England and Wales Court of Appeal (Criminal Division) Decisions
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Argent, R v [1996] EWCA Crim 1728 (16 December 1996)
URL: http://www.bailii.org/ew/cases/EWCA/Crim/1996/1728.html
Cite as:
[1997] Crim LR 449,
[1996] EWCA Crim 1728,
[1997] 2 Cr App R 27
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BRIAN ARGENT, R v. [1996] EWCA Crim 1728 (16th December, 1996)
No.
96/3833/Z5
IN
THE COURT OF APPEAL
CRIMINAL
DIVISION
Royal
Courts of Justice
The
Strand
London
WC2
Monday
16 December 1996
B
e f o r e:
THE
LORD CHIEF JUSTICE OF ENGLAND
(Lord
Bingham of Cornhill
)
MR
JUSTICE SACHS
and
MR
JUSTICE TOULSON
__________________
R
E G I N A
-
v -
BRIAN
ARGENT
__________________
Computer
Aided Transcription by
Smith
Bernal, 180 Fleet Street, London EC4
Telephone
0171-831 3183
(Official
Shorthand Writers to the Court)
__________________
MR
WILLIAM CLEGG QC and MR THOMAS DERBYSHIRE appeared on behalf of
THE
APPELLANT
MR
ORLANDO POWNALL and MR JONATHAN LAIDLAW appeared on behalf of
THE
CROWN
____________________
J
U D G M E N T
(As
Approved by the Court
)
____________________
Monday
16 December 1996
THE
LORD CHIEF JUSTICE: On 10 May 1996, in the Central Criminal Court before the
Recorder of London, the appellant was convicted of manslaughter, having been
indicted for murder. He was sentenced to 10 years' imprisonment. He now
appeals against conviction and sentence by leave of the single judge.
The facts giving rise to this appeal are in brief as follows. A
gentleman named Tony Sullivan was stabbed to death with a knife in the early
hours of 19 August 1995 outside an East London nightclub, the Lotus Club. The
appellant was arrested following an anonymous telephone call to the police
which named him as the attacker. The prosecution case was that the appellant
became aware that the deceased (who was unknown to him) had asked the
appellant's wife to dance in the club and had later attacked him outside. At
the time of the attack the deceased was, as the evidence showed, very drunk.
There were eye witnesses to the fight between the deceased and another
man. One witness who knew the appellant named him and two others picked him
out on an identity parade.
The defence case was that there had been no contact between the
deceased and the appellant or his wife in the club. They had left the
nightclub before the deceased was attacked.
At the trial there were five eye witnesses who gave evidence. The most
significant of those, in the judge's estimation, was Susan Whitnell whose
evidence the judge summarised to the jury at pages 8G to 10D of the transcript
of his summing-up. The judge pointed out that Susan Whitnell was known both to
the appellant and his wife and had been so for a very long time: in the case of
the wife for some 20 years and in the case of the appellant for 15. It was not
suggested that she could have been mistaken about her recognition of both the
appellant and his wife. While they were not close friends, they were
long-standing acquaintances. It was suggested in the course of the trial that
Susan Whitnell had a particular hatred of the appellant which she had had for
some time. It was not, however, suggested that she entertained the same
feelings towards the appellant's wife.
At the nightclub on the evening of 18/19 August Susan Whitnell had
brought as a guest the 17-year-old girlfriend of her son, Sarah Guest.
The evidence given by Susan Whitnell was to the effect that a group of
seven ladies who had been together all evening left the Lotus nightclub
virtually simultaneously together with one man, the appellant. She gave
evidence of an incident which occurred outside the nightclub which culminated
in Mr Sullivan walking up to the appellant and tapping him on the shoulder.
Susan Whitnell claimed that she had an unobstructed view of what followed. She
described how the appellant pulled Tony Sullivan towards him and appeared to
punch him four, five or six times with an upward movement of his right hand.
She saw nothing in the appellant's hand at that stage and saw Tony Sullivan do
nothing to retaliate. She then saw Tony Sullivan turn back and saw blood on
his chin and on his chest. Susan Whitnell said that she followed the appellant
round the corner towards Romford Road. She then saw a knife in his hand and
saw that there was blood on both his hands. She gave a description of the
knife and told the jury that she had not wished to be involved in giving
evidence but had done so because what she had seen was wrong. She denied the
suggestion put to her that she and Sarah Guest had put their heads together to
concoct a false story. She accepted that she had had a lot to drink, but
insisted that she was not drunk.
Having summarised her evidence the learned trial judge said to the
jury:
"You
have seen and you have heard her. You decide whether she is reliable. If she
is, her evidence clearly identifies the [appellant] as the man who struck Tony
Sullivan and shows that Tony Sullivan was bleeding immediately thereafter."
There were four other eye witnesses who gave evidence. One of them was
Sarah Guest whom we have already mentioned. She saw the fight and identified
the appellant on an identification parade. The second was a gentleman named
John Tinton, who also saw the fight and also identified the appellant at a
different identity parade. The third was Jane Edwards who saw the fight and
was fairly sure it was the appellant who struck the fatal blow, but was not one
hundred per cent certain. There was a fourth additional eye witness, Siobhan
Cadden, who saw the fight but could give no details.
On 19 August, at about midday, the appellant was arrested and was first
interviewed by the police. On that occasion he was in receipt of legal advice
and declined to answer questions. There was during the trial a voir dire to
determine the admissibility of the evidence of that interview. The judge held
that the arrest had been lawful, but nonetheless excluded the police officer's
evidence of the interview. He gave his reasons at page 3F of the transcript of
that ruling when he said:
"I
do not myself take the view that at that stage on one anonymous telephone call
there were any circumstances existing at the time which required the accused to
mention anything. I think Mr Mackintosh [the solicitor] gave the right advice.
Nothing
transpired in the course of the interview, except an assertion of not guilty,
and if the Crown seek to rely upon the negative answers or absence of answers
to other questions I, as at present advised, would tell the jury that no
inference should be drawn."
It
appears to us that in that brief ruling the judge may have overstepped the
bounds of his judicial function, but it is plain that the ruling was not
unfavourable to the defence and it gives rise to no complaint.
A second interview conducted by Detective Constable Armstrong took
place on 16 November 1995 after an identification parade at which the appellant
had been identified. The appellant was accompanied by an experienced
solicitor, Mr Ryan, who gave the appellant certain advice. The advice had
essentially three limbs: first, that in all the circumstances the appellant was
well-advised to remain silent; secondly, that if he declined to answer
questions there was a risk that inferences adverse to him might be drawn at the
trial; and thirdly, that the decision whether or not to answer any questions
was that of the appellant. In the light of this advice the appellant elected
to say nothing and he accordingly replied "No comment" to a series of questions
put to him by the officer.
At the voir dire a challenge was raised to the admissibility of this
evidence also, the defence seeking a ruling that evidence of the questions
asked and of the appellant's negative response to them should be excluded from
consideration by the jury. In relation to this interview the judge ruled as
follows:
"The
situation is quite different in regard to the second interview. This was
preceded by an identification parade with a positive identification and Mr Ryan
knew that. He was concerned that the police on this occasion were not showing
the usual co-operative attitude and were not disclosing to him such evidence as
they had, as would normally be the case. As far as he was concerned there was
a [feeling] of tension at the police station and that seems to have affected
his own attitude to the problem of advice. In the situation which existed at
that time the accused could reasonably have been expected to mention facts
which were relevant or might be relevant. I cannot at this stage say what
those facts are because I do not at this stage know precisely what the defence
is. But I think the Act provides that I do not need to know at this point and
if a fact were to arise upon which the defendant wished to rely, his failure to
mention it at the second interview does seem to me something upon which comment
can properly be made and something from which inferences can properly be drawn.
I do not think I can go further at this point. I can only indicate that [this]
is my preliminary view. I do not make a ruling until a ruling is required to a
fact."
The trial proceeded and Detective Constable Armstrong gave evidence on
8 May. In the course of his evidence he testified to the second interview
which took place on 16 November and retailed certain of the questions which he
had asked and the appellant's negative responses to them.
The appellant himself gave evidence at the trial and a very brief
summary of the effect of that evidence was given by the trial judge to the jury
in the course of his summing-up at page 15A where he said:
"Yesterday
he gave you his account of what had happened on 19 August. He said that he,
like others in the case, had had a good drink that evening but was not drunk.
He did dance with his wife and believed that no one else did so. He was
unaware that any other man sought to dance with her.
By
about three o'clock in the morning his wife had agreed with him that they
should leave and try to get a meal at the local Cantonese restaurant. They
duly left. They went to that restaurant but were too late to be served. On
the way he was concerned in no act of violence. They passed Walter Lee by the
bus stop, and you can see on the plan where that is. They had a word with him.
They then walked home -- a distance of about a mile. They saw their baby
sitter and the [appellant] returned to bed. He said he knew nothing about
injury to or death of anyone at the Lotus Club until the police arrived at his
house at about one o'clock that afternoon."
That takes us to ground 1 of the perfected grounds of appeal which is
that:
"The
learned trial judge erred in law and/or in the exercise of his discretion in
failing to exclude the evidence of the appellant's interview with the police on
16 November 1995."
That
challenge is made under section 78 of the Police and Criminal Evidence Act
1984, which entitles a judge to exclude evidence which has an unfair effect on
the conduct of a trial. In this instance the interview itself was properly
conducted; the appellant's solicitor was present and in a position to advise
him; he was duly cautioned on two occasions; and the appellant chose to act on
the solicitor's advice.
We can readily accept that there will be some situations in which a
judge should rule against the admissibility of evidence such as this. For
example (and only by way of example), the judge might so rule in the case of an
unlawful arrest where a breach of the Codes had occurred, or if the situation
were one in which a jury properly directed could not properly draw an inference
adverse to a defendant. Again such a situation might arise if, in application
of section 78, the judge concluded that the prejudicial effect of evidence
outweighed any probative value it might reasonably have. However, save in a
case of such a kind the proper course in our judgment is ordinarily for a trial
judge to allow evidence to be given and direct a jury carefully concerning the
drawing of inferences. In our judgment the ruling which the learned judge gave
in this case was not wrong and it is relevant to note that at the time when he
gave the ruling he did not know what the facts were upon which the appellant
might rely in his defence.
We therefore turn to the second ground, which is closely linked with
the first, and which is in these terms:
"The
learned trial judge erred in law and/or in the exercise of his discretion in
directing the jury that it was open to them to draw an inference from the
appellant's silence in interview in accordance with section 34 of the Criminal
Justice and Public Order Act 1994."
It
is in our judgment important to bear in mind the detailed terms of section 34.
It is convenient to begin by considering subsection (2)(d) which reads:
"Where
this subsection applies -- (d) the court or jury, in determining whether the
accused is guilty of the offence charged, may draw such inferences from the
failure as appear proper."
The
failure there referred to is a failure to mention at an earlier stage a fact
relied on by the appellant in his defence, as is made plain by subsection
(1)(a).
Subsection (2)(d) empowers a jury in prescribed circumstances to draw
such inferences as appear proper. That must mean as appear proper to a jury
because the jury is the tribunal of fact and the drawing of appropriate
inferences from the facts is the task of the tribunal of fact. The trial judge
is of course responsible for the overall fairness of the trial and it is open
to him to give the jury guidance on the approach to the evidence. There will
undoubtedly be circumstances in which a judge should warn a jury against
drawing inferences, but the judge must always bear in mind that the jury is the
tribunal of fact and that Parliament in its wisdom has seen fit to enact this
section.
What then are the formal conditions to be met before the jury may draw
such an inference? In our judgment there are six such conditions. The first
is that there must be proceedings against a person for an offence; that
condition must necessarily be satisfied before section 34(2)(d) can bite and
plainly it was satisfied here. The second condition is that the alleged
failure must occur before a defendant is charged. That condition also was
satisfied here. The third condition is that the alleged failure must occur
during questioning under caution by a constable. The requirement that the
questioning should be by a constable is not strictly a condition, as is evident
from section 34(4), but here the alleged failure did occur during questioning
by a constable, DC Armstrong, and the appellant had been properly cautioned.
The fourth condition is that the constable's questioning must be directed to
trying to discover whether or by whom the alleged offence had been committed.
Here it is not in doubt that Mr Sullivan was killed by someone. The Detective
Constable was trying to discover who inflicted the fatal wound and whether the
killing was murder or manslaughter, it being fairly clear that the offence must
have been one or the other (unless the killer struck the fatal blow in the
course of defending himself). The fifth condition is that the alleged failure
by the defendant must be to mention any fact relied on in his defence in those
proceedings. That raises two questions of fact: first, is there some fact
which the defendant has relied on in his defence; and second, did the defendant
fail to mention it to the constable when he was being questioned in accordance
with the section? Being questions of fact these questions are for the jury as
the tribunal of fact to resolve. Here it would seem fairly clear that there
were matters which the appellant relied on in his defence which he had not
mentioned. These included the fact that he had had no quarrel with Mr Sullivan
in the club; that he and his wife had left the club before the rest of the
party; that he had not at any stage of the evening carried a knife; that he had
not been involved in any altercation in the street in which Mr Sullivan was
stabbed; that he saw and was a witness of no such altercation; that he saw Mr
Lee in the street waiting for a cab; that he went to a restaurant for a meal
but found that he was too late and that the restaurant was closed; and that he
returned home and saw his baby-sitter. The sixth condition is that the
appellant failed to mention a fact which in the circumstances existing at the
time the accused could reasonably have been expected to mention when so
questioned. The time referred to is the time of questioning, and account must
be taken of all the relevant circumstances existing at that time. The courts
should not construe the expression "in the circumstances" restrictively:
matters such as time of day, the defendant's age, experience, mental capacity,
state of health, sobriety, tiredness, knowledge, personality and legal advice
are all part of the relevant circumstances; and those are only examples of
things which may be relevant. When reference is made to "the accused"
attention is directed not to some hypothetical, reasonable accused of ordinary
phlegm and fortitude but to the actual accused with such qualities,
apprehensions, knowledge and advice as he is shown to have had at the time. It
is for the jury to decide whether the fact (or facts) which the defendant has
relied on in his defence in the criminal trial, but which he had not mentioned
when questioned under caution before charge by the constable investigating the
alleged offence for which the defendant is being tried, is (or are) a fact (or
facts) which in the circumstances as they actually existed the actual defendant
could reasonably have been expected to mention.
Like so many other questions in criminal trials this is a question to
be resolved by the jury in the exercise of their collective common sense,
experience and understanding of human nature. Sometimes they may conclude that
it was reasonable for the defendant to have held his peace for a host of
reasons, such as that he was tired, ill, frightened, drunk, drugged, unable to
understand what was going on, suspicious of the police, afraid that his answer
would not be fairly recorded, worried at committing himself without legal
advice, acting on legal advice, or some other reason accepted by the jury.
In other cases the jury may conclude, after hearing all that the
defendant and his witnesses may have to say about the reasons for failing to
mention the fact or facts in issue, that he could reasonably have been expected
to do so. This is an issue on which the judge may, and usually should, give
appropriate directions. But he should ordinarily leave the issue to the jury
to decide. Only rarely would it be right for the judge to direct the jury that
they should, or should not, draw the appropriate inference.
In this particular case the trial judge directed the jury in the course
of his summing-up in these terms, beginning at page 16D of the transcript:
"There
is, however, another matter of law to which I must now turn. As you may be
aware there has been a change which came into effect last year. It is not a
change which requires the defendant to say anything which he does not wish to
say. He is still entitled to do what this defendant did and to decline to
answer questions put to him by the police in interview but now if he chooses
that course certain consequences may follow. When he was cautioned before the
interview he was warned about this and you may be satisfied that he understood
that warning which was repeated more than once in the course of the interview.
In
this case as part of his defence the defendant relies upon certain facts,
namely that when he left the Lotus Club he did not encounter Tony Sullivan, he
did not have a knife in his possession and did not inflict any knife wound upon
Mr Sullivan and that he had no blood on his hands, that he met a friend Walter
Lee on the way home who was able to confirm some of his account, there was a
baby sitter at his home who can give further confirmation and throughout his
journey from the club to his home he was accompanied by his wife who can
support the entirety of his account.
There
is no dispute that when he was questioned under caution before he was charged
he failed to mention any of those facts. That he failed to do so cannot by
itself prove guilt. However, if you are sure that the defendant did fail to
mention those facts and that in all the circumstances existing at the time he
could reasonably have been expected to mention them, you are entitled to draw
such inferences from this failure as you think proper. In judging this matter,
as indeed throughout your consideration of the evidence, you apply your
ordinary common sense. Always remembering that any conclusion you draw from
the defendant's failure to mention facts must be a conclusion about which you
are sure before you can act upon it.
You
are entitled to consider whether the reason for failure was because the
defendant had not thought out all the facts by 16 November or that he then had
no innocent explanation to offer or none which he believed would then stand up
to scrutiny and that may cast doubt upon the truthfulness of his account now,
but you are not obliged to draw any inference against a defendant. He has told
you why he chose to be silent. That was the advice which he received at the
time from his solicitor. You will consider whether or not he is able to decide
for himself what he should do or whether having asked for a solicitor to advise
him he would not challenge that advice.
Was
this a situation where you are sure that it is proper to draw an inference
against the defendant for his failure to mention the facts on which he now
relies? The law in these circumstances permits you to do so but does not for a
moment oblige you to do so.
The
inference which the prosecution invite you to draw is that the account put
forward in the defendant's evidence has been tailored to meet the case which
the prosecution has supported by evidence and had not been thought out on 16
November.
Let
me add this, which I hope simplifies this aspect: if you are satisfied that
the evidence called by the prosecution has proved to your satisfaction that it
was the [appellant] who stabbed Tony Sullivan, in reaching that conclusion you
will inevitably have rejected the evidence put forward for the defence and no
inferences will be necessary. If, on the other hand, you consider that the
prosecution evidence does not make you sure of the identity of the stabber, you
must not draw any inferences of guilt from the [appellant's] failure to answer
questions on 16 November. If there was no case to answer the [appellant]
cannot be blamed for not answering it."
The appellant's criticism of the judge's ruling in this case rests on
two main grounds. First, it is said that the police had failed to make such
full disclosure of the case against the appellant as they could and should have
made; and secondly, that in the absence of such full disclosure the appellant's
solicitor was right to advise him not to answer questions and that advice was
in strict compliance with guidance given by the Law Society to solicitors
acting in such a situation. As counsel succinctly summarised his submission,
the crucial question is whether the police gave sufficient information to
enable the solicitor to advise his client. If not, the solicitor was entitled
to advise his client to say nothing and the judge should have excluded evidence
of the interview on the voir dire.
As to the first of the points made, it appears to us that the police
may have made more limited disclosure than is normal in such circumstances.
Under the Codes they had no obligation to make disclosure and they may well
have had reasons for limiting the disclosure which they made. It is, however,
relevant to note that by 16 November the firm to which the appellant's
solicitor belonged had been advising him for a period of three months. The
material given to the appellant and his solicitor made it plain that several
witnesses had identified the appellant as having been present in the Lotus Club
on the night of the killing, that the fatal stabbing had occurred at about 3.25
am on 19 August outside the Lotus Club, that persons at the club had identified
the appellant as the person responsible for the stabbing and that a description
communicated to the appellant and his solicitor had been given.
This was not, on any showing, a very complex case to which to respond.
There is an obvious contrast with cases perhaps of fraud or conspiracy which
depend on a complex web of interlocking facts. It would, one might think, have
been very easy to say, if it were true, that the appellant had left the club
before there was any trouble and that he never was involved in or even saw any
violence of any kind.
The second observation we would make is that, under section 34, the
jury is not concerned with the correctness of the solicitor's advice, nor with
whether it complies with the Law Society guidelines, but with the
reasonableness of the appellant's conduct in all the circumstances which the
jury have found to exist. One of those circumstances, and a very relevant one,
is the advice given to a defendant. There is no reason to doubt that the
advice given to the appellant is a matter for the jury to consider. But
neither the Law Society by its guidance, nor the solicitor by his advice can
preclude consideration by the jury of the issue which Parliament has left to
the jury to determine. The judge's direction to the jury on this point, which
we have recited, was as we think a model of succinctness and also, as it seems
to us, of comprehensiveness. We see no ground for criticising it in any way.
Even if there were grounds for criticism, such criticism would be largely
academic since the judge concluded the passage by indicating that inferences
would be unlikely to assist the jury in their task.
Ground 3 of the perfected grounds is that:
"There
was a material irregularity in the trial in that the Crown were permitted to
cross-examine witnesses for the defence about the [appellant's] previous
convictions and what he had told them about the circumstances thereof."
It
is common ground that the nature or conduct of the appellant's defence in this
case was such as to involve imputations on the character of Sarah Guest and
Susan Whitnell. That admittedly made him vulnerable to exposure of his own
criminal record under section 1(f)(ii) of the Criminal Evidence Act 1898.
Recognising that, counsel on the appellant's behalf who proposed to call him as
a witness invited the judge to exercise his discretion against permitting
cross-examination by the Crown on his previous convictions. The learned judge
gave a ruling on that application in which he said:
"Mr
Clegg concedes that an imputation has been made against the witnesses Whitnell
and Guest which would prima facie allow the prosecution to take advantage of
the rules permitting cross-examination as to previous convictions, but Mr Clegg
invites me to exercise my discretion and to exclude such cross-examination.
It
is premature to make a firm decision at this stage, but Mr Clegg asks for a
preliminary ruling so that if necessary he can incorporate in the [appellant's]
evidence-in-chief the two convictions which would otherwise be the subject of
cross-examination.
I
am quite satisfied that there has been conduct of the defence which would
justify such cross-examination. The two convictions which are relevant, and
the only two, are in 1991 and 1994. Certainly what happened in 1981 and 1982
is irrelevant and no one argues to the contrary.
My
own feelings at this moment is that the jury has to make a very clear decision
as to the credibility of Whitnell and Guest on the one hand and the [appellant]
on the other hand, and in those circumstances they ought to have in front of
them the information which may help them on that issue and that issue alone.
That
cross-examination of Susan Whitnell did not include any reference to a previous
conviction was a decision made by the defence, but the attack upon her
credibility was very clear. I do not think it would be unfair at this stage to
allow the prosecution to cross-examine but, as I have indicated, this can only
be a preliminary view and I do not make it a firm ruling."
The learned judge having given that provisional ruling, counsel for the
appellant adduced evidence of the appellant's previous convictions in-chief.
He was duly cross-examined on those convictions and no complaint is made of
that. But when the appellant called his wife and Mr Lee as witnesses, they
were asked questions in cross- examination relevant to his convictions.
Counsel for the appellant now objects that the questions about the appellant's
convictions went to the credit of the appellant and he submits that this is
illegitimate since the Crown was bound by his answers on questions of credit
and the Crown was not entitled to pursue this matter by questioning other
witnesses. The answer given to the Crown is that the questions which were
asked of the appellant's wife and Mr Lee were asked not to investigate the
facts underlying the convictions or the appellant's explanations of them, but
simply to test the credibility of those witnesses. So far as Mr Lee is
concerned, we understand it to be virtually accepted that that is so. In the
case of Mrs Argent, we regard that answer as a good one also. The questions
went to her alleged ignorance of her husband's conviction. Counsel for the
Crown was in our judgment fully entitled to ask questions about this matter
which threw doubt on her credibility and reliability as a witness.
Ground 4 of the perfected grounds, which is closely linked to ground 3,
is in terms that:
"The
.... trial judge erred in law and/or in the exercise of his discretion in
refusing an application by the defence to recall the witness Susan Whitnell so
that her previous convictions could be put to her."
When
Susan Whitnell was cross-examined on behalf of the appellant, no questions were
asked concerning her previous convictions. The judge understood this to be the
result of a conscious decision by the defence, as is apparent from his ruling
to which we have already referred. In that understanding he was quite right.
Counsel for the appellant confirms that the decision not to cross-examination
Susan Whitnell on her convictions was a tactical decision made in the hope of
avoiding the cross-examination of the applicant under proviso (f)(ii) to
section 1 of the 1898 Act.
He does not criticise the learned judge's refusal, but points out that
once the judge had rejected the defence application to exclude evidence of the
appellant's convictions there was a discussion between counsel for the
appellant and counsel for the Crown concerning the possible admission of Susan
Whitnell's convictions or the recalling of a police officer to give evidence
concerning them or the recall of Susan Whitnell. In the event no agreement was
reached and no admission was made. The course of events consequently was that
the appellant gave evidence. He called his wife as a witness, he called three
other witnesses, and at this stage counsel for the appellant applied to the
judge that Susan Whitnell should be recalled or that a police officer should be
called to give evidence of these convictions. The learned judge rejected that
submission. He said in a brief ruling as follows:
"I
am inclined to think that the expression 'have your cake and eat it' is a fair,
if not a legal, description of what is being sought. The opportunity to ask
these questions was available yesterday and was by a clear decision rejected.
I am not prepared to order the recall of the witness, nor am I prepared to
allow a police officer to give evidence that she could herself have given had
she been asked."
The
judge clearly felt that the appellant had made a decision and that he should
therefore live with it. He was not willing that the appellant should chop and
change the conduct of his case on tactical grounds depending upon the rulings
in the case.
Counsel for the appellant criticises that ruling as being a wholly
unreasonable exercise of discretion which (he says) altered the whole balance
of the case against the appellant. We, for our part, see it rather
differently. Counsel made a judgment, which was no doubt a perfectly
reasonably judgment, but it turned out to be wrong. It seems to us that it was
very much a question for the exercise of the trial judge's discretion as to
whether or not he granted the leave which was sought. Had he decided to grant
leave there could be no possible ground for criticising his decision.
Similarly, we regard his refusal of leave as a sustainable exercise of
discretion, particularly having regard to the very late stage at which the
application was made. Not all judges would have made the same decision, but in
our view this was not one which could be stigmatised as wrong or unreasonable.
Even if the proper conclusion was that the judge should have granted leave, we
would not for our part regard this conviction as unsafe and we reach that
conclusion irrespective of the stage at which the application was made. For
all those reasons we dismiss this appeal against conviction.
(Counsel
addressed the court in relation to the appeal against sentence
)
THE
LORD CHIEF JUSTICE: In passing sentence on the appellant the Recorder said:
"....
you are convicted of the offence of manslaughter committed by the use of a
knife. That you were carrying a knife upon you on the relevant occasion was
inexcusable. The use of it was inexcusable. The unfortunate victim had done
nothing wrong and he has lost his life in circumstances which were your fault.
There
was not just one blow, there were seven blows, and I think that this is a
matter which has to be regarded as a serious case. Of course there is no
alternative to imprisonment. The sentence upon you is one of 10 years'
imprisonment."
Leave
to appeal against that sentence was granted at a time when the normal range of
sentences for this kind of killing was at a level generally lower than the term
which the Recorder imposed. However, since that time the question as to the
proper level of sentence for manslaughter of this kind has been the subject of
consideration by this court in
Attorney
General's reference No. 33 of 1996
(
R
v Latham
)
under section 36 of the Criminal Justice Act 1988. The facts of that case were
different: there was a plea of guilty; there was an element of provocation; and
the offender was a young man aged 22 at the time of the appeal. The court did,
however, in the course of giving judgment in that case review the existing
authorities on the level of sentence in manslaughter cases. At paragraph 8 of
the judgment, under the heading 'What should the tariff be', it said:
"Even
when a particular type of manslaughter is isolated from the rest it has to be
recognised that it covers a wide field, and if justice is to be done sentencers
must not be put in strait- jackets, but for the reasons identified in this
judgment it seems to us that where an offender deliberately goes out with a
knife, carrying it as a weapon, and uses it to cause death, even if there is
provocation he should expect to receive on conviction in a contested case a
sentence in the region of 10 to 12 years. The alternative would be to say that
although the tariff should remain the same the indictment should contain a
separate count in relation to the carrying of the offensive weapon for which a
separate and normally consecutive sentence should be imposed, but that seems to
us to be a somewhat cumbersome approach."
With
the last observation we respectfully agree.
The point is made by Mr Clegg that the case of
Latham,
from which we have quoted, was a case in which there was provocation and that
in this case the situation is different. So it is, but the provocation was a
mitigating factor there and this was, as the learned Recorder thought, a very
serious case of manslaughter. He drew attention to the fact that there were
seven blows, of which one was fatal. There was no evidence of provocation;
there was no excuse which emerged from the evidence; there was no plea of
guilty. In all the circumstances we consider that this sentence was entirely
proper and we dismiss the appeal against sentence.
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© 1996 Crown Copyright