B e f o r e :
LORD PHILLIPS OF WORTH MATRAVERS, MR
LORD JUSTICE KAY
and
LORD JUSTICE DYSON
____________________
| AHSAN ULLAH
| Appellant
|
| - and -
|
|
| SPECIAL ADJUDICATOR AND BETWEEN: THI LIEN DO - and - SECRETARY OF STATE FOR THE HOME DEPARTMENT
| Respondent
Appellant
Respondent
|
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Nicholas Blake, QC and Martin Soorjoo (instructed by Thompson & Co for the Appellant Ullah)
Monica Carss-Frisk, QC and Lisa Giovannetti (instructed by The Treasury Solicitor for the Respondent)
Manjit S. Gill, QC and Christa Fielden (instructed by Sheikh & Co for the Appellant Do)
Monica Carss-Frisk, QC and Miss Kassie Smith (instructed by The Treasury Solicitor for the Respondent)
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i) Lord Phillips, MR :
This is the judgment of the Court.
ii) Introduction
- There are before the court two conjoined
appeals. Common to each is the following question. Does the Human
Rights Act 1998 ('HRA'), together with Article 9 of the European
Convention on Human Rights ('the Convention'), require this country to
give a refuge to immigrants who are prevented from freely practising,
and in particular from preaching or teaching, their religion in their
own countries? This question reflects a wider issue. To what extent
does the HRA inhibit the United Kingdom from expelling asylum seekers
who fall short of demonstrating a well-founded fear of persecution?
- Article 9 of the Convention provides:
"Freedom of Thought, Conscience and Religion
1. Everyone has the right to freedom of thought, conscience
and religion; this right includes freedom to change his religion or
belief and freedom, either alone or in community with others and in
public or private, to manifest his religion or belief, in worship,
teaching, practice and observance.
2. Freedom to manifest one's religion or beliefs shall be
subject only to such limitations as are prescribed by law and are
necessary in a democratic society in the interests of public safety,
for the protection of public order, health or morals, or for the
protection of the rights and freedoms of others."
The Facts
Mr Ullah's Appeal
- This is an appeal from a judgment of
Harrison J. dated 16 July 2002 in which he refused Mr Ullah's
application to quash the decision of an immigration adjudicator,
promulgated on 17 September 2001. The adjudicator dismissed Mr Ullah's
appeal against the Secretary of State's refusal to grant him asylum and
rejected a claim that it would be contrary to the HRA to remove him to
his home country, Pakistan. Permission to seek judicial review was
granted by Mr Jack Beatson QC, sitting as a Deputy High Court Judge on
12 April 2002. Permission was, however, restricted to a single point –
Mr Ullah's reliance on Article 9 of the Convention. Harrison J., in his
turn, gave permission to appeal 'on the basis of the importance of some
of the points involved in the case'.
- Mr Ullah is a citizen of Pakistan. He is
an active member of the Ahmadhiya faith. In particular, on 28 December
1998 he was appointed 'secretary of teaching' in order to spread the
beliefs of the Ahmadhiya faith' and thereafter carried on what he has
described as 'preaching duties' and 'preaching activities' in Pakistan.
- On 15 January Mr Ullah arrived at
Heathrow on a plane from Karachi. He entered the country on false
documents that he had purchased in Karachi. He applied for asylum two
days later. He claimed to have a well-founded fear of persecution as a
result of persecution that he had suffered as a result of practising
his faith. In particular, he alleged that he had been harassed,
intimidated and, on two occasions attacked by members of a religious
terrorist group called Khatme Nabuwait, in whose activities the local
police were complicit. On one occasion he said that he had been beaten
and left for dead. On the other occasion he said that his house was
burnt down. Faced with further death threats he fled to England.
- The Secretary of State found some aspects
of Mr Ullah's account to be implausible. He did not accept that Mr
Ullah had demonstrated that he had a well-founded fear of persecution
under the terms of the 1951 United Nations Convention relating to the
Status of Refugees ('the Refugee Convention'). He dismissed the claim
for asylum. He further concluded that Mr Ullah had not demonstrated
that he qualified for permission to remain in this country by reason of
any of the Articles of the Convention.
- Mr Ullah appealed against the Home
Secretary's decision. With the assistance of Thompson & Co,
solicitors, he filed detailed grounds of appeal. Most of these were in
terms that applied to the position of all Ahmadis in Pakistan. They
alleged that Ahmadis were subject to persistent and organised
persecution and that the Government of Pakistan failed to provide
protection to Ahmadis against religious extremists.
- We set out in Annex A to our judgment the
relevant findings of the adjudicator, Mrs Nichols, in relation to Mr
Ullah's asylum application. We set out in Annex B her findings in
relation to Mr Ullah's claim under the HRA. In summary, the adjudicator
did not find credible much of Mr Ullah's evidence and concluded that he
did not have a well-founded fear of persecution. So far as his claim
under the Convention is concerned, the adjudicator found that Articles
9, 10 and 11 of the Convention were engaged. She found that Ahmadis
were a religious minority and that if Mr Ullah returned to Pakistan he
would not enjoy the same rights as the majority. He would nonetheless
be able to practice his religion. The Articles invoked gave qualified
rights. In refusing to permit Mr Ullah to remain in this country the
Secretary of State was acting lawfully in pursuance of the legitimate
aim of immigration control. The act of removing Mr Ullah to Pakistan
was proportionate to any difficulties he might face on his return.
- On the application to Harrison J. for
judicial review, counsel for Mr Ullah submitted that the adjudicator
had been wrong to find that, by reason of Article 9(2) of the
Convention, immigration control was a legitimate aim which could
justify interference with the Article 9 rights. Counsel for the
Secretary of State challenged this assertion, but argued that the
adjudicator had erred in finding that Article 9 was engaged at all. She
submitted that, where Article 9 was invoked as a bar to removal from
the jurisdiction, it could only be engaged if the alleged violation was
'flagrant'. This it was not.
- Harrison J. accepted the submissions
made on behalf of the Secretary of State. He ruled that the alleged
violation of Article 9 was not flagrant. He further ruled that
immigration control fell within the legitimate aims that were
recognised by Article 9(2).
Miss Do's Appeal
- This is an appeal from the final
determination of the Immigration Appeal Tribunal ('the Tribunal') dated
7 January 2002. The Tribunal had upheld the decision of an immigration
adjudicator, promulgated on 5 September 2001. The adjudicator had
upheld the refusal of the Secretary of State to grant Miss Do asylum.
She also rejected a claim that it would be contrary to Articles 3 and 5
of the Convention to remove Miss Do to her home country, Vietnam. The
Tribunal considered also whether Miss Do had a case under Article 9,
and concluded that she did not. Permission to appeal to this Court was
granted by Tuckey LJ, who remarked 'the Article 9 point may be of some
importance'.
- Miss Do is a citizen of Vietnam, where
she was born in 1979. On 20 November 2000 she arrived in the United
Kingdom clandestinely and without travel documents. On 13 December 2000
she claimed asylum. The basis of her claim was that she had a
well-founded fear of persecution in Vietnam as a result of her
religious beliefs as a Catholic. The Secretary of State rejected her
claim to asylum. He remarked that when questioned she had showed
ignorance of the basic beliefs of the Catholic Church. She had never
been arrested, detained or charged by the police in Vietnam. The
Secretary of State considered whether Miss Do qualified for protection
under any of the Articles of the Convention and decided that she did
not.
- Miss Do supported her appeal to the
adjudicator with an Appeal Statement, prepared with the assistance of
Sheikh & Co, Solicitors. This included the following statements:
"It is correct that recently the Vietnamese government has
eased its control over church activities. There might be a certain
freedom of religion in Vietnam in comparison with the past, but this is
only the case for big cities. In the villages and in the countryside,
Catholic Christians are still harassed by the Vietnamese authorities.
For example in my village the Church never got permission from the
local authorities to be refurbished. The local authorities also
confiscated the building where we were teaching catechism. When I was
teaching Catholicism I was harassed by the authorities and suffered
discrimination. The police came to my house many times and took me to
the police station. In June 2001 I was taken twice to the police
station. The police told me to stop teaching Catholicism or I would be
arrested. I carried on teaching as my faith was stronger and because I
thought that they could not find out what I was doing. I did not feel
safe anywhere in Vietnam and that is why I decided to leave the
country. The communist government wants children to be raised and
taught according to Communist beliefs. Teaching Catholicism is believed
to be acting against the government. If I were to be returned to
Vietnam I could not practice my religion freely and I could not teach
Catholicism, as it is my wish. The Vietnamese authorities would
eventually arrest me and put me in prison. This happened to a lot of
Christians in Vietnam and is still happening.
….
I suffered discrimination and threat to my life in my
country of origin. If I was to be returned to Vietnam I could not
practice my religion freely and I will not be allowed to teach
Catholicism to the children, as it is my wish. Furthermore the
Vietnamese authorities are suspicious towards people coming from
abroad. I would be watched by the police even more closely. I fear for
my safety and my freedom as I could be put into prison if I am required
to return to Vietnam. I therefore request that I should be allowed to
remain in the United Kingdom as a Refugee recognised under the
convention."
- We set out in Annex C the relevant
findings of the adjudicator. In summary, the adjudicator accepted Miss
Do's evidence that she had practised the Catholic religion in Vietnam.
That evidence included the statement that Miss Do taught the Catholic
religion to children. The Adjudicator found that, as a practising
Catholic, Miss Do had suffered from discrimination and harassment, but
that this fell short of persecution or violation of the human rights
invoked by Miss Do. Miss Do could still practise her religion 'albeit
under reduced circumstances'.
- Before the Tribunal Miss Do was
represented by counsel. The Tribunal recorded her counsel's submission
that, because Miss Do's ability to teach children about the Catholic
faith was curtailed, there was a substantial interference with her
right to practice a religion of her choice. In short, but adequate,
reasons the Tribunal expressed the view that the adjudicator had
reached the correct decision for the reasons that she had given. In
relation to Article 9 the Tribunal commented that the 'reduced
circumstances' identified by the adjudicator appeared to relate to Miss
Do's suggested difficulties in teaching young children. The Tribunal
was not satisfied that these were sufficient to amount to a violation
of Miss Do's Article 9 rights.
Issues and Submissions
- Mr Gill QC, who appeared for Miss Do,
argued briefly that the treatment that she had received in Vietnam was
sufficient to cause her a well-founded fear of persecution. For reasons
that will become apparent in due course, we are in no doubt that the
adjudicator and the Tribunal were right to dismiss Miss Do's claim to
asylum under the Refugee Convention. The important issue raised by her
appeal relates to the application of Article 9 of the Human Rights
Convention. On this issue, Mr Gill's submissions were in harmony with
those of Mr Blake QC, who appeared for Mr Ullah.
'Territoriality'
- Article 1 of the Convention requires the contracting states to secure to everyone 'within their jurisdiction'
the Convention rights and freedoms. Section 6 of the HRA provides that
it is unlawful for a public authority to act in a way which is
incompatible with a Convention right. The courts of this country have
proceeded on the basis that the obligation imposed by section 6 is
subject to the same limitation as that which results from the words
that we have emphasised in Article 1 of the Convention. It applies only
in relation to persons within the jurisdiction of the United
Kingdom. So far as we are aware, this interpretation of section 6 has
never been challenged, and certainly neither Mr Blake nor Mr Gill has
challenged it in the present case. The issue that has been explored on
this appeal is the manner in which the words 'within their
jurisdiction' limit the obligations of the contracting parties to the
Convention and of public authorities under the HRA.
- Both Mr Ullah and Miss Do are within
this jurisdiction. The act of removing either will, if it takes place,
be an act of a public authority done to a person within the
jurisdiction. If the consequence of this act will be that the person
will be removed to a country where his or her Article 9 rights will not
be respected, will this infringe the Convention and the HRA? To this
question Mr Blake suggested a qualified answer. 'Yes', provided that
the restriction on religious freedom is severe. Mr Gill was
not prepared to accept such a qualification. His primary submission was
that all that Miss Do had to demonstrate was that there was 'real risk'
that, if she were removed to Vietnam, her Article 9(1) rights would be
infringed.
- For the Secretary of State Miss
Carss-Frisk QC's primary submission was that removal of a person from
this country pursuant to our immigration laws was not capable of
engaging Article 9 of the Convention. Alternatively, she submitted that
Article 9 would only be engaged, if removal would be likely to lead to
a 'flagrant' breach of the individual's Article 9 rights.
- The debate in relation to these
contentions focused both on Strasbourg and domestic jurisprudence. Each
Counsel submitted that, if the test were apprehension of 'flagrant'
violation of Article 9, his client could readily satisfy that test. We
propose first to consider the law before turning to the facts of the
individual cases.
Strasbourg jurisprudence
- The Convention was opened for signature
in November 1950. Most signatories to that Convention also subscribed
to the Refugee Convention. It is notable that Article 33(2) of the
latter Convention permitted a state to remove someone convicted of a
particularly serious crime, or constituting a danger to the community,
notwithstanding that removal would be to a country where that person's
life would be threatened. We do not believe that the signatories to the
Convention conceived that it would impact on their rights under
international law to refuse entry to or to remove aliens from their
territory.
- Our belief receives support from the
terms of the Convention itself. The right of immigration control is
recognised by Article 5.1(f) which qualifies the right to liberty by
permitting arrest or detention of a person 'to prevent his effecting an
unauthorised entry into the country or of a person against whom action
is being taken with a view to deportation or extradition'. Nowhere else
in the qualifications to those Convention rights which are not absolute
is there any reference to the right of a state to control immigration.
We do not believe that this was because this right would, or would
arguably, be covered by express limitations, such as 'the interests of
national security, public safety or the economic well being of the
country', which justify derogation from Article 8 rights. We believe
that it was because the contracting states had no intention of
restricting their rights of immigration control. The Convention was not
designed to impact on the rights of states to refuse entry to aliens or
to remove them. The Convention was designed to govern the treatment of
those living within the territorial jurisdiction of the contracting
states.
- The Convention is, however, a living
instrument. If, initially, it was not designed to impact on the right
to control immigration it has, to a degree, been interpreted by the
Strasbourg Court in a manner which does have that effect. The task of
identifying the principles which govern the application of the
Convention in this context is not an easy one.
- In cases involving expulsion or refusal of entry the Strasbourg Court has repeatedly emphasised the following principle:
'Contracting States have the right, as a matter of
well-established international law and subject to their treaty
obligations including the Convention, to control the entry, residence
and expulsion of aliens'
See, for instance, Bensaid v United Kingdom (2001) 33 EHRR 10.
As we consider the authorities, it will become apparent that the Court
does not consider that the Convention will be engaged simply because
the effect of the exercise of immigration control will be to remove an
individual to a country where the Convention rights are not fully
respected. Equally, where the Court finds that removal or refusal of
entry engages the Convention, the Court will often treat the right to
control immigration as one that outweighs, or trumps, the Convention
right.
- The first case to which we turn is, perhaps, the most significant, and we propose to analyse it at some length. In Soering v United Kingdom (1989) 11 EHRR 439
the applicant was a German national, detained in the United Kingdom
pending extradition to the United States of America to face charges of
murder in the Commonwealth of Virginia. If extradited and convicted he
would face the death penalty and the stresses and rigours associated
with prolonged detention on 'death row'. He alleged that this prospect
was so severe that extradition would violate his Article 3 right not to
be subjected to inhuman or degrading treatment or punishment. He
further contended that he would not be entitled to legal representation
in Virginia and that this meant that extradition would violate his
Article 6 rights to a fair trial.
- The United Kingdom contended that the
Convention was not engaged. An extraditing state could not be held
responsible for acts which occurred outside its territorial
jurisdiction. To surrender a fugitive criminal was not to 'subject' him
to any treatment that he might thereafter receive in the receiving
state.
- The Court made the following statement of general principle:
"86. Article 1 of the Convention, which provides that "the
high Contracting Parties shall secure to everyone within their
jurisdiction the rights and freedoms defined in Section I" sets a
limit, notably territorial, on the reach of the Convention. In
particular, the engagement undertaken by a Contracting state is
confined to 'securing' ('reconnaìtre' in the French text) the
listed rights and freedoms to persons within its own 'jurisdiction'.
Further, the Convention does not govern the actions of states not
Parties to it, nor does it purport to be a means of requiring the
contracting States to impose convention standards on other states.
Article 1 cannot be read as justifying a general principle to the
effect that, notwithstanding its extradition obligations, a Contracting
State may not surrender an individual unless satisfied that the
conditions awaiting him in the country of destination are in full
accord with each of the safe guards of the Convention."
- Despite this general principle, the
Court held that, where extradition exposes an individual to a real risk
of being subjected to inhuman or degrading treatment or punishment
proscribed by Article 3, that Article will be violated. The reasoning
of the Court appears in the following passages:
"88. Article 3 makes no provision for exceptions and no
derogation from it is permissible under Article 15 in time of war or
other national emergency. This absolute prohibition on torture and on
inhuman or degrading treatment or punishment under the terms of the
Convention shows that Article 3 enshrines one of the fundamental values
of the democratic societies making up the Council of Europe. It is also
to be found in similar terms in other international instruments such as
the 1966 International Covenant on Civil and Political Rights and the
1969 American Convention on Human Rights and is generally recognised as
an internationally accepted standard.
The question remains whether the extradition of a fugitive
to another State where he would be subjected or be likely to be
subjected to torture or to inhuman or degrading treatment or punishment
would itself engage the responsibility of a Contracting State under
Article 3.
….
It would hardly be compatible with the underlying values of
the Convention, that 'common heritage of political traditions, ideals,
freedom and the rule of law' to which the Preamble refers, were a
Contracting State knowingly to surrender a fugitive to another State
where there were substantial grounds for believing that he would be in
danger of being subjected to torture, however heinous the crime
allegedly committed. Extradition in such circumstances, while not
explicitly referred to in the brief and general wording of Article 3,
would plainly be contrary to the spirit and intendment of the Article,
and in the Court's view this inherent obligation not to extradite also
extends to cases in which the fugitive would be faced in the receiving
State by a real risk of exposure to inhuman or degrading treatment or
punishment proscribed by that Article.
….
91. In sum, the decision by a Contracting State to
extradite a fugitive may give rise to an issue under Article 3, and
hence engage the responsibility of that State under the Convention,
where substantial grounds have been shown for believing that the person
concerned, if extradited, faces a real risk of being subjected to
torture or to inhuman or degrading treatment or punishment in the
requesting country. The establishment of such responsibility inevitably
involves an assessment of conditions in the requesting country against
the standards of Article 3 of the Convention. Nonetheless, there is no
question of adjudicating on or establishing the responsibility of the
receiving country, whether under general international law, under the
Convention or otherwise. In so far as any liability under the
Convention is or may be incurred, it is liability incurred by the
extraditing Contracting State by reason of its having taken action
which has as a direct consequence the exposure of an individual to
proscribed ill-treatment."
- It is often said that the effect of the
passages that we have quoted is to give to Article 3 'extra-territorial
effect'. This phrase is not wholly apposite. The act which infringes
Article 3 is the act of extradition which takes place within the
jurisdiction in relation to an individual who is within the
jurisdiction. But the act of removal does not itself constitute inhuman
treatment. It is the foreseeable consequences of the act which the
Court held engaged Article 3. It seems to us that this reasoning
involved a significant extension of the ambit of the Convention. Had Mr
Soering been extradited, tried and acquitted by the Virginia Court we
do not find it easy to see how Article 3 would have been infringed. The
principle applied by the Court appears to have been that it is a breach
of the Convention to take action in relation to someone within the
jurisdiction which carries with it the real risk that it will expose
that person to infringement of his Article 3 rights outside the
jurisdiction.
- Such a principle is readily
intelligible. What is less easy to see is why it should not be applied
to any Convention right. Yet we think that Miss Carss-Frisk was plainly
right to submit that the approach of the Court in Soering was exceptional. What is the basis of the exception and what are its parameters? In considering the application in 15 Foreign Students v United Kingdom (1977) 9 DR 185 the Commission declined to extend the approach in Soering
to a complaint that removal would deprive the applicants of the right
to education under Article 2 of the First Protocol. The Commission held
that the applicants' complaints could not be compared with complaints
under Article 3 which 'concerns alleged violations of human rights of a
particularly serious nature' – paragraph 6.
- Some passages in Soering itself
lend support to the thesis that the basis of the exception is the
severity of the foreseeable consequences of extradition. Apart from the
passages which we have already cited, we would draw attention to the
manner in which the Court dealt with the application under Article 6:
"113. The right to a fair trial in criminal proceedings, as
embodied in Article 6, holds a prominent place in a democratic society.
The Court does not exclude that an issue might exceptionally be raised
under Article 6 by an extradition decision in circumstances where the
fugitive has suffered or risks suffering a flagrant denial of a fair
trial in the requesting country. However, the facts of the present case
do not disclose such a risk.
Accordingly, no issue arises under Article 6(3)© in this respect."
- The possibility that expulsion to Iran might infringe Article 6 if this involved a flagrant risk of deprivation of a fair trial was recognised by the Commission in Aspichi Dehwari v Netherlands (2000) 29 EHRR CD 74 at paragraph 86, citing Soering. The 'flagrancy' test in Soering was also cited 'mutatis mutandis' by the Court in Drodz and Janousek v France and Spain (1992) 14 EHRR 745 at paragraph 110. It held that Article 5 might be engaged
by imprisoning an individual within the jurisdiction pursuant to
conviction in a trial outside the jurisdiction 'if it emerges that the
conviction is the result of a flagrant denial of justice'.
- These decisions are, as we understand
it, the basis of Miss Carss-Frisk's submission that, if Article 9 is
engaged, this can only be on the basis that removal will involve a risk
of a flagrant breach of Article 9 in the receiving state. Her primary
submission is, however, that expulsion can only engage a Convention
right where, as in the case of Article 3, the right is absolute.
- Before leaving Soering we should
draw attention to two passages in which the Court suggested that the
importance of extradition fell to be weighed in the balance when
deciding whether the treatment to be anticipated in the receiving state
was sufficiently severe to engage Article 3. In paragraph 86 the Court
endorsed the submission of the United Kingdom that the beneficial
purpose of extradition in preventing fugitive offenders from evading
justice cannot be ignored in determining the scope of application of
the Convention and of Article 3 in particular.
- The Court reverted to this theme at paragraph 89:
"What amounts to 'inhuman or degrading treatment or
punishment' depends on all the circumstances of the case. Furthermore,
inherent in the whole of the Convention is a search for a fair balance
between the demands of the general interest of the community and the
requirements of the protection of the individual's fundamental rights.
As movement about the world becomes easier and crime takes on a larger
international dimension, it is increasingly in the interest of all
nations that suspected offenders who flee abroad should be brought to
justice. Conversely, the establishment of safe havens for fugitives
would not only result in danger for the State obliged to harbour the
protected person but also tend to undermine the foundations of
extradition. These considerations must also be included among the
factors to be taken into account in the interpretation and application
of the notions of inhuman and degrading treatment or punishment in
extradition cases."
- In Chahal v United Kingdom (1996) 23 EHRR 413
the Court considered whether deportation of a Sikh separatist leader to
India would violate Article 3. The United Kingdom argued that, if he
remained in this country he would be a threat to national security, so
that the Convention posed no bar to his deportation, even if he would
be at risk of torture, inhuman or degrading treatment in India. The
threat to national security fell to be balanced against the risk of
ill-treatment. The Court rejected this argument, holding that the
national interests of the state could not be invoked to override the
interests of the individual where substantial grounds had been shown
for believing that he would be subjected to ill-treatment if expelled.
- The Court continued:
"79. Article 3 enshrines one of the most fundamental values
of democratic society. The Court is well aware of the immense
difficulties faced by States in modern times in protecting their
communities from terrorist violence. However, even in these
circumstances, the Convention prohibits in absolute terms torture or
inhuman or degrading treatment or punishment, irrespective of the
victim's conduct. Unlike most of the substantive clauses of the
Convention and of Protocols Nos. 1 and 4, Article 3 makes no provision
for exceptions and no derogation from it is permissible under Article
15 even in the event of a public emergency threatening the life of the
nation.
The prohibition provided by Article 3 against ill-treatment
is equally absolute in expulsion cases. Thus, whenever substantial
grounds have been shown for believing that an individual would face a
real risk of being subjected to treatment contrary to Article 3 if
removed to another State, the responsibility of the Contracting State
to safeguard him or her against such treatment is engaged in the event
of expulsion. In these circumstances, the activities of the individual
in question, however undesirable or dangerous, cannot be a material
consideration. The protection afforded by Article 3 is thus wider than
that provided by Articles 32 and 33 of the United Nations 1951
Convention on the Status of Refugees.
Paragraph 88 of the Court's above-mentioned Soering
judgment, which concerned extradition to the United States, clearly and
forcefully expresses the above view. It should not be inferred from the
Court's remarks concerning the risk of undermining the foundations of
extradition, as set out in paragraph 89 of the same judgment, that
there is any room for balancing the risk of ill-treatment against the
reasons for expulsion in determining whether a State's responsibility
under Article 3 is engaged."
- We find it hard to reconcile this passage with paragraph 89 of the Court's judgment in Soering.
It seems to us that the Court was resiling from that paragraph. Clayton
and Tomlinson observe at 8.15 of their work on the Law of Human Rights
that Article 3 provides protection 'only against the most serious
ill-treatment'. If the risk of such treatment is to prevail absolutely
over the right of a state to extradite a criminal pursuant to a treaty,
or to deport an alien who is a threat to national security, then it
seems to us that the ill-treatment in question must necessarily be
serious. In Tyrer v United Kingdom (1978) 2 EHRR 1
the Court held that three strokes with a birch constituted degrading
punishment for a 15 year old boy which violated Article 3, having
regard to the particular circumstances in which it was administered. We
find it hard to accept that the risk of such treatment could suffice to
override the right of a state to deport an alien guilty of a serious
crime. It seems to us that the Court had reason in Soering for
concluding that the interest in an effective system of extradition was
a relevant factor when considering the severity of ill-treatment in the
receiving state that would preclude the extradition of a suspected
criminal.
- As we read Soering and Chahal,
the underlying rationale for the application of the Convention to the
act of expulsion is that it is an affront to fundamental humanitarian
principles to remove an individual to a country where there is a real
risk of serious ill-treatment, even though such ill-treatment may not
satisfy the criteria of persecution under the Refugee Convention.
Article 3 provides the test of such treatment. The issue then arises of
whether this rationale extends to preventing removal of aliens where
there is a real risk that the receiving country will treat them in a
way that infringes other Articles, and in particular Article 9.
- While in Soering the Court recognised that expulsion might engage Article 6, we know of no case where the Court has held that it has done so.
- There is a line of Strasbourg authority
that suggests that where an individual is removed, or, having landed,
is denied entry, with the specific motive of preventing the enjoyment
of a Convention right such as, for instance, a right protected by
Article 9 or 10, the right in question will be engaged – see the cases
cited in R (Farrakhan) v Home Secretary [2002] 3 WLR 481 and
the discussion of these at paragraphs 52 to 56. That situation has,
however, no relevance in the present context.
- Article 8 has been quite often invoked
in support of a submission that an immigration restriction infringes
the Convention. We believe, however, that it has only successfully been
invoked where removal or refusal of entry has impacted on the enjoyment
of family life of those already established within the jurisdiction.
The Strasbourg cases in this field were reviewed by the Master of the
Rolls in R (Mahmoud) v Home Secretary [2001] 1 WLR 840 at paragraphs 43 to 55.
- In the leading case of Abdulaziz, Cabales and Balkandali v United Kingdom (1985) 7 EHRR 471
applicants living within this jurisdiction complained that their
Article 8 rights were infringed because their husbands were not
permitted entry in order to join them. The United Kingdom argued that
neither Article 8, nor any other Article of the Convention applied to
immigration control. In rejecting this argument the Court remarked that
the applicants were not the husbands but the wives and that they were
not complaining of being refused leave to enter or remain in the United
Kingdom, but as persons lawfully settled in the country of being
deprived or threatened with deprivation of the company of their
spouses.
- In Abdulaziz, as in all similar
Article 8 cases, the Court has been astute to recognise the right under
international law of a state to control immigration into its territory.
This right has been weighed against the degree of interference with the
enjoyment of family life caused by the immigration restriction often ,
as we see it, not because this served a legitimate aim under Article
8(2) but because it acted as a free-standing restriction on the Article
8 right.
- A recent case in which Article 8 was invoked as a bar to expulsion was Bensaid v United Kingdom (2001)
33 EHRR 205. The applicant was a schizophrenic, faced, as an illegal
immigrant, with removal to Algeria. He claimed that the proposed move
would deprive him of essential medical treatment and sever ties that he
had developed in England that were essential to his well-being. He
claimed that his Article 3 and Article 8 rights would be infringed and
his complaint focused, in part, on the treatment that he would receive,
or fail to receive, in Algeria. The Court held that his case under
Article 3 was not made out. It went on to deal with his Article 8
claim:
"46. Not every act or measure which adversely affects moral
or physical integrity will interfere with the right to respect to
private life guaranteed by Article 8. However, the court's case-law
does not exclude that treatment which does not reach the severity of
Article 3 treatment may nonetheless breach Article 8 in its private
life aspect where there are sufficiently adverse effects on physical
and moral integrity.
47. Private life is a broad term not susceptible to
exhaustive definition. The Court has already held that elements such as
gender, identification, name and sexual orientation and sexual life are
important elements of the personal sphere protected by Article 8.
Mental health must also be regarded as a crucial part of private life
associated with the aspect of moral integrity. Article 8 protects a
right to identity and personal development, and the right to establish
and develop relationships with other human beings and the outside
world. The preservation of mental stability is in that context an
indispensable precondition to effective enjoyment of the right to
respect for private life.
48. Turning to the present case, the Court recalls that it
has found above that the risk of damage to the applicant's health from
return to his country of origin as based on largely hypothetical
factors and that it was not substantiated that he would suffer inhuman
and degrading treatment. Nor in the circumstances has it been
established that his moral integrity would be substantially affected to
a degree falling within the scope of Article 8 of the convention. Even
assuming that the dislocation caused to the applicant by removal from
the United Kingdom where he has lived for the last eleven years was to
be considered by itself as affecting his private life, in the context
of the relationships and support framework which he enjoyed there, the
Court considers that such interference may be regarded as complying
with the requirements of the second paragraph of Article 8, namely as a
measure "in accordance with the law", pursuing the aims of the
protection of the economic well-being of the country and the prevention
of disorder and crime, as well as being "necessary in a democratic
society" for those aims."
- Part of the reasoning of the Court
suggests that the treatment that a deportee is at risk of experiencing
in the receiving state might so severely interfere with his Article 8
rights as to render his deportation contrary to the Convention. The
more significant Article 8 factor was, however, the disruption of
private life within this country. There is a difference in principle
between the situation where Article 8 rights are engaged in whole or in
part because of the effect of removal in disrupting an individual's
established enjoyment of those rights within this jurisdiction and the
situation where Article 8 rights are alleged to be engaged solely on
the ground of the treatment that the individual is likely to be
subjected to in the receiving state. In Bensaid the Court
considered that the right to control immigration constituted a valid
ground under Article 8(2) for derogating from the Article 8 rights of
the applicant in that case.
- We shall now set out our conclusions in
relation to the Strasbourg jurisprudence that deals with the
apprehended treatment of a deportee in the receiving state. The
application of Article 3 in expulsion cases is an extension of the
scope of the Convention and one that is at odds with the principle of
territoriality expressed in Article 1. That extension has occurred
because the Convention is a living instrument. The extension no doubt
reflects the fact that it would affront the humanitarian principles
that underlie the Convention and the Refugee Convention for a state to
remove an individual to a country where he or she is foreseeably at
real risk of being seriously ill-treated. To date, with the possible
exception of Bensaid, the application of this extension has
been restricted to Article 3 cases. To apply the principle to other
Articles where the apprehended treatment would fall short of that
covered by Article 3 would be likely to constitute a further extension.
While the Strasbourg Court has contemplated the possibility of such a
step, it has not yet taken it. The obligations in sections 3 and 6 of
the HRA do not require this court to take that further step. We turn
now to consider the approach that has been taken by the English courts.
The domestic jurisprudence
- The possibility that an immigration
decision may engage the Convention is recognised by section 65 and
77(3) of the Immigration and Asylum Act 1999. The latter sub-section
provides:
"In considering-
(a) any ground mentioned in section 69, or
(b) any question relating to the appellant's rights under Article 3 of the Human Rights Convention,
the appellate authority may take into account any evidence
which it considers to be relevant to the appeal (including evidence
about matters arising after the date on which the decision appealed
against was taken)."
This demonstrates that Parliament has accepted that immigration
decisions can engage Article 3 of the Convention. It also demonstrates
that Parliament has not accepted that immigration decisions can engage
other articles of the Convention. We do not consider that it
demonstrates that Parliament has accepted that immigration decisions cannot engage other articles of the Convention - see the discussion in S & K considered in paragraph 58 below.
- Secretary of State v Z, [2002]
EWCA 952 was an appeal from a decision of the Immigration Appeal
Tribunal which had ruled unlawful the removal of the respondent to
Zimbabwe. It was common ground that the decision of the Tribunal in the
case of Z could not stand. The appeal in Z was heard with two others
that raised similar issues. Each involved an application by a man who
claimed to be a homosexual. Apart from claims to asylum under the
Refugee Convention, each claimed that removal to Zimbabwe would violate
both Article 3 and Article 8 of the Convention. This was because in
Zimbabwe 'living the sort of sexual life which he would wish to live
has been subjected to various social and statutory inhibitions'.
Schiemann LJ with whose judgment the other two members of the court
agreed, did not have to do more than consider whether it was arguable
that Article 3 or Article 8 was engaged. So far as Article 3 was
concerned, he held:
"Circumstances can undoubtedly exist in which the treatment
which awaits a claimant in a destination state is of a severity which
would cause a State to be in breach of a claimant's Article 3 rights if
it expelled him to that destination state. I would not rule out the
possibility that amongst those circumstances might be treatment which
was aimed at a particular sexual group. However, I do not consider that
the mere existence of a law in the destination State prohibiting
particular types of sexual conduct in private amongst adults has the
automatic result that an expelling State which wishes to expel a person
who wishes to indulge in that type of sexual conduct is breaching his
rights under Article 3."
- So far as Article 8 is concerned,
Schiemann LJ concluded that the question was fact specific and should
not be decided in the abstract. In the case of both Z and A the matter
was remitted to the Tribunal. Schiemann LJ clearly considered that it
was possible that Article 8 was engaged by the decision to remove each
of them, but we do not consider that his judgment is conclusive of this
question.
- In R (Holub and another) v Secretary of State for the Home Department [2001] 1 WLR 1369
the Court of Appeal had to consider a claim that the removal of a
schoolgirl to Poland would interfere with her right to education under
Article 2 of the First Protocol to the Convention. In giving the
judgment of the Court, Tuckey LJ made this observation:
"We are not bound to follow the decisions of the European
Court of Human Rights but simply to take them into account.
Nevertheless the jurisprudence of the court does point clearly to the
fact that rights which are not absolute, such as the right to
education, are not engaged where a state is exercising legitimate
immigration control. Accordingly we think Mr Pleming's submissions on
this issue are right. A child's right to education whilst it is in the
United Kingdom does not carry with it the right to stay here. The
Secretary of State has obviously to take account of any educational
difficulties which it is alleged the child will suffer if returned to
the country of origin as part of the compassionate grounds for granting
exceptional leave to remain, but is not obliged to take a view as to
whether the child's Article 2 right will be infringed there. However,
in the spirit of restraint to which we have referred, we do not think
it is necessary to decide this point authoritatively in this case, in
view of our decision on the other issues to which we now turn."
He went on to consider whether Article 2 was infringed and held that it was not.
- In R (Ahmadi) v Secretary of State for the Home Department [2002]
EWHC 1897 Scott Baker J. had to consider the issue of whether removal
to Germany of a family of refugees from Afghanistan was contrary to the
Convention. Germany was the country responsible for entertaining their
application for asylum under the Dublin Convention. They claimed,
however, that removal to Germany would infringe Articles 3, 8 and 14 of
the Convention. The evidence relied upon in the case of Mrs Ahmadi
sought to demonstrate that the contrast between the family's living
conditions in this country and in Germany would damage her fragile
mental health and, thus, infringe her Article 8 rights. Reliance was
placed on, among other matters, evidence that, in the words of her
consultant psychiatrist:
"She has been allowed to develop a social network that has
helped to support her" … "she has now been in the UK long enough to
develop a positive and supportive social network" … "I do believe that
if returned she will deteriorate markedly if only because of the loss
of her social network."
- No issue was raised as to whether, in
principle, Article 8 could be engaged. The issue was simply as to
whether, on the facts, the claim under the Convention was 'manifestly
unfounded'. The Judge decided that in the case of Mrs Ahmadi it was not
- there was a case to go before the adjudicator.
- So far as the children were concerned,
greater emphasis appears to have been placed on the effect on them of
the conditions in Germany, and the Judge expressly held that this was
material. He held that, in considering the Article 8 claim, it was
necessary to 'look at this family as a whole' and ruled that the
children also had an arguable case under Article 8.
- It remains to consider three starred appeals to the Tribunal. The first, Secretary of State v Kacaj, (date
notified – 19 July 2001), was reversed by the Court of Appeal on the
facts, but without comment on the Tribunal's analysis of the law. The
applicant claimed asylum under the Refugee Convention and the right to
remain on the ground that return to her native country of Albania would
infringe Articles 3, 4 and 8 of the Convention. The Secretary of State
contended that only Article 3 was capable of being engaged by an
immigration decision, relying in part on the observation of this Court
in Holub that we have quoted above. In the judgment of the Tribunal, Collins J. analysed the position as follows:
"25. With great respect to the Court of Appeal, we are not
persuaded that the rights are not engaged in immigration cases. That in
our view is contrary to Soering. The true analysis is that,
although the rights may be engaged, legitimate immigration control will
almost certainly mean that derogation from the rights will be proper
and will not be disproportionate. There may be exceptions, as the
reference in Soering to flagrant breaches of Article 6
indicate. This is because the court has recognised that a country is
entitled, "as a matter of well-established international law and
subject to their treaty obligations including the Convention, to
control the entry, residence and expulsion of aliens". (See Hilal v United Kingdom E.Ct.HR 6 March 2001 at Paragraph 59). In Salazar v Sweden (E.Comm HR 7 March 1996) the Commission observed:
'In the field of immigration Contracting States enjoy a
wide margin of appreciation in determining the steps to be taken to
ensure compliance with the Convention with due regard to the needs and
resources of the community and of individuals'.
Among other cases, it cites Abdulaziz v United Kingdom (1985) 7 EHRR 471,
which concerned an alleged breach of Article 8 in the refusal to permit
the applicant to join his family in the United Kingdom. The court
decided that Article 8 could apply where immigration control was being
enforced but that in the circumstances of that case there was no breach.
26. We therefore see no reason to exclude the possible
application of any relevant Article (save, perhaps Article 2 if the
reasoning in Dehwari is to be followed) in deportation cases,
but it will be virtually impossible for an applicant to establish that
control on immigration was disproportionate to any breach. In
particular, if Article 3 is not established, it is difficult to see how
Article 8 could be if, as in this instant case, the alleged breach will
occur in the receiving State when the applicant is removed. In the
context of this case, the adjudicator was in error in concluding that
Article 4 could not be relied on because it did not, as he put it, have
extra-territorial effect. That definition is misleading since there is
no question of extra-territorial effect in the true sense of that word
since the breach, if any, will have occurred within the jurisdiction by
the decision to remove which will have the effect of exposing the
individual to whatever violation of his human rights is in issue. We
have used the word as a convenient label for the argument, but, for the
reasons given, we reject the argument."
- Shortly after this decision, the appeal in Devaseelan v The Secretary of State for the Home Department [2002] UKIAT 00702
(date notified – 13 March 2002) was heard by a Tribunal presided over
by Mr Ockleton. The appellant, a Tