ON APPEAL FROM SHEFFIELD COMBINED COURT CENTRE
HIS HONOUR JUDGE MOORE
3LS90715
Strand, London, WC2A 2LL |
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B e f o r e :
Lord Justice McCombe
and
Lord Justice Sales
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Willmott |
Appellant |
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- and - |
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The Rotherham NHS Foundation Trust |
Respondent |
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Charlotte Jones (instructed by DAC Beachcroft LLP) for the Respondent
Hearing dates: 15 Wednesday 2017
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Crown Copyright ©
Lord Justice Sales:
The hearing at first instance
"The judge: […] I do not care for your witness shaking his head, either, Mr Baker. Thank you very much. He will have his chance in a while but the point is it begs the question. The purpose of this issue is to establish whether you can prove that this gentleman applied the correct judgments in his mind in 2008.
Mr Baker: Yes
The judge: What the position is now is of interest but does not really help us and that is why it is important that we do not go off at a tangent.
Mr Baker: I am grateful your honour. The key question is whether a reasonable … the key issue is a question of fact, whether this witness did reliably conclude or could reliably conclude this patient did not have inflammatory arthritis.
The judge: Well, I do not think that is the key issue but we can talk about that later. It is certainly relevant to the key issue but, at the moment, his evidence to me is that every single indicator, including the one that he did postoperatively just to check, indicated to him that there was [no] inflammatory arthritis at the material time. Now, I have not heard the professors on that yet and they may seriously undermine that but that is his evidence at the moment."
"Coming back to when she started with rheumatoid [i.e. inflammatory] arthritis, it is not necessary for her to have had rheumatoid arthritis at the time of the total knee replacement because the later loosening may not have been caused by rheumatoid arthritis. It is possible that there was an automimmune process going on but it did not show at all clinically until much later."
The judgment
i) He again reminded himself that he had to try the claim on the basis of the evidence, and should be scrupulous to avoid relying on his own opinions ([4]);ii) He accepted parts of Prof. Fairclough's evidence (e.g. at [51], and see [127(ix)]);
iii) However, he was critical of the way in which Prof. Fairclough was prepared to be scathing and dismissive regarding Mr Ali's evidence about the significance of "rice seeds" in knee fluid, in the light of literature produced by Prof. Atkins suggesting that their presence was in fact a classical symptom of inflammatory arthritis ([49], [94], [126]);
iv) He also preferred the evidence of Mr Ali and Prof. Atkins regarding the relevance of what was shown in an MRI scan, as he was entitled to do ([54]);
v) There had been a shift in Prof. Fairclough's position from the time when he approved the particulars of claim ([59]);
vi) Prof. Fairclough had been cross-examined with reference to the fact that he had not said in his original report that Mr Ali was negligent because he had failed to look properly into the question of inflammatory arthritis, i.e. had not originally supported the case as opened at trial, but had attempted to say in the course of his evidence that it was in fact covered by a paragraph in that report (para. 2.27) which actually had nothing to do with it. In relation to this, the judge accepted the submission of Miss Jones, resulting from her cross-examination of Prof. Fairclough about this, that he was "disingenuous" in this part of his evidence ([62]). This was a criticism which the judge was entitled to make of this part of Prof. Fairclough's evidence;
vii) Prof. Fairclough had not discussed in his report the fact that the appellant had had a replacement of her right knee in 2012, even though this tended to call in question the evidence in his report that it was illogical to do any knee replacement on the appellant and also whether it was likely that the left knee was inflamed in 2008 ([64], [79]-[80]);
viii) Generally, the judge preferred the expert evidence of Prof. Atkins as being a better guide of the standards to be expected of a surgeon engaged in a busy practice ([60]-[61], [65], [127(xi)]);
ix) There were inconsistencies between Prof. Fairclough's characterisation of how the appellant presented in 2008 and the facts as found by the judge ([68], [71], [77]-[78]);
x) The judge found that Prof. Fairclough was evasive in parts of his evidence ([69]-[70]);
xi) He also found that Prof. Fairclough continued to give general evidence orally about the superiority of cemented implants without properly supporting that with research literature ([73]-[74]);
xii) The judge was critical of Prof. Fairclough who, unlike Prof. Atkins, failed to call attention to the literature setting out the criteria for inflammatory arthritis, to provide a clear objective framework for evaluating whether Mr Ali should have identified that the appellant might have inflammatory arthritis in her left knee in 2008 ([114]-[116]);
xiii) The judge found that the experts had not seen the histopathology report when they prepared their reports and drew up the joint statement, and preferred the evidence of Prof. Atkins and rejected that of Prof. Fairclough about its significance ([127(viii)];
xiv) The judge carefully reviewed Prof. Atkins' evidence at paras. [82] and following, which he found supported the case for Mr Ali and the Trust regarding absence of negligence by Mr Ali in the assessment he made in 2008;
xv) The judge accepted Mr Ali's explanation of why he had raised his query for the histopathologist ([121]).
i) Mr Ali's assessment at the time of the operation was that all the available evidence matched an analysis of osteoarthritis ([127(v)]);ii) Such evidence as there was of inflammatory arthritis being present in 2008 was neither credible nor reliable, and he accepted Prof. Atkins' explanation that the joint statement had been compiled without reference to the important histopathology report and could not be treated as definitive ([127(viii)]);
iii) Mr Ali saw no signs of inflammatory arthritis in 2008 because there were none, and his diagnosis of osteoarthritis was correct ([127(xiv)-(xv)]);
iv) Even if the judge was wrong about the correctness of Mr Ali's diagnosis, there was no material available to him to consider inflammatory arthritis and his diagnosis of osteoarthritis was a reasonable one to make ([127(xvi)]);
v) Mr Ali's decision to use a cementless implant was a reasonable one, which was in line with what a reasonable body of orthopaedic surgeons would have done ([127(xvi)]);
vi) Accordingly, the appellant had failed to prove her case and her claim was dismissed.
Discussion
Conclusion
Lord Justice McCombe:
Lord Justice Jackson: