COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION ADMINISTRATIVE COURT
MR JUSTICE WYN WILLIAMS
CO/10698/2006
Strand, London, WC2A 2LL |
||
B e f o r e :
LORD JUSTICE LAWRENCE COLLINS
and
SIR PETER GIBSON
____________________
THE QUEEN ON THE APPLICATION OF MARTIN HILL (by his father and litigation friend Lawrence Hill) |
Claimant/ Respondent |
|
- and - |
||
BEDFORDSHIRE COUNTY COUNCIL |
Defendant/Appellant |
____________________
WordWave International Limited
A Merrill Communications Company
190 Fleet Street, London EC4A 2AG
Tel No: 020 7404 1400, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr Daniel Squires (instructed by Messrs Maxwell Gillott) for the Respondent
Hearing date : May 15, 2008
____________________
Crown Copyright ©
Lord Justice Lawrence Collins :
I Introduction
II Legal framework
A Education Act 1996
Section 15A
Part IV
"child" includes any person who has not attained the age of 19 and is a registered pupil at a school.
"A statement will generally remain in force until and unless the LEA ceases to maintain it. A statement will lapse automatically when a young person moves into further or higher education. Therefore, if the young person, the parents, the LEA and the further education institution are all in agreement about the young person's transfer, there is no need to formally cease the statement since the young person will cease to be a pupil for whom the LEA is responsible after leaving school, and so the statement will lapse."
"A local education authority may make such arrangements as they think fit to enable a child for whom they maintain a statement under section 324 to attend an institution outside England and Wales which specialises in providing for children with special needs."
"For the purposes of this Part a local education authority are responsible for a child if he is in their area and –
(a) he is a registered pupil at a maintained school,
(b) education is provided for him at a school which is not a maintained school but is so provided at the expense of the authority,
(c ) he does not come within paragraph (a) or (b) above but is a registered pupil at a school and has been brought to the authority's attention as having or probably having special educational needs, or
(d) he is not a registered pupil at a school but is not under the age of 2 or over the compulsory school age and has been brought to their attention as having or probably having special educational needs."
"(1) Where a local education authority are of the opinion that a child for whom they are responsible falls, or probably falls, within subsection (2), they shall serve a notice on the child's parent informing him –
(a) that they [are considering whether] to make an assessment of the child's educational needs,
(b) of the procedure to be followed in making the assessment,
(c) of the name of the officer of the authority from whom further information may be obtained, and
(d) of the parent's right to make representations, and submit written evidence, to the authority within such period (which must not be less than 29 days beginning with the date on which the notice is served) as may be specified in the notice.
(2) A child falls within this subsection if –
(a) he has special educational needs, and
(b) it is necessary for the authority to determine the special educational provision which any learning difficulty he may have calls for.
…"
"(1) If, in the light of an assessment made under section 323 of any child's educational needs and of any representations made by the child's parents in pursuance of Schedule 27, it is necessary for the local education authority to determine the special educational provision which any learning difficulty he may have calls for, the authority shall make and maintain a statement of his special educational needs."
"(1) a local education authority may not … cease to maintain, a statement except in accordance with paragraph … 11.
(2) Sub-paragraph (1) does not apply where the local education authority – (a) cease to maintain a statement for a child who has ceased to be a child for whom they are responsible …"
"(1) A local education authority may cease to maintain a statement only if it is no longer necessary to maintain it.
(2) Where the local education authority determine to cease to maintain a statement –
(a) they shall give notice in writing of that fact to the parent of the child, and
(b) the parent of the child may appeal to the Tribunal against the determination.
(2A) A notice under sub-paragraph (2)(a) must inform the parent of the right of appeal under sub-paragraph (2)(b) and contain such other information as may be prescribed."
B Learning and Skills Act 2000, section 140
C Local Government Act 2000, section 2
III Facts
"As you are aware from both the school and ourselves, Cademuir School, that Martin was attending, has closed. We have, in the meantime, and with your knowledge and agreement, been investigating all alternative schools and colleges in Scotland, which are able to support Martin and maintain this current Scottish education regime.
Martin has now visited all the options which we have researched and he has expressed his opinion as to Elmwood College Cupar, as being the most suitable for him. They, in turn, have made a conditional offer based on Martin's exams results being a minimum four passes at Standard Grade, inclusive of English. These examination results are expected to be known on the 8th of August 2006, from SQA.
The new college term/year commences on Monday 4th September 2006 with arrivals being on the Sunday. This means there will only be one month between knowing the examination results and the new term start.
I would, therefore, ask the Council to agree the ongoing funding, by the end of July 2006, in line with their letter to Cademuir School, 6th February 2006. Obviously it will be based on the conditional element, inserted by Elmwood, for the appropriate level of examination results being satisfied.
Elmwood have reviewed Martin's current Statement of SEN, his previous school reports and the information provided by the SENCo from Cademuir.
They have constructed a package of support based on the needs, as they believe necessary to meet those needs…
The cost of the above package is £35,139.36 …"
"Also this week I have contacted the DfES for advice as it is my understanding that in England, when students go on to Further Education (FE) colleges their Statements of Special Educational Needs cease to be maintained by the Local Authority. FE Colleges are funded through a different mechanism to schools by the Learning and Skills Council. The DfES promised to investigate the situation but I have not heard back from them yet. I will contact them again in the middle of next week when I am back in the office next if no reply is forthcoming by Wednesday 16 August"
"On the basis that you have known of Elmwood as Martin's chosen place of study, which you have declined to support, you have not offered any suitable alternative place where Martin can complete his courses, thereby denying him his education. It has already been agreed by you that the Colleges in Bedfordshire cannot provide the curriculum Martin is currently taking i.e. Scottish SQA's Intermediates and Highers.
You have an obligation, after agreeing that his Statement needs to continue… What do you propose to do about the situation? You cannot do nothing. I expect your reply in the next 24 hrs"
"… The position of the Local Authority is that if Martin had remained at Cademuir International School we would have continued to support him, as identified in his statement, to complete his course of study at the school. It is pleasing to note on the information you have provided that Martin was able to complete all those courses he has started at the school. If another school is requested or identified, that would meet his needs as outlined in his statement and at a similar cost, we could amend Martin's statement and provide funding for a further year until Martin is 19. The Authority has not proposed to cease Martin's statement. However, the provision you have identified is not a school and we have no statutory powers to fund FE colleges. Our legal advice and the DfES have confirmed this and a meeting could not change the LA's stance on this. However, we would be happy to meet with you to discuss alternative school options for Martin's education.
…
There is close collaboration between the Local Authority and the LSC and a member of the Assessment and Monitoring Team attends these regular panels. The extracts you provide in your letter indicate that, as we have stated, it is the LSC's responsibility to fund such a place in an FE establishment. The normal procedure would be that the Connexions advisor brings cases to this panel for discussion once parents and the young person have expressed a preference for a particular college.
We therefore understand the options to be:
For another school that could meet Martin's needs to be identified until he is 19.
For LSC (Learning Skills Council) to be approached to fund your choice of FE college.
For Martin to attend a local college placement.
For Martin to work with Connexions service to support him in entering the world of work."
"I do agree if my Son were in England attending an English College of Further Education that the Learning Skills Act 2000 would apply, as would the Education Act with the appropriate clauses for Higher Education. However, the Learning and Skills Act of 2000 makes specific reference to exclude Higher Education and it is my contention that you are not applying correct Sections of the Act in the case of my Son."
"Elmwood [was] a school for the purpose of Scottish Highers and Higher National Certificates… This is because in Scotland, under Scottish law the definition of the College is determined by the Course the student is following. Therefore it is my contention that whilst you have stated your case on the basis of English law, made the fundamental error of not accepting that the definition is determined under Scottish law… It is the Scottish law that applies to Elmwood and under those laws and working practices Elmwood has been defined to us as a school."
"… My understanding is that your difference of opinion with the Council is not about whether Martin qualifies for support under the [the Education (Student Support) Regulations 2006], but rather whether the Council is obliged to name Elmwood in Martin's Statement of Special Educational Needs in place of Cademuir International School and meet the full cost of Martin's education and accommodation at the College during the forthcoming academic year.
Martin is now 18. He is no longer a registered pupil at the school and he is not therefore a child for whom the local educational authority is responsible under section 321 of Education Act 1996.
You have pointed out that when the SENDIST directed the Council to specify Cademuir International School in Martin's Statement, they commented favourably on the fact that Martin would be able to remain at the school until he was 19 years old and this would provide him with consistency of post-16 education and would assist in making up the educational deficit that Martin had experienced at that date. Unfortunately, Cademuir closed in July 2006 and thus he was unable to remain at the school for a further year. The Tribunal's comment did not impose an obligation on the Council to make provision for Martin up to the age of 19 in circumstances where he was no longer attending Cademuir International School.
Once a young person is over compulsory school age and leaves school, then responsibility for his special educational needs passes to the Connexions Service and the Learning and Skills Council……
As I understand it, a further point that requires clarification is the nature of Elmwood College, whether it is a college of further education or whether it is (or could be treated as though it were) a school for the purpose of Martin's education there
… I have set out the statutory provision above and I am satisfied on this basis that Elmwood College is not a school. As far as Martin's future education is concerned, I am also of the view that this is not now the responsibility of the Council as local educational authority, though I accept that, if and when he enrols on a course of higher education, he may be eligible for a student loan under the Education (Students Support) Regulations 2006 and that the LEA administer this process.
In short, my view of the position is when Martin left Cademuir International School at the age of 18 the Council's responsibility to maintain a statement of special educational needs for him came to an end. Responsibility for his future education and special needs passed to the Learning and Skills Council and Connexions.
The procedure for ceasing to maintain a Statement is set out in paragraph 11 of the Education Act 1996, but this procedure does not apply where the local educational authority ceased to maintain a statement for a child who has ceased to be a child for whom they are responsible. In this situation, the LEA can cease to maintain a Statement under paragraph 9 of the Schedule 27 of the Education Act 1996 and there is no right of appeal to the SENDIST."
"The LSC will consider the approval of new providers, where it can be demonstrated that they can contribute to the local and regional LSC priorities. However, the LSC's new provider approval process can take up to 10 months to complete and does not necessarily result in a positive outcome. The purpose of this approval process is to ensure that providers, which the LSC funds, deliver education which is of adequate quality to meet learner needs."
"a. To make a decision, setting out full reasons, whether or not to fund Martin at Elmwood College using the powers as set out in the Education Act 1996, section 15A and the Local Government Act 2000 under section 2.
b. Confirm that Martin's statement has not lapsed and put in place the provision which should be made for him."
"Section 2 of the Learning and Skills Act 2000 imposes a duty on the LSC to secure the provision of proper facilities for education suitable to the requirements of persons who are above compulsory school age but have not attained the ago of 19. In performing this duty, the LSC must inter alia take account of the different abilities and aptitudes of different persons. Furthermore, section 13 of the Learning and Skills Act 2000 provides that in discharging its functions under section 2, the LSC must have regard to the needs of persons with learning difficulties.
The Council is prepared to review the position and consider whether, in spite of the duties imposed on the LSC as outlined above, it should exercise its discretion to provide financial support towards the costs of Martin's placement at Elmwood College.
In order that it may give proper consideration to this matter, the Council would like to obtain information from Connexions about the discussions that took place between Martin, his parents and Connexions about the opportunities that were available for Martin in further education and the support that could be provided for him by Connexions. In that regard, Connexions have informed the Council that they cannot share any information with us without Martin's consent. Please would you consult your client and secure his consent to Connexions providing full disclosure to the Council in order that we can consider whether the Council should provide financial support for his placement at Elmwood College."
"It is apparent that there were suitable courses available to Martin locally which could have met his needs and at a lower cost. It does not appear that it was necessary for Martin to attend at a Further Education college in Scotland in order to pursue his course of studies.
It appears from the contact that Mr Hill had with Connexions that there was no evidence that Mr Hill required Connexions to undertake a Section 140 assessment under the Learning and Skills Act 2000. Mr Hill and Martin were clearly signposted by the Local Authority (see the statement of Diane Boyd dated 7.2.07) to Connexions who gave them advice and guidance. It does not appear that Mr Hill approached the LSC to fund Martin's placement and the Local Authority considers that that is what he should have done."
IV The application for judicial review and the issues on appeal
A The first issue
Judge's decision
The appeal
"It does not appear that Mr Hill approached the LSC to fund Martin's placement and the Local Authority considers that that is what he should have done."
Education Act 1996, Section 15A
B The second issue: status of the statement of special educational needs
The judge's decision
i) Martin was a child within section 324(1) when a statement of special educational needs was first made in relation to him.ii) It was common ground that paragraph 11 of schedule 27 would apply unless at the time when the Authority ceased to maintain a statement in respect of Martin he had ceased to be a child for whom it was responsible.
iii) Whether or not the Authority was responsible for Martin fell to be determined in accordance with section 321(3) and Martin was not within any of the statutory criteria in section 321(3) when the decision was made that he should start at Elmwood on September 25, 2006. His registration at Cademuir had ceased when the company controlling the school had gone into liquidation. Thereafter Martin had not been registered at any school and there was no intention on his part or that of his parents that he should register anywhere except Elmwood.
iv) A statement of special educational needs did not lapse automatically and a right of appeal against a cessation or determination of a statement existed even though a local authority was not responsible for the child in question: Wolverhampton City Council v Special Educational Needs and Disability Tribunal [2007] EWHC 1117 (Admin), [2007] ELR 418, where it was held that the term "child" within Part IV of the 1996 Act extends at least as far as any individual under the age of 19 (at the material time) in respect of whom the local education authority does or might owe obligations under Part IV of the Act.
v) The Authority had always acknowledged that as at September 2006 it might owe obligations to Martin under Part IV of the Act, since it recognised that it would be willing to fund an alternative placement at a school, properly so called, and, that being so, it would maintain the statement of special educational needs.
vi) As in the Wolverhampton City Council case there was no meaningful distinction between a cessation of maintenance of a statement and the concept of an automatic lapse of such a statement. The reality was that in the present case the Authority was asserting that it had no power to fund a placement at Elmwood and that if Martin persisted in taking up a place at that institution it would no longer maintain a statement.
vii) Consequently the Authority should have complied with paragraph 11(2) of schedule 27, by giving notice of the fact that it was intending to cease to maintain a statement (which in substance it did albeit its language was couched in terms of the statement lapsing) and also given notice that Martin's parents had a right to appeal to the Tribunal (which it did not).
viii) Accordingly, at all material times up to and including September 25, 2006, Martin was a child within Part IV of the 1996 Act. He was not a child for whom the Authority was "responsible" within the meaning of that part of the Act and, it was entitled as a matter of interpretation of the Act to take the view that it need not maintain a statement of special educational needs in respect of Martin. That was a decision which was susceptible to appeal upon its merits and notice of Martin's parents' appeal rights should have been given to them. The deliberate failure to give such notification of those rights was unlawful.
The Authority's argument on appeal
The arguments for Martin
Conclusions on the second ground
".. Upon the child leaving school whether without further education or to go on to college, the child will no longer be registered at a school maintained by them and they will no longer be responsible for the child. … In my judgment the responsibility for the registered child ends upon the child ceasing to be registered and the maintenance of the statement … would cease with the cessation of that responsibility and registration which is exactly the situation envisaged by the provisions of para 7…"
V Disposition
Sir Peter Gibson:
Lord Justice May: