ON APPEAL FROM THE FAMILY COURT AT LUTON
Her Honour Judge Gargan
LU22C50017
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE PETER JACKSON
and
LORD JUSTICE WARBY
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K (Children) (Powers of the Family Court) |
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for the Appellant Child A by his Children's Guardian
Leslie Samuels KC and Kyri Lefteri (instructed by Pathfinder Legal Services)
for the Respondent Local Authority
Ben Birtchnell (by direct access) for the Respondent Mother
Mashood Iqbal (by direct access) for the Respondent Father
Damian Garrido KC and Michael Connor (instructed by Machins Solicitors)
for the Respondent Child B (written submissions only)
Hearing date: 7 December 2023
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Crown Copyright ©
Sir Andrew McFarlane P:
"31E Family court has High Court and county court powers
(1) In any proceedings in the family court, the court may make an order –
(a) which could be made by the High Court if the proceedings were in the High Court…'
The background
"The Father shall by 4pm on 30 June 2023 provide to the Local Authority the details of his Apple ID and password and thereafter shall provide all cooperation necessary to effect the transfer of the parental controls of B and A's Apple ID accounts (including but not limited to forwarding immediately any account-holder authentication passcodes sent to any phone or email address that he has, and forwarding any relevant email or other correspondence from Apple to the Local Authority)."
This application arose from a long-running issue about the parental controls to the children's iPhones. The mother's case was that the parental controls remained linked to the father's account, resulting in the children having unmonitored and unrestricted access to the internet and all other means of communication via their phones, and to the father being able to track the children's movements. At the end of the hearing on 26 May 2023, the court heard submissions on the application, which was supported by the local authority and the Guardian, but opposed on its merits by the father and by B, who was separately represented. The father claimed that he did not have the means of divesting himself of the parental controls. No one argued that the judge did not have the power to make the order.
The judge's decision
"The last matter I have to deal with is mother's application for the injunction. I've read the skeleton argument which is agreed by other counsel. I've considered the authorities and the President's guidance. The difficulty I have with this is my experience and understanding, and I recognise that I'm going against the wishes of five experienced counsel… is that the Family Court is a court made up of multiple jurisdictions. Its inception brought together all levels of judiciary under one umbrella, but did not endow the powers or jurisdictional rights of a Judge of the Division on other ranks. One no longer transfers a case to the High Court, it remains within the Family Court which reallocates the case to be heard by a High Court Judge sitting in the Family Court. The cases cited do not stand on all fours with this case. I do not see that I have the jurisdiction as a Circuit Judge who is not section 9 to make the order sought, particularly involving, as it would, Apple. The way in which this Court rightly or wrongly has dealt with applications that require the jurisdiction of the High Court is within the Family Court to refer to them one of the judges at the Court Centre who sit section 9. That would require a further application to be made. This is commonly done where for example limitations are sought to be placed on a party's exercise of PR or a local authority duty to serve notice and information on a party; previously matters were re-allocated if they required a DOLS order. I have offered to list this aspect before our DFJ to resolve but am told I have jurisdiction to deal with it.
I agree the principle that this Apple account must be sorted out – the father has said he's willing to do it. He hasn't actually done it although he's had every opportunity. There may well be justification for the order sought. It may also be that he has to make an appointment with someone to stand over him until its done without recourse to injunctions or powers of arrest. In making the Care Order, the LA have within their power should they choose to exercise it, to simply replace the iPhones and set up new accounts for the boys and… transfer information from accounts.
… If I need to make a finding [it is] that on the evidence given, I do not accept the father's assertion that he does not have access to an Apple device. Evidence is clear that he certainly had and on balance of probability still has an iPad.
I have considered carefully the authorities cited to me none of which are on all fours with this situation. While I am concerned that I am taking a different view to Counsel, I consider that Mr Birtchnell's interpretation of section 37 [sc. 31E], however inviting, is extending it beyond its intention by application to this situation, however frustrating that may be. I therefore decline to make this order and sadly, absent a separate application elsewhere, the iPhones remain a real issue and one that I am unable to resolve."
