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BM & Anor, R v [1996] EWCA Crim 1653 (9 December 1996)
URL: http://www.bailii.org/ew/cases/EWCA/Crim/1996/1653.html
Cite as:
[1997] 2 Cr App R 12,
[1996] EWCA Crim 1653,
[1997] 2 Cr App Rep 12,
[1997] Crim LR 351
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BM and SA, R v. [1996] EWCA Crim 1653 (9th December, 1996)
Nos:
95/7551/X4 & 95/7642/X4
IN
THE COURT OF APPEAL
CRIMINAL
DIVISION
Royal
Courts of Justice
Strand
London
WC2A 2LL
Monday
9th December 1996
B
e f o r e:
LORD
JUSTICE KENNEDY
MR
JUSTICE JOHNSON
and
MR
JUSTICE TIMOTHY WALKER
-
- - - - - - -
R
E G I N A
-
V -
BM
and
SA
-
- - - - - - -
(Computer
Aided Transcript of the Stenograph Notes of
Smith
Bernal Reporting Limited
180
Fleet Street, London EC4A 2HD
Tel:
0171 831 3183
Official
Shorthand Writers to the Court)
-
- - - - - - -
MR
J WOOD (MR P BROOK 9.12.96)
appeared on behalf of the
Appellant
MR
S KAMLISH
appeared on behalf of the Appellant SA
MR
J BEVAN and MR M DENNIS
appeared on behalf of the Crown
-
- - - - - - -
J
U D G M E N T
(As
Approved by the Court)
-
- - - - - - -
Crown
Copyright
Monday
9th December 1996
LORD
JUSTICE KENNEDY: The judgment which we are about to deliver is the judgment of
the court which consists not only of Mr Justice Johnson who is here but of Mr
Justice Timothy Walker who cannot be here today.
JUDGMENT
1. Background
to the Appeals
On
31st October 1995 at the Central Criminal Court these two appellants were both
convicted of violent disorder, and the appellant BM was also convicted
of conspiracy to inflict grievous bodily harm and murder.
The
indictment which they faced arose out of the events which occurred between 9
and 10 pm in the Somers Town area of north London on Saturday 13th August 1994.
It
was the prosecution case that, possibly because of an incident a few days
earlier when a youth named LC had failed to comply with a request made
by SA that he return some jewellery, there came a time on the
Saturday evening when a gang of about 10 young Asians set off from Euston to
the adjacent area of Somers Town to find LC and to cause him grievous
bodily harm. The agreement to pursue that course of action was the conspiracy
charged in count 1, of which BM was convicted. SA was
also charged but was acquitted.
Having
got as far as Somers Town this aggressive gang was, the prosecution contended,
a danger to any vulnerable white youth whom they happened to encounter.
Their
first encounter was with MA, aged 16, near to Cecil Rhodes House, a
block of flats off Goldington Street. MA, who had been walking with
his cousins AN and KN, and with a friend AD, was surrounded
by the gang, and asked in an intimidating way whether he knew LC. When he
said he did not, he was punched and fell over a wall. He then ran off and
someone tried to stab him in the back. Fortunately the damage was relatively
slight, but he did suffer a cut lip, abrasions and small knife wound in the
back. When the girls who had been with him tried to intervene they were told
to "fuck off". The gang which pursued him ended up outside Cecil Rhodes House,
where one of them was heard to call out "Oi, you cunt, you're going to die".
At that house there were three witnesses who identified SA as one
of the gang. They were TC, GK, and LT. They were
all seventeen or eighteen years of age. They had all been at school with
SA, and they all subsequently identified him on an identification
parade. TC also saw one of the gang, not SA, with a
knife, the blade of which was twelve inches long.
Count
2 in the indictment was the offence of violent disorder which we have just
described, with MA as the principal victim. SA was
convicted of that offence. His case was that he never asked for any jewellery
during the previous week, nor was he any part of the Saturday night gang. As
to the identifying witnesses he said that two of them were mistaken and the
third - TC - was lying.
From
Cecil Rhodes House the gang moved south, and was next seen going west on Brill
Place. A little further to the east a group of three white boys reached Brill
Place by walking up Midland Road. They had been playing football, and had then
gone to buy some food which they were carrying in a white plastic bag. PP
, aged 14, was small, and the other two were MF, aged 17
and RE, aged 15, a chubby fair-haired boy, described by PP as
well-known, and well liked, very kind, and someone who would do anything for
anybody. The three boys saw the gang walking away along Brill Place, but one
of the gang saw the boys, and the whole gang then turned round and came back.
MF was asked, by someone who put his face right up against him, and
who the prosecution contended was BM even though MF was
later not able to identify him, whether he knew LC, and when he said that he
did not he was head-butted, and told he was lying. MF and PP then managed
to run off, but RE was not so lucky. He was stabbed in the back
and died as a result of that injury.
The
prosecution case was that BM was not necessarily the knife wielder,
but he was a prominent member of the gang when the knife was used, and, the
prosecution contended, what was done with the knife was a joint enterprise.
According
to the prosecution BM returned from Brill Place to the Euston Area,
and there met two girls - JS and EA. They saw him eating
pot noodles which, the prosecution contended, the dead boy had bought, and
according to JS he said :-
"We've
just had a fight with some white boys in Somers Town. We've just stabbed one
of them .... we head-butted one of them and let the little one go".
According
to EA another boy asked BM what the victim of the stabbing looked
like, and he said "chubby and blond". SA and BM and his
friends were asked to go to the police station to assist with enquiries. They
went, and BM gave false particulars. He said that was before he knew
of RE's death, but the police evidence was to the contrary. He was
observed to have blood on his jeans and trainers and scientific examination
linked that blood with the dead boy. JS and EA at first gave a different
account of the evening's events, but, according to them, they decided to tell
the truth after they had been to RE's funeral and observed his grieving
parents.
BM
BM's case at trial was that he was never any part of the gang. Prior to the
incidents in Brill Place he had been further north, searching unsuccessfully
for cannabis. He returned to Brill Place, and a boy rushed past him who must
have been RE attempting to flee after being stabbed. He was being pursued
by "Alanz" brandishing a knife. That must have been how the blood got on to
his clothing. BM said that he never ate any pot noodles, nor did he
make any incriminating admission to JS and EA.
Count
three in the indictment of which BM was convicted was the violent
disorder which ended in the head-butting of MF, and count four, of
which he was also convicted, was the murder of RE. Returning for
a moment to count one, the evidence which the prosecution relied upon to show
that BM was a party to a conspiracy to cause grievous bodily harm to
LC was the evidence as to his participation in the events which took
place in Brill Place.
Both
appellants now appeal against conviction by leave of the single judge.
2. Application
to amend Grounds of Appeal
These
appeals were listed for hearing before us on 8th November 1996. When the case
was called on counsel for the appellant SA, Mr Stephen Kamlish,
invited our attention to two statements, both dated 7th November 1996. The
first statement is from a solicitor, Mr Imran Khan, who acted for both
appellants at the trial. He states that on 2nd November 1995, three days after
the end of the trial, he received a telephone call from a man who said his name
was V. V said his partner had been a juror, and he was telephoning on her
behalf. She might have information concerning the trial which might be of some
interest to Mr Imran Khan. Mr Imran Khan then prudently terminated the
telephone call, saying that he would ring back, and sought the advice of Mr
Kamlish, who reminded him of the provisions of section 8 of the Contempt of
Court Act 1981, which, so far as material, reads :-
"(1)
subject to subsection (2) below, it is a contempt of court to obtain, disclose,
or solicit any particulars of statements made, opinions expressed, arguments
advanced or votes cast by members of a jury in the course of their
deliberations in any legal proceedings:
(2)
this section does not apply to disclosure of any particulars -
(a)
in the proceedings in question for the purpose of enabling the jury to arrive
at their verdict, or in connection with the delivery of that verdict .....
or
to the publication of any particulars so disclosed."
Mr
Imran Khan then telephoned V and told him to advise his partner that it was a
criminal offence for a juror to disclose or discuss the jury's deliberations
with anyone other than a member of that jury. "However, there would be no
difficulty in V's partner disclosing any other information which she felt did
not fall within the category of deliberations." Mr Imran Khan asked V to ask
his partner to get in touch with Mr Imran Khan if she wanted to pass on any
such information. There was then no further comment for many months.
Before
we move on to the next stage in this sorry saga we must point out that the
advice given by Mr Imran Khan was inaccurate and potentially misleading.
Whatever the true construction of section 8 of the 1981 Act, the yardstick is
not to be found in the feelings of any individual juror. Furthermore, any
passing of information of the type contemplated by Mr Imran Khan threatened the
secrecy of the jury room, and, as was made clear by this court in
McClusky
(1994) 98 Cr. App. R 216 at 304 Mr Imran Khan before taking any step which
might result in information being passed to him should have sought leave of
this court.
The
next contact between Mr Imran Khan and V was initiated by Mr Imran Khan who, on
6th November 1996, felt that, in accordance with his duties to his clients, he
ought to telephone V to check that there was nothing V's partner wanted to tell
him. V then told him that his partner had in fact prepared a document shortly
after the conclusion of the trial and that she had no objection in Mr Imran
Khan seeing it. V delivered that document to Mr Imran Khan's office the
following morning, and it is exhibited to Mr Imran Khan's statement. The
second and much shorter statement is from V. It supports what is said by Mr
Imran Khan in his longer statement, and ends :-
"My
partner is concerned regarding safety and does not want any details to be made
public."
We
do not therefore at this stage know the name of V's partner, nor her address.
We know his name, and in order to protect her identity we have referred to him
only by an initial.
The
document which the alleged juror is said to have prepared, although
unstructured, falls into three parts :-
"(1)
comments on what the alleged juror perceived to be the attitude of the other
members of the jury :
(2)
an account of some jurors' reactions to decisions made at the end of the
prosecution case :
(3)
an incomplete account of what transpired after the jury retired at the end of
the summing-up to consider their verdicts, and before they returned those
verdicts."
Having
placed before us the two statements and the document to which they refer Mr
Kamlish, supported by Mr Wood for BM, submitted that we should adjourn
the hearing and order an investigation, as was done in the case of
Young
(1995) 2 Cr App R 379 because if what was said in the document be right it
would seem that the jurors, or at least some of them, were not approaching
their task as they ought to have done. It was accepted, as was made clear in
Young
that any investigation could not extend to what was said by jurors when
deliberating, because that would contravene the express provisions of the 1981
Act. Both counsel placed before us draft additional grounds of appeal which
they wished to pursue dependent upon the result of the proposed investigation.
Mr
Bevan, for the Crown, submitted that there should be no adjournment, no
investigation and no leave to amend the grounds of appeal. He pointed out that
the authenticity of the document, emerging for the first time a year after the
end of the trial, was, to say the least, open to doubt. If it be authentic a
substantial part of it is unarguably disclosed by its author in contravention
of section 8(1) of the 1981 Act, and by soliciting it, obtaining it, and then
further disclosing it Mr Imran Khan was also, it would seem, acting in
contravention of the provisions of the Act. Mr Bevan reminded us that this is
not the first time that there had been a last minute procedural move by the
defence in this case. Immediately prior to trial there had been problems with
an alibi notice.
Having
had submissions on both sides we indicated that we were not prepared to adjourn
the hearing, to instigate any enquiry, or to permit the proposed amendments to
the grounds of appeal. Our reasons for that conclusion were both practical and
legal. Dealing first with practical matters, the material placed before us
lacks substance. We are by no means satisfied that any juror has revealed
anything, and if they have not there is nothing to enquire into. Even if the
document annexed to Mr Imran Khan's statement is what it is alleged to be, most
of the allegations it contains cannot be investigated further without
contravening section 8(1) of the 1981 Act, and the rest amounts to little more
than assertions about views expressed by individual unidentified jurors before
they began their formal deliberations. Furthermore in reality it is difficult
to see how an investigation initiated more than 12 months later could possibly
yield any meaningful result. No one is likely to remember whether such things
were said. Still less are they likely to be able, without trespassing on the
forbidden ground of the deliberations themselves, to say anything to assist in
relation to whether or not views or attitudes expressed at an early stage had
any effect on the result.
Turning
now to our legal reasons, it is a settled rule of long standing that an
appellate court will not receive evidence from jurors about discussions or
other matters that took place in the jury box or jury room concerning the cases
in which they were acting. So, for example, in
Straker
v Graham
(1839) 4 M & W 721 the court refused to receive an affidavit from an
attorney, made to him by a juryman, that the verdict was decided by lot. In
R
v Thompson
(1962) 4 Cr App R 72 there was tendered to this court what appeared to be a
statement from a juror asserting that a majority of the jury had been ready to
acquit until the foreman read out a list of the previous convictions of the
accused. Giving the judgment of the court Lord Parker C.J. said at page 75 :-
"This
court is now asked to enquire into the matter and to adjourn in order to see
whether the alleged statement by the juryman can be supported by some statement
or affidavit made by him. But the court has come to the conclusion that it is
perfectly idle to adjourn the case for that purpose, because the court is quite
satisfied that they would have no right at all to enquire as to what did occur
in the jury room. It has for long been a rule of practice, based on public
policy, that the court should not enquire by taking evidence from jurymen as to
what did occur in either the jury box or the jury room."
One
of the authorities cited by Lord Parker was the civil case of
Ellis
v Deer
(1922) 2 KB 113 in which Bankes L.J. said at page 117 :-
"I
desire to make it clear that the court will never admit evidence from jurymen
of the discussion which they may have had between themselves when considering
their verdict or of the reasons for their decision, whether the discussion took
place in the jury room after retirement or in the jury box itself."
Atkin
L.J. agreed, and added at page 121 :-
"The
reason why that evidence is not admitted is two-fold, on the one hand it is in
order to secure the finality of the decisions arrived at by the jury, and on
the other to protect the jurymen themselves and prevent their being exposed to
pressure to explain the reasons which actuated them in arriving at their
verdict. To my mind it is a principle which it is of the highest importance in
the interest of justice to maintain, and an infringement of the rule appears to
me a very serious interference with the administration of justice."
Clearly,
as it seems to us, that reasoning must extend to cover anything said by one
juror to another about the case from the moment the jury is empanelled, at
least provided what is said is not overheard by anyone who is not a juror.
That was the view of the Supreme Court of New South Wales in
R
v Andrew Brown
(1907) 7 N.S.W. State Reports 290, which refused to consider the affidavits of
five jurymen in order to decide whether a fellow juryman had been guilty of
misconduct. The allegation was that before any evidence was given the juror in
question made it clear to fellow jurors that whatever the evidence he was not
prepared to convict. In that case Darley C.J. said at page 299 :-
"I
have come to the conclusion that the authorities are all one way, and that the
Court cannot look at the affidavits of jurymen for any purpose, whether it be
for the purpose of granting a new trial, or for the purpose of establishing the
misconduct of a juryman."
More
recently, in
R
v Schofield
(1993) CLR 217, after the jury had returned its verdict a juror asked the jury
bailiff if the jury could have asked a question, and on receiving an
affirmative response, the juror went on to say that the jury had not
understood the offence of affray and had written a note to that effect. Such a
note was found in the jury room, and this court was invited at least to
consider what transpired between the juror and the bailiff, but the argument
was rejected on the ground that to give any meaning to that conversation it
would be necessary to lift the veil of secrecy from the jury room and enquire
what had happened within. That, as we have indicated, would also be the
position in this case.
In
Young
(Supra) this court recognised the existence of the line of authority to which
we have referred, but noted that there were some cases in which possible
extrinsic influences on a jury in retirement had been investigated by the
court, and so felt able to investigate what was alleged to have happened
overnight when the jury was accommodated in a hotel. The period in the hotel
was held not to form part of the "deliberations" for the purposes of section
8(1) of the 1981 Act, so a carefully circumscribed investigation was possible
without contravening the provisions of that Act. That decision, considered
properly in the context of the line of authority to which we have referred,
seems to us to be of no assistance to the appellants in this case. Many of the
submissions made to us seemed to be based upon the false proposition that we
should be prepared to consider any material the obtaining of which would not
constitute an offence contrary to section 8(1) of the 1981 Act, but, as we have
attempted to make clear, the barrier to the reception of material is not to be
found in the 1981 Act. It is to be found in a long line of authorities, some
at least of which set out in terms why the barrier must be maintained.
3. The
Appeal of BM
(A) The
Indictment
We
turn therefore to the four grounds of appeal which are set out in BM's
Notice of Appeal, the first of which concerns the indictment. As we have
already indicated, BM faced three counts in the indictment, namely :-
Count
1: Conspiracy to inflict Grievous Bodily Harm on LC :
Count
3: Violent Disorder in relation to MF:
Count
4: Murder of RE.
It
was unsuccessfully submitted to the trial judge, and the renewal of the
submission constitutes the first ground of appeal before us, that this
appellant should not have been required to face trial on both the conspiracy
alleged in Count 1 and the substantive offence alleged in Count 4, not least
because the evidence relied upon by the prosecution to show that BM
was a party to the conspiracy alleged in Count 1 was the evidence of his
conduct in Brill Place at about the time of the murder. There was therefore,
it is contended, a risk of prejudice, and the prosecution should have been
required to elect as to the charge on which to proceed. Mr Wood further
submits that the risk of the jury becoming confused was enhanced by the way in
which the prosecution conducted its case. The initial contention was that
Count 1 and Count 4 related to separate incidents, but in the end it became
clear that, as we have said, the evidence of BM's involvement in Count
1 was the evidence of what occurred in Brill Place.
Having
considered Mr Bevan's opening note and the rest of the material before us it is
clear that the prosecution case in relation to Count 1 never shifted, and there
was no reason for it to do so. The case always was that the conspiracy
operated from the time that the gang of youths set off for Somers Town at least
until RE was fatally stabbed. It therefore formed the background
to the specific offences charged in Counts 2, 3 and 4, and although the
prosecution believed BM was involved in that conspiracy from the
outset, and said so, the prosecution could only prove his involvement by
reference to what happened in Brill Place. Certainly the Practice Direction
(1977) 64 CAR 258 to which Mr Wood invited our attention indicates that in a
case like this where an indictment contains substantive counts and a related
conspiracy count the judge should require the prosecution to justify the
joinder, but here, in our judgment, the joinder was plainly justified because
the two counts related to quite different aspects of the evening's criminality.
The most obvious distinguishing feature is that Counts 1 and 4 targeted
different victims, but there were other distinguishing features which we need
not labour. We accept, of course, that where a substantive offence effectively
and sufficiently covers the ground the addition of a charge of conspiracy which
adds nothing is undesirable (See for example
Greenfield
(1973) 57 CAR 849) but here the addition of a count charging a very
straightforward type of conspiracy was necessary to cover the ground and it did
not, in our judgment, result in any unfairness to the defence. We therefore
reject BM's first ground of appeal.
(B) Lies
Direction
The
second ground of appeal is formulated in this way - that although the trial
judge when summing-up gave a full direction of the type contemplated in
Lucas
(1981) 73 CAR 159 in relation to the lies told by the appellant to the police
concerning his name (and incidentally a similar direction concerning SA
SA's evidence of alibi) a further similar direction needed to be given in
relation to BM's evidence as to his whereabouts. In our judgment no
such further direction was required. BM gave an account of searching
for cannabis before arriving in the area of Brill Place. The prosecution did
not accept that explanation, but that conflict was of no particular
significance because the jury was not being asked to infer anything from that
alleged lie. They were being asked to convict on the basis of direct evidence
as to what happened in Brill Place, where the clothing of BM was
stained with blood, and on the basis of what, according to the two girls,
BM said later about what had happened there. As Glidewell L.J. said
when giving the judgment of this court in
Liacopolous,
31st August 1994 unreported, at page 15B of the transcript :-
"Where
a jury, as is so frequently the case, is asked to decide whether they are sure
that an innocent explanation given by an defendant is not true, where they are
dealing with the essentials in the case and being asked to say that as a
generality what the defendant has said in interview about a central issue, or
agreed in evidence about a central issue is untrue, then that is a situation
which is covered by the general direction about the burden and standard of
proof. It does not require a special
Lucas
direction."
That
approach was re-enforced by this Court in
Burge
and Pegg
(1996) 1 CAR 164 where we endeavoured at page 173 to set out the circumstances
in which a direction would be required. The circumstances there outlined do
not in our judgment cover this case. Save in the most technical way the
defence did not rely on alibi, and the prosecution did not seek to show that
what BM said as to his whereabouts before he arrived in Brill Place
was a lie, nor did they seek to rely on that alleged lie as evidence of guilt
in relation to any of the charges sought to be proved. Mr Wood submits that
although the prosecution did not take that line the judge should have envisaged
that the jury might do so. It is noteworthy that such a possibility does not
seem to have occurred to any counsel (including Mr Wood) at the trial.
Mr
Wood also drew our attention to the decision of this Court in
Genus
and Britton
,
1st February 1996 unreported, a drug trafficking case in which the appellants
offered drugs to undercover police officers and then claimed to have been
acting under duress. To rebut that defence the prosecution invited attention
to what they submitted were the lies told by the appellants to the police and
in the witness box. As Swinton Thomas L.J. said at page 5E of the transcript
"Lies were absolutely central to the Crown case". In that situation a
Lucas
direction was required, but for the reasons we have explained the situation was
entirely different in the present case.
(C) Good
Character Direction
The
third ground of appeal advanced by Mr Wood, and adopted by Mr Kamlish for
SA, concerns the trial judge's direction in relation to the good
character of each defendant. Having said that both were men of good character
and summarised the evidence of good character called on behalf of each she said:
"What
does that mean, members of the jury? What relevance does that evidence have in
your considerations? Well, it does not mean that either or both of these
defendants cannot be guilty of any of these offences or all of them if, on the
evidence, you find them to be so. The fact that a defendant is of good
character is simply something that you are entitled to take into account when
you come to consider whether what he says may be true. It is also a factor
that you are entitled to take into account when you come to consider whether he
is the sort of person who is likely to commit the offence which is alleged
against him. So that is the relevance of the evidence you have heard in
relation to the good character of each of these two defendants."
Before
us the submission made on behalf of each appellant is that the judge erred
because she said "you are entitled" rather than "you must". She thereby gave
the jury a discretion, whereas in reality the jury was bound to take good
character into account. In this context our attention was directed to the
decisions of this court in
Vye
(1993) 97 Cr App R 134 and the House of Lords in
Aziz
(1995) 2 Cr App R 478. The principle laid down at page 141 in
Vye,
and approved in
Aziz,
which is relevant to this case, is that where a defendant has testified a
direction shall be given as to the relevance of his good character (1) in
relation to credibility and (2) in relation to the likelihood of his having
committed the offence or offences charged. What is mandatory is to give both
limbs of the direction, not to use any particular form of words, and in our
judgment this trial judge discharged that obligation. She pointed out both
ways in which good character is relevant - something that the jury was entitled
to take into account - just as they would be entitled to take into account
other matters, like the blood on BM's clothing, when deciding whether
what he said be true. The point is well illustrated by looking at another
passage in the summing-up when the Judge was dealing with identification
evidence in relation to SA. At page 15 F of the transcript she
told the jury that if satisfied with the evidence of the identifying witnesses
or of any of them :-
"that
is the evidence you are entitled to consider, and evidence from which you are
entitled to conclude that SA must have been a party to the agreement
........."
We
are conscious of the fact that in
Liacopolous,
to which we have already referred, this court, at page 22D of the transcript,
considered the submission made to us in relation to the use of the word
"entitled" to be arguable, although indicating that if it did amount to a
misdirection the court would not allow the appeal on that ground because (as
the law then stood) it would apply the proviso. We take a somewhat different
view, but to avoid semantic issues in the future judges might be wise to select
words other than those used in this case.
(D) Joint
Enterprise and Intent
The
final ground of appeal advanced by Mr Wood relates to what the judge said as to
joint enterprise in relation to the offence of murder. Mr Wood concedes that
the judge's direction to the jury was in accordance with decisions of this
court, including in particular
Hyde
(1991) 92 Cr App R 131 and
Powell
and Daniels
(1996) 1 Cr App R 14. However, in the latter case the House of Lords has
granted leave to appeal upon the following point :-
"Is
it sufficient to found a conviction for murder for a secondary party to a
killing to have realised that the primary party might kill with intent to do so
or with intent to cause grievous bodily harm or must the secondary party have
held such intention himself."
If
that question was answered favourably to the appellants it could then be said
that the direction in the present case was wrong. Mr Wood therefore invited us
to take one of two courses -either to adjourn this appeal or at the conclusion
of the appeal to certify the identical point. We know from enquiries we have
made that the House of Lords has yet to list the appeal in
Powell
and Daniels
,
so, as we indicated during the course of argument, we are not prepared to take
the former course. Subject to what may be said after this judgment has been
delivered, we are inclined to take the latter course. Nothing more need be
said about this ground of appeal, and, there being no substance in any of the
other grounds of appeal against conviction advanced on behalf of BM,
it follows that his appeal against conviction must be dismissed.
4. The
Conviction Appeal of SA
We
turn now to the appeal of SA. We have already dealt with the
ground of appeal which criticises the judge's direction in relation to good
character. Mr Kamlish made submissions in relation to two other grounds of
appeal. First, he submitted, rightly, that the case against SA
depended upon the identification evidence of the three witnesses -
TC, GK and LT who claimed to have seen SA
as a member of the gang at Cecil Rhodes House. Mr Kamlish contends that the
trial judge, when dealing with the evidence of those three witnesses in her
summing-up, misrepresented what they said. She paid insufficient attention to
weaknesses in the evidence, and summarised the evidence of LT in
particular in a way that suggested that the evidence was stronger than it was.
During
the course of the hearing before us it occurred to Mr Kamlish that he might be
able to argue another ground of appeal not previously mentioned and which did
not appear in the notice of appeal, namely that the trial judge failed to
direct the jury that it was for the Crown to disprove the alibi put forward
both by SA and his alibi witness, Al Amin. Mr Kamlish therefore
sought leave to add that ground of appeal, and invited our attention to the
decision of this court in
Fergus
(1994) 98 Cr App R 313. Suffice to say that having read, and re read, the
relevant part of the summing up in this case, at page 28 of the transcript, it
is clear to us that the proposed additional ground of appeal is simply
unarguable. The trial judge made no error whatsoever as to the burden of proof
in relation to the alibi, and properly cautioned the jury against reading too
much into the lies if they found the alibi evidence to be untrue.
We
return now to what really was the substance of the appeal as presented by Mr
Kamlish, namely his attack on the way in which the trial judge dealt with the
evidence of the identifying witnesses. At the time of the hearing we were
faced with a difficulty - we had no transcript of the evidence of any of the
three witnesses, nor had Mr Kamlish made any attempt to agree a note of what
they had said. He asserted to us in argument that when he drafted the grounds
of appeal he asked for transcripts of all three witnesses. As he has now
acknowledged in writing that is not correct. On 27th November 1995 he sent a
note to the Registrar stating that the court "would be greatly assisted by a
transcript of the cross-examination of
one
of the identifying witnesses, LT".(emphasis added) That request was
brought to the attention of the single judge, who gave leave in relation to the
good character direction, and said that "the question whether the weaknesses of
the evidence of the identifying witnesses were adequately dealt with in the
summing-up should be considered by the Full Court". The single judge therefore
understandably made no direction for the provision of any additional
transcripts, and there the matter rested until the hearing before us began. We
are totally at a loss to understand how Mr Kamlish envisaged that it would be
possible to succeed in relation to this ground of appeal without either a
transcript of the evidence of the witnesses in question or an agreed note, but
we were anxious to ensure that if there were any substance in the ground of
appeal it should be properly considered. We therefore heard Mr Kamlish's
submissions, and then, after the conclusion of all argument, requested the
Registrar to obtain transcripts of all three witnesses, which transcripts we
have now read.
Mr
Kamlish accepted that the Judge properly directed the jury as to the dangers of
identification evidence, in accordance with the decision of this court in
R
v Turnbull
(1977) QB 224, but, he submitted, the judge failed in her summing-up to deal
adequately with the inconsistencies between the witnesses, and with what Mr
Kamlish described as "the headway made in cross-examination". In the grounds
of appeal themselves the only example set out of anything relevant being
omitted is in paragraph 4 where it is said that the judge failed to mention
that during cross examination
LT
accepted in terms that because of the angle from which he was observing he
could not be sure that he had seen SA.
In
paragraphs 7 to 15 of his written advice, to which he invited our attention, Mr
Kamlish expanded his submission that there were differences between and
weaknesses within the evidence of the identifying witnesses which were not
properly reflected in the summing-up. Those paragraphs contain the following
points:-
(1)
there was a lack of consistency as to where TC, GK and Loughlin
were (and where they were in relation to each other) when observing the gang :
(2)
they were inconsistent as to whether there was a chase (of MA) and if
so whether he was recognised :
(3)
they differed as to the part played by SA:
(4)
if SA was where TC and GK said he was, it was
surprising that Loughlin did not recognise him :
(5)
the identifying witnesses were inconsistent as to whether they discussed what
had been seen :
(6)
GK said that someone told TC that SA was a member of
the gang :
(7)
JS Sheriff (on her own admission a bad time keeper) said that SA
SA arrived at Drummond Street "about an hour" before BM and the
others returned after the murder of RE.
Having
read the transcripts of all three identifying witnesses we are not surprised
that Mr Kamlish, when he settled the grounds of appeal sought only a transcript
of his cross examination of LT. The cross examination of TC covers
thirty eight pages of transcript, and that of GK covers seventeen pages,
but only with LT was Mr Kamlish able to make any significant headway in
cross examination. The precise positions which TC and GK were in
when observing was understandably not something either of them remembered very
clearly when giving evidence over a year after the observation was made. They
agreed that there was a chase, but only TC and Loughlin claimed to have
seen who was being chased, which is hardly suggestive of collusion. All three
identifying witnesses gave somewhat different accounts of what SA
was doing when they saw him, but there was no significant conflict, the
impression being much more of different observers as is so often the case
recalling different aspects of the same scene. Loughlin was clearly with
TC and GK but, apart from his identification of MA, he
was a witness who the judge invited the jury to regard as unreliable. So
nothing can be made of his failure to identify SA.
When
giving evidence all three identifying witnesses agreed that there had been some
discussion between them that evening of what they had seen, but they also said
that after they had given statements to the police and identified SA
SA they, as instructed, did not discuss the matter any further. The
suggestion that someone told TC that SA was a member of the
gang was put to GK by reference to a section of his deposition which was
plainly impossible properly to interpret without knowing what questions had
been asked of him at the Magistrates' Court, and what answers had been given -
a matter pointed out both by the trial judge and prosecuting counsel during the
course of cross examination - so it is not right to say that GK agreed
that someone told TC that SA was a member of the gang. As to
JS Sheriff's evidence that SA was in Drummond Street about an
hour before BM, that was specifically referred to by the trial judge
in her summing-up, and in dealing with the evidence of LT she gave full
specific weight to Mr Kamlish's effective cross examination. The difficulty,
from Mr Kamlish's point of view, was that when re-examined that witness, as the
judge said, claimed to be "very confident" that it was SA whom he
had seen.
Now
that we have not only heard Mr Kamlish's submissions, but also seen the
transcripts of the evidence of the identifying witnesses, we are satisfied that
the way in which the judge dealt with the evidence of those witnesses was
entirely appropriate. Her summing-up was not exhaustive, nor should it have
been, but there were no significant weaknesses or discrepancies omitted to
which she should have referred. The appeal against conviction by SA
SA is therefore dismissed.
5. Sentence
- SA
We
turn now to the renewal of SA's application for leave to appeal
against sentence, leave to appeal having been refused by the single judge.
When passing sentence the trial judge pointed out that the seriousness of the
offence of violent disorder which SA was convicted was that he
joined a group one of whom was openly carrying a knife, and that was something
he must have known. It was used against MA, and was thereafter seen
held in the hand of one of the gang.
In
support of the application for leave to appeal Mr Kamlish makes a number of
points :
(1)
the jury's verdict in relation to Count 1 shows that they were not satisfied
that SA was a party to the conspiracy to cause grievous bodily harm
to LC. Therefore, it is submitted, they cannot have been satisfied
that SA knew that any member of the gang was going to use a knife
to attack anybody, or that MA had been stabbed. That is simply a
non-sequitur.
(2)
that the incident involving MA was brief, and did not result in any
serious injury.
(3)
that SA was not himself in possession of the knife, nor was he
shown to have himself uttered threats or used violence.
(4)
that he may have called off the chase, a point not acknowledged by the judge,
although if his reasons for doing so was simply that he believed the quarry to
have escaped it is difficult to see how he deserves credit for his actions.
(5)
that SA had a positively good character.
(6)
that because BM, who was much more deeply involved in that evening's
criminality, was also sentenced to 3 years detention in a young offenders
institution for an offence of violent disorder (in his case involving MF
) the sentence on SA should have been less.
Mr
Kamlish also invited our attention to two decisions of this court -
Sturton
(1992) 13 C A R (Sentencing) 116 and
Betts
(1995) 16 C A R (Sentencing) 436. In each of those cases the facts were so
very different that we are unable to derive much assistance from either of
them.
For
the reasons identified by the sentencing judge this was a serious matter, and
like the single judge we regard the sentence as neither manifestly excessive
nor wrong in principle. The renewed application for leave to appeal against
sentence must therefore be dismissed.
MR
BROOK: My Lords, I invite you to certify the point which is set out in the
draft which I know your Lordships now have in relation to mens rea and intent
in relation to this offence.
LORD
JUSTICE KENNEDY: Is there anything you want to say about that Mr Dennis?
MR
DENNIS: I have not been supplied with a copy of this.
LORD
JUSTICE KENNEDY: The easiest way to find this is if you turn to page 17. I
assume -- I have not checked it Mr Dennis, but I assume it is word for word.
MR
BROOK: My Lord, it is identical.
MR
DENNIS: My Lord, no. I have nothing to say.
LORD
JUSTICE KENNEDY: We are prepared to certify the point set out in your draft,
but we are not prepared to grant leave.
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