COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
(QUEEN'S BENCH DIVISION)
His Honour Judge Richard Seymour QC
(Sitting as a Judge of the High Court)
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LONGMORE
and
LADY JUSTICE SMITH
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RICHARD SMITH |
Appellant |
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- and - |
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HAMPSHIRE COUNTY COUNCIL |
Respondent |
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(instructed by Maxwell Hodge) for the Appellant
CLIVE SHELDON Esq
(instructed by Legal Services, Hampshire County Council) for the Respondent
Hearing dates : 8th, 9th February 2007
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Crown Copyright ©
Lord Justice Longmore:
Failure on the part of education authorities to diagnose dyslexia in children of school age has given rise to many legal problems in recent years. Education neglect as a cause of action began life in three of the five cases reported under the name of X (Minors)v Bedfordshire County Council [1995] 2 AC 633. In Phelps v London Borough of Hillingdon [1999] 1 WLR 500 this court held that such authorities and educational psychologists retained by them would not normally assume responsibility to children or their parents in relation to the diagnosis of dyslexia; but that decision was unanimously reversed by a seven member committee of the House of Lords [2001] 2 AC 619 and actions for breach of duty in relation to dyslexia are now not uncommon. They often give rise to trial problems since the limitation period does not begin to run until the claimant is 18. Although it has been decided that the claim is a claim for personal injury and that the limitation is therefore only 3 years, the trial has to consider events that occurred usually about a decade or more earlier. Moreover young adults who suffer from dyslexia are often hesitant or embarrassed about revealing their condition and may not be able to summon up sufficient energy and resolve to face up to the need for legal proceedings until after they are 21. In such cases, when proceedings are instituted they seek to say that they did not "know" they had a claim within the three year period so that limitation should not begin to run, pursuant to section 14 of the Limitation Act 1980 ("the 1980 Act"), until they had such "knowledge" or, alternatively, that it would be just to disapply the limitation period in their particular case, pursuant to section 33 of the 1980 Act. These problems were addressed by the House of Lords in Adams v Bracknell Forest Borough Council [2004] UKHL 29, [2005] 1 AC 76 in which the majority of the House held that the question under section 14 of the 1980 Act was whether a claimant had knowledge which he might reasonably have been expected to acquire. In answering that question, the court had to consider how a reasonable person in the position of the claimant would have acted and that in doing so aspects of character or intelligence peculiar to the claimant should be disregarded; the House further held that the normal expectation was that persons experiencing serious problems as a result of difficulties with reading and writing would seek professional advice. Considering the discretion conferred on the court by section 33, the House approved the decision of this court in Robinson v St Helens Metropolitan Borough Council [2002] EWCA Civ 1099, [2003] PIQR 128 that courts should be slow to find that the balance of prejudice is in favour of the claimant, largely because the acts or omissions complained of will have occurred so long ago. Any claimant who only starts proceedings after he is 21 will therefore find considerable hurdles in his way. This is one such case. His Honour Judge Seymour has found that this claimant has not surmounted those hurdles.
"(1) In sections 11 and 12 of this Act references to a person's date of knowledge are references to the date on which he first had knowledge of the following facts –
(a) that the injury in question was significant; and
(b) that the injury was attributable in whole or in part to the act or omission which is alleged to constitute negligence, nuisance or breach of duty; and
(c) the identity of the defendant …
(2) For the purposes of this section an injury is significant if the person whose date of knowledge is in question would reasonably have considered it sufficiently serious to justify his instituting proceedings for damages against a defendant who did not dispute liability and was able to satisfy a judgment.
(3) For the purposes of this section a person's knowledge includes knowledge that he might reasonably have been expected to acquire –
(a) from facts observable or ascertainable by him; or
(b) from facts ascertainable by him with the help of medical or other appropriate expert evidence
but a person shall not be fixed under this subsection with knowledge of a fact ascertainable only with the help of expert advice so long as he has taken all reasonable steps to obtain (and, where appropriate, to act upon) that advice."
"(1) If it appears to the court that it would be equitable to allow an action to proceed having regard to the degree to which –
(a) the provisions of section 11 or 12 of this Act prejudice the plaintiff or any person whom he represents; and
(b) any decision of the court under this subsection would prejudice the defendant or any person whom he represents;
the court may direct that those provisions shall not apply to the action, or shall not apply to any specified cause of action to which the action relates …
(3) In acting under this section the court shall have regard to all the circumstances of the case and in particular to –
(a) the length of, and the reasons for, the delay on the part of the plaintiff;
(b) the extent to which, having regard to the delay, the evidence adduced by the plaintiff or the defendant is or is likely to be less cogent than if the action had been brought within the time allowed by section 11 or (as the case may be) by section 12;
(c) the conduct of the defendant after the cause of action arose, including the extent (if any) to which he responded to requests reasonably made by the plaintiff for information or inspection for the purpose of ascertaining facts which were or might be relevant to the plaintiff's cause of action against the defendant;
(d) the duration of any disability of the plaintiff arising after the date of the accrual of the cause of action;
(e) the extent to which the plaintiff acted promptly and reasonably once he knew whether or not the act or omission of the defendant, to which the injury was attributable, might be capable at that time of giving rise to an action for damages;
(f) the steps, if any, taken by the plaintiff to obtain medical, legal or other expert advice and the nature of any such advice he may have received."
"7. In or about September 1986 the Claimant's family moved to Portsmouth and the Claimant transferred to St. Swithins. The Claimant's teacher there suspected that his failure to progress was due to some form of learning difficulty, and the Claimant was referred to an educational psychologist employed by the Second Defendant. An assessment then did take place by the educational psychologist who told the Claimant's mother that the Claimant was "right handed but left sided". No report was ever made available to the Claimant or his mother. The Claimant's mother was told by the psychologist that the aim was for the Claimant to be educated initially at a special school and then later transferred back to mainstream school.
8. Following this assessment, the Claimant was transferred in September 1987 to Cliffdale, a special school for children with moderate learning difficulties, with a peer group that had in addition to the learning disabled, a very significant cohort of children with both physical handicaps and emotional and behavioural difficulties.
9. The Claimant remained, inappropriately placed, at Cliffdale, transferring to the equally inappropriate secondary department in September 1988, until his family moved to Knowsley in or about September 1993.
10. . . . .
10A. The Claimant is of above average intellectual ability but had greater difficulty in acquiring a reasonable range of literacy skills, in particular reading, writing and spelling, than other children of his age at the time.
10B. The Claimant's difficulties were or ought to have been known by his teachers at Cliffdale (primary and secondary sections) . . . . in particular:
(i) The Claimant's literacy skills were, at all material times, so far behind those of his peers of similar academic ability that any reasonably competent teacher would or ought to have been aware of the difference.
(ii) The Claimant's literacy skills were, at all material times, so deficient in comparison with his oral skills that any reasonably competent teacher would or ought to have been aware of the difference.
(iii) The Claimant's teachers were or should have been aware of his lack of achievement in literacy skills by September 1987 when he was transferred out of mainstream into special (albeit .. wholly inappropriate) education.
(iv) Throughout his time at the schools referred to at paragraph 10B above the Claimant received no appropriate learning support.
….
12A As a result of being misplaced in a school for children with a variety of disabilities (when the Claimant was a boy of above average intelligence with a specific learning difficulty and should have been properly supported in a mainstream school) he became alienated from his peer group, suffered significant frustration, embarrassment and lowered mood . . . . As a result of complete alienation at the placement he began to regularly truant. He now suffers from recognisable psychiatric disorders (scholastic underachievement, specific reading disorder and specific disorders of arithmetical skills . . . ."
Mr Smith first attended St Swithin's Primary School in Southsea, Hampshire in September 1986. While there he was seen by an educational psychologist who described the claimant as being "right handed but left sided" according to Mrs Smith. No record now exists of that psychologist's findings or even his or her identity. In September 1987 Mr Smith was transferred out of the mainstream school system to Cliffdale Primary School in Havant, a school for children with learning difficulties. Mrs Smith says that she was told that was to be only a temporary measure; the main thrust of the claimant's case is that even if it was right to have moved him out of mainstream schooling into a special school, he should not have been left there among children who suffered disabilities such as Down's Syndrome, autism and attention deficit disorder. He stayed, however, at Cliffdale, moving from the primary school to the secondary school in September 1990, until February 1993 when his mother moved to the Liverpool area. He then attended Altbridge School at Huyton until June 1994 when, aged 15, he left school. He became 18 on 21st October 1996 and in September 1997 began to attend the Drop In Studies Centre run by Liverpool Community College with a view to improving his English and Mathematics for the purpose of thereafter undertaking an art course at the college.
"OAKBRIDGE [probably a mistake for Altbridge]
Richard needs help with ENGLISH & MATHS.
DYSLEXIA UNIT.
Statementing Feb 99"
"I would be grateful if you could send this 20 year old young man an appointment. I believe he has been diagnosed as being dyslexic. He is personally at a bit of a loss to know what his needs are and he would therefore welcome a professional assessment of his needs.
I understand that the initial assessment fee is £200. As a fund-holding practice, we are prepared to pay this initial fee and any subsequent tuition up to April 1999 when fund-holding will be dissolved. We would not, however, be able to fund any subsequent treatment after this time."
The judge found that the reference in that letter to Mr. Smith being diagnosed as dyslexic was a reference to the expression of opinion on the part of Chuka Russo that he was, or might be, dyslexic.
On these facts the judge held that by 20th October 1998 Mr Smith knew that he was unable to read and write, that this condition was or might be dyslexia, that that was a significant injury and that it was attributable to a failure on the part of his school to diagnose him while he was in full-time education. This meant that he had actual knowledge of the matters set out in section 14(3) of the 1980 Act. If that was wrong, his dyslexia was ascertainable with the help of expert evidence and he had not taken reasonable steps to obtain that advice. If he had taken reasonable steps after his discussion with Ms Russo he would have received Ms Pritchard's report (or equivalent) at least three months earlier than he did which was more than 3 years before he started his proceedings.
For Mr Smith, Mr Bowen submitted that time could not start to run before Mr Smith received Ms Pritchard's report. Before then, he had only been told he might have dyslexia; it was only when he had the firm advice of the trained educational psychologist that he could be said to know he had a significant injury. Before then he was "unsure and needed to check". This was a reference to the last of the four principles set out by Brooke LJ in Spargo v North Essex District Health Authority [1997] PIQR 235, 242:-
"(1) The knowledge required to satisfy section 14(1)(b) is a broad knowledge of the essence of the causally relevant act or omission to which the injury is attributable;
(2) "Attributable" in this context means "capable of being attributed to", in the sense of being a real possibility;
(3) A plaintiff has the requisite knowledge when she knows enough to make it reasonable for her to begin to investigate whether or not she has a case against the defendant. Another way of putting this is to say that she will have such knowledge if she so firmly believes that her condition is capable of being attributed to an act or omission which she can identify (in broad terms) that she goes to a solicitor to seek advice about making a claim for compensation;
(4) On the other hand she will not have the requisite knowledge if she thinks she knows the acts or omissions she should investigate but in fact is barking up the wrong tree: or if her knowledge of what the defendant did or did not do is so vague or general that she cannot fairly be expected to know what she should investigate; or if her state of mind is such that she thinks her condition is capable of being attributed to the act or omission alleged to constitute negligence, but she is not sure about this, and would need to check with an expert before she could be properly said to know that it was."
Those principles govern, on their face, the question of attributability but Mr Bowen submitted that they also applied, where appropriate, to the question whether a claimant knows or ought to know that he has a significant injury viz. in this case the claimant's unameliorated dyslexic condition.
(a) from facts observable or ascertainable by him; or
(b) from facts ascertainable by him with the help of medical or other appropriate expert evidence".
The first relevant observable and ascertainable fact in the present case is that Mr Smith was for a long time unable to read and write. The further relevant fact is that this continuing state of affairs was attributable to his schooling which had either failed to observe the first facts or, having observed them, did nothing about them. For this purpose Mr Smith did not need to be formally diagnosed as dyslexic or know that he had been so diagnosed.
(1) the judge had wrongly adopted a wholly objective approach to knowledge and considered how a reasonable man without undiagnosed dyslexia would have acted whereas the Adams test was only "mainly" objective (Reply submissions paras. 5 and 10);
(2) the judge had wholly ignored Dr Randall's second report which was intended to fill an evidential void identified in Adams (Reply submissions, paras. 9, 11 and 22);
(3) the findings in paragraphs 36, 39, 41 and 44 were all wrong (Reply submissions paras. 21 and 27).
I will deal first with those submissions.
I cannot accept Mr Bowen's first submission. In paragraph 44 the judge made clear that he was considering the question from the point of view of a reasonable person in Mr Smith's position, in other words a reasonable person who had dyslexia. The judge concluded that such a reasonable person, on hearing from Ms Russo that he might have dyslexia and should seek assistance in dealing with it, would have done so.
". . . a reasonable person with the claimant's unaddressed dyslexia would be unlikely to have sought help or put two and two together and seen the glimmerings of a claim against the defendant . . . ." (recited in para. 31 of Lord Hoffmann's speech).
The House of Lords did not agree. Lord Hoffmann (with whom Lord Phillips of Worth Matravers and Lord Scott of Foscote agreed on this point) in para. 43 of his speech referred to Forbes v Wandsworth Health Authority [1997] QB 402 in which Stuart-Smith LJ had expressed the view that section 14(3) would fail in its purpose unless it was assumed that a reasonable victim of an injury (such as the loss of a leg) would (1) display some curiosity about why it should have happened and (2) take advice reasonably promptly. Lord Hoffmann said there was no evidence that a reasonable dyslexic would feel inhibited from discussing his difficulties with a professional such as his general practitioner whom Mr Adams had in fact been consulting about his state of stress and depression caused by his inability to read and write. His stated reason for not revealing that inability was "I didn't want to go there" (para. 26).
"In the absence of some special inhibiting factor, I should have thought that Mr Adams could reasonably have been expected to seek expert advice years ago. The congeries of symptoms . . . . which he said had been making his life miserable for years, which he knew to be rooted in his inability to read and write and about which he had sought medical advice, would have made it almost irrational not to disclose what he felt to be the root cause. If he had done so, he would no doubt have been referred to someone with expertise in dyslexia and would have discovered that it was something which might have been treated earlier."
He concluded by saying (para. 51) that there is no reason why the normal expectation that a person suffering from a significant injury will be curious about its origins should not also apply to dyslexics. He also said (para. 50) that the judge (and, by inference, the Court of Appeal) had proceeded without evidence in reaching their conclusions about "the generally inhibiting effect of untreated dyslexia".
"6.9 In the case of dyslexia, however, where a sufficient condition (low ability) is presumed on the basis of apparent expertise wielded by professionals (teachers mostly) qualified and appointed to do so, then it is reasonable for an adult to accept that condition as a satisfactory explanation until such time as another professional with equal 'power' provides an equally viable alternative."
In the substantive part of his Opinion, he says:-
"7.2 . . . . While each case and each individual will be different and it is therefore impossible to construct a general proposition valid for all undiagnosed dyslexics, I am confident that in Richard's case he was constrained from immediate or earlier investigation by his school experiences, by the conviction he was of low ability and by the very nature of the dyslexic condition. This is a characteristic he would share with the majority of people in his position. . . .
………………..
7.5 Richard Smith's awareness of dyslexia: Richard was persuaded, by the behaviour and comments of some of his teachers and the fact that he spent the vast bulk of his education in a special school for learning disabled children, to believe that the explanation for his struggle with literacy was his low ability. He recalls that they never troubled to make an assessment of his difficulties and he was deprived of teaching commensurate with his true abilities.
7.6 Her did not have sufficient reasons to challenge these opinions and would not have done unless Carys Pritchard, herself a professional of equivalent power, had not only provided a different but equally viable explanation."
His summary conclusion is:-
"This review of the behavioural and attitudinal norms pre-diagnosis of reasonable adults with dyslexia allows the formulation that Richard Smith was acting within those norms in respect of the delayed development of his understanding that presumed low ability was not, in his case, the sufficient condition of his illiteracy. As a consequence he would have been unable to develop an opinion that he required an appropriate diagnostic assessment before the circumstances arose which necessitated a change of that opinion."
Here Mr Smith has to attack the judge's exercise of his discretion. He does so by submitting that:-
(1) the judge wrongly followed the Robinson case which only applied where (a) the claimant's prospects were uncertain, (b) there was no cogent evidence of any effect on his health and employability, (c) quantum of damages would be low and (d) the trial would be protracted and expensive;
(2) the judge did not appreciate how strong the claimant's case actually was;
(3) the judge unfairly criticised Dr Randall for not having asserted and tried to prove that Hampshire had made an incompetent assessment of Mr Smith or that Hampshire had failed to make an assessment that a reasonably competent educational authority would have made. Mr Bowen said, under this head, that Hampshire had not (by their counsel) sought to make any such criticism and had, indeed, agreed that Dr Randall's reports could be read as evidence without his having to attend for cross-examination and that the judge had not given any warning that he was about to criticise Dr Randall in this way. Mr Bowen sought to adduce a third report of Dr Randall, as further evidence on the appeal, saying what he would have said if the judge's criticisms had been put to him.
"Richard was incorrectly placed long term in inappropriate special schools without the benefit of statutory assessment, statement of special educational needs, annual reviews or transition plan. He missed the last third of his primary mainstream education and all of a secondary mainstream education as a consequence and thus was deprived of the broad and balanced curriculum that a person of normal ability has a right to."
As to this the judge said that, while it was possible that Mr Smith somehow got into Cliffdale Primary, Cliffdale Secondary and then Altbridge at Knowsley without any paperwork being generated and without any review ever being carried out, that does not seem an especially likely scenario. It would indeed be very surprising and the mere absence of documentation many years later does not make it any more likely. If it is possible but unprovable that paperwork (whether in the form of the statementing envisaged by the Education Act 1981 or otherwise) did exist, it would be wrong to assume that any decision based on such paperwork must inevitably be negligent.
"It could be argued that the lack of documents negates opportunity to show that Richard's special education needs were not dealt with adequately. In my opinion, however, the severity of his condition speaks for itself – a person of average ability with no inhibitory sensory, physical or mental disability, left compulsory education . . . without functional literary and numeracy despite relatively early identification."
Even if one disregards the inappropriately adversarial tone of this paragraph, it does not seem to me to make the point that no facts could possibly exist which could justify the education authority's action. One must resist the natural temptation on any section 33 application to try the action which would take place if one disapplied the limitation period. Having considered the present evidence with all appropriate care, it is not obvious to me that the judge was wrong to say merely that the claimant had some prospects of success at trial. That is very much a matter for him rather than this court.
Lady Justice Smith:
Lord Justice May: