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England and Wales Court of Appeal (Civil Division) Decisions
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Barker v Saint Gobain Pipelines Plc [2004] EWCA Civ 545 (05 May 2004)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/2004/545.html
Cite as:
[2004] EWCA Civ 545
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JISCBAILII_CASES_TORT
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Neutral Citation Number: [2004] EWCA Civ
545 |
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Case No:
B3/2003/1370 |
IN THE SUPREME COURT OF JUDICATURE
COURT OF APPEAL (CIVIL
DIVISION)
ON APPEAL FROM MANCHESTER DISTRICT REGISTRY
MR JUSTICE
MOSES
OL9 90091
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Royal Courts of Justice Strand,
London, WC2A 2LL |
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5 May
2004 |
B e f o r e :
THE RIGHT HONOURABLE LORD JUSTICE KAY
THE RIGHT HONOURABLE LORD
JUSTICE KEENE
and
THE RIGHT HONOURABLE LORD JUSTICE
WALL
____________________
Between:
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SYLVIA BARKER
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Appellant
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- and -
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SAINT GOBAIN PIPELINES
PLC
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Respondent
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____________________
Mr David Allan QC (instructed by John Pickering and Partners) for
the Appellant
Mr Charles Feeny (instructed by Berrymans Lace Mawer) for the
Respondent
Hearing date: 19th February 2004
____________________
HTML VERSION OF JUDGMENT
____________________
Crown Copyright ©
Lord Justice Kay :
- In Fairchild v Glenhaven Funeral Services [2003] 1 AC 32,
the House of Lords decided that where an employee had been exposed by
different employers during different periods of employment to inhalation of
asbestos dust in breach of each employer's duty to protect him from the risk
of contracting mesothelioma and where he did contract the disease, the fact
that the medical evidence could not attribute the onset of the disease to any
particular or cumulative exposure did not prevent him from successfully
bringing a claim against any one or more of the employers provided that the
exposure for which that employer was responsible is not insignificant. This
appeal raises two matters arising from that decision. The first is an issue
expressly left open by the House of Lords because the point had not been
argued on the appeal, namely whether an employer is entitled to an
apportionment of his liability to reflect the extent of the overall exposure
for which he is responsible. The second raises issues as to the application of
the decision in a case where apart from periods of employment with others
during which exposure to asbestos dust has occurred, there have also been
periods of self-employment during which there has been such exposure.
- The appeal is an appeal against a decision of Moses
J. sitting at Manchester on 23 May 2003 by which he awarded damages to the
widow of a man who had died from mesothelioma contracted as a result of
exposure to asbestos dust. The damages awarded were £152,000 representing four
fifths of the sum agreed as the measure of damages if the claim succeeded in
full. The reduction of one fifth was based on a finding of contributory
negligence. The defendant was responsible for the liabilities of a former
employer of the deceased, who it was accepted had negligently exposed him to
asbestos dust. The appeal is brought by the Defendant contending that there
should have been no finding of any liability on its part or alternatively that
the award should have been lower reflecting an apportionment argument that had
been rejected by the judge.
The Facts
- The facts, as agreed or found by the judge, can be
related quite shortly since there is no appeal against the judge's findings of
fact. The deceased, Mr Barker, very sadly died from mesothelioma at the age of
57 on 14 June 1996. It was accepted that his condition and his death resulted
from exposure to asbestos dust.
- Between March 1960 and December 1968, he had worked
at the Shotton steelworks in Deeside for John Summers and Sons Limited. The
defendant accepts that it is responsible for discharging the liabilities of
that company. During this employment, he was exposed to asbestos dust and it
was accepted that such exposure constituted a breach of the duty owed to the
deceased as an employee and that the breach contributed to the risk that the
deceased might contract mesothelioma.
- It was further agreed that there were other periods
during the deceased's working life when he was exposed to asbestos dust. These
other relevant periods of employment were a six week period in 1958 when he
worked for a firm called Graessers Limited ("Graessers") and a period from
December 1968 to April 1989 when he was a self-employed plasterer.
- During the first of the three relevant periods of
exposure, when he was working for Graessers, throughout the six week period he
daily mixed asbestos for pipe laggers and occasionally himself lagged pipes.
The exposure was assessed as "heavy, regular, frequent and of medium
duration", which was defined by the expert evidence as more than 20 fibres per
millilitre, on a daily basis for more than an hour a day but less than half a
day.
- During the second of the periods, that in respect of
which the defendant was liable, the deceased worked as a labourer in a variety
of locations in the plant. The greatest exposure occurred during a six months'
period when he was working as a part of a pool responsible for cleaning up the
galvanising section of the works. In that area, there were four furnaces, the
insulation for which consisted in part of asbestos in the form of boards, wool
and blankets. There were regular leaks which required repair. To discover the
location of leaks in the furnaces, the insulation had to be stripped away to
provide access to the joints. Clouds of asbestos would escape and large pieces
of asbestos broke off. Dust would gather on the floor. The labourers from the
pool, of which the deceased was a part, would be required to sweep it up. This
exposure was described by the expert evidence as "heavy, regular, frequent and
of long duration".
- The third relevant period was the much longer period
of over 20 years during which he was self-employed as a plasterer. The judge
found that on three distinct occasions during this long period the deceased
had had contact with asbestos dust. In 1974, he was involved in cutting
asbestos sheets to be fixed to ceilings and to stud partitions. In
approximately 1975, he cut asbestos sheets to be fixed to ceilings. In about
the same year, he made good loose plaster and pipes lagged with asbestos. The
judge accepted that on these occasions there would have been heavy exposure
but that on each occasion it was for no more than a short period.
- In Fairchild the then medical understanding
of the etiology of mesothelioma was recorded by Lord Bingham at paragraph 7
(page 43D to E):
"It is accepted that the risk of developing a mesothelioma
increases in proportion to the quantity of asbestos dust and fibres inhaled:
the greater the quantity of dust and fibre, the greater the risk. But the
condition may be caused by a single fibre, or a few fibres, or many fibres:
medical opinion holds none of these possibilities to be more probable than
any other, and the condition once caused is not aggravated by further
exposure."
- The medical position was unchanged by the date of
the hearing of this case by Moses J.
The issues at trial
- Moses J. identified three distinct legal issues
that had to be resolved by him. He conveniently set these out in his judgment:
"10.
. Firstly, can the claimant bring the cause of the
deceased's death within the principle of the causal requirements for
establishing liability for mesothelioma caused by exposure to asbestos dust,
as explained in Fairchild -v- Glenhaven Funeral Services Limited
notwithstanding his exposure to asbestos dust whilst working as a
self-employed plasterer?
11. The defendants contend the fact of such exposure during a
period when he was self-employed has the consequence that the claimant
cannot bring the cause of the deceased's mesothelioma within the principle
in Fairchild, and for that reason the claim should fail. I shall describe
this issue as the causation issue.
12. Secondly, whether, if liability is established, the court
should apportion the liability of the defendants to reflect the fact that
the deceased was also exposed to asbestos dust which might equally have
caused mesothelioma during the period of his employment at Graessers Limited
and whilst self-employed. I shall call that issue the apportionment issue.
13. Thirdly, whether damages fall to be reduced on account of
contributory negligence, in that the deceased failed to take any precautions
when handling asbestos as a self-employed plasterer.
13a. It is important to record that this third issue is not the
same as the first. On the first issue the defendants contend that liability
cannot be established, whether the deceased was guilty of contributory
negligence or not."
- No issue arises on this appeal on the question of
contributory negligence provided liability on the part of the defendant is
established. There is an extent to which the availability of a finding of
contributory negligence has a bearing on the causation issue but save in this
context it will be unnecessary to make further reference to it.
The Causation Issue at trial
- Mr Feeny, on behalf of the defendant, argued that
the adapting of the orthodox test of causation by the House of Lords in
Fairchild was essentially based upon the premise that the claimants
were innocent victims of the negligent acts of their various employers so that
there would be a real injustice if they could not recover compensation simply
because medically it was impossible to identify which employer or employers
were responsible for the fibre or fibres that had led to the mesothelioma. He
argued that the same characterisation as an "innocent victim" could not be
said to be present in a case where one element of the overall exposure
resulted from the claimant's exposure during a period of self-employment. If
the exposure during self-employment resulted from his own fault, he was not
"innocent" and in any event he was not necessarily the "victim" of another's
wrongdoing since it was just as likely that he suffered the harm through no
fault of any employer.
- In order to make good his contention that the
claimant's status as an "innocent victim" was an essential prerequisite of the
modified test of causation, Mr Feeny drew attention to a number of passages in
Fairchild.
- At paragraph 23 (page 58C) Lord Bingham of
Cornhill said:
"The problem of attributing legal responsibility where a victim
has suffered a legal wrong but cannot show which of several possible
candidates (all in breach of duty) is the culprit who has caused him harm is
one that has vexed jurists in many parts of the world for many
years."
- At paragraphs 41 to 43 (page 70A to F), Lord
Nicholls of Birkenhead said:
"41. The present appeals are another example of such
circumstances, where good policy reasons exist for departing from the usual
threshold "but for" test of causal connection. Inhalation of asbestos dust
carries a risk of mesothelioma. That is one of the very risks from which an
employer's duty of care is intended to protect employees. Tragically, each
claimant acquired this fatal disease from wrongful exposure to asbestos dust
in the course of his employment. A former employee's inability to identify
which particular period of wrongful exposure brought about the onset of his
disease ought not, in all justice, to preclude recovery of compensation.
42. So long as it was not insignificant, each employer's
wrongful exposure of its employee to asbestos dust, and, hence, to the risk
of contracting mesothelioma, should be regarded by the law as a sufficient
degree of causal connection. This is sufficient to justify requiring the
employer to assume responsibility for causing or materially contributing to
the onset of the mesothelioma when, in the present state of medical
knowledge, no more exact causal connection is ever capable of being
established. Given the present state of medical science, this outcome may
cast responsibility on a defendant whose exposure of a claimant to the risk
of contracting the disease had in fact no causative effect. But the
unattractiveness of casting the net of responsibility as widely as this is
far outweighed by the unattractiveness of the alternative outcome.
43. I need hardly add that considerable restraint is called for
in any relaxation of the threshold "but for" test of causal connection. The
principle applied on these appeals is emphatically not intended to lead to
such a relaxation whenever a plaintiff has difficulty, perhaps
understandable difficulty, in discharging the burden of proof resting on
him. Unless closely confined in its application this principle could become
a source of injustice to defendants. There must be good reason for departing
from the normal threshold "but for" test. The reason must be sufficiently
weighty to justify depriving the defendant of the protection this test
normally and rightly affords him, and it must be plain and obvious that this
is so. Policy questions will loom large when a court has to decide whether
the difficulties of proof confronting the plaintiff justify taking this
exceptional course. It is impossible to be more specific."
- Lord Hutton at paragraph 77 (page 78F) made clear
that the arguments in that case were based on an acceptance that one or other
employer was responsible for the injury and at paragraph 116 (page 95C) he
explained why he considered that the appeal should be allowed:
"
I concluded that the breach of duty by each defendant
materially increasing the risk of the onset of mesothelioma in (the
claimants) involved a substantial contribution to the disease suffered by
them and it was for this reason that I allowed the appeals".
- Mr Feeny places particular reliance on the speech
of Lord Rodger of Earlsferry which is summarised in his conclusions at
paragraph 170 (page 119B):
"
the principle applies where the other source of the claimant's
injury is a similar wrongful act or omission of another person, but it can
apply also where, as in [McGhee v National Coal Board [1973] 1 WLR 1], the other possible source of the injury is a similar, but lawful, act or
omission of the same defendant. I reserve my opinion as to whether the
principle applies where the other possible source of injury is a similar but
lawful act or omission of someone else or a natural occurrence".
- The argument on behalf of the defendant is put
succinctly by Mr Feeny when he says "to compensate people who may have injured
themselves is to push the boundaries of tort too far". Before the
considerations that led to the modification of the general rule as to
causation in Fairchild can operate, it is necessary to establish that
the condition does result from the act or omission of some person other than
the claimant. The modification of the rule of causation only comes into play
once that fundamental hurdle has been crossed and the difficulty then arises
that it is not possible to identify which of several possible candidates
actually caused the harm. Thus where there is on the evidence an equally
likely possibility that the condition may have arisen without fault on the
part of some other party during a period of self-employment, the modified
approach to the proof of causation cannot be justified.
- On behalf of the claimant, Mr David Allan QC
argued that the distinction sought to be made on behalf of the defendant was
not one that was consistent with the approach of the House of Lords in
Fairchild. It would, he submitted, lead to the sort of injustices that
the House of Lords was not prepared to countenance and it was inconsistent
with the decision of the House of Lords in McGhee, upon which reliance
was placed in the reasoning that prevailed in Fairchild.
- He submitted that the rationale for the decision
in Fairchild was explained by Lord Bingham at paragraph 33 (page 67G):
"I am of opinion that such injustice as may be involved in
imposing liability on a duty-breaking employer in these circumstances is
heavily outweighed by the injustice of denying redress to a victim. Were the
law otherwise, an employer exposing his employee to asbestos dust could
obtain complete immunity against mesothelioma (but not asbestosis) claims by
employing only those who had previously been exposed to excessive quantities
of asbestos dust. Such a result would reflect no credit on the
law."
- At paragraph 62 (page 74E to F) Lord Hoffman said:
"In these circumstances, a rule requiring proof of a link
between the - defendants asbestos and the claimant's disease would, with the
arbitrary exception of single-employer cases, empty the duty of content. If
liability depends upon proof that the conduct of the defendant was a
necessary condition of the injury, it cannot effectively exist."
- Mr Allan acknowledged that Lord Bingham at
paragraph 2, Lord Hoffman at paragraph 61 and Lord Rodger at paragraph 170 set
out criteria to assist in determining whether the modified approach to
causation is justified but he submitted that the criteria are not in identical
terms and thus cannot be applied rigidly. This had been recognised by Lord
Bingham when he said at paragraph 34 (page 68D):
"It would be unrealistic to suppose that the principle here
affirmed will not over time be the subject of incremental and analogical
development."
- Similarly Lord Hoffman at paragraph 74 (page 77H)
said:
"That does not mean that the principle is not capable of
development and application in new situations."
- Mr Allan argued that the defendant's contention
that the Fairchild approach is only justified in the case of "innocent
victims" ignores the fact that even if any exposure during self-employment is
not negligent, the victims will still be unable to show that the condition was
not contracted as a result of the fault of some other party and hence cannot
succeed. Such a person would be an "innocent victim", who was deprived of a
remedy. Where, on the other hand, there is negligence on the part of the
claimant in taking precautions for his own protection during the periods of
self-employment, the proper solution to the problems arising comes by way of a
finding of contributory negligence under the Law Reform (Contributory
Negligence) Act 1945. Where such an issue arises, Mr Allan accepted that a
defendant could take advantage of the Fairchild approach to causation
to establish contributory negligence.
- At paragraph 43 (set out in full above), Lord
Nicholls had made clear that policy questions "loom large" when the taking of
"the exceptional course" falls to be considered. Mr Allan contended that the
defendant had failed to advance any policy consideration for placing a
claimant who has a period of relevant self-employment at such a disadvantage
to those who have been exposed only in the course of employment with others.
There was, he suggested, no good reason why the defendant should escape
liability when it was right to hold the defendants in Fairchild liable.
- Mr Allan further submitted that to adopt the
defendant's approach would be inconsistent with the approach in McGhee.
In that case part of the exposure to brick dust for which the defendant was
responsible was "innocent" in the sense that it was without any unlawful act
or omission, and part was in breach of duty. The House of Lords nonetheless
felt compelled to modify the orthodox approach to causation in those
circumstances in a way that did not distinguish between the two types of
conduct.
The Apportionment Issue at trial
- Mr Feeny's second argument was that, even if
liability was established, there ought to have been an apportionment of the
responsibility for the damage suffered to reflect his other periods of
exposure in different employment. He acknowledged that, on the medical
evidence, there was a single indivisible injury and that the normal approach
to such an injury where there were two concurrent tortfeasors was for each to
be jointly and severally liable in accordance with the principle explained by
Devlin LJ in Dingle v Associated Newspapers [1961] 2 QB 162 at pages
188 to 189 and adopted by Laws LJ in Rahman v Arearose Ltd [ 2001] QB 351 at pages 361 to 362, paragraphs 17 and 18. However, the modification of
the rule as to causation in Fairchild required a modification to the
approach to apportionment in such cases if injustice was not to result. Mr
Feeny contended that it was accepted in Fairchild that modification of
the rule as to causation would create situations in which some defendants
would have to accept liability when the defendant was not responsible in fact
for the harm suffered. When the rule is repeatedly applied in claim after
claim, the inevitable consequence is that those employers who remain available
to compensate claimants because they have not become insolvent or untraceable
with the inevitable passage of time involved in this condition will have to
shoulder a greater liability at law than their true factual responsibility for
the harm that they have caused. This, it is argued, can only be considered as
an injustice.
- Mr Feeny drew attention to the observations of
Laws LJ in Rahman at paragraph 33 (page 368A):
"Novus actus interveniens, the eggshell skull, and (in the case
of multiple torts) the concept of concurrent tortfeasors are all no more and
no less than tools or mechanisms which the law has developed to articulate
in practice the extent of any defendant's responsibility for the loss and
damage which the claimant has suffered."
He submitted that the use of any tool or mechanism has to be adapted for
the task in hand. If the court addressed the full complexities of multiple
mesothelioma litigation, then the just solution involved an apportionment as
suggested. Mr Feeny further submitted that the application of the
Fairchild principle to different factual situations would be more
straightforward if an approach based on apportionment was adopted.
- Mr Allan contended that the concession made by
leading counsel for the defendants in Fairchild that mesothelioma had
to be considered an indivisible injury was undoubtedly correctly made.
Dingle and Rahman clearly established that for such an injury
any tortfeasor who contributed to a single injury is liable for the whole
loss. In the absence of any compelling policy reason to modify this rule, it
clearly had to be applied and there is no such compelling reason. If another
tortfeasor had contributed to the risk of a claimant contracting mesothelioma,
a defendant could seek contribution under the provisions of the Civil
Liability (Contribution) Act 1978. If the victim had contributed to the
asbestos exposure by his own fault damages can be reduced on the basis of
contributory negligence.
- Mr Allan accepted that if an additional tortfeasor
can no longer be sued and if no insurer could be identified, a defendant may
be unable to obtain a contribution. However, in such circumstances there was
no compelling policy reason why the defendant should only be liable for part
of the loss. He is a tortfeasor in breach of his duty who in law is deemed to
have contributed to an injury that in this and many cases will result in
death. Mr Allan posed the question:
"Why in those circumstances should there be a special rule for
such a tortfeasor which has the effect of depriving the innocent victim who
has suffered a single devastating injury of part of his or her damages? It
is through no fault of the claimant that another tortfeasor can no longer be
sued."
- Mr Allan argued that in a case where mesothelioma
is attributable to exposure by a solvent wrongdoer and an insolvent wrongdoer,
it would be unfair to transfer the risks of insolvency from the solvent
wrongdoer to the blameless claimant.
The approach of Moses J.
- Moses J. resolved each of these issues in favour
of the claimant. Mr Allan placed reliance upon and adopted the judge's
reasoning for his conclusion on the Causation Issue. It is perhaps, therefore
helpful to set it out in detail:
"60. I should reiterate that the defendant's submission does not
depend upon any proof that the deceased was himself to blame. It seems to me
that that is a significant and necessary feature of the defendant's
argument. If the submission depended upon the fact that the deceased was
himself at fault, it would be difficult to sustain. If the deceased was at
fault, it is difficult to see why the defendant should escape liability
altogether. Justice can be met by reducing the extent of the damage in
proportion to the extent of the deceased's responsibility in accordance with
conventional principles under the Law Reform (Contributory Negligence) Act
1945.
61. It is difficult to see why, if the deceased was in part to
blame for materially adding to the risk, but only partly to blame, he should
receive no compensation whatever. If one supposes that a deceased through
his own fault was exposed to asbestos during a very short period of self-
employment, but for most of his working life suffered such exposure due to
breaches of duty on the part of a number of employers, I can discern no
justice in depriving him of compensation altogether.
62. In the case of one who has been employed throughout his
working life and exposed to asbestos dust, but who on a few occasions was
guilty of contributory negligence in failing to use protective equipment
with which, say, on one occasion he was provided, the claimant would
recover, subject to a reduction. I cannot see why the position of a claimant
should be any different because he was on occasions self- employed and to
some extent at fault, rather than employed, but to some extent at fault. On
the contrary, it seems to me that both cases are analogous. Both should be
treated in the same way, and both should be at risk not of complete loss,
but rather of a reduction of damages.
63. It was no doubt with that difficulty in mind that the
defendant's submission was developed in the way that it was, to include both
cases where a deceased was at fault and where he was not. If his submission
was confined to cases where the deceased was at fault, a comparison would
arise between a negligent self-employed worker and a negligent employee. The
defendant would not be able to demonstrate why justice could not be met by
the application of traditional principles of contributory negligence.
64. Those principles would, it was accepted, have to accommodate
the principle of causation in Fairchild. A defendant has to do no more than
establish that the deceased's own failures materially increase the risk.
65. But it is at this stage that the defendant's argument begins
to unravel. Once it is accepted that in cases where a deceased is at fault,
the rules permitting reduction of damages afford a measure of justice to a
defendant who has materially increased the risk, it is difficult to see why
justice demands that an innocent sufferer whose mesothelioma may be the
result of exposure during a period of self-employment should not be able to
recover.
66. In McGhee -v National Coal Board (1973) 1 WLR 1, the
House of Lords was faced with the stark choice of imposing liability or not,
even though the dermatitis may have been caused without any fault on the
part of the employer or depriving the employee of any redress.
67. I can identify no greater injustice in fixing an employer in
breach of duty with liability, even though the mesothelioma may have been
caused during a period of self-employment. The source of the problem is the
same in all these cases; the impossibility of attributing precise
responsibility.
68. Faced with that impossibility, the law imposes liability on
those who were responsible for materially increasing risk which later
materialised, even though others were also responsible for increasing the
risk. If one of those sharing responsibility turns out to be the deceased,
the law provides a measure, but not total relief for a defendant, by a
reduction of damages.
69. If the risk was materially increased without fault, I can
identify no just basis for affording complete relief from liability to those
who, in breach of duty, themselves increased the risk. To adopt the words of
Lord Hoffman at page 63, as between an employer who has contributed to a
period of exposure to risk and an innocent self-employed man who has
similarly contributed to a period of exposure, I regard it as inconsistent
with the policy of law to deprive that innocent self-employed person of any
redress at all in respect of the period when he was employed by an employer
in breach of duty."
- As to the Apportionment Issue, Moses J. concluded
that, in the light of Dingle and Rahman, since this was an
indivisible injury, it was not open to him to adopt the course suggested on
behalf of the defendant. In any event he would have declined the opportunity
to limit the amount of the recoverable damages by reference to the extent to
which the defendant materially increased the risk even if it was capable of
calculation. He said:
"82. It may be that only one defendant's breach of duty in fact
resulted in the mesothelioma. If mesothelioma can be caused by many fibres,
it may be that a number of the defendants are responsible.
83. In such a state of uncertainty, the concept of apportioning
blame cannot be rooted in any scientifically provable fact. For reasons of
justice and fairness, the law imposes liability on those who are responsible
for increasing the risk. It is also readily understandable that as between
defendants there should be apportionment on the sensible basis that the
greater the exposure, the greater the risk, the third of the five features
to which Lord Hoffman drew attention at paragraph 61 of his speech.
84. On the same basis, contributory negligence may lead to a
reduction, but in cases where there is no contributory negligence, I can see
no just basis for a reduction in damages merely on the basis that someone
else may have been responsible.
85. The rationale for relaxation of the orthodox rule does not,
in my view, carry with it justification for altering the traditional
liability of a concurrent tortfeasor. Indeed, the justification for the rule
as to concurrent tortfeasors as explained by Laws L.J. in Rahman,
bears a striking similarity to the justification for the rule as to
causation as explained by the House of Lords in Fairchild. If a
claimant is not to be deprived of all redress for want of proof of
causation, equally it seems to me his damages ought not, as between him and
a tortfeasor, be reduced for want of proof of causation."
Conclusions
- For my part, having reflected on the competing
arguments, I find myself in complete agreement with the approach of Moses J.
to each of these two issues. I can think of no approach to the problems that
arise in a case such as this that would achieve a more just solution if
consistently applied.
- It seems clear to me that at the very heart of the
decision in Fairchild were policy questions to determine which of two
competing arguments should prevail. Each ran an inevitable risk that there
might be some injustice to one or other of the parties. The law had to take an
objective view as to which would lead to greater injustice or potential
injustice and formulate rules accordingly.
- This was explained by Lord Bingham at paragraph 33
(page 67D to G) of Fairchild, to which reference has already been made
but it is perhaps important to set out the observations more fully:
"The crux of cases such as the present, if the appellants'
argument is upheld, is that an employer may be held liable for damage he has
not caused. The risk is the greater where all the employers potentially
liable are not before the court. This is so on the facts of each of the
three appeals before the House, and is always likely to be so given the long
latency of this condition and the likelihood that some employers potentially
liable will have gone out of business or disappeared during that period. It
can properly be said to be unjust to impose liability on a party who has not
been shown, even on a balance of probabilities, to have caused the damage
complained of. On the other hand, there is a strong policy argument in
favour of compensating those who have suffered grave harm, at the expense of
their employers who owed them a duty to protect them against that very harm
and failed to do so, when the harm can only have been caused by breach of
that duty and when science does not permit the victim accurately to
attribute, as between several employers, the precise responsibility for the
harm he has suffered. I am of opinion that such injustice as may be involved
in imposing liability on a duty-breaking employer in these circumstances is
heavily outweighed by the injustice of denying redress to a victim. Were the
law otherwise, an employer exposing his employee to asbestos dust could
obtain complete immunity against mesothelioma (but not asbestosis) claims by
employing only those who had previously been exposed to excessive quantities
of asbestos dust. Such a result would reflect no credit on the law. It seems
to me, as it did to Lord Wilberforce in McGhee (I973) 1 WLR 1, 7
that:
"the employers should be liable for an injury, squarely within
the risk which they created and that they, not the pursuer, should suffer
the consequence of the impossibility, foreseeably inherent in the nature
of his injury, of segregating the precise consequence of their
default.""
- The consideration suggested by Lord Bingham that
the employment of those who had already been exposed to asbestos by other
employers would offer a means of immunity against liability for mesothelioma
would apply equally to those whose exposure was as a result of self-employment
as to those employed by others.
- Mr Feeny pointed to a situation where 99% of the
exposure was during periods of self-employment but there was no negligence on
the part of the claimant. In such circumstances, if the period of
self-employment was not a bar to the claimant succeeding, he would recover in
full from the defendant who was only responsible for 1% of the exposure since
there would be no contributory negligence. This, he submitted, could not be
right.
- Unsurprisingly Mr Allan countered with the reverse
situation where the employer was responsible for 99% of the exposure and the
self-employment counted for only 1% with no fault on the claimant's part. For
such a claimant to recover nothing when he would have recovered in full, or at
worst to the extent of 99% if the apportionment argument succeeded if he had
been employed by a third party rather than self-employed, would be manifestly
unjust.
- Such arguments to my mind only serve to highlight
the policy element inherent in developing the law to provide the most
equitable solution to the problems inherent in a situation such as this. This
was the approach of the House of Lords in Fairchild and I believe that
it has to be the approach to the first issue in this appeal. It seems to me
inevitable that whatever solution the law finds it will always be possible to
suggest an extreme situation in which the answer may not seem to be entirely
fair to one or other party. The policy decision has to be made on the basis of
the generality looking for the fairest solution when the matter is considered
in the round.
- If that approach is adopted, then the answer given
by Moses J. seems to me to be entirely consistent with the reasoning of the
House of Lords in Fairchild and the most likely to achieve the proper
objective of the law. Where there is fault on the part of the claimant, this
will be reflected by a finding of contributory negligence. Mr Feeny suggested
that this was to confuse two distinct principles but I cannot agree with him.
In framing policy in respect of the issue being considered, it is perfectly
proper, and indeed I consider necessary, to look at all the consequences of
such a policy. If possible hardship can be ameliorated by the application of
some other principle, it is right to take that into account in the exercise.
- In the case of a person whose exposure outside his
employment with the defendant is during a period of self-employment, the
application of the Fairchild approach will give rise to no greater
degree of injustice or potential injustice to the defendant than would be the
case where the other exposure was during employment with a third party. In
contrast, exclusion of all liability because there has been a degree of
exposure during a period of self-employment, however limited that exposure,
provided it was not so insignificant as to be disregarded, would be to run the
risk of manifest unfairness to a claimant on precisely the same basis that the
House of Lords thought demanded a modified approach in the case of multiple
employment. For these reasons, I would respectfully adopt the approach of
Moses J. on this issue.
- The issue of apportionment clearly raises equally
difficult considerations. Mr Feeny has recognised that if the normal
principles are applied there will be no apportionment on the basis that this
was an indivisible injury. He argued that the modification of the causation
rules on policy grounds demands a modification of the apportionment rules to
take the altered approach into account. It seems to me that it is, therefore,
necessary to demonstrate some compelling reason to depart from the accepted
rule in the circumstances. In this respect I accept the arguments advanced by
Mr Allan. Mr Feeny is quite right in his analysis of the consequences for
those employers who remain solvent and traceable. Inevitably it follows that a
diminishing number of employers become liable for the totality of the
consequences. Looked at exclusively from a defendant's point of view, this
might suggest a different approach is needed but the rule is essentially one
for the protection of the person to whom the wrong has been done and
consideration from the claimant's angle inevitably introduces further factors.
Moses J. commented upon the "striking similarity" of the approach between the
rule as to concurrent tortfeasors as explained by Laws LJ in Rahman and
the rule of causation as explained in Fairchild. I consider that this
is the result of very similar policy considerations arising in each case. I
have, therefore, concluded that there is no sufficient justification
demonstrated to alter the normal rule against apportionment in the
circumstances of this case.
- For these reasons I would reject each of the
arguments advanced by Mr Feeny and dismiss this appeal. I would not wish,
however, to leave the case without expressing my considerable gratitude to
both Mr Feeny and to Mr Allan for the very clear, helpful and economical way
in which the case has been argued before us.
Lord Justice Keene:
- I agree. On the causation issue, emphasis has been
placed by the defendant on the fact that the present case does not meet all
the criteria identified in Fairchild for liability to arise. In
particular, it is said by Mr Feeny that it was crucial to that decision that
there had been a breach of duty owed to the claimant by someone, with the
result that there was undoubtedly a tortfeasor in existence. Reference is made
to the way the issue was described by Lord Bingham of Cornhill at paragraph
23, where he said:
"The problem of attributing legal responsibility where a victim
has suffered a legal wrong but cannot show which of several possible
candidates (all in breach of duty) is the culprit who has caused him harm is
one that has vexed jurists in many parts of the world for many
years."
If the injury may have resulted from the injured party's own actions while
self-employed, then contends Mr Feeny one does not know that anyone has been
in breach of duty owed to the injured party. There need be no tortfeasor in
existence.
- It is of course obvious that there is that factual
distinction between Fairchild and the present case. That in itself does
not indicate that Moses J. was wrong in his conclusion on this issue. As Lord
Bingham made clear at paragraph 34 of Fairchild:
"It would be unrealistic to suppose that the principle here
affirmed will not over time be the subject of incremental and analogical
development. Cases seeking to develop the principle must be decided when and
as they arise. For the present, I think it unwise to decide more than is
necessary to resolve these three appeals. "
The law of tort operates within a social context and its development must
reflect that. This court must, as Lord Justice Kay has said, have regard to
the policy considerations which underlay the decisions in Fairchild
when one comes to resolve the present issue. To deny a claimant any remedy in
a situation such as the present merely because his injury may have
resulted from his own activities is redolent of the days when contributory
negligence on the part of a claimant would operate as a complete bar to his
recovery of damages.
- Moreover, I find helpful guidance in the case of
McGhee, which was very influential in Fairchild. In
McGhee, the injury suffered may have been caused by the lawful,
non-tortious acts of the defendant. Nonetheless the defendant was held liable
because it had tortiously exposed the claimant to the risk of contracting
dermatitis, and such exposure may have led to him contracting the disease. In
other words, the injury may have been caused by something other than tortious
conduct on the part of someone. It is to be noted that this was recognized by
Lord Rodger of Earlsferry in Fairchild, where at paragraph 170 he
stated:
"
the principle applies where the other possible source of the
claimant's injury is a similar wrongful act or omission of another person
but it can also apply where, as in McGhee, the other possible source
of the injury is a similar, but lawful, act or omission of the same
defendant."
Lord Rodger went on to reserve his opinion as to whether the same approach
applied where the other possible source of injury is a similar but lawful act
or omission of someone other than the defendant or a natural occurrence. But
it seems to me that McGhee illustrates that a sufficient causal link
may exist even where it cannot be established that anyone's tortious act
caused the injury. Mr Feeny's argument that the injury must be shown to have
been the result of someone's breach of duty cannot be sustained.
- Indeed, Mr Feeny was prepared to take the
Fairchild approach beyond the facts of that case, because he recognized
the difficulty of confining the approach to those facts. He conceded in the
course of argument that if a claimant had been exposed to the risk of
mesothelioma during his employment by each of three employers in succession
but one of the three had not acted negligently, then the other two would still
be liable under the principle established in Fairchild for his
contracting the disease. That liability would arise, even though it was
possible that the injury may not have been caused by anyone's tortious
conduct.
- I conclude, therefore, on the causation issue that
there is no reason for the defendant to escape liability in cases such as the
present merely because the claimant's injury may have resulted from exposure
during the time when he was self-employed. It is not a pre-condition of
liability under the principle in Fairchild that the injury must have
been caused by someone's tortious act, so long as it is established that the
defendant in breach of its duty to the claimant exposed him to the risk of
contracting mesothelioma and that risk eventuated.
- On the issue of apportionment, I was for a time
attracted by the defendant's argument that if one is dealing with an
exceptional or novel situation, as is the position in these mesothelioma cases
in the current state of medical knowledge, then one should be prepared to
develop the law in a new direction to achieve a just result, even if it meant
departing from the concept of liability for indivisible injuries. It would
seem right that the claimant's own conduct in exposing himself to the risk of
the disease should be reflected by some mechanism, in the same way that one
tortfeasor would usually have the right to claim contribution from another
concurrent tortfeasor who has caused the same injury.
- However, on reflection I accept the argument
advanced on behalf of the claimant that there is no need to depart from the
long-established principle applicable in the case of an indivisible injury. If
apportionment were generally to be seen as appropriate in mesothelioma cases,
it would be difficult to reconcile with a defendant's right to contribution
from a concurrent tortfeasor and could lead to a situation where a claimant
would lose part of his damages if there had been an apportionment of liability
between the previous employers and one of those previous employers then became
insolvent. This simply illustrates the problems which could arise if one were
to depart from the established approach to liability for indivisible injuries.
If there has been any blameworthiness on the part of a claimant in exposing
himself to the risk of the disease, then that is something which can be
adequately and more appropriately catered for by applying the principles of
contributory negligence under the Law Reform (Contributory Negligence) Act
1945. Those principles were indeed applied in the present case.
- For these reasons, I agree that Moses J. was right
in the conclusions which he reached. I too would dismiss this appeal.
Lord Justice Wall
- I also agree