COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE ASYLUM AND IMMIGRATION TRIBUNAL
IA/00138/2005
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE WILSON
and
LORD JUSTICE STANLEY BURNTON
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BL (SERBIA) |
Appellant |
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SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
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Ms Lisa Giovannetti (instructed by Treasury Solicitors) for the Respondent
Hearing date : 1 July 2008
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Crown Copyright ©
Lord Justice Stanley Burnton :
Introduction
History
We are of opinion that, in the special circumstances of the instant appeal where, not alone (sic) was there a family life between the Appellant and her sister-in-law, while they were living in Kosovo, and as the family life continued in the United Kingdom, and as the status of the Appellant's sister-in-law had been settled only three days after the decision in the case of the Appellant, we find that, interpreting Article 8 in its broadest sense, as suggested by Mr Justice Collins in Arman Ali [2000] INLR 89, the return of the Appellant to Kosovo would be a disproportionate interference with her family life in the United Kingdom.
12. The specific facts of the appellant's sister-in-law's case are not before me. On the available evidence, I find that there are no insurmountable obstacles to the family returning together to Kosovo today, a country not unfamiliar to all parties.
14. Despite the commendable efforts of UNMIK, Kosovo remain to date unsettled. The US State Department Report for 2004 reports violence against women remained a serious and persistent problem (CIPU April 2005/K.6.112). Taking into account, the appellant has no immediate family or property to return to I find her vulnerability as a single woman is a truly exceptional feature, considering the fair balance that has to be struck between the competing interests of the individual and of the community as a whole, I find the decision to refuse the appellant a variation of her leave to be disproportionate. Huang [2005] EWCA Civ 105.
15. Though the letter for the solicitors (Annex A16) appears to raise issues to engage Article 3 to quote "…if she is now returned to Kosovo, our client will be made to endure inhuman and degrading treatment…" no specific submissions were made by Mr Ikie. Moreover after enquiry by me, Mr Ikie confirmed the only issue for my determination is that of the engagement of Article 8. In the circumstances I have not addressed issues properly considered in the refusal letter under the 1951 Convention, which I adopt.
There was no paragraph 13.
The decisions under appeal
14. The appellant makes the following claims:
(a) She had a continuing fear of returning to Kosovo. Her parents were dead and their home destroyed.
(b) Her family life with her sister in law and niece was continuing.
(c) She had also established a private life in the United Kingdom. She had part time employment and had been studying.
(d) She was now pregnant and her baby was due at the end of June 2007. The father of her child had broken off their relationship when she informed him she was pregnant. She could not return to Kosovo and live alone as a single parent as she would be ostracised.
(e) As well as her sister in law and her niece, two of her brothers were also in the United Kingdom. They had arrived in 2000 and claimed asylum. They were still awaiting their asylum interviews.
(f) She was receiving treatment from the Chinese Medical Centre for the "post war traumatic experience, memory loss, sleeplessness, nightmares and serious depression".
(a) Will the proposed removal be an interference with that right?
(b) If so, will such interference have consequences of such gravity as potentially to engage Article 8?
(c) If so, is it in accordance with the law?
(d) If so, is it necessary "in a democratic society in the interests of national security, public safety or the economic wellbeing of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedom of others"?
(e) If so, is such interference proportionate to the legitimate public end sought to be achieved?
43. It is not disputed that the appellant, her sister in law and her niece lived together in the same household for a brief period before they left Kosovo in 1999 and that they have lived together continuously in this country since their arrival in 2000. Further, the contribution made by the appellant to the care of her niece had not been challenged. It is also accepted that there is no blood relationship between the appellant and her sister in law. In November 2002 there was a finding by the Immigration Appeal Tribunal that there was family life between the appellant and he sister in law, and that removal would amount to a disproportionate interference with that family life. The respondent did not appeal that decision, and I cannot go behind it. I have to look at the situation as it is at the time of the hearing and assess the nature of the relationship between the appellant on the one hand and her sister in law and niece on the other in deciding whether or not there is a family life between them. On the basis of the evidence before me it is clear that not only has there been no change in the nature of their family life since the decision of the Tribunal in 2002, but it is probable that the relationship has strengthened in the period of over four years since that decision. Further, the level of private life the appellant has in this country has also increased as a result of the time that has elapsed. She has been able to continue her education and obtain employment. I therefore find that the appellant has a protected right to a private and family life. I further find that the proposed removal would be an interference with that right and that such interference would have consequences of such gravity as potentially to engage Article 8. It has not been argued that it is not in accordance with the law or necessary. The issue therefore is whether or not it is proportionate.
44. In assessing the issue of proportionality I have born in mind the findings of the Tribunal in the appellant's previous appeal in the issue of proportionality. I am not bound by them as the decision was based on the situation of the appellant at the time of the Tribunal's decision. I have to consider the situation of the appellant as at the date of the hearing before me as disclosed by the evidence.
Mr Bassi has conceded that it would be unreasonable to expect the appellant's sister in law and niece to go live in Kosovo. From the evidence I have heard as to the financial circumstances of the appellant's sister in law it would appear that there would be financial constraints upon her ability to meet the expense of travelling to Kosovo so that she and her daughter could visit the appellant in that country and this is a factor I take into account. I also take into account that if the appellant had to return to Kosovo, she would have to endure an element of hardship, and possibly discrimination as a result of her pregnancy or situation as a single mother. However I have also considered the objective material that has been drawn to my attention, and in particular that relating to women in Kosovo as would be available for her. More importantly perhaps is the fact that the appellant has two brothers in this country with currently no legal status to be here. I have heard that there are outstanding asylum applications still to be considered by the respondent, but I have been present with no documentary evidence to confirm this. It is not for the respondent to present such evidence. I have also heard no evidence form the appellant's brothers and no reason has been given for the absence of such evidence, save for the claim that the appellant and her elder brother are estranged. Even if they have outstanding claims based upon the circumstances that existed in Kosovo at the time they fled in 2000, that in itself is not evidence that they cannot return to Kosovo now. Both the appellant and her sister in law accept that they know of no reason why the appellant's brothers should not be able to return to Kosovo. There is no evidence before me indicating that they are not in a position so to do. Further, I had no evidence to support the claim by the appellant that she and her elder brother are estranged as a result of her pregnancy. On the basis of the evidence before me I am unable to find as probably that the appellant's two brothers could not return to Kosovo with her, or would not be in a position to give her support and protection on their return.
46. I have no doubt that the appellant's sister-in-law and her niece would be distressed at the return of the appellant to Kosovo, and would miss her support. However, it is the rights of the appellant that are an issue. The affects upon the appellant of such distress would not be sufficient to result in a breach of her Article 8 rights.
48. In the light of all the evidence before me and the findings that I have made, I am unable to find as probably, having taken full account of all considerations weighing both in favour of and against the refusal, that the decision of the respondent prejudices the family life of the appellant in a manner sufficiently serious to amount to a breach of the fundamental right protected by Article 8. The respondent's decision therefore is unlawful.
Accordingly, he dismissed BL's appeal.
The contentions of the parties before us
(i) Immigration Judge Holmes had erred in law in finding that Immigration Judge Kulatilake had made an error of law.
(ii) Immigration Judge Trethowan had erred in his second stage reconsideration, in that he had failed to follow the decision of the Tribunal in November 2002.
Discussion
Our guidelines on procedure in second appeals
37. … The first Adjudicator's determination stands (unchallenged, or not successfully challenged) as an assessment of the claim the Appellant was then making, at the time of that determination. It is not binding on the second Adjudicator; but, on the other hand, the second Adjudicator is not hearing an appeal against it. As an assessment of the matters that were before the first Adjudicator it should simply be regarded as unquestioned. It may be built upon, and, as a result, the outcome of the hearing before the second Adjudicator may be quite different from what might have been expected from a reading of the first determination only. But it is not the second Adjudicator's role to consider arguments intended to undermine the first Adjudicator's determination.
38. The second Adjudicator must, however be careful to recognise that the issue before him is not the issue that was before the first Adjudicator. In particular, time has passed; and the situation at the time of the second Adjudicator's determination may be shown to be different from that which obtained previously. Appellants may want to ask the second Adjudicator to consider arguments on issues that were not – or could not be – raised before the first Adjudicator; or evidence that was not – or could not have been – presented to the first Adjudicator.
39. In our view the second Adjudicator should treat matters in the following way.
(1) The first Adjudicator's determination should always be the starting-point. It is the authoritative assessment of the appellant's status at the time was made. In principle issues such as whether the appellant was properly represented or whether he gave evidence, are irrelevant to this.
(2) Facts happening since the first Adjudicator's determination can always be taken into account by the second Adjudicator. If those facts lead the second Adjudicator to the conclusion that, at the date of his determination and on the material before him, the appellant makes his case, so be it. The previous decision, on the material before the first Adjudicator and at that date, is not inconsistent.
(3) Facts happening before the first Adjudicator's determination but having no relevance to the issues before him can always be taken into account by the second Adjudicator. The first Adjudicator will not have been concerned with such facts, and his determination is not an assessment of them.
The emphases are in the original.
29. In our judgment, the IAT, specialising in this field, was entitled to provide guidance to the entire body of specialist adjudicators about how they should deal with the fact of an earlier unsuccessful application when deciding the later one. Such guidance was essential to ensure consistency of approach among special adjudicators. The guidelines remedied an immediate and pressing difficulty, with direct application to, but not exclusively concerned with, the many cases in which, after unsuccessfully exhausting all the possible legal channels, asylum seekers remained in the United Kingdom, and put forward a case on human rights grounds after October 2000.
30. Perhaps the most important feature of the guidance is that the fundamental obligation of every special adjudicator independently to decide each new application on its own individual merits was preserved. The guidance was expressly subject to this overriding principle.
"The first adjudicator's determination … is not binding on the second adjudicator; but, on the other hand, the second adjudicator is not hearing an appeal against it … the outcome of the hearing before the second adjudicator may be quite different from what might have been expected from a reading of the first determination only. … The second adjudicator must, however, be careful to recognise that the issue before him is not the issue before the first adjudicator. In particular, time has passed; and the situation at the time of the second adjudicator's determination may be shown to be different from that which was obtained previously. Appellants may want to ask the second adjudicator to consider arguments on issues that were – or could not be – raised before the first adjudicator; or evidence that was not – or could not have been – presented to the first adjudicator."
The guidance concluded with similarly unequivocal language. Guideline 8 says in terms:
"We do not suggest that, in the foregoing, we have covered every possibility. By covering the major categories into which second appeals fall, we intend to indicate the principles for dealing with such appeals. It will be for the second Adjudicator to decide which of them is or are appropriate in any given case."
This is not the language of res judicata nor estoppel. And it is not open to be construed as such. In view of the argument, we must emphasise that in Devaseelan the IAT purported to do no more than provide guidance, and in our judgment, properly exercising its responsibilities, that indeed is what it did.
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40. … Having analysed the guidelines as a whole, in the light of the specific criticisms, it seems to us that it would be positively disadvantageous for this Court now to attempt to rewrite any part of the guidance by expressing the same ideas in different language. We have no reason to believe that adjudicators approach this guidance as if they were construing statute or regulation, or apply it as if it were, without regard to the true merit (or otherwise) of the fresh application. The great value of the guidance is that it invests the decision making process in each individual fresh application with the necessary degree of sensible flexibility and desirable consistency of approach, without imposing any unacceptable restrictions on the second adjudicator's ability to make the findings which he conscientiously believes to be right. It therefore admirably fulfils its intended purpose.
17. In considering whether a challenge to the Secretary of State's decision to remove a person must clearly fail, the reviewing court must, as it seems to me, consider how an appeal would be likely to fare before an adjudicator, as the tribunal responsible for deciding the appeal if there were an appeal. This means that the reviewing court must ask itself essentially the questions which would have to be answered by an adjudicator. In a case where removal is resisted in reliance on article 8, these questions are likely to be:
(1) will the proposed removal be an interference by a public authority with the exercise of the applicant's right to respect for his private or (as the case may be) family life?
(2) If so, will such interference have consequences of such gravity as potentially to engage the operation of article 8?
(3) If so, is such interference in accordance with the law?
(4) If so, is such interference necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others?
(5) If so, is such interference proportionate to the legitimate public end sought to be achieved?
18 If the reviewing court is satisfied in any case, on consideration of all the materials which are before it and would be before an adjudicator, that the answer to question (1) clearly would or should be negative, there can be no ground at all for challenging the certificate of the Secretary of State. Question (2) reflects the consistent case law of the Strasbourg court, holding that conduct must attain a minimum level of severity to engage the operation of the Convention: see, for example, Costello-Roberts v United Kingdom (1993) 19 EHRR 112. If the reviewing court is satisfied that the answer to this question clearly would or should be negative, there can again be no ground for challenging the certificate. If question (3) is reached, it is likely to permit of an affirmative answer only.
19 Where removal is proposed in pursuance of a lawful immigration policy, question (4) will almost always fall to be answered affirmatively. This is because the right of sovereign states, subject to treaty obligations, to regulate the entry and expulsion of aliens is recognized in the Strasbourg jurisprudence (see Ullah [2004] 3 WLR 23, 29, para 6) and implementation of a firm and orderly immigration policy is an important function of government in a modern democratic state. In the absence of bad faith, ulterior motive or deliberate abuse of power it is hard to imagine an adjudicator answering this question other than affirmatively.
20 The answering of question (5), where that question is reached, must always involve the striking of a fair balance between the rights of the individual and the interests of the community which is inherent in the whole of the Convention. The severity and consequences of the interference will call for careful assessment at this stage. The Secretary of State must exercise his judgment in the first instance. On appeal the adjudicator must exercise his or her own judgment, taking account of any material which may not have been before the Secretary of State. A reviewing court must assess the judgment which would or might be made by an adjudicator on appeal. In Secretary of State for the Home Department v Kacaj [2002] Imm AR 213, 228, para 25, the Immigration Appeal Tribunal (Collins J, Mr C M G Ockelton and Mr J Freeman) observed that: "although the [Convention] rights may be engaged, legitimate immigration control will almost certainly mean that derogation from the rights will be proper and will not be disproportionate." In the present case, the Court of Appeal had no doubt [2003] Imm AR 529, 539, para 26, that this overstated the position. I respectfully consider the element of overstatement to be small. Decisions taken pursuant to the lawful operation of immigration control will be proportionate in all save a small minority of exceptional cases, identifiable only on a case by case basis.
In our judgment (the adjudicator's) duty, when faced with an Article 8 case where the would-be immigrant has no claim under the (Immigration) Rules, is and is only to see whether an exceptional case has been made out such that the requirement of proportionality requires a departure from the relevant Rule in the particular circumstances.
20. In an article 8 case where this question is reached, the ultimate question for the appellate immigration authority is whether the refusal of leave to enter or remain, in circumstances where the life of the family cannot reasonably be expected to be enjoyed elsewhere, taking full account of all considerations weighing in favour of the refusal, prejudices the family life of the applicant in a manner sufficiently serious to amount to a breach of the fundamental right protected by article 8. If the answer to this question is affirmative, the refusal is unlawful and the authority must so decide. It is not necessary that the appellate immigration authority, directing itself along the lines indicated in this opinion, need ask in addition whether the case meets a test of exceptionality. The suggestion that it should is based on an observation of Lord Bingham in Razgar above, para 20. He was there expressing an expectation, shared with the Immigration Appeal Tribunal, that the number of claimants not covered by the Rules and supplementary directions but entitled to succeed under article 8 would be a very small minority. That is still his expectation. But he was not purporting to lay down a legal test.
6. …. I agree nevertheless with Auld LJ that the essential change in our approach following Huang will be that, rather than take the threshold of entry into art. 8(1) to be some exceptionally grave interference with private or family life, tribunals and courts will take the language of the article at face value and, wherever an interference of the kind the article envisages is established, consider whether it is justified under art. 8(2). In the great majority of cases it will be, because immigration controls are established by law and their operation ordinarily meets the criteria of proportionality which, in the Strasbourg jurisprudence, measure what is necessary in a democratic society for such prescribed purposes as the economic wellbeing of the country. While therefore there is no need to apply a formal test of exceptionality, it will be only rarely in practice that an otherwise lawful removal which disrupts family or private life cannot be shown to be compliant with art. 8.
Lord Justice Wilson:
Lord Justice Mummery: