ON APPEAL FROM THE FAMILY COURT AT READING
HHJ Tolson KC
RG23C0011
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE PETER JACKSON
and
LORD JUSTICE WARBY
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T-D (Children: Specific Issue Order) |
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Eleanor Howard (instructed by the Royal Borough of Windsor & Maidenhead)
for the Respondent Local Authority
The Respondent Father appeared in person (written submissions were filed by Laura Hibberd, acting pro bono)
Cecilia Barrett (instructed by Fairbrother & Darlow) for the Respondent Children by their Children's Guardian (written submissions only)
Hearing date: 4 July 2024
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Crown Copyright ©
Lord Justice Peter Jackson:
Introduction
"7. Specific Issue Order.
The court directs that the following questions insofar as they may in future arise in connection with parental responsibility for either or both children are to be determined by the father in the event of disagreement with the mother.
a. All questions relating to schooling, this is to include which schools the children are to attend; who shall attend parents' evenings, sports events etc;
b. All questions relating to future therapy including whether and if so on what basis therapy is to be provided; by whom, etc.;
c. All questions relating to interactions with social workers and medical professionals, including what is to be said to them concerning the children and the extent to which they may be involved in the children's lives.
8. For the avoidance of doubt the father must still consult the mother in relation to decision making for all significant events in which he exercises overriding parental responsibility."
The Order, which would last until the children are 16, does not prevent either parent from making applications to the court, including in relation to any of these matters.
The background
The Judge's decision
(1) The local authority's final care plan was for the children to move to the father's care alongside a supervision order. It argued that shared care had not worked and that the children needed a secure base with the father and his wife.
(2) The father supported the local authority's plan on the basis of the children's time with the mother being limited.
(3) The mother sought to maintain the children's primary home with her and to limit the father's time.
(4) The Guardian advocated a shared care arrangement, with an equal division of the children's time. Her final analysis in October 2023 contained this paragraph:
"86. I respectfully recommend a Child Arrangements Order is made in respect of [the children] which stipulates there is a shared care arrangement in place and that [the father] has the final decision on anything that cannot be agreed by the parents."
The Guardian also recommended that an order under section 91(14) of the Act be made "for a period of time".
"49. …In my judgment it is the following factors which carry the day: the implementation of [the older child's] wishes; the avoidance of too radical change for [the younger child]; the need to signal the significance of, and ring-fence the father's position; and above all the need for a just solution which might be acceptable to both parents such that a fresh start is possible."
"53. [This] issue concerns the exercise of parental responsibility as between the father and the mother. The immediate issue is schooling. My view, I regret to say, is that at the present time the mother largely prevents herself from seeing the 'wood' of the children's well-being for the 'tree' of her interactions with the father. In other words I do not currently trust her to put the children's interests first whenever there is a dispute with the father. I do trust the father to place the children first. As I result I believe the order should state that the father is to have the final say in those aspects of parental responsibility which concern (i) all aspects of schooling; (ii) future therapy; (iii) interactions with professionals – social workers and medical professionals; and, (iv) the extent to which day to day parental responsibility can be exercised by his wife. Thus the father may choose which schools the children are to attend (although he should consult with the mother) as well as minor matters (insofar as within his gift) such as to who is to attend parents' evenings, sports events and so forth. I am in no way seeking to curtail the school's discretion in these respects however. I could not do so even if I wished."
When refusing permission to appeal, the Judge stated that the court's jurisdiction to rule on disputed points was not ousted, and that the purpose of the Order was to give the father decision-making powers short of an application to the court.
(1) The level of conflict between the parents that has caused the private law dispute to descend into care proceedings is unusual, given the intelligence and social standing of the parents, and the fact that they have none of the usual disadvantages experienced by parents entering care proceedings. The family needs a fresh start and the mother needs to make the greater changes.
(2) The parents are equally capable of meeting the children's basic care needs and both desire and promote the children's education. "They may be unable in consultation to determine which school the children should attend, but that is a different matter." (paragraph 42).
(3) There are positive aspects to the mother's parenting, seen particularly in the younger child's good functioning.
(4) The mother does not present a physical threat to the children, but she has a controlling personality and has exerted pressure on professionals. She does not deal well with opposing views. The father has been the victim of her controlling behaviour over a long period.
(5) The mother's evidence gave real cause for concern, while the father was a good and apparently accurate witness.
(6) The mother is unable to promote the children's need for a positive relationship with the father. She refuses to co-operate with him and has failed to communicate constructively with him. She cannot be trusted to place the children first whenever there is a dispute with the father. In contrast, the father is anxious for a good relationship between the children and the mother to continue and can be trusted in relation to decisions about the children.
(7) The case differs from many of the so-called 'alienation' cases. The mother does not deny the children a relationship with the father, nor does she seek to prevent them spending time with him, but she needs to exercise control over the circumstances of that relationship.
(8) Although the decision is not much more than a question of how the children divide their time, the situation is precarious and the outlook bleak. The case is incapable of settlement and the parents are currently unable to negotiate arrangements between themselves.
(9) The mother's case has nothing to recommend it.
(10) The local authority's plan, supported by the father, is perfectly reasonable and may be required in future if the problems persist. The likelihood of a return to court, with that outcome, has to be avoided if at all possible.
The appeal
(1) On the facts of the case, the Order is an inappropriate and disproportionate delegation of overriding parental responsibility. The judge's brief reasoning at paragraph 53 falls short of justifying such an unusual order, and a lack of trust in the mother was an insufficient reason.
(2) The Order is at odds with the normal expectation of equality and co-operation that a shared 'lives with' order creates.
(3) It is wrong that it is unlimited in time.
(4) Its lack of specificity (including the unusual appearance of the expression "etc." in a court order) renders it unworkable in practice.
(5) The court should have taken its own decision on schooling: Re P (Parental Dispute: Judicial Determination) [2002] EWCA Civ 1627; [2003] 1 FLR 286 (CA, Thorpe LJ and Bodey J) ('Re P').
In the course of argument, Mr Jones accepted that, had the judge made specific orders about choice of school, attendance at therapy, and access to social workers, the mother could not have complained.
The statutory framework
"an order giving directions for the purpose of determining a specific question which has arisen, or which may arise, in connection with any aspect of parental responsibility for a child"
A prohibited steps order is:
"an order that no step which could be taken by a parent in meeting his parental responsibility for a child, and which is of a kind specified in the order, shall be taken by any person without the consent of the court"
"As with conditions attached to other orders, the object is not to give one parent or the other the "right" to determine a particular point. Rather, it is to enable either parent to submit a particular dispute to the court for resolution in accordance with what is best for the child. A court can determine in the light of the evidence what decision will be best for the child at the time. It may equally be content for decisions to be taken by each parent as they arise in the course of everyday life in the future. It may even attach a condition to a residence or contact order that certain decisions may not be taken without informing the other or giving the other an opportunity to object. But to give one parent in advance the right to take a decision which the other parent will have to put into effect is contrary to the whole tenor of the modern law. A court can scarcely be expected to know in advance that the first parent's decision will be the best for the child."
Relevant caselaw
"… the Children Act 1989 was designed to provide a range of orders for the court to use in disputes between parents and other private individuals which was much more flexible than in the past. In the past there had tended to be the rigid categories of custody and access, whereas s 8 of the 1989 Act allows the court to make any one of a number of orders appropriate to promote the welfare of the child."
"The notion that he should involve himself profoundly with the consultants and other professionals treating L is completely inconsistent with his acknowledgment that in that area the mother has sole responsibility. There is simply no basis upon which he could justify an involvement with medical services equal to, or anywhere near approaching, the involvement of the mother."
"1 M shall go to [name] senior school with effect from September 2002.
2 In respect of both M and O future questions which may arise about either child's schooling, including O's senior school, shall be finally determined by the children's mother following consultation with their father, MP."
Allowing the father's appeal, and replacing the second paragraph with an order that, absent agreement, matters be determined by a judge, Thorpe LJ said this:
"[6] Despite Mr McCarthy's valiant efforts, I am in no doubt at all that Mr Horowitz QC is entitled to succeed in his fundamental submission that the judge's design, however laudable, amounted to the plainest failure to adjudicate, coupled with a failure to address evidence material to that adjudication. This was, says Mr Horowitz, an abdication of judicial function and an unprincipled empowering of one parent to disempower the other.
[8] …Of course, it is important that judges use their power and influence to steer parents from unnecessary discord whenever they can. In that function they must have the broadest of discretions. A judge may adjourn a case, expressing the strong view that the parents should mediate or that they should seek professional help to enable them to resolve their differences. But in the end, the parents have a right to a judicial determination, and this was a case in which two highly intelligent parents had reached convinced positions that were most unlikely to shift through further discussion, negotiation or even mediation.
[11] …[T]he end result is an unprincipled order which cannot stand. Mr Horowitz is right to say that in situations such as this, where clarity is required, the final decision is the decision of the judge. It is not as a matter of principle open to a judge to abdicate that responsibility and simply appoint one of the parents with more or less absolute responsibility."
"It is not a case in which there is any evidence of either parent having interfered, or having sought to interfere, with the exercise of responsibility and judgment of the parent in possession."
while at [22] Wall LJ stated that:
"[F]irst, a shared residence order is most apt to describe what is actually happening on the ground; and, secondly, that good reasons are required if a shared residence order is not to be made. Such an order emphasises the fact that both parents are equal in the eyes of the law, and that they have equal duties and responsibilities as parents. The order can have the additional advantage of conveying the court's message that neither parent is in control and that the court expects parents to co-operate with each other for the benefit of their children."
(1) P v D [2014] EWHC 2355 (Fam) concerned formerly married parents. The mother and children were living in hiding and the father was serving a lengthy prison sentence for extreme violence and rape of the mother. Baker J made a prohibited steps order prohibiting the father from taking any steps in the exercise of his parental responsibility, and a raft of other orders to protect the mother and children. He observed at [110] that
"In some cases, it is necessary for the court to make a prohibited steps order restricting a parent from taking steps that he or she would normally be entitled to take in the exercise of parental responsibility. That power extends, in very exceptional cases, to making an order prohibiting a parent from taking any steps in the exercise of parental responsibility. Such orders could be made in very exceptional cases."
(2) H v A (No 1) [2015] EWFC 58 concerned formerly married parents. The mother applied to revoke the parental responsibility of the father who was serving a life sentence for driving a car into, and setting fire to, the family home when she and the children were present, and then, from prison, soliciting other inmates to murder her. MacDonald J held that parental responsibility acquired under section 2(1) of the Act could not be revoked, but he declared that the mother was under no obligation to inform or consult with the father in respect of the exercise of her parental responsibility, and that the father was prohibited from exercising any parental responsibility throughout the children's childhoods. In making the order, he stated:
"55. Finally, it is important to note that, however extreme or exceptional the facts of a particular case, a prohibited steps order is a statutory restriction on the exercise by a parent of their parental responsibility. Any such order made by the court must accordingly be based on objective evidence. There is a high responsibility on the court not to impose such a restriction without good cause and reasons for imposing a restriction must be given (see Re C (Due Process) [2013] EWCA Civ 1412, [2014] 1 FLR 1239). Specific consideration must be given to the duration of the prohibition (see R (Casey) v Restormel Borough Council [2007] EWHC 2554 (Admin) at [38]).
56. Within this context, and in circumstances where a prohibited steps order constitutes an interference with the Art 8 rights of both the parent against whom the order is made and the child who is the subject of the order, the making of, the terms of, and the duration of a prohibited steps order must be proportionate to the mischief that the order is designed to address."
(3) In re B and C (Children) (Change of Names: Parental Responsibility: Evidence) [2017] EWHC 3250 (Fam), [2018] 4 WLR 19 concerned children who had been retained in Iran by their father before being brought back to the UK by their mother. They were living at an undisclosed address because of the risk of re-abduction. Cobb J approved a change of names, and he made a prohibited steps order preventing the father from taking any steps in the exercise of any aspect of his parental responsibility and a specific issue order permitting the mother to make all decisions and give parental consent unilaterally and without reference to the father in all matters relating to the children's upbringing. In making the order he said:
"42. …The mother seeks, by her applications, to disenfranchise the father in practice as a holder of responsibility for the children, and to create for the children wholly new identities which are deliberately to be secret from the father. Orders of this gravity should plainly only be made by a court if there is a solid and secure evidential and factual basis for doing so, and where the orders are palpably in the best interests of the children concerned."
(4) His Highness Sheikh Mohammed Bin Rashid Al Maktoum v Her Royal Highness Princess Haya Bint Al Hussein [2021] EWHC 3480 (Fam), [2023] 1 FLR 12 concerned maximally oppressive behaviour by one parent towards the other, so that the children's lives were dominated by the consequence of their father's abusive actions. The mother was given sole responsibility for determining all issues relating to the children's medical care and schooling. Sir Andrew McFarlane P observed that the order was outside the norm, but that there was no dispute that the power to make it existed: [77, 80]. He noted at [94] that the mother could not contemplate sharing parental responsibility with the father, and concluded:
"[95] The decision to afford the mother sole responsibility for these important matters is justified by the need to reduce the potential for continuing harm to the children. It is very much in their interests for the balance to be recalibrated and for their mother to feel that she now has enhanced autonomy as a parent and that this will be protected by a court order."
(5) Re A (Parental Responsibility) [2023] EWCA Civ 689 (CA, Sir Andrew McFarlane P, Moylan LJ and Dingemans LJ) concerned the distinction drawn by the Act between married and unmarried parents with respect to the court's power to revoke parental responsibility. The father had been guilty of violent, abusive and coercive/controlling behaviour by towards his wife and children, both before and after separation, such that they had had to move to a confidential location and change their names. The mother had, by a combination of prohibited steps and specific issue orders, been given the right to exercise parental responsibility exclusively and without reference to the father. When setting out the legal framework, Sir Andrew McFarlane cited a number of the above cases and remarked:
"10. Irrespective of whether or not there is a statutory power to bring parental responsibility to an end, in every case the court may control and limit a parent's ability to exercise parental responsibility through the making of prohibited steps orders, and may enhance the ability of the other parent to exercise parental responsibility with respect to specific issues…
Whilst a prohibited steps order and/or a specific issue order may normally be made to regulate one or more aspects of the exercise of parental responsibility, it is accepted that, where the facts of the case justify it, the court may make a combination of orders which have the effect of prohibiting a parent from taking any step in the exercise of his or her parental responsibility and clothing the other parent with the exclusive right to exercise parental responsibility without reference to any other person who holds parental responsibility."
(1) Re P (Terminating Parental Responsibility) [1995] 1 FLR 1048 (Singer J), where a father who had acquired parental responsibility by agreement with a mother was deprived of it after causing serious injuries to the child that had left her permanently physically and mentally disabled.
(2) C v D and B (A Child) [2018] EWHC 3312 (Fam) (Frances Judd QC), where a father who had by birth registration acquired parental responsibility for a child with extensive needs was deprived of it because he was using it to obstruct the obtaining of professional support and to threaten the mother and professionals.
What the Act and the caselaw tell us
Analysis and conclusion
(1) This specific issue order is unlikely to be effective. The Judge wished to lead the parents away from conflict, but the Order invites differences of interpretation, and any decision taken by the father can be contested by the mother making an application to the court. More fundamentally, the Judge foresaw that shared care might not be successful. It was therefore particularly necessary for the ground rules to be unmistakably spelled out. That was much better achieved by (a) reducing the scope for disagreement in relation to choice of schools, and (b) making clear, straightforward orders about the other matters that the mother had a history of obstructing. If she complied with orders of that kind, she could be reassured that she was more secure in her care of the children, but if she did not, she would have received fair warning. The Order as it stands lacks this clarity and effectiveness. The Judge was rightly seeking to identify "a just solution acceptable to both parties", but it is difficult to see how it could have been viewed in this way by the mother in a manner that laid foundations for the future.
(2) The issues of residence and schooling were integrally connected, and the court was obliged to deal with them both. In circumstances where there is such a high level of parental conflict, the children's schools are especially important to them. The choice of schools for the next academic year was obviously a significant matter and it was likely to be strongly influenced by the decision about residence. Once a shared care order was made, the issue of school choices became even more contentious. The court was referred to Re P, and it was not sensibly open to it to decide one issue without deciding the other. The issue of schooling required immediate resolution, failing which the new carer arrangements were bound to be overshadowed by parental disagreement from the very outset.
(3) The evidential basis for the order about school choices is not apparent. In regard to schooling, the Judge found that the parents were each genuinely interested. There was nothing about the mother's otherwise deplorable behaviour that would justify the conclusion that she should not have equal input into such an important decision, particularly in the light of her relevant professional background. Without doubting the father's good faith, his choice was understandably likely to be influenced by the circumstances in his new family and it was not right for the court to delegate the decision to him.
(4) Lastly, the Order was in my view unnecessary and disproportionate. The Judge was bound to face up to the fact that there is no reported precedent for an order depriving a fully-engaged carer of significant elements of their parental responsibility. He was referred to the decision in In re B and C, in which Cobb J explained that the (much wider) orders sought were exceptional and rare. In all of the cases cited above the father was absent or only minimally involved in the children's lives. The Judge emphasised that the present case was unusual, and his orders were of course of a narrower kind. However, his reasoning does not establish why it was necessary to go down the road of depriving the mother of active parental responsibility in relation to the three issues in question, and of doing so indefinitely. The choice of schools was ripe for a conventional specific issue order. Attendance at school events, therapy and access to professionals could easily be achieved by a combination of ordinary specific issue and prohibited steps orders. For the reasons given above, orders of that kind would give the father and children greater protection than the current order, and might thereby enhance the uncertain chances of shared care working.
Outcome
"IT IS ORDERED THAT:
1. The appeal is dismissed on Ground 1.
2. The appeal is allowed on Ground 2.
3. The matter is remitted to His Honour Judge Tolson KC:
(1) For urgent determination of the schools that the children are to attend next school term.
(2) For him to make such other orders as he may consider appropriate in due course in the light of the judgments of this Court.
4. For the purpose of the urgent determination of the schooling issue:
(1) There shall be a hearing before HHJ Tolson KC on 16 July 2024.
(2) By noon on Wednesday 10 July 2024, the Appellant Mother and the Respondent Father shall send to each other and to the other parties and to the Family Court a statement setting out their position regarding the children's schooling next term. The statements shall include a list of all the available options in the order of their preference, explain what steps, if any, they have taken to secure places for the children at each school, and attach any relevant documents.
5. Paragraph 7a of the Order of 25 March 2024 (concerning schooling) shall be set aside at the point when HHJ Tolson KC makes an order under Paragraph 3(1) above.
6. Paragraphs 7b and 7c of the Order of 25 March 2024 (concerning therapy and professional access to the children) shall be set aside at the point when HHJ Tolson KC makes an order under Paragraph 3(2) above.
7. The stay of Paragraph 7 of the Order of 25 March 2024 that was granted on 28 May 2024 shall remain in effect, save that:
(1) The current arrangements for the children's therapy and access to professionals shall not be affected by the stay.
(2) The Respondent Father may (if he considers it appropriate for the children to miss the last week of term) take the children on holiday in Europe from 20 July 2024, giving notice to the school.
8. The Court may make further orders when handing down its judgments.
9. There shall be no order for costs."
Lord Justice Warby:
Sir Andrew McFarlane P: