ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEENS BENCH DIVISION, PLANNING COURT
MRS JUSTICE PATTERSON
CO/1191/2015
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE FLOYD
and
LORD JUSTICE SALES
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THE QUEEN on the application of TARMAC AGGREGATES LIMITED (formerly LAFARGE AGGREGATES LIMITED) |
Appellant |
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- and - |
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THE SECRETARY OF STATE FOR ENVIRONMENT, FOOD AND RURAL AFFAIRS - and - THE ENVIRONMENT AGENCY |
Respondent Interested Party |
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Mr Alan Bates (instructed by Government Legal Department) for the Respondent
Mr Charles Banner (instructed by Environment Agency) for the Interested Party
Hearing date: 15 OCTOBER 2015
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Crown Copyright ©
LORD JUSTICE SALES:
Introduction
The legal framework
"(6) The first objective of any waste policy should be to minimise the negative effects of the generation and management of waste on human health and the environment. Waste policy should also aim at reducing the use of resources, and favour the practical application of the waste hierarchy.
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(8) It is therefore necessary to revise Directive 2006/12/EC in order to clarify key concepts such as the definitions of waste, recovery and disposal, to strengthen the measures that must be taken in regard to waste prevention, to introduce an approach that takes into account the whole life-cycle of products and materials and not only the waste phase, and to focus on reducing the environmental impacts of waste generation and waste management, thereby strengthening the economic value of waste. Furthermore, the recovery of waste and the use of recovered materials should be encouraged in order to conserve natural resources. In the interests of clarity and readability, Directive 2006/12/EC should be repealed and replaced by a new directive.
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(19) The definitions of recovery and disposal need to be modified in order to ensure a clear distinction between the two concepts, based on a genuine difference in environmental impact through the substitution of natural resources in the economy and recognising the potential benefits to the environment and human health of using waste as a resource. In addition, guidelines may be developed in order to clarify cases where this distinction is difficult to apply in practice or where the classification of the activity as recovery does not match the real environmental impact of the operation.
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(28) This Directive should help move the EU closer to a 'recycling society', seeking to avoid waste generation and to use waste as a resource. In particular, the Sixth Community Environment Action Programme calls for measures aimed at ensuring the source separation, collection and recycling of priority waste streams. In line with that objective and as a means to facilitating or improving its recovery potential, waste should be separately collected if technically, environmentally and economically practicable, before undergoing recovery operations that deliver the best overall environmental outcome. Member States should encourage the separation of hazardous compounds from waste streams if necessary to achieve environmentally sound management."
"'recovery' means any operation the principle result of which is waste serving a useful purpose by replacing other materials which would otherwise have been used to fulfil a particular function, or waste being prepared to fulfil that function, in the plant or the wider economy. Annex II sets out a non-exhaustive list of recovery operations."
"In my view the test of the overriding purpose of an operation is the correct criterion for determining whether that operation should be classified as disposal or recovery. The decisive question is whether the waste is used – or re-used – for a genuine purpose. Put another way, if waste were not available for a given operation, would that operation none the less be carried out using some other material? Applying that criterion to the case of a deposit of waste to fill hollow spaces in a disused mine, it would need to be determined whether, in the absence of that waste, those responsible for the mine would have had to arrange for the mine to be filled with other material for a purpose independent of storing the waste, for example for safety or technical reasons to do with the mine itself."
"In the case of waste being incinerated in a plant developed for that purpose, the answer to that question is clearly 'no': in the absence of available waste, there would be no incineration. In those circumstances it would not be right to describe the operation as recovery simply because, whenever waste is available and incinerated, the heat generated by the incineration is used, wholly or partly, as a means to generate energy. That fact does not of itself make the principal objective of the incineration the use of the waste as a fuel or other means to generate energy" (ibid.)
Factual background
The Decision Letter
"26. Consideration of alternatives in this context does not suggest that a function should not be carried out at all, or that some other function should be carried out instead. It does provide an indication of: the potential for alternative approaches to be explored; and, how likely alternative forms of land bridge would be, and therefore whether waste would be replacing it.
27. Alternative approaches to that approved by the planning permission would include complete infilling of the quarry, but that is not the stated and approved objective for the restoration of the site and the Footpath. A modified landform that includes a bridge structure, or that would necessitate the permanent diversion of the Footpath, would require the approved restoration to be changed. It has not been shown that these alternative approaches would be likely to cause a significant reduction in the ecological and recreational benefits sought from restoration of the quarry.
28. It is the EA's case that, while reinstatement of the quarried section of the Footpath could be carried out using materials other than waste, the financial cost of such works would result in it being unlikely that it would be done in the same manner and proportion as the approved scheme. Reinstating the footpath by backfilling with non-waste material would be a costly exercise. Although the use of non-waste material has been considered by the appellant company and shown to be financially viable it would be in the company's interest to reduce costs.
29. Inquiry document 6 confirms the range and relative scale of costs that would be expected to be incurred during restoration of the site/reinstatement of the Footpath. External fill would be a significant proportion of the expenditure. If there were to be a need to use non-waste material to complete the restoration works, this would reasonably be expected to cause the site's restoration to be revisited, with consideration given to all feasible options that may cost less than the importation of non-waste fill material. Indeed as noted above, only one example of non-waste restoration was referred to.
30. Whether the competent authority would permanently divert the Footpath around any restored water body is not known, nor is the likely extent of opposition to such a diversion, or any local planning authority's decision regarding a variation to the approved quarry restoration. Despite these significant areas of doubt, the evidence in this case confirms it to be very likely that these alternative approaches would be sought if non-waste materials would otherwise have to be used for the reinstatement of the footpath. Accordingly, in such circumstances reinstating the Footpath by using waste would not be serving a useful purpose by replacing other materials that would otherwise have been used to fulfil that function."
"35. At the heart of this case is whether the reinstatement of the excavated section of the Footpath would be likely to occur if waste were not to be used. The material that once occupied the void has been removed and it is a requirement of the planning permission that the site and Footpath be restored. The appellant's engineering explanation for the scale and design of the proposed landform for the reinstatement of the Footpath has not been shown to be inappropriate, and is agreed within the Statement of Common ground.
36. Both the scale of the landform, and the resulting cost of using non-waste materials, would make it likely that alternative approaches would be considered for the reinstatement of the Footpath. These approaches would reasonably be expected to include the redesign of the proposed landform and its construction, which could include the use of a footbridge or permanent diversion of the footpath."
He therefore concluded (DL, para. 37) that it had not been demonstrated that the use of waste for the restoration works at the Quarry would be an act of "recovery" within the terms of Article 3(15) and so dismissed the appeal.
Discussion
i) The Council had required Tarmac to assume the planning obligation set out in the restoration condition as a condition for obtaining planning permission to quarry at the site, on clearly identified public interest grounds. It had never given any grounds for thinking that it had changed its mind about the importance of the public interest in issue or about the need to hold Tarmac to the restoration condition which gave effect to promoting that public interest. Indeed, it had affirmed the restoration condition and those public interest grounds in the course of the appeal before the Inspector. The Inspector had himself correctly accepted the continuing validity of those grounds as a foundation for consideration of the case before him (see the first sentence of DL, para. 27, set out above, and DL, para. 24);ii) The Council had never suggested that it might be willing to compromise the public interest it had identified and required to be protected through the restoration condition by agreeing instead to permanent diversion of the footpath, as the Inspector appears to have regarded as a real possibility at DL, paras. 27, 30 and 36. The Inspector's view on this was pure speculation, unsupported by any evidence. Since the Inspector himself found that it would be financially viable for Tarmac to carry out the restoration of the site using primary materials (DL, para. 28), the Council would have had no reason to release Tarmac from its obligation to restore the site even if primary materials had to be used for the purpose, however much that might have been in Tarmac's own financial interest;
iii) The construction of "a modified landform that includes a bridge structure" which the Inspector appears to have contemplated as another real possibility at DL, paras. 27 and 36, was again wholly speculative and unsupported by any evidence. Moreover, if that possibility had been in contemplation, it would itself have required the use of backfill to produce the "modified landform" (i.e. raised foundation for the bridge) referred to, for which the use of waste would again have replaced the use of primary materials which would otherwise have had to be used. Moreover, the construction of the bridge would itself have required the use of primary materials, which would be avoided if waste were used to restore the path as required by the planning obligations. Therefore, even if the construction of a modified landform and bridge structure had been a real possibility, which it was not, the use of waste to comply with the planning obligation instead would still have had to be classified as a recovery operation, and there is nothing in the reasoning of the Inspector to suggest otherwise;
iv) The Inspector's assessment in the last sentence of DL, para. 27, that the alternative approaches would not be likely to cause a significant reduction in the ecological and recreational benefits sought from restoration of the quarry was clearly irrational and Mr Bates for the Secretary of State did not seek to defend it. If the footpath were permanently diverted, so that the land bridge was not constructed, plainly the division of the Quarry site into lakes incorporating shallows, reed-beds and so forth which the Council had identified as the key ecological and recreational benefits to be achieved would not be achieved. The same is true if a bridge were constructed in place of the land bridge required under the planning obligation. Since the Council did regard these benefits as important, it had no reason to release Tarmac from its obligations under the restoration condition.
Conclusion
LORD JUSTICE FLOYD:
LORD JUSTICE McFARLANE: