COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM EMPLOYMENT APPEAL TRIBUNAL
Strand, London, WC2A 2LL |
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B e f o r e :
Vice-President of the Court of Appeal (Civil Division)
LORD JUSTICE LATHAM
and
LORD JUSTICE NEUBERGER
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Michelle Alabaster |
Appellant |
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- and - |
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Barclays Bank PLC and The Secretary of State for Social Security |
First Respondent Second Respondent |
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Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Christopher Vajda QC and Rebecca Haynes (instructed by the Department for Work and Pensions) for the Second Respondent
The First Respondent did not appear
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Crown Copyright ©
Lord Justice Brooke: This is a judgment of the court.
"…an action brought under the Equal Pay Act and an action brought under Article [141] of the Treaty are not merely similar, as the United Kingdom Government maintains: their scope is identical, that is to say, they amount to one and the same form of action."
"The Court has explained that … the Member States must define a specific legal framework in the sector concerned which ensures that the national legal system complies with the provisions of the directive in question. The framework must be designed in such a way as to remove all doubt or ambiguity, not only as regards the content of the relevant national legislation and its compliance with the directive, but also as regards the authority of that legislation and its suitability as a basis for regulation of the sector…. Consequently, given that the Member State concerned is required to ensure the full and exact application of the provisions of any directive, it falls short of its obligations so long as it has not completely complied with [the directive], even if that [domestic] law has to a large extent already secured the objectives of the directive.
… Any rights conferred by [the] directive must be guaranteed full protection … Regard must be had to the Court's consistent concern to ensure that the existing national legislation leaves no doubt as to the effects of the directive upon the legal position of individuals. In the words of the Court, 'it is particularly important, in order to satisfy the requirement for legal certainty, that individuals should have the benefit of a clear and precise legal situation enabling them to ascertain the full extent of their rights and, where appropriate, to rely on them before the national courts.'"
"76. While it is therefore essential that the legal situation resulting from national implementing measures is sufficiently precise and clear to enable the individuals concerned to know the extent of their rights and obligations, it is none the less the case that, according to the very words of the third paragraph of Article 189 of the Treaty, Member States may choose the form and methods for implementing directives which best ensure the result to be achieved by the directives, and that provision shows that the transposition of a directive into national law does not necessarily require legislative action in each Member State. The Court has thus repeatedly held that it is not always necessary formally to enact the requirements of a directive in a specific express legal provision, since the general legal context may be sufficient for implementation of a directive, depending on its content. In particular, the existence of general principles of constitutional or administrative law may render superfluous transposition by specific legislative or regulatory measures provided, however, that those principles actually ensure the full application of the directive by the national authorities and that, where the relevant provision of the directive seeks to create rights for individuals, the legal situation arising from those principles is sufficiently precise and clear and that the persons concerned are put in a position to know the full extent of their rights and, where appropriate, to be able to rely on them before the national courts (see, inter alia, Case 29/84 Commission v Germany [1985] ECR 1661, paragraphs 22 and 23, and Case C-217/97 Commission v Germany, cited above, paragraphs 31 and 32)."
"41.With regard to Article 10 of the European Convention on Human Rights, referred to in the ninth and tenth questions, it must first be pointed out that, as the Court has consistently held, fundamental rights form an integral part of the general principles of law, the observance of which it ensures. For that purpose the Court draws inspiration from the constitutional traditions common to the Member States and from the guidelines supplied by international treaties for the protection of human rights on which the Member States have collaborated or of which they are signatories (see, in particular, the judgment in Case C-4/73 Nold v Commission [1974] ECR 491, paragraph 13). The European Convention on Human Rights has special significance in that respect (see in particular Case C-222/84 Johnston v Chief Constable of the Royal Ulster Constabulary [1986] ECR 1651, paragraph 18). It follows that, as the Court held in its judgment in Case C-5/88 Wachauf v Federal Republic of Germany [1989] ECR 2609, paragraph 19, the Community cannot accept measures which are incompatible with observance of the human rights thus recognized and guaranteed.
42 As the Court has held (see the judgment in Joined Cases C-60 and C-61/84 Cinéthèque v Fédération Nationale des Cinémas Français [1985] ECR 2605, paragraph 25, and the judgment in Case C-12/86 Demirel v Stadt Schwaebisch Gmund [1987] ECR 3719, paragraph 28), it has no power to examine the compatibility with the European Convention on Human Rights of national rules which do not fall within the scope of Community law. On the other hand, where such rules do fall within the scope of Community law, and reference is made to the Court for a preliminary ruling, it must provide all the criteria of interpretation needed by the national court to determine whether those rules are compatible with the fundamental rights the observance of which the Court ensures and which derive in particular from the European Convention on Human Rights."
(2) "It is unlawful for a person, in the case of a woman employed by him at an establishment in Great Britain, to discriminate against her -
(a) in the way he affords her access to opportunities for production, transfer or training, or to any other benefits, facilities or services, or by refusing or deliberately omitting to afford her access to them, or
(b) by dismissing her, or subjecting her to any other detriment.
…
(6) Subsection (2) does not apply to benefits consisting of the payment of money when the provision of those benefits is regulated by the woman's contract of employment."
"13 (1) An employer shall not make a deduction from wages of a worker employed by him unless
(a) the deduction is required or authorised to be made by notice of a statutory provision or a relevant provision of the worker's contract, or
(b) the worker has previously signified in writing his agreement or consent to the making of the deduction.
…
(3) Where the total amount of wages paid on any occasion by an employer to a worker employed by him is less than the total amount of the wages properly payable by him to the worker on that occasion (after deductions), the amount of the deficiency shall be treated for the purposes of this Part as a deduction made by the employer from the worker's wages on that occasion."
By s 27(1)(c) of the ERA, statutory maternity pay under Part XII of the SSCBA represents one of the sums payable to a worker in connection with his employment which fall within the statutory definition of "wages."
i) Time limitsa) ERA: 3 months, subject to a power to extend time where it is not reasonably practicable to present a claim within time;b) EPA: 6 months from the date of termination of employment, except in cases of "concealment" and "disability".ii) Composition of the tribunal
a) ERA: Chairman sitting alone, subject to a discretion contained in s 4(5) of the Employment Tribunals Act 1996;b) EPA: Full tribunal.iii) Interest to date of judgment
a) ERA: No interest payable from the date of the unauthorised deduction until judgment;b) EPA: interest payable from half way between the date of contravention and the date of judgment at a current rate of 6%.iv) Interest from date of judgment
a) ERA: Interest payable at judgment rate from 42 days after the relevant decision;b) EPA: Interest payable at judgment rate from the relevant decision (unless full award is paid within 14 days after that date).v) Free legal advice and legal services
a) ERA: Legal Services Commission funding not available. No assistance from the Equal Opportunities Commission ("EOC");b) EPA: Advice and assistance available from the EOC.vi) Provision for service of a statutory questionnaire
a) ERA: No provision;b) EPA: Provision under s 78 of the EPA and the Equal Pay (Questions and Replies) Order 2003, which prescribes that an adverse inference may be drawn from any failure to respond, or an evasive response.vii) Victimisation during continuing employment
a) ERA: No protection;b) EPA: Protection against discrimination (including victimisation) under SDA s 4.viii) Victimisation as a reason for dismissal
a) ERA: Dismissal of an "employee" for alleging that his/her statutory rights have been infringed, including a breach of ERA s 13, constitutes unfair dismissal;b) EPA: Dismissal of both an "employee" and a "worker" by reason of victimisation constitutes unlawful discrimination.ix) Victimisation post-dismissal
a) ERA: No protection;b) EPA: Post-employment victimisation of both "employees" and "workers" constitutes unlawful discrimination.x) Burden of proof
a) ERA: The burden is on the claimant to establish an unlawful deduction;b) The burden of showing there has been no sex discrimination passes to the respondent once a prima facie case is established.Back pay is limited to six years under both an ERA claim and an EPA claim, so that there are no differences between the two regimes in that respect.
1. Appeal allowed.
2. The Second Respondent's cross-appeal be dismissed.
3. Judgment be entered by consent, the Second Respondent to pay to the Appellant compensation in the sum of £204.53 plus interest of £65.86 pursuant to Regulation 1(2) of The Employment Tribunals (Interest on Award in Discrimination Cases) Regulations 1996.
4. The Appellant's costs of the present appeal before the Court of Appeal including the costs of the reference to the European Court of Justice be paid by the Second Respondent such costs to be the subject of detailed assessment if not agreed.