"I have a lot of evidence all about the help the father has been given; there was a meeting where an Apple technician was on screen. All the father had to do was send an email… and that he has never done. The mother has offered to sit down and go through this with him and third parties to enable this transfer to happen. On balance this is another example of the father failing to assist and engage."
The appeal
The judge was wrong to conclude that she did not have jurisdiction to make the injunction sought under s31E(1)(a) MFPA 1984:
1. It was wrong to interpret s31E(1)(a) as requiring such power to be exercised by a Judge of the Family Court sitting as a Deputy (or full) High Court Judge.
2. The case law referred to was wrongly distinguished so as to determine that the power did not extend to a Judge (or magistrates) of the Family Court.
3. It was wrong to conclude that the injunction sought involved Apple in any relevant way and/or that any such involvement would be relevant to the question of jurisdiction.
The appeal is supported by the local authority and by the mother. The father agrees that the family court had the power to make the order but he does not concede that the judge did. A skeleton argument on behalf of B expresses neutrality but asks for the opportunity to be heard if the mother's application is remitted.
The statutory framework
"31A Establishment of the family court
(1) There is to be a court in England and Wales, called the family court, for the purpose of exercising the jurisdiction and powers conferred on it—
(a) by or under this or any other Act, or
(b) by or under any Act, or Measure, of the National Assembly for Wales.
(2) The family court is to be a court of record and have a seal."
Schedule 11 confers jurisdiction on the family court in a wide range of enactments by substituting the family court for the county court.
"(3) Rules about the distribution of business of the family court may in particular—
(a) prohibit specified judges from conducting specified business;
(b) prohibit judges from conducting specified business unless authorised to do so by a specified judicial office holder;
(c) prohibit specified judges from conducting business, or specified business, unless authorised to do so by a specified judicial office holder;
(d) prohibit specified judges from exercising specified powers of the court.
(4) In subsection (3)—
…;
"specified" means specified in, or of a description specified in, rules under this section."
"31E Family court has High Court and county court powers
(1) In any proceedings in the family court, the court may make any order—
(a) which could be made by the High Court if the proceedings were in the High Court, or
(b) which could be made by the county court if the proceedings were in the county court.
(2) In its application to a power of the High Court to issue a writ directed to an enforcement officer, subsection (1)(a) gives the family court power to issue a warrant, directed to an officer of the family court, containing provision corresponding to any that might be contained in the writ.
(3) Subsection (1) is subject to section 38(3) of the County Courts Act 1984.
(4) Subsection (1) is without prejudice to, and not limited by, any other powers of the family court.
(5) The Lord Chancellor may by regulations make provision, about or in connection with the effect or execution of warrants issued by the family court for enforcing any order or judgment enforceable by the court, that corresponds to any provision applying in relation to the effect or execution of writs issued by the High Court, or warrants issued by the county court, for the purpose of enforcing any order or judgment enforceable by that court."
"(4) Where the family court has power to require the doing of anything other than the payment of money, or to prohibit the doing of anything, an order of the court made in exercising the power may contain provision—
(a) as to the manner in which anything is to be done,
(b) as to the time within which anything is to be done,
(c) as to the time during which anything is not to be done, and
(d) generally for giving effect to the order.
(5) Where the family court has power to require the payment of money, an order of the court made in exercising the power may allow time for payment or order payment by instalments; and where the court has ordered payment by instalments and default is made in the payment of any one instalment, proceedings may be taken as if the default had been made in the payment of all the instalments then unpaid."
"38 Transfer of family proceedings from High Court
(1) At any stage in any family proceedings in the High Court the High Court may, if the proceedings are transferable under this section, either of its own motion or on the application of any party to the proceedings, order the transfer of the whole or any part of the proceedings to the family court.
(2) The following family proceedings are transferable to the family court under this section, namely—
(a) all family proceedings commenced in the High Court which are within the jurisdiction of the family court;
(b) wardship proceedings, except applications for an order that a minor be made, or cease to be, a ward of court or any other proceedings which relate to the exercise of the inherent jurisdiction of the High Court with respect to minors; and
(c) all family proceedings transferred to the High Court under section 39 below or section 41 of the County Courts Act 1984 (transfer to High Court by order of High Court); and
(d) all matrimonial causes and matters transferred from the family court or a county court otherwise than as mentioned in paragraph (c) above.
39 Transfer of family proceedings to High Court
(1) At any stage in any family proceedings in the family court, the family court may, if the proceedings are transferable under this section, either of its own motion or on the application of any party to the proceedings, order the transfer of the whole or any part of the proceedings to the High Court.
(2) The following family proceedings are transferable to the High Court under this section, namely—
(a) all family proceedings commenced in the family court which are within the jurisdiction of the High Court, and
(b) all family proceedings transferred from the High Court under section 38 above."
The apparently broad effect of section 39 is restricted by FPR 2010 r.29.17(3) and (4), which state that the power to transfer from the family court to the High Court can only be exercised by a judge of the Family Division or Court of Appeal. PD 29C contains a limited exception where the proceedings are to be transferred solely for the purpose of making an order under the inherent jurisdiction of the High Court to require a Government Department or agency to disclose an address to the court.
The Rules
Rule 13 recites that this Part makes provision regarding the level of judge of the family court to which a matter is to be allocated initially, and refers to Rule 29.19 of the Family Procedure Rules 2010, which allows a judge of the family court to determine that a matter should be heard by a different level of judge of the family court.
Rule 14 asserts the parity between levels of judge:
"Persons who may exercise jurisdiction of the family court
14 Subject to the provisions of this Part or of any other enactment, any jurisdiction and powers conferred by any enactment on the family court, or on a judge of the family court, may be exercised by any judge of the family court."
Rule 15 gives effect to Schedule 1, which allocates certain types of business to certain levels of judge:
"Allocation of proceedings in Schedule 1
15 (1) An application in a type of proceedings listed in the first column of the table in Schedule 1 shall be allocated to be heard by a judge of the level listed in the second column of that table.
(2) Paragraph (1) and the provisions of Schedule 1 are subject to the need to take into account the need to make the most effective and efficient use of local judicial resource and the resource of the High Court bench that is appropriate given the nature and type of the application."
Rule 16 concerns emergency applications.
Rule 17 concerns the allocation of applications in existing proceedings or in connection with proceedings that have concluded. It also gives effect to Schedule 2, which lists remedies that may not be granted by certain levels of judge:
"Allocation: applications in existing proceedings or in connection with proceedings that have concluded
17 (1) Subject to paragraphs (3) to (5), an application made within existing proceedings in the family court shall be allocated to the level of judge who is dealing with the existing proceedings to which the application relates.
(2) Subject to paragraphs (3) to (5), an application made in connection with proceedings in the family court that have concluded shall be allocated to the level of judge who last dealt with those proceedings.
(3) In Schedule 2—
(a) the remedies listed in tables 1, 2 and 3 may not be granted by lay justices;
(b) the remedies listed in tables 2 and 3 may not be granted by a judge of district judge level;
(c) the remedies listed in table 3 may not be granted by a judge of circuit judge level, subject to any exception stated in that table.
(4) Where the effect of Schedule 2 is that an application for a particular remedy may not be granted by the level of judge referred to in paragraph (1) or (2), then that application shall be allocated to a level of judge who is able to grant that remedy.
(5) Any power of the family court to make an order for committal in respect of a breach of a judgment, order or undertaking to do or abstain from doing an act may only be made by a judge of the same level as, or of a higher level than, the judge who make the judgment or order, or who accepted the undertaking, as the case may be."
Rule 20 contains the criteria that govern the allocation of applications not covered by Schedule 1 or Schedule 2; in practice this applies to the majority of the business of the family court:
"Allocation: all other proceedings
20 (1) An application of a type not referred to in other rules in this Part or in Schedule 1 or Schedule 2 shall be allocated by one or more of the persons referred to in rule 4.
(2) When deciding which level of judge to allocate such an application to, the decision must be based on consideration of the relative significance of the following factors—
(a) the need to make the most effective and efficient use of the local judicial resource and the resource of the High Court bench that is appropriate, given the nature and type of application;
(b) the need to avoid delay;
(c) the need for judicial continuity;
(d) the location of the parties or of any child relevant to the proceedings; and
(e) complexity."
Guidance
"15 Section 31E(1)(a) of the 1984 Act provides that "In any proceedings in the family court, the court may make any order … which could be made by the High Court if the proceedings were in the High Court." This does not permit the family court to exercise original or substantive jurisdiction in respect of those exceptional matters, including applications under the inherent jurisdiction of the High Court, that must be commenced and heard in the High Court. It does, however, permit the use of the High Court's inherent jurisdiction to make incidental or supplemental orders to give effect to decisions within the jurisdiction of the family court. Thus, for example, the family court can:
(a) issue a bench warrant to secure the attendance of a judgment creditor at an enforcement hearing: see Re K (Remo: Power of Magistrates to issue Bench Warrant) [2017] EWFC 27); and
(b) require a party to use his or her best endeavours to procure the release of the other party from mortgage covenants: see CH v WH [2017] EWHC 2379 (Fam)."
"17 The following matters must be commenced in the Family Division of the High Court rather than in the family court:
(a) The matters listed in Part A of the Schedule to this Guidance: matters in respect of which the family court does not have jurisdiction and which therefore must be commenced in the Family Division.
(b) The matters listed in Part B of the Schedule to this Guidance must be commenced in the Family Division even though the family court has jurisdiction but may at any time be transferred by the High Court to the family court in accordance with section 38 of the 1984 Act.
18 Except as specified in the Schedule to this Guidance every family matter must be commenced in the family court and not in the High Court. Where a family matter (for example an application under Part III of the 1984 Act) has been commenced in the High Court in circumstances other than those specified in the Schedule to this Guidance, the matter will ordinarily be immediately transferred by the High Court to the family court in accordance with section 38 of the 1984 Act."
"The Schedule
Part A : family court does not have jurisdiction; must be commenced in the Family Division | |
1 | Inherent jurisdiction of the court relating to children (including applications for interim relief and injunctions invoking the inherent jurisdiction of the court and applications to make a child a ward of court or to bring such an order to an end) |
2 | Cases in which a Tipstaff Order is applied for |
3 | Applications for Declaratory Relief (other than under Part III of the Family Law Act 1986) |
4 | Declarations of incompatibility under the Human Rights Act 1998 |
5 | Proceedings under the Inheritance (Provision for Family and Dependants) Act 1975 * |
6 | Proceedings under the Trusts of Land and Appointment of Trustees Act 1996 * |
7 | Proceedings under the Child Abduction and Custody Act 1985 (including under Part II) |
8 | Adoptions with a foreign element involving: (a) an issue concerning placement for adoption of the child outside the jurisdiction, (b) application for direction that section 67(3) of the Adoption and Children Act 2002 (status conferred by adoption) does not apply, (c) parental responsibility order prior to adoption abroad (Adoption and Children Act 2002, section 84(1)), or (d) application for annulment of overseas or Convention adoption under Adoption and Children Act 2002, section 89 |
9 | Registration of: (a) foreign judgments under Part 1 of the Foreign Judgments (Reciprocal Enforcement) Act 1920; (b) judgments given in a different part of the UK under Part 2 of the Civil Jurisdiction and Judgments Act 1982; (c) Part 1 orders made in a court in another part of the UK under the Family Law Act 1986 section 32(1) |
10 | Applications under Part 31 of the FPR (registration of orders under the 2201/2003 Council Regulation, the 1996 Hague Convention and the Civil Partnership (Jurisdiction and Recognition of Judgments) Regulations 2005). |
11 | Applications under Article 16 of the 1996 Hague Convention for a declaration as to the extent or existence of parental responsibility. |
12 | Applications under Article 15 of the 2201/2003 Council Regulation and Articles 8 and 9 of the 1996 Hague Convention (request for transfer of jurisdiction) but only when required by FPR 2010 12.61-12.66 to be made to the High Court |
13 | Issuance of letter of request for person to be examined out of the jurisdiction |
* 5 and 6 can also be commenced in the County Court.
Part B : family court has jurisdiction but must be commenced in the Family Division | |
14 | Cases which require the jurisdiction of the Administrative Court to be invoked |
15 | Radicalisation cases within the meaning of President's Guidance, Radicalisation cases in the family courts, dated 8 October 2015 |
16 | Issues as to publicity (identification of a child or restriction on publication or injunctions seeking to restrict the freedom of the media) where this is the principal relief sought |
17 | Applications in medical treatment cases e.g. for novel medical treatment or lifesaving procedures |
18 | Public law cases in which an application is made for (a) permanent placement or (b) temporary removal from the jurisdiction to a non-Hague convention country |
19 | Proceedings with an international element relating to recognition or enforcement of orders, conflict or comity of laws which have exceptional immigration/asylum status issues |
20 | Public law cases in which: (a) a child has been brought to this jurisdiction in circumstances which might constitute a wrongful removal or retention either from a Hague Convention country (a contracting State to the 1980 Hague Child Abduction Convention and/or a contracting State to the 1996 Hague Child Protection Convention) or a non-Convention country, or (b) a child is alleged to have been abducted overseas and applications have been made in this jurisdiction such as for a declaration that the child was habitually resident in this country prior to the abduction or for an order that the child be returned with a request for assistance etc |
Case law
(1) In re K (Maintenance Enforcement: Justices' Powers) [2017] EWFC 27; [2017] 1 WLR 3605. Justices, as judges of the Family Court, have the power in proceedings to enforce foreign or domestic maintenance orders to issue a warrant of arrest to secure the attendance of an alleged maintenance debtor who has failed to appear in response to their summons. This applied the reasoning in Westwood v Knight [2012] EWPCC 14, a civil case concerning the equivalent provision in section 38(1) of the County Courts Act 1984. While the legislation does not confer on the court a jurisdiction to hear a case it has no jurisdiction to hear, it supplies remedies and orders which the court can make in proceedings properly before it.
(2) CH v WH (Financial Provision: Approval of Consent Order) [2017] EWHC 2379 (Fam); [2017] 4 WLR 178. The family court can require a party to use his or her best endeavours to procure the release of the other party from mortgage covenants.
(3) A v B [2021] EWHC 1716 (Fam); [2021] 4 WLR 108. The family court can issue a freestanding port alert order (but not a tipstaff order) as an incidental or supplemental order to give effect to its decision.
Summary
(1) The family court is a single, unified court within which almost all family proceedings are conducted.
(2) The legislation shows that Parliament intended the family court to have full and flexible powers to achieve its aims, and for family business to be conducted by the court unless there are specific reasons for the High Court to be engaged.
(3) Family business is distributed within the family court to the levels of judge ordained by the Rules, the 2014 Guidance and the 2018 Guidance.
(4) Once a family case has been allocated, there is parity among judges and magistrates of the family court in relation to the orders that can be made, subject only to the limits on remedies that appear in the Schedule 2 to the Rules.
(5) Family proceedings that cannot or should not be commenced in the family court, but must instead be commenced in the High Court, are most conveniently listed in the Schedule to the 2018 Guidance.
(6) When family proceedings have been properly issued in the family court, it is open to the court to make incidental and supplemental orders to give effect to its decisions.
(1) Are these properly issued family proceedings?
(2) Is the order sought one that is incidental or supplemental to the substantive orders that are sought in the proceedings?
(3) Is the remedy one that is reserved to a higher level of judge by the Schedule to the Rules or by the 2014 Guidance?
(4) Is the application one that is reserved to the High Court by the Rules or by the 2018 Guidance?
If the answer to the first two questions is 'yes' and to the other questions 'no', the power to make the order exists. Whether an order should be made will depend upon an assessment of welfare and fairness, and insofar as the Convention rights of others are affected, considerations of necessity and proportionality.
Application to this case