.
JUDGE SCOTT-GALL: Mr Adebayo?
MR ADEBAYO: Your Honour, that is correct. Can I just confirm that I have a note in cross-examination of Mr Hunt, who said: 'He ran to Sara Heath and thought going to hit her, so we followed him'.
JUDGE SCOTT-GALL: There we are, members of the jury, counsel have rightly put the record straight."
The whole of that exchange occurred in the presence of the jury.
"Three. It is the evidence of Mr Hunt, Mr Annis and Miss Heath that they became genuinely concerned by what they saw and heard going on. Were they telling you the truth when they said that they went to help the female who they thought was in some sort of personal danger, or were the two men spoiling for a fight, that is Mr Hunt and Mr Annis? If so, why? This, you may think, is really the first important fact that you have to address: who was or who were the actual aggressors? Was the defendant so enraged with what he thought his girlfriend had been up to behind his back with another man that he began to lose control of his emotions? Did the arrival of two young men on the scene, taking the side of his girlfriend, further enrage him so as to act wholly out of character?"
Mr Harounoff says that to put the question like that involved, as he puts it, "ironing out" the inconsistency between the evidence of the prosecution witnesses which he had highlighted the evening before. However, we see no basis for this criticism. The judge had corrected the error of fact the previous evening. Question three did, in our view, identify a crucial question for decision. It was of course a matter for the jury which evidence they accepted. In making that decision they were aware, from the correction prompted by Mr Harounoff, that the Crown witnesses were not entirely consistent on that point or indeed no doubt every point. Experience suggests that that is often the case. We should add in this regard that we have now seen a transcript of Nathan's evidence from which it appears that he was first concerned about Lola's safety and a little later about Sarah's safety. In this regard we accept Mr Adebayo's analysis of that evidence.
"Your Honour, I do not wish to sound disrespectful, but the questions posed at this stage of the proceedings just before the jury go out, in my respectful submission, ought to be balanced. In so far as the first question that your Honour suggested that they consider, namely, whether the dispute between the defendant and Lola may have effectively triggered the defendant to become enraged, whether that has any bearings on the proceedings ought to be balanced, in my respectful submission, by a direction to them to consider whether the argument between Sara Heath and admitted by Simon Annis to have taken place, whether that could have fuelled any feelings of outrage and loss of control by the prosecution witnesses. It is simply, in my submission, unfair to focus the jury's attention on an allegation that a phone call between the defendant and his girlfriend could have triggered violence, and not to remind them of the fact that Simon Annis admitted that he had had an argument with his girlfriend and that that could equally have fuelled it."
The following exchange then took place:
"JUDGE SCOTT-GALL: I hear that, but it was never suggested, either directly or by inference, that because of an argument, such as it is, between Sara and Simon, and she never accepted there was an argument, caused them to go and take it out on the defendant.
MR HAROUNOFF: She never admitted that; he did. That having been established, I am entitled to comment on it, which I did, but at this stage, to ask them to focus on a disagreement between Lola ----
JUDGE SCOTT-GALL: I am quite happy to invite the jury to put that in the balance if you wish me to.
MR HAROUNOFF: I do.
JUDGE SCOTT-GALL: I will, but let me underline the fact that it was never suggested that if there had been an argument between Simon and Sara, that it was that argument that led Nathan and Simon to chase down the road and launch a vicious, savage attack on the defendant.
MR HAROUNOFF: It was never suggested because, obviously, I do not have closed-circuit television video evidence of that.
JUDGE SCOTT-GALL: Which is perhaps why it should not go in the balance, but if you want me to I will."
A little later the judge said this, in the absence of the jury:
"I will certainly, if you would like, which you do, remind the jury that there was an argument admitted by Simon between him and Sara and they are to consider that, in the scale of things, as to whether that might have prompted the two men to join together. I will do that, if you like."
The judge then said this to the jury:
"Mr Harounoff rightly asks me to remind you when I was posing one of the questions whereby I was inviting you to consider the extent of the disagreement, if there was a disagreement between the defendant and Lola as they were progressing back towards West Street, to remind you that there was simultaneously taking place, certainly, according to Simon, an argument between him and Sara, although Sara herself did not accept they were having an argument, they were having a discussion, as to whether that, if there was such an argument, affected the conduct of Nathan and Simon in some way as to perhaps cause them to run down and decide to attack the defendant. It is a question of putting all those matters into the balance."
"Seven. Your answer to the question: 'Who started the fight and who was the primary aggressor?' will assist you in following my directions as to your approach to the defence in this case, that is on count 1, namely, that the defendant was acting throughout in self-defence, and in considering this you need to ask yourselves whether the injuries caused to the defendant, which again are entirely a matter for you as to their extent and gravity, as to whether or not you consider them to be, on the scale of this case, relatively minor, were they caused by the two prosecution male witnesses in course of an attack described as 'savage and vicious' to all parts of the defendant's anatomy, or, are you satisfied by the Crown's evidence that these relatively minor injuries, if that is your finding, were a consequence of Simon attacking the defendant in order to get him off Nathan, who was screaming for help because his ear was being bitten off, a critical issue of fact you need to address, because depending on your answer to that depends on whether or not you conclude the defendant has exaggerated the attack upon him and his resultant injuries, and if that is your finding you ask yourselves: well why has he?"
"The second matter is this. The description of the injuries sustained by the defendant as possibly being minor or a matter for them to consider as to whether it was minor, in my submission, ought to be balanced by a recital of what the evidence was, the evident of Dr Mockett, who described ----
JUDGE SCOTT-GALL: I reminded the jury of his evidence yesterday.
MR HAROUNOFF: Forgive me, but asking the jury whether those injuries were, in fact, minor might have an unfair effect on their deliberations.
JUDGE SCOTT-GALL: With respect, it is part of their investigation into the facts of the case in having to balance Dr Mockett's unchallenged diagnosis.
MR HAROUNOFF: It was challenged.
JUDGE SCOTT-GALL: I don't think the Crown ever challenged Dr Mockett that he did not find bruising to the back of the head, bruising to the calfs etcetera, as to whether, in fact, in the jury's judgment, having regard to the description of the attack, life-threatening, whether, in fact, the injuries bear that out. That is the point of the question.
MR HAROUNOFF: The description to the jury to consider whether these were minor injuries ought to be balanced by a contrary description, namely: do you think that the injuries were, in fact, quite serious?
JUDGE SCOTT-GALL: Well, I would have that was implicit, because I said it was entirely a matter for them whether they thought they were minor.
MR HAROUNOFF: There is a danger that the jury may feel that your Honour is communicating to them your view that you think that those injuries were minor, when, in my submission, the medical evidence goes wholly the other way.
JUDGE SCOTT-GALL: Mr Harounoff, I think that is treating the jury with a lack of intelligence, which is unfair to them."
The judge had indeed reminded the jury about the evidence of Dr Mockett the previous day at page 32 line 12 in this way:
"Dr Mockett examined the defendant at his surgery. He has been the family GP for a number of years, 16 years. His observations were noted: bruising to the left eye, substantial bruising to the side and the back of the head, which he could feel through the defendant's thick hair. As a result, he gave him a form to enable him to go and have a skull x-ray at the hospital. There was some bruising to his back and some bruising to his legs. He found no injuries to his front, and he thought that the bruise to the legs and calf muscles were consistent with a stamping-type injury where a foot has been brought down onto the defendant's legs. He said the consequence of that sort of impact is to have a diffuse bruise, which takes a few days to materialise. He agreed that, in fact, there was nothing in his notes about him considering that there was evidence of stamping injuries and he only decided to reduce to writing the fact that his diagnosis was that there was evidence of stamping when he wrote a letter to the solicitors in March of this year, and the Crown make the point that that is probably why there was no reference to stamping in the prepared statement, because the doctor had not diagnosed it and neither had it been complained of and the defendant has latched onto that subsequently. It is a matter entirely for you."
The reference to the prepared statement was a reference to the statement prepared by the appellant before he attended at the police station on the first occasion.
1. that the judge was wrong to say that the Crown made the point he said it did in the passage just quoted;2. that in that passage the judge unfairly undermined the evidence of a recognised medical practitioner. He relies in particular on the words "latched on to"; and
3. that in the passage at the end of his summing-up the judge declined Mr Harounoff's invitation to remind the jury what the medical evidence was, including the evidence of the police surgeon Mr Knight.
"She is a good friend of the defendant and his sister. She cannot remember the precise date it was that she was out clubbing in Brighton, but she was making her way home up to get a taxi in the taxi rank at West Street. She had been to The Escape nightclub with two friends when she witnessed a fight. What she saw was two guys hitting another guy. They were kicking and punching the other guy, who was on the ground, and the fight lasted a good five to ten minutes, maybe longer. After she had passed the fight the next thing she sees is Jess run past her holding his face. She never saw a bear-hug between two men. The question for you is whether what she saw had anything to do with what involved Nathan, Simon and the defendant, because it has never been suggested that anybody was stretched out on the ground being punched and booted, they were all upright, so it may be that either Miss Smith's memory has failed her or she saw a completely different incident. It is entirely a matter for you whether her evidence helps you remotely."
Mr Harounoff says correctly that there was no evidence that Carly Smith was a good friend of the appellant. The position was, and as we understand it is, that she was a friend of the appellant's sister. Mr Harounoff submits that the judge was here unfairly disparaging the defence evidence in the passage which we have just quoted. He refers in particular to the judge's use of the expression "stretched out on the ground", an expression which nobody had used in the course of the trial. Mr Harounoff points to the fact that in the written statement prepared by the appellant to which we have referred he said, as he did in evidence, that the larger of the two "had tried to grapple me to the ground".
"As to who it was that punched Sara, you may think it was almost certainly not Nathan; you may think it is highly unlikely that it was Simon laying into his own girlfriend. It seems to be common ground that Lola was some distance away, Sara is unlikely to have punched herself, and, by the process of elimination, you may think it was probably the defendant, so the issue is: was it deliberate or was it some sort of accident?"
Mr Harounoff submits that the effect of that passage was to withdraw a straightforward defence from the jury and invite them in terms to conclude that the appellant had indeed assaulted Sara when that allegation had been denied in clear terms.
"...the Crown must prove two things: that the defendant intentionally applied unlawful force to the complainant. It is the Crown case that the defendant, having freed himself from Mr Hunt, deliberately punched Miss Heath in the face causing the injuries... The defence case is that he did not punch Miss Heath in the face, or, if he did, he did it accidentally. The Crown must make you sure it was the defendant who struck the blow. If you are not sure on that point well then you acquit, but if you are sure of that, the Crown must make you sure that it was not an accidental blow."
A little later he said:
"So the issue on count 2 ... is entirely a factual one. If you are sure that this was no accident but a deliberate blow, well than you will convict the defendant because you will be sure that what he did was to punch Miss Heath in the mouth, both intentionally and unlawfully. If you are not sure on either of those points you will, of course, acquit."
"... it was never suggested, because nobody thought of it, to either Sara, Nathan or Simon, that they were there static, so to speak, for half an hour or 28 minutes on a cold November's night with Sara sitting on the kerb. It is, you may think, in the context, a rather long time to be sitting out..."
Mr Harounoff submits that that comment could only have confused the jury. It had been specifically put to Nathan by the defence that the appellant and his girlfriend had passed the three prosecution witnesses on two occasions. Nathan responded to this by saying: "No, they passed us only once".
"Me on my own or with Nathan Hunt?"
And after a pause "No". Mr Harounoff says that that is telling but, if it is, its tellingness somewhat escapes us. In any event the failure to refer to that particular piece of evidence cannot possibly, either alone in or in conjunction with any of the other points made, make these verdicts unsafe.
1. Although the jury were satisfied, so that they were sure, that the appellant intended to cause grievous bodily harm, Mr Harounoff submits that this was not, indeed cannot have been, a premeditated assault. He submits that the intention must have been formed as it were on the spur of the moment and indeed lasted a very short time indeed. He thus submits that, although this is a section 18 case, it is as close to a section 20 wounding case as a section 18 case can be. We accept that submission. We also accept in this regard that there are no rigid guidelines as to sentence -- see for example Attorney General's Reference No 132 of 2001 [2003] 1 Cr.App.R (S), [2002] EWCA Crim 1418 where Potter LJ giving the judgment of the court said this:"Bearing in mind the elastic nature of the circumstances which can legitimately be taken into account as peculiar to an offence or an offender when the judge is faced with the difficult task of sentencing in cases of this kind, this court has been loth to lay down inflexible guidelines in respect of section 18 and section 20 offences."2. The offence was entirely out of character. Mr Harounoff relies upon the character evidence before the judge and further character references and indeed a petition which the appellant's supportive family have gathered together and which we have seen and considered. Again we accept this submission, although we cannot lose sight of the fact that the jury found the intent, short-lived as it was, proved.
3. The judge expressly held that there was no risk to the public of this appellant offending in this way in the future. We accept that that is a very unusual feature this class of case.
4. We have seen a prison report which is very favourable to the appellant and consistent with the character references to which we have referred.
5. It is fair to regard this as a case in which the appellant, as it has been put, "flipped".
6. We have been referred to a number of cases which suggest that a sentence of five years is excessive. We refer in particular to Attorney-General Reference No 29 of 2001 [2002] 1 Cr.App.R 60, [2001] EWCA Crim. 1491. We were also referred to a number of other short reports, principally relating to sentences on section 20, which again have been collected together by the appellant's family.