COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Mr Justice Foskett
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LONGMORE
and
LORD JUSTICE STANLEY BURNTON
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The Queen on the application of DB |
Claimant/ Appellant |
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- and - |
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Nottinghamshire Healthcare NHS Trust |
Defendant/Respondent |
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David Lock and Nageena Kalique (instructed by Mills & Reeve) for the Defendant Respondent
Hearing date: 20 November 2008
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Crown Copyright ©
Lord Justice Stanley Burnton:
Introduction
The facts
[The Appellant]: "… [W]hen is the 28 days gonna start from? Do you know?"
Judge Teare: "It should start from the 17th."
The Appellant: "The 17th?"
Judge Teare: "Yes. That is when I made the order that you were going to a hospital and you should go within 28 days from then. All right?"
The Appellant: "What month was that?"
Judge Teare: "17th December. All right? So you should be there by 15th January."
The judge's calculation was incorrect: the 28 days expired on 14 January, but his mistake is immaterial.
The applicable legislation
Powers of courts to order hospital admission or guardianship.
37.—(1) Where a person is convicted before the Crown Court of an offence punishable with imprisonment other than an offence the sentence for which is fixed by law, or is convicted by a magistrates' court of an offence punishable on summary conviction with imprisonment, and the conditions mentioned in subsection (2) below are satisfied, the court may by order authorise his admission to and detention in such hospital as may be specified in the order or, as the case may be, place him under the guardianship of a local social services authority or of such other person approved by a local social services authority as may be so specified.
…
(2) The conditions referred to in subsection (1) above are that—
(a) the court is satisfied, on the written or oral evidence of two registered medical practitioners, that the offender is suffering from mental illness, psychopathic disorder,
severe mental impairment or mental impairment and that either—
(i) the mental disorder from which the offender is suffering is of a nature or degree which makes it appropriate for him to be detained in a hospital for medical treatment and, in the case of psychopathic disorder or mental impairment, that such treatment is likely to alleviate or prevent a deterioration of his condition; or
(ii) in the case of an offender who has attained the age of 16 years, the mental disorder is of a nature or degree which warrants his reception into guardianship under this Act; and
(b) the court is of the opinion, having regard to all the circumstances including the nature of the offence and the character and antecedents of the offender, and to the other available methods of dealing with him, that the most suitable method of disposing of the case is by means of an order under this section.
(3) …
(4) An order for the admission of an offender to a hospital (in this Act referred to as "a hospital order") shall not be made under this section unless the court is satisfied on the written or oral evidence of the registered medical practitioner who would be in charge of his treatment or of some other person representing the managers of the hospital that arrangements have been made for his admission to that hospital in the event of such an order being made by the court, and for his admission to it within the period of 28 days beginning with the date of the making of such an order; and the court may, pending his admission within that period, give such directions as it thinks fit for his conveyance to and detention in a place of safety.
(5) If within the said period of 28 days it appears to the Secretary of State that by reason of an emergency or other special circumstances it is not practicable for the patient to be received into the hospital specified in the order, he may give directions for the admission of the patient to such other hospital as appears to be appropriate instead of the hospital so specified; and where such directions are given—
(a) the Secretary of State shall cause the person having the custody of the patient to be informed, and
(b) the hospital order shall have effect as if the hospital specified in the directions were substituted for the hospital specified in the order.
(6) …
(7) […]
(8) Where an order is made under this section, the court shall not pass sentence of imprisonment or impose a fine or make a probation order in respect of the offence or make any such order as is mentioned in paragraph (b) or (c) of section 7(7) of the Children and Young Persons Act 1969 in respect of the offender, but may make any other order which the court has power to make apart from this section; and for the purposes of this subsection 'sentence of imprisonment' includes any sentence or order for detention.
Effect of hospital orders, guardianship orders and interim hospital orders.
40.—(1) A hospital order shall be sufficient authority—
(a) for a constable, an approved social worker or any other person directed to do so by the court to convey the patient to the hospital specified in the order within a period of 28 days; and
(b) for the managers of the hospital to admit him at any time within that period and thereafter detain him in accordance with the provisions of this Act.
(2) …
(3) Where an interim hospital order is made in respect of an offender—
(a) a constable or any other person directed to do so by the court shall convey the offender to the hospital specified in the order within the period mentioned in section 38(4) above; and
(b) the managers of the hospital shall admit him within that period and thereafter detain him in accordance with the provisions of section 38 above.
(4) A patient who is admitted to a hospital in pursuance of a hospital order, or placed under guardianship by a guardianship order, shall, subject to the provisions of this subsection, be treated for the purposes of the provisions of this Act mentioned in Part I of Schedule 1 to this Act as if he had been so admitted or placed on the date of the order in pursuance of an application for admission for treatment or a guardianship application, as the case may be, duly made under Part II of this Act, but subject to any modifications of those provisions specified in that Part of that Schedule.
(5) Where a patient is admitted to a hospital in pursuance of a hospital order, or placed under guardianship by a guardianship order, any previous application, hospital order or guardianship order by virtue of which he was liable to be detained in a hospital or subject to guardianship shall cease to have effect; but if the first-mentioned order, or the conviction on which it was made, is quashed on appeal, this subsection shall not apply and section 22 above shall have effect as if during any period for which the patient was liable to be detained or subject to guardianship under the order, he had been detained in custody as mentioned in that section.
Retaking of patients escaping from custody.
138— (1) If any person who is in legal custody by virtue of section 137 above escapes, he may, subject to the provisions of this section, be retaken —
(a) in any case, by the person who had his custody immediately before the escape, or by any constable or approved social worker;
(b) if at the time of the escape he was liable to be detained in a hospital within the meaning of Part II of this Act, or subject to guardianship under this Act, by any other person who could take him into custody under section 18 above if he had absented himself without leave.
(2) A person to whom paragraph (b) of subsection (1) above applies shall not be retaken under this section after the expiration of the period within which he could be retaken under section 18 above if he had absented himself without leave on the day of his escape unless he is subject to a restriction order under Part III of this Act or an order or direction having the same effect as such an order; and subsection (4) of the said section 18 shall apply with the necessary modifications accordingly.
(3) A person who escapes while being taken to or detained in a place of safety under section 135 or 136 above shall not be retaken under this section after the expiration of the period of 72 hours beginning with the time when he escapes or the period during which he is liable to be so detained, whichever expires first.
(4) This section, so far as it relates to the escape of a person liable to be detained in a hospital within the meaning of Part II of this Act, shall apply in relation to a person who escapes —
(a) while being taken to or from such a hospital in pursuance of regulations under section 19 above, or of any order, direction or authorisation under Part III or VI of this Act (other than under section 35, 36, 38, 53, 83 or 85) or under section 123 above; or
(b) while being taken to or detained in a place of safety in pursuance of an order under Part III of this Act (other than under section 35, 36 or 38 above) pending his admission to such a hospital,
as if he were liable to be detained in that hospital and, if he had not previously been received in that hospital, as if he had been so received.
(5) In computing for the purposes of the power to give directions under section 37(4) above and for the purposes of sections 37(5) and 40(1) above the period of 28 days mentioned in those sections, no account shall be taken of any time during which the patient is at large and liable to be retaken by virtue of this section.
(6) …
Protection for acts done in pursuance of this Act.
139.—(1) No person shall be liable, whether on the ground of want of jurisdiction or on any other ground, to any civil or criminal proceedings to which he would have been liable apart from this section in respect of any act purporting to be done in pursuance of this Act or any regulations or rules made under this Act, or in, or in pursuance of anything done in, the discharge of functions conferred by any other enactment on the authority having jurisdiction under Part VII of this Act, unless the act was done in bad faith or without reasonable care.
(2) No civil proceedings shall be brought against any person in any court in respect of any such act without the leave of the High Court; and no criminal proceedings shall be brought against any person in any court in respect of any such act except by or with the consent of the Director of Public Prosecutions.
(3) …
(4) This section does not apply to proceedings against the Secretary of State or against a health authority within the meaning of the National Health Service Act 1977.
154. A sentence imposed, or other order made, by the Crown Court when dealing with an offender shall take effect from the beginning of the day on which it is imposed, unless the court otherwise directs.
155 (1) Subject to the following provisions of this section, a sentence imposed, or other order made, by the Crown Court when dealing with an offender may be varied or rescinded by the Crown Court within the period of 28 days beginning with the day on which the sentence or other order was imposed or made or, where subsection (2) below applies, within the time allowed by that subsection.
…
(5) …where a sentence or other order is varied under this section the sentence or other order, as so varied, shall take effect from the beginning of the day on which it was originally imposed or made, unless the court otherwise directs.
(Section 155 has been amended, with effect from 14th July 2008, by the Criminal Justice and Immigration Act 2008, so as to extend the period of 28 days in subsection (1) to 56 days (see section 47 and Schedule 8, Part 3, paragraphs 28(1) and (2)(a)), but the amendment is of course irrelevant to this appeal.)
The judgment below
I am directed by the Secretary of State to draw your attention to a problem which can arise when a hospital order is made … and the defendant is committed to a place of safety for up to 28 days … pending admission to hospital, but the hospital subsequently withdraws its undertaking to take him. There may on occasions be little or no prospect of arranging an alternative placement within the 28 days currency of the 'place of safety' direction. In the absence of the intended admission to hospital the prison must release the person on the 28th day, and the court order … is frustrated. The purpose of this Circular is to inform you of a change of procedure introduced last year in the Crown Court, which attempts to deal with this problem, and to suggest that, in consultation with the Chairman of the Bench, consideration might be given to adopting a similar procedure at Magistrates' Courts.
The Crown Court has power … to vary sentence on a defendant within 28 days, and the purpose of the new procedure is to ensure that the court is forewarned of the possible frustration of the hospital order and so has the opportunity to pass an alternative sentence before the authority to detain a person is extinguished. Last year, after consultation with the Home Office, the Department of Health and Social Security and the Lord Chancellor's Department, the Lord Chief Justice directed that an additional direction be given by the court … addressed to the Governor of the prison which is to hold the person pending admission to hospital, which reads as follows:
"But if at any time it appears to the person in whose custody the defendant is detained in a place of safety that the defendant might not be admitted to hospital in pursuance of this order within 28 days of this date, that person shall within 21 days of this date (or at once if it becomes apparent only after 21 days that the defendant might not be admitted to hospital) report the circumstances to the Chief Clerk of the Court and unless otherwise directed by the Chief Clerk shall bring the defendant before the court forthwith so as to enable it within 28 days of this date to make such order as may be necessary."
Attention was drawn in that Circular to the equivalent powers of the Magistrates to re-sentence if such a situation should occur when a magistrates' court would like to make a hospital order, but the kind of practical problem referred to in the Circular arise. As can be seen, the Circular refers to a direction given by the Lord Chief Justice. However, the researches of counsel and the judge have failed to discover it.
41. … There was in this case a valid order under section 37 made on 21 December 2004. Its effect was to order that, within 28 days from 17 December 2004 (see paragraph 34 above), the claimant should be admitted to and detained in the Y Unit. The intention of the order plainly was that in the meantime the "place of safety" for the claimant should be prison and that the authority to keep him in prison was confirmed by that order. (As I have previously indicated, in my view, that should have been spelled out expressly in the order, but no complaint is made about it.) He was not admitted to the Y Unit within that period. That rendered his detention for the relevant three days unlawful. However, the authorisation for his admission to and detention in the Y Unit still existed after 14 January: the order directing it had not been set aside or varied in the meantime.
42. In my judgment, it cannot be said that the order simply ceased to exist and have no effect on the expiration of the 28 day period. Under the general law an order remains a valid order (even if not complied with) until it is set aside on appeal or by some other means. The obligation to comply with it, albeit late, still exists. Indeed, whilst the analogy with situations within the civil jurisdiction may not be wholly apt, it is well established that even a consent order which, in effect, (a) has penal consequences and (b) has been made without jurisdiction to make it, remains valid and enforceable until set aside: see, e.g., IRC v Hoogstraten [1985] QB 1077; Isaacs v Robertson [1985] AC 97; Nicholls v Kinsey [1994] QB 600.
The submissions of the parties
Discussion
Practical considerations
Conclusion
Lord Justice Longmore:
Laws LJ:
IN THE CROWN COURT Case No:
AT Court Code:
The defendant.....................................................................Date of Birth
was, [on................................convicted of][indicted for][an offence][punishable with imprisonment,
namely
[and it appeared to the court that it was impractical or inappropriate to bring the defendant to court].
[The Court was satisfied hat the defendant was suffering from the following form(s) of mental disorder within the meaning of the Mental Health Act 1983:
[mental illness], [psychopathic disorder],[mental impairment],[severe mental impairment]
On................................the Court:
• ORDERED that, within 28 days from the date of this order, the defendant should be admitted to and detained in a hospital, namely
• ORDERED that, within 28 days from the date of this order, the defendant should be admitted to and detained in a hospital unit, namely
[and that the defendant should be conveyed to that hospital by................................]
• [DIRECTED that, pending admission to a hospital within the 28 day period, the defendant should be conveyed to and detained in a place of safety, namely................................]
• [FURTHER ORDERED that the defendant should be subject to the special restrictions set out in section 41 of the Mental Health Act 1983 [for......years from the date of this order][indefinitely]]
The Court
• [heard oral][considered written] evidence given by 2 medical practitioners, [each][one] having been approved by the Secretary of State under section 12(2) of the Mental Health Act 1983.
• [heard oral][considered written]evidence given by [the medial practitioner who would be in charge of the defendant's treatment] a person representing the managers of the hospital specified in this order] that arrangements had been made for the defendant's admission to the hospital specified in this order within 28 days from the date of this order.
• Was satisfied that all other conditions required by section 37(1)(51) of the Mental Health Act 1983 for the making of a hospital order had been fulfilled.
• [heard evidence as required by section 41(2) of the Mental Health Act 1983].
• [had regard to the matters specified in section 41(1) of the Mental Health Act 1983 and it appeared to the Court that to protect the public from serious harm a restriction order should be made].
.................................................................................... An Officer of the Crown Court
Date: .........