ON APPEAL FROM THE CENTRAL FAMILY COURT
HIS HONOUR JUDGE ANSELL
ZC14C00034
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE VOS
and
MR JUSTICE COBB
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In the matter of P (a child) |
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Pamela Scriven QC (who did not appear in the court below) and Joanna Youll (instructed by Local Authority solicitor) for the Local Authority
The father was present, but not represented
Gill Honeyman (instructed by Hopkin Murray Beskine) for the Children's Guardian
Hearing dates: 19 November 2015
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Crown Copyright ©
The Senior President of Tribunals :
Background
"… it is incumbent on any judge in care proceedings, even if matters are effectively not disputed, for there to be, as it were remarks, in case it is needed for the future."
(a) The children were living in a dirty and unsafe home; they were dirty and unwashed, a situation which remained unaddressed by the parents; the parents did not see the state of the family home as a problem, and believed it was suitable;(b) The children had severe head lice, and had suffered bite marks from the family's dog;
(c) All the children were "extremely delayed in speech and development", with "significant developmental problems";
(d) "[T]he children did not attend school for many years. The parents insisted they were adequately home tutored, and could not explain why the children were unable to read";
Individual concerns about each of the children were set out in the April 2013 Threshold Statement. By way of illustration:
(e) The 8 year old half-sister of P was recorded as having "very poor social skills, her speech unintelligible at times and her vocabulary very limited. There were many gaps in her understanding of every day life and in her learning"; and
(f) The 3-year old half-sister, C, "presents with significant difficulties in comprehension and has speech and language delay".
"If [P] returns to her mother's care and a supervision order is made I hope that the local authority will consider extending it after one year, particularly to ensure that [P] settles into nursery and school as she reaches those ages and that she does not miss out on education as her brothers and sisters did. However, despite [the mother's] dishonesty in certain respects I think she will co-operate with the local authority and other professionals to the extent that [P] will not become lost in the same way that her elder half sisters and brothers were before…
If the court rules out either parent or any other family member to be able to meet [P]'s needs I would support care and placement orders being made to enable [P]'s placement for adoption."
"I no longer think it will be safe for [P] to live independently with her mother or that the risks to her could be managed by a supervision order… A particular risk is that [the mother] does not fully consider the risks of embarking on relationships with men who might, directly or indirectly, pose a risk to [P] and that she will hide, or be deceitful to the local authority about any relationships … [the mother] is vulnerable to controlling and potentially dangerous men….
… I do not think that [the mother] has taken the opportunity over nine months to show that she is able to accept and follow advice to ensure that [P] does not suffer the same harm as her older brothers and sisters … this seems to stem from a lack of motivation on [the mother's] part to prioritise [P]'s needs above her own. [The mother] does seem to be very enmeshed in her social media world which clearly has its dangers for her, and distracts her from focusing on [P]'s needs…
If the court determines that [P]'s needs cannot be met by either parent and makes a care order then she ought to be adopted…".
The judgment
"… sought to a degree to downplay the neglect aspect of the case … I had a clear impression that she was seeking in some way to minimise what had happened in the previous case."
"… one then begins to look at the situation in [P's] case … one would want to see clear signs of improvement before one would even begin to risk or contemplate leaving another child in mother's care and risking that child in the way that the other children have suffered…".
"A care plan for adoption via placement order is a very, very serious step and is an order which the court is always reluctant to make unless demanded by the child's circumstances and unless clearly made out on the evidence … it has been said should only be made as a last resort, and it is necessary for the court to examine all the options."
He cautioned himself against adopting a linear rather than a holistic approach to his decision-making:
"… it is necessary for the court to examine all the options, it is sometimes said on a linear basis or holistic basis but it involves a detailed consideration of all of the options, which also would include the ability to keep the child within the family, subject to additional support from the Local Authority and in particular in this case under a supervision order".
He identified accurately the principles discussed in Re B (A Child) (Care Proceedings: Threshold Criteria) [2013] UKSC 33, [2013] 1 WLR 1911, and Y v United Kingdom [2012] 55 EHRR 33. He went on:
"… this area involved a complex question requiring an evaluation of all the circumstances with the court assessing with proper evidence all the options and analysing all the arguments for and against each option and making what I have referred to as the global or holistic conclusion. Pauffley J cited a passage from an earlier case of Baker (sic) speaking of a "rigorous analysis and comparison" of all the options. Certainly this approach reflects also the requirement under Article 8 to, as far as possible and in the interests of the child, protect family life"
Although not spelt out in terms, we are satisfied that the references to the case-law in the passage quoted above were to Pauffley J's decision of Re LRP (A Child) (Care Proceedings: Placement Order) [2013] EWHC 3974 (Fam) [40] (where she referred to the focus being on the "sensible and practical possibilities rather than every potential outcome, however far-fetched"), and Baker J's judgment in Re HA (A Child) [2013] EWHC 3634 (Fam), at [28]:
"rigorous analysis and comparison of the realistic options for the child's future … does not require a court in every case to set out in tabular format the arguments for and against every conceivable option. Such a course would tend to obscure, rather than enlighten, the reasoning process."
"…the dangers in care cases where one is working on second or third hand material from social workers and others, and one must be very, very careful to distinguish between what can be proved by evidence and what are mere assertions".
The judge also noted the importance of connecting the established facts to the threshold criteria, and "ultimately linking them to the risk of significant harm". He added (in a clear nod to the judgments of Lord Templeman in Re KD (A minor) [1988] 1 AC 806 at 812, and of Hedley J in Re L (Care: Threshold criteria) [2007] 1 FLR 2050 at [50]), that:
"… lies, dishonesty, even a strange way of life does not mean significant harm. Human frailties, defects, different approach to morals, to sexual matters do not in any way mean that significant harm is likely to occur and do not justify removal. One is looking for more than that."
"I have at the outset spent some time with the previous proceedings, particularly because there was not a defined judgment in that case. Undoubtedly there were serious allegations of neglect which arose over time, apart from the more immediate physical signs which I accept came later on … but there was long term neglect affecting all these children in a very profound way …. I do not find the grandfather's illness, as serious as it was, is an acceptable excuse for what happened, particularly bearing in mind young [C] who was not even three years of age … within this case to an extent mother's evidence has sought to row back from her responsibility; first of all the denial of some of the areas of neglect…. The mother must bear full responsibility for what happened to those other children."
He added:
"It therefore must follow, in my view that one would have to be fairly certain that those events would not be repeated before entrusting another child into the mother's care."
"I am quite satisfied that mother has been conducting a second life, as [the Children's Guardian] put it, somewhere and I am satisfied it involves men. I cannot provide the details but there is something else going on in this lady's life. The combination of the texting, the phoning and the time spent outside the property leads me to that conclusion. … she wants another life, she wants some excitement outside the home and it is just the same as the first case and it represents in my mind a real risk because … she cannot maintain a correct lifestyle. She has absented herself when she should have been looking after [P], in my view, morning, noon and evening to clear the doubters and she has not done it. I accept the positives, the emotional warmth, the outreach reports. I only wish they had been maintained…" (emphasis by underlining added: see also [53(i)] below).
He added that:
"… there has been the grossest deceit in this case and it is continuing … the deceit has continued and it continued up to 28 February …. it is appalling".
"Mother's emotional needs are being satisfied elsewhere and in that situation it is child care which would suffer. In addition, there are the real concerns about the continuing lack of stimulation. The deceit is continuing and I am afraid I have to come to a conclusion that mother cannot be trusted and, to my mind, therefore, that is a fact, and a prime fact, in this case which would lead to the conclusion, and [the Children's Guardian] came to the view and I share that view, that this child would be at the risk of significant harm if returned into mother's care … There are also serious concerns about her ability to properly stimulate and make sure the child's emotional and educational development needs are met. She has had the opportunity for almost a year to prove herself. She has had considerable advice from various professionals and she has not followed that advice and her lying places the child in the future at risk of harm. The child would be caught up in those risks in vulnerable relationships." (emphasis by underlining added: see also [53(ii)] below).
Permission to appeal
The position of the parties
i) The Judge treated the evidence from the earlier proceedings as if it reflected a series of judicial findings; in fact no judgment was ever delivered from the earlier proceedings. This was a wholly insecure basis on which to build his appraisal of the mother's more recent parenting ("The evidence from earlier proceedings": [45]-[47] below);ii) While the Judge identified the existence of the welfare checklists in the CA 1989 and the ACA 2002 he did not in fact apply them ("Welfare checklists" [48]-[50] below);
iii) The Judge placed disproportionate weight on the mother's lies, and failed adequately to link the lies to deficits in future parenting ("Lies" [51]-[53] below);
iv) The Judge made a finding about the mother having "another life" on insubstantial evidence ("Another life" [54]-[55] below);
v) Having advised himself of the need to adopt a holistic rather than linear approach to a consideration of the options, the Judge demonstrably adopted a linear approach; there was no analysis at all of the pros and cons of the options available; there was no proportionality evaluation ("Lack of analysis" [56]-[61] below);
vi) The Judge failed to explain, sufficiently or at all, why adoption was clearly in the best interests of P; ergo, his conclusion that the mother's consent could be dispensed with was inherently unsound ("The outcome of adoption" [62]-[67] below).
Respondent's Notice
i) If (contrary to the primary submission) the judge failed to evaluate the option of adoption, and to balance the options of the child living with the mother against adoption, had he done so the welfare interests of the child in all the circumstances of the case would have led him to the conclusion that a placement order should be made; and thatii) If (contrary to the primary submission) the judge did not give adequate reasons for dispensing with the mothers consent to a placement order, nonetheless, in the circumstances of the case, the child's welfare required the mother's consent to be dispensed with.
In order to consider these points, we were provided with the written material filed in the placement order proceedings, alongside the key documentation filed in the care proceedings.
Discussion
(1) The evidence from earlier proceedings:
"There is no judgment from the previous proceedings and the court must rely upon what it has read of the previous papers disclosed into these proceedings, as well as the written and oral testimony of these proceedings.
"The account of what happened with the older children has not previously been told from the mother's perspective as she did not actively or effectively participate in the earlier proceedings. It is right and fair that those earlier events are considered now, from the mother's perspective. It is the starting point for gaining an understanding of the current issue before the court, i.e. whether mother can safely care for [P] in the future." (emphasis by underlining added).
(2) Welfare checklists:
i) "[T]he emotional warmth" between the mother and child (section 1(4)(a), 1(4)(f)(i));ii) The "background" history of chronic neglect of P's older half-siblings (section 1(4)(d) ACA 2002);
iii) The risks to P's "development" by the "continuing lack of stimulation" (section 1(4)(e) ACA 2002);
iv) The identified prospect that the mother would fail to "make sure the child's emotional and educational development needs are met" (section 1(3)(f) CA 1989);
v) The risk of harm to P from the mother's relationships (the current relationship described as "volatile"), and from neglect given the mother's denunciation of the "mundane" life of parenting (section 1(4)(e) ACA 2002).
(3) Lies:
"Sometimes the linkage will be obvious, as where the facts proved establish physical harm. But the linkage may be very much less obvious where the allegation is only that the child is at risk of suffering emotional harm or, as in the present case, at risk of suffering neglect."
i) He described how even when "under the microscope" the mother could not "maintain a correct lifestyle. She has absented herself when she should have been looking after [P]", and has in his finding lied about her whereabouts; the mother was given the chance to "clear (sic) the doubters" but "she has not done it";ii) The mother lied about her adult and intimate relationships throughout P's pregnancy, and the proceedings; the judge was entitled to conclude that "the child would be caught up in those risks in vulnerable relationships" from which she could not be protected if the mother was not honest with professionals ;
iii) The mother cannot be trusted not to "find other interests" away from her responsibilities to P; accordingly "this child's development and child care will suffer", as, it may be observed, did P's older siblings.
(4) Another life:
(5) Lack of analysis:
(6) The outcome of adoption:
"where motivated by overriding requirements pertaining to the child's welfare, in short, where nothing else will do" Baroness Hale Re B [198].
Conclusion