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Birchall, R v [1998] EWCA Crim 177 (20 January 1998)
URL: http://www.bailii.org/ew/cases/EWCA/Crim/1998/177.html
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[1998] EWCA Crim 177
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KEITH MAXWELL BIRCHALL, R v. [1998] EWCA Crim 177 (20th January, 1998)
No.
96/2301/W5
IN
THE COURT OF APPEAL
CRIMINAL
DIVISION
Royal
Courts of Justice
The
Strand
London
WC2
Tuesday
20 January 1998
B
e f o r e:
THE
LORD CHIEF JUSTICE OF ENGLAND
(Lord
Bingham of Cornhill
)
MR
JUSTICE GARLAND
and
MR
JUSTICE RIX
__________________
R
E G I N A
-
v -
KEITH
MAXWELL BIRCHALL
__________________
Computer
Aided Transcription by
Smith
Bernal, 180 Fleet Street, London EC4
Telephone
0171-421 4040
(Official
Shorthand Writers to the Court)
__________________
MR
R D AMLOT QC and MR D EMANUEL and MR A JENNINGS appeared on behalf
of
THE APPELLANT
MR
P JOYCE QC and MR A MUKHARJEE appeared on behalf of THE CROWN
____________________
J
U D G M E N T
(As
Approved by the Court
)
____________________
Tuesday
20 January 1998
THE
LORD CHIEF JUSTICE: Keith Maxwell Birchall appeals by leave of the full court
against his conviction of murder before Latham J and a jury in the Crown Court
at Nottingham on 6 March 1996. The victim of the murder was Mr Billy West who
lived at 46, R Road, Carlton-in-Lindrick. The murder was committed in
the front room of his house on Saturday, 13 May 1995. There is no doubt that
Mr West was murdered. The sole issue at trial was whether the appellant was
proved to be the murderer.
Next door to the victim, at 44, R Road, lived Mrs C
and her family. She was a divorcee and for some years was party to an intimate
relationship with the appellant. For about three years or so, from about 1989
to 1992/1993, they lived together in her house, for the first two years or so
as husband and wife. In time their relationship cooled and for the last year
they had no sexual relations, but their relationship remained close and
friendly. Even after moving out of her house the appellant continued to visit
Mrs C frequently, did odd jobs around her house, sometimes for payment, and
remained a close family friend. So close was their friendship that he went on
a week's holiday in Cornwall with Mrs C and her family. It was on Saturday,
13 May, the day of the murder, that they all returned from holiday together.
By this time Mrs C had become attached to Mr West, her next door
neighbour. It seems that she came into contact with him when Mr West's mother
was dying of cancer and Mrs C gave him help and support. Meeting in this way
the relationship ripened into something closer. It was a relationship known to
the appellant and who no doubt regretted and perhaps resented being supplanted
by Mr West.
On Saturday, 13 May the appellant drove Mrs C's car containing her
and her family to his own house in Worksop. He there got out, and Mrs C
drove on to her home, arriving there at about lunch time. The appellant, after
a short pause at home, drove on to Mrs C's house in his own car. The
afternoon was spent doing chores and shopping.
At about 6.15pm Mrs C went off to have a bath, and at about the same
time on the evidence Mr West arrived home. The appellant was still at Mrs
C's house. It was clear on the evidence that the appellant left R Road
at about 6.40 or 6.45pm that evening. Thus on the evidence there was a
period of about half an hour during which the appellant could have killed Mr
West. During that period it seems the appellant changed clothes, his shoes,
socks, trousers and anorak, which he had been wearing during the afternoon.
Those clothes were never seen again.
At about 8.11pm on the same day Mr West was found dead in his front
room. Thus the murder must have been committed during a period of just under
two hours between 6.15pm, when he was seen returning home, and 8.11pm when his
body was found.
After leaving the area of Mrs C's house at about 6.40 or 6.45pm the
appellant drove to Worksop. He did not take the most direct route via the A60
Carlton Road. Instead he took the B6054 Blyth Road via Hundred Acre Lane and
Crossley Hill Lane. The reason, he later told the police, was that blossom had
accumulated in the air vents of his car which had been static during his
absence on holiday. The Blyth Road route, although one-and-a-half miles
longer, enabled him to drive faster and so to clear the air vents.
The first port of call on his return to Worksop was a Tesco store in
the town. His journey by the route taken would have taken some 14 or 15
minutes, and the appellant was recorded on a video at the store arriving there
at 6.56pm. He made some minor purchases, paid at 7.02pm and left the store at
7.03pm.
From Tesco it seems probable that he went to Scott's Newsagents a short
distance away in Percival Street and bought a lottery ticket at about 7.07pm.
From the newsagents he drove along Gateford Road, turned right into Babbage Way
and stopped at the Great Mills store. He was seen arriving there on a video at
7.10pm. He obtained a refund for a fence spike he was returning at 7.14. At
7.15pm he returned to his car to fetch change, and at 7.18pm he drove off.
Those timings were confirmed by a store security video, although the timings
have been corrected to allow for errors discovered in the time-recording
device.
From the Great Mills store the appellant drove to his home at 90,
Valley Road, a short distance which would take him five minutes or less. Thus
on these timings one would expect the appellant to have reached home at about
7.20 to 7.25pm. When exactly he did return home is a matter of some importance
to which we shall return.
On arriving home he unloaded his car. He made himself a cup of coffee
or Lemsip and then he sat with his parents and watched television for a time.
Later in the evening he went out for a short time. According to what he told
the police, it was in order to visit a vacuum cleaner for his car, but it was
closed and he returned home. Again, according to what he later told the
police, he had intended to take his car to a power car wash and to that end had
changed into working clothes at Mrs C's house, but he had thought better of
the plan and decided to do that later.
At his home his mother washed the red pullover which he had been
wearing all day, but she noticed no stains on it.
Mr West died from four stab wounds. The murder weapon was a kitchen
knife, which was found embedded in his body. At the scene of the crime there
was a great deal of blood, such that the killer must have been splattered with
blood, at any rate on the lower part of his body. After the killing it
appeared that the body of the deceased had been dragged to a position beside a
radiator, where a sofa had previously been but had been moved.
An exhaustive investigation of the scene was made by forensic
scientists who examined all available evidence. At the trial evidence was
given of footprints, fingerprints, fibres, bloodstains, hair and the murder
weapon. None of this evidence suggested any link at all with the appellant, as
was clear by the end of the trial. The appellant was arrested by the police
very shortly after the murder and questioned on six occasions. He gave full
and detailed answers, but made no admissions of any kind. His defence at the
trial was that he had had no connection with the killing, but he did not
himself give evidence.
It seems that the thrust of the prosecution case to some extent altered
in the course of the trial as the scientific evidence was fully explored and
tested. By the end the prosecution case rested on four main planks. First,
the Crown said that the appellant had had a motive to kill as he was Mrs C's
former partner supplanted by the deceased. Factually this was true. There was
some evidence that the appellant was obsessive in his devotion to Mrs C,
unable to accept that their relationship was at an end, but there was nothing
in the evidence to suggest that the appellant harboured any violent animus
against the deceased.
The second plank of the Crown's case was opportunity. The Crown
pointed to the fact that the appellant had had an opportunity between about
6.15pm and about 6.40 or 6.45pm on 13 May to kill the victim. Again that is
factually true. It is equally true of anyone else who chanced to be in the
area of R Road that Saturday evening, and there was a suggestion that
Mr West had been the subject of threats possibly related to some involvement in
the supply of drugs. There was no evidence of forceable entry to Mr West's
house, but it was evidently his practice to leave his back door unlocked.
Thirdly, and much more importantly, the Crown relied on the evidence of
a Mr Thomas Stevenson. He had shared a cell with the appellant when both were
prisoners on remand in Lincoln Prison, the appellant charged with murder and
Stevenson with fraud. Stevenson gave an account of what the appellant had said
when sharing a cell, describing a rambling stream of consciousness account by
the appellant of the events leading up to the death of the victim and admitting
that he had done the job, in other words that he had committed the murder. The
appellant did not himself give evidence directly contradicting Stevenson, but
Stevenson's evidence was strongly challenged in cross-examination. It was put
to him that he was a fraudster, which he accepted, but he said that he was on
remand for defrauding his father-in-law of £60,000 arising from the
non-payment of a debt, and that was not, to say the least, the whole truth. It
was put to him that certain details allegedly gained by him from the appellant
were inaccurate, and that was apparently so. For example, he quoted the
appellant as referring to a motorbike, which the appellant had never had, to
the suggestion that the appellant had washed his car on the Saturday evening,
and to a suggestion that the appellant had gone home to wash his clothes. It
was put to him that he had obtained details of the appellant's case by reading
the depositions relating to that case when he and the appellant had shared a
cell. This was something Stevenson resolutely denied, saying that he had never
even seen the depositions. It was put to him that he was implicating the
appellant in order to gain an advantage for himself. That was something he
denied.
The trial judge warned the jury to be cautious in assessing Stevenson's
evidence. In the summing-up, which we find in bundle 6, at page 29 the judge
said:
"Mr
Stevenson's evidence needs to be approached, you may think, with a great deal
of caution. He is a man who has been convicted on at least two occasions of
fraud and significant fraud. And there is no doubt that he used the fact that
he had given information to the police in relation to this defendant in order
to seek to -- and it would seem -- obtain some sort of benefit for himself in
his forthcoming trial. You will remember he was sentenced at the beginning of
August and he was with the defendant in July for about two weeks or so.
He
described how he had been asked to be a listener, which he described as a sort
of Samaritan, and there is no doubt that he was the sort of person who would
make it, you may feel, his business to ingratiate himself with those in
authority in order to obtain benefit for himself.
The
evidence that he gave you may feel was somewhat guarded. It was not very easy
to get clear, direct answers from him but, nonetheless, the evidence he gave
was detailed as to the background, that is the relationship between C
and the defendant, and as to matters of detail in relation to the houses and
the families. The prosecution say that that detail could only have come from
the defendant. The defendant through Mr Hunt, however, says that after 27th
July 1995, which was the date when he had been in effect committed for trial,
he had been given -- that is the defendant -- had been given all the papers,
all the statements. And that those would have been in his cell and would
therefore have been available to Mr Stevenson if he wished to do so to find out
the detail about the evidence in the defendant's case."
At
page 31 of bundle 6 the judge said at the end of this passage:
"Members
of the jury, the evidence of Mr Stevenson is precisely the sort of evidence
which it is your job to assess and you must put it into the overall picture and
see what you make of it, with all the caution I have suggested you should take
about it for the reasons that I indicated that you should approach it with
caution."
The appellant's grounds of appeal include contentions that there were
other reasons for discounting Mr Stevenson's evidence which should have been
disclosed to the defence and were not, and that the judge's warning should have
been given in stronger terms, particularly in the light of the material which
emerged.
The fourth plank of the Crown's case related to the disappearance of
the clothes which the appellant had been wearing before he changed his clothes
on the evening of 13 May. As already indicated, those clothes have never been
seen or found. The appellant told the police that he put the clothes, which he
had taken off, into a Tesco plastic carrier bag. He had taken the bag out to
the car when the car was in the road outside Mrs C's house. He had returned
to the house for additional boxes which he wished to put in the car and left
the bag in the road by the wheel of the car. When he returned to the car he
never thought of the bag and drove off without it, only discovering later that
it was missing, and he never discovered what had become of it. Some doubt is
thrown on that account by Mrs C's son J, who looked out into the road but
never saw the bag, although he did see the car and the appellant. He saw the
appellant sitting in the car and apparently rubbing his hands on his thighs.
The appellant explained that when he got into the car he found no ignition key.
He patted his pockets at the front of his trousers to find it, but it was not
there and he had accordingly returned into the house for a handbag in which he
had a second key.
The account of what the appellant had said in evidence at his police
interviews was challenged by the Crown. The Crown did not, however, simply
challenge the appellant's account. It was contended that the appellant had had
ample time to dispose of his contaminated clothing, in particular between the
time when he left the area of Mrs C's house and the time of his return home.
This involves consideration of the relevant timings. From the timetable
already sketched, the appellant should have arrived home at about 7.20 to
7.25pm. Had he done so, it was strongly arguable that he had had no time to do
more than place the bag in a position where it could be easily found. The case
was presented to the jury, however, on the basis that he had arrived home at
about 7.50pm. This raised the obvious questions: how had the missing 30
minutes been spent? Why had the appellant not explained how it had been spent?
Had the appellant, as the Crown contended, used this time to hide his
blood-stained clothes sufficiently effectively to prevent disclosure?
In his directions the judge left these questions plainly to the jury.
At bundle 6, page 28 he said:
"He
[the appellant] arrived home at 7.50pm. He agreed that the journey from Great
Mills to his parents' home took no more than five minutes. He could not
explain why it appeared to have taken him half an hour to travel that distance.
He said the times were only approximate. He denied using that time to dispose
of any evidence."
That
was a verbatim quotation of the agreed summary of the appellant's sixth
interview with the police, as is seen from bundle 4, page 339. There can be no
possible criticism of the trial judge adopting that agreed summary.
On appeal we have received new evidence, the admission of which was not
resisted. It is therefore unnecessary to say more of the grounds upon which
fresh evidence may be received on appeal.
The first ground of appeal argued is that the timings left to the jury
were inaccurate and liable to mislead them both as to the passage of an
unexplained period during which the appellant could have disposed of the
contaminated clothing and as to the grounds for questioning his reliability.
This ground involved no criticism of the judge. He summarised the evidence
fairly on the case before him which raised questions fit for the jury to
consider, but the result of an accumulation of errors is, so counsel for the
appellant argues, such as to render the conviction unsafe.
It is important at the outset to emphasise that at the trial counsel
for the appellant accepted 7.45pm or 7.50pm as the approximate time of the
appellant's return home. This had three consequences. The first concerned Mrs
Birchall, the appellant's mother. She was called as a witness by the Crown and
testified that the appellant had arrived home at about 7.15pm (see bundle 3,
page 3A). She was cross-examined by the defence who suggested to her that the
time of the appellant's arrival home had been nearer 7.45pm (see bundle 3, page
6C). She said that she did not look at her watch at the time.
The second consequence concerned a witness named Mrs Geeta Gokal. Her
statement was read with the consent of the defence without her being called.
She knew the appellant by sight and said in her statement that she saw the
appellant wearing a yellow polo-necked shirt in his car turning into Babbage
Way (the route taken to the Great Mills store), the appellant having driven
down Gateford Road from the direction of the Valley Comprehensive School. She
was wrong about the yellow shirt, since all other witnesses agreed that the
appellant had been wearing a red pullover. But she was right that he had
turned into Babbage Way, and she was right about the direction from which the
appellant had driven. Relying in part on timings which she derived from
tickets she had obtained when shopping at Sainsbury's, Mrs Gokal put this
sighting of the appellant at 7.30 to 7.45pm. This timing was not challenged
and fitted in with the suggestion that the appellant had arrived home at about
7.45pm or a little later.
The third consequence of accepting 7.45 to 7.50pm as the time of the
appellant's arrival home was that he was treated as having accepted in answer
to the police that he had arrived home at about that time, as stated in the
agreed summary of his interview.
So there was no criticism of the judge in the way that the matter was left
to the jury, or of the way in which the Crown case was presented. But it is
plain that the timings put to the jury, although agreed, were wrong. There is
clear and incontrovertible evidence that the appellant arrived at the Great
Mills store at 7.10pm. The turn which Mrs Gokal witnessed was just before he
reached the store. Therefore that sighting cannot have taken place at 7.30 to
7.45pm, as she said, unless the appellant made the turn twice on two different
occasions, separated in time by 20 minutes or more, which has never been
suggested. It now appears that the Sainsbury's timings were potentially
unreliable, but that is a subsidiary matter. The appellant must have been
about 20 minutes earlier than 7.30 to 7.45pm when Mrs Gokal saw him.
Why then did the appellant tell the police that he had arrived home at
7.50pm? The answer now given on behalf of the appellant is that he did not
tell the police that he had arrived home at 7.50pm. We have been referred to
the detailed record of the police interviews. The first of those interviews is
set out in full and we make reference to page 45. In answer to questions the
appellant said:
"Went
down to Great Mills, got me refund, went home to me mum's, and I got home just
before they drew the lottery. I had probably been home less than 10 minutes,
but might have been 10 minutes er when they do the lottery. Emptied me car."
It
is unclear whether the appellant was referring to returning home 10 minutes
before the drawing of the lottery or 10 minutes before the beginning of the
programme which shows the drawing of the lottery, but that was not a question
that was pursued, and in the summary of this interview, which we find in bundle
4 at page 334, it was recorded that he arrived home about 10 minutes before the
National Lottery was drawn.
At the sixth interview this question was explored again. The appellant
was first asked questions about the time at which he had left Mrs C's house
and a number of questions were asked about the timetable. We then find this
series of questions:
"THE
DETECTIVE SERGEANT: And where did you go from Great Mills? Just refresh my
memory.
THE
APPELLANT: Home.
THE
DETECTIVE SERGEANT: Home?
THE
APPELLANT: Mmm.
THE
DETECTIVE SERGEANT: And you arrived home at ten to eight?
THE
APPELLANT: Well, I don't know.
THE
DETECTIVE SERGEANT: Ten minutes before?
THE
APPELLANT: I arrived home before.
THE
DETECTIVE SERGEANT: The National Lottery?
THE
APPELLANT: Yeah.
THE
DETECTIVE SERGEANT: Ten minutes before?
THE
APPELLANT: Yeah.
THE
DETECTIVE SERGEANT: Where were you for 40 minutes?
THE
APPELLANT: I wasn't anywhere. I went basically straight home.
THE
DETECTIVE SERGEANT: How long does it take you from Great Mills to get to your
house?
THE
APPELLANT: Five minutes.
THE
DETECTIVE SERGEANT: Five minutes? So where were you for 40 minutes?
THE
APPELLANT: Well, I don't know. I might have been home earlier. You know, I
mean, I said at the time, times are approximate.
THE
DETECTIVE SERGEANT: Yeah, was it that you were getting rid of any evidence?
THE
APPELLANT: No, no."
Those
answers were summarised in the words used by the judge in his summing-up (see
bundle 4, page 339).
The thinking of the Detective Sergeant is clear. The television
broadcast of the National Lottery draw usually begins at 7.50pm and the draw
itself takes place at 8.00pm or just before. The Detective Sergeant therefore
took it from the appellant' answers that he returned home at 7.50, 10 minutes
before the draw at 8.00pm. It is still not clear that the appellant was
referring to the drawing of the winning tickets rather than the start of the
programme, but more importantly there is now evidence before the court to show
that on 13 May the timings of the television broadcast of the National Lottery
draw departed from the usual pattern of time. On this occasion the programme
began at 7.43pm and the draw took place at 7.53. About 10 minutes before the
programme therefore takes us to 7.30, and about 10 minutes before the draw
takes us to about 7.40. But the evidence shows that there is a possibility
that road works delayed the journey from the Great Mills store to the
appellant's home on this occasion, and there is furthermore evidence that on
his return home he unloaded the car and made himself a cup of something to
drink.
In our judgment there is force in the appellant's complaint, involving
no criticism of the judge, that because of Mrs Gokal's error, and because of
the Detective Sergeant's false assumption about the timing of the television
programme, and because of the unintentional distortion of what the appellant
had said in the summary of his interview, the case was left to the jury on an
inaccurate and potentially prejudicial basis.
That leads us on to grounds 4 and 5, which relate to the witness Mr
Stevenson. These grounds are linked. In ground 4 the appellant complains of
the failure to disclose to the defence at trial the fact that Stevenson, in
addition to giving information to the police about the appellant, had given
additional evidence to the police about other alleged criminal activity in
Scotland and Northern Ireland. The first of these items of information was
given almost immediately after his arrest, the second after the information he
gave about the appellant and after sentence. The complaint of non-disclosure
is not made against prosecuting counsel or the Crown Prosecution Service,
neither of whom knew of this information. The complaint is made against the
police who did know of this information and failed to pass it on. The
appellant predictably makes the point that if the defence had been alerted to
this information, it would have greatly strengthened its attack on Stevenson as
a man willing to do anything to serve his own ends. The judge was inclined to
that view of Stevenson anyway, as is evident from the terms in which he summed
up. But it is argued that the judge's criticism would and should have been
even stronger if this additional evidence had been before the jury, and it is
argued that the jury would probably have taken an even more unfavourable view
of Stevenson.
There is a further ground on which the reliability of Stevenson's
evidence is now impugned. In this court we received evidence from Mr Trevor
Boot, a fellow prisoner of the appellant and Stevenson on remand in Lincoln
Prison. According to Boot Stevenson told him that he had read the depositions
in the appellant's case and that the appellant appeared to be plainly guilty.
This evidence relates not only to the credit of Stevenson, but to the source of
his information of the appellant's alleged offence. This source of information
was resolutely denied by Stevenson in evidence at trial. If the jury had heard
Boot as well as Stevenson we do not know how they would have resolved the
conflict between them. There is a clear possibility that they would have been
reluctant to place any reliance on the evidence of Stevenson. As noted, the
warning given by the judge was in strong terms, but if the reliability of
Stevenson had been shown to be suspect on this important additional ground, we
would have expected this experienced judge to have warned the jury in even
stronger terms than he did.
The appellant's second numbered ground of appeal concerns the judge's
direction to the jury on the drawing of inferences from the appellant's failure
to testify under section 35 of the Criminal Justice and Public Order Act 1994.
The complaint is that the judge omitted to direct the jury on one of the
essential pre-conditions to drawing inferences under the section. In the
course of his summing-up the judge said at bundle 6, page 5G:
"But,
of course, you have not had the advantage of seeing him [the appellant] give
those answers and you have not had the advantage of seeing him questioned,
cross-examined, because he did not give evidence. And he is entitled not to
give evidence. The corollary of the fact that the prosecution has to prove its
case is that the defendant does not have to prove anything and is entitled to
say to the prosecution: 'You prove the case. I am not going to go into the
witness box to help you to do that in any way at all to expose myself to
questions which may produce misinterpretation of answers which could be used
against me.' And the fact that he has not given evidence does not prove guilt.
But you are entitled to take the fact that he has not gone into the witness box
as one of the factors when you consider the overall picture presented in the
case. And you can draw inferences from the fact that he has not given evidence
, if you think it is right and proper to do so.
For
example, he has given an account in the interviews of what he did between six
o'clock in the evening and the time that he got back to his parents' home, and
there is that account in the interviews. But he has not given evidence about
it and he has not therefore exposed himself to cross-examination about it. He
has not given evidence about what happened between him and Mr Stevenson in the
cell in Lincoln Prison, and therefore you have not heard his explanation for
how that came about and you have to asses Mr Stevenson therefore on the basis
of his evidence alone and the cross-examination of Mr Stevenson which I shall
come back to.
In
those circumstances you will have to consider the fact that he has not given
evidence in those respects and, if you felt driven to the conclusion that the
only reason that he did not give evidence was because his guilt would have been
exposed if he had given evidence, then, members of the jury, you would be
entitled to take that into consideration. Members of the jury, remember, all
you are entitled to do is to draw such inference as is proper. And, when you
are drawing inferences from evidence or lack of evidence, you can only really
use it in the context of a criminal trial against a defendant if you are sure
that, at the end of the day, the only inference that you can properly draw is
that he has failed to give evidence because it would expose his guilt. Do you
follow. That is the only basis upon which you could properly, in a case such
as this, draw an inference against him. And I cannot underline that too
clearly. It is only if you are driven to that conclusion that that is the only
reason that he did not give evidence that you could hold the failure to give
evidence against him. All right?"
That is a full, faultless and emphatic direction save, as the appellant
argues, in one respect. In
R
v Cowan and others
[1996] QB 373, this court considered the effect of section 35 and laid down
authoritative guidelines on the application of that section. Two passages in
the judgment of the court are relevant. The first is to be found on page 379A:
"It
is further argued that the section alters the burden of proof or 'waters it
down' to use Mr Mansfield's phrase. The requirement that the defendant give
evidence on pain of an adverse inference being drawn is said to put a burden on
him to testify if he wishes to avoid conviction.
In
our view that argument is misconceived. First, the prosecution have to
establish a prima facie case before any question of the defendant testifying is
raised."
The
second relevant passage occurs on page 381. The court there considered a model
direction promulgated by the Judicial Studies Board which included this
passage:
"What
proper inferences can you draw from the defendant's decision not to give
evidence before you? If you conclude that there is a case for him to answer,
you may think that the defendant would have gone into the witness box to give
you an explanation for or an answer to the case against him."
The
court's observations were in these terms:
"We
consider that the specimen direction is in general terms a sound guide. It may
be necessary or adapt or add to it in the particular circumstances of an
individual case. But there are certain essentials which we would highlight."
Those
essentials included at (4) the following:
"Therefore,
the jury must be satisfied that the prosecution have established a case to
answer before drawing any inferences from silence. Of course, the judge must
have thought so or the question whether the defendant was to give evidence
would not have arisen. But the jury may not believe the witnesses whose
evidence the judge considered sufficient to raise a prima facie case. It must
therefore be made clear to them that they must find there to be a case to
answer on the prosecution evidence before drawing an adverse inference from the
defendant's silence."
The appellant complains that the trial judge in the instant case did
not direct the jury as to essential (4) either in the terms suggested or in
terms to similar effect. The Crown accept that he did not, but contend that on
the facts here the omission was immaterial since, so it is argued, there very
plainly was a prima facie case.
This court is reluctant to countenance the view that direction of a
jury calls for the mouthing of a number of mandatory formulae, and departure by
the trial judge from a prescribed form of words will by no means always justify
the upsetting of a jury's verdict. Standard directions are, however, devised
to serve the ends of justice and the court must be astute to ensure that these
ends are not jeopardised by failure to give directions where they are called
for. The drawing of inferences from silence is a particularly sensitive area.
Many respected authorities have voiced the fear that section 35 and its sister
sections may lead to wrongful convictions. It seems very possible that the
application of these provisions could lead to decisions adverse to the United
Kingdom at Strasbourg under Articles 6(1) and 6(2) of the European Convention
on Human Rights unless the provisions are the subject of very carefully framed
directions to juries. Inescapable logic demands that a jury should not start
to consider whether they should draw inferences from a defendant's failure to
give oral evidence at his trial until they have concluded that the Crown's case
against him is sufficiently compelling to call for an answer by him. What was
called the "fourth essential" in
Cowan
was correctly described as such. There is a clear risk of injustice if the
requirements of logic and fairness in this respect are not observed.
It is therefore necessary for us to consider whether the omission to
give this direction in this case renders the jury's verdict unsafe. It is
clear, as already pointed out, that the appellant arguably had a motive to
commit this crime and an opportunity to do so. But those matters cannot
constitute of themselves a prima facie case. Did the evidence given by
Stevenson of the appellant's confession constitute a prima facie case? In our
judgment it must be at least doubtful whether it did. Stevenson was a proven
fraudster and, it would appear, a liar. He appears to have made every possible
effort to secure advantages for himself by attempting to incriminate others.
It appears at least possible, to say no more, that he deliberately lied about
the source of his knowledge of the crime allegedly committed by the appellant.
Had the judge given the strengthened direction, which we feel sure he would
have given had he known of the new material damaging to Stevenson, we think it
at least questionable whether the jury would or should have regarded
Stevenson's evidence as calling for an answer.
What then of the appellant's clothing worn on the afternoon of the
murder which mysteriously disappeared? It is possible that this clothing could
have been disposed of by the appellant on his journey back from Mrs C's house
to his own even on what now appear to be the correct timings. It is possible
that the clothing could have been disposed of when he went out later that
evening after his return home. The jury might have concluded that there was a
case here which called for an answer and might have felt compelled to draw
inferences of guilt from the absence of any answer by the appellant. However,
given what now appear to be the correct timings, the problem for the jury's
consideration would not have been that which the judge left with them, an
interlude of about half an hour at an important juncture of the narrative for
which the appellant had failed to offer any explanation. The jury could have
concluded that the passage of time was adequately explained and that there was
no reason to question the account given by the appellant to the police.
In the light of the new evidence now available to us we have to ask
ourselves whether we consider the verdict is unsafe. We must consider it
unsafe if, in the light of all that new material, we have doubt of the
appellant's guilt.
We have considered this matter with some care, taking account of the
clear and helpful arguments, both written and oral, on both sides. In the
result, and on the grounds of appeal so far considered, we are left in doubt of
the appellant's guilt and accordingly consider this conviction unsafe. It is
not our task to decide whether he is innocent and we do not do so.
For completeness we should mention a further ground of appeal relating
to a misunderstanding apparently shared by counsel on both sides and hence by
the judge of the fingerprint evidence. There were two fingerprints, not
belonging to the appellant nor identified as belonging to any known person,
found on a radiator near which the body of the deceased was found after it had
been moved from its position at the time of the killing. These, it is said,
could have been made by the killer, although they were not made by fingers
contaminated by blood and would have pointed towards a killer other than the
appellant. The existence and position of these fingerprints was not drawn to
the attention of the judge or the jury at the trial. This seems to us a point
of much less weight than the others we have considered. It is, however,
unnecessary to consider it further since for reasons already given it is clear
that the appeal must be allowed and the appellant's conviction quashed.
MR
JOYCE: My Lords, I wonder whether, in view of the terms of the judgment, the
Crown might have a few minutes to consider one other matter?
THE
LORD CHIEF JUSTICE: Certainly. Would you like us to rise?
MR
JOYCE: Yes, please.
THE
LORD CHIEF JUSTICE: Certainly.
(The
court adjourned for a short time
)
MR
JOYCE: My Lords, we are very grateful for the time you have allowed us so that
we might advise those whom we have to consult or advise. My Lord, in view of
the formulation of the judgment the Crown have taken those matters into
account, and other matters. We do not ask for a retrial. It is as simple as
that.
THE
LORD CHIEF JUSTICE: Very well. I think we have no further orders to make. We
repeat our thanks. It has been an extremely helpful exercise the manner in
which the papers have been prepared in this case. It is really quite unusual.
The material was so well organised and so readily digestible.
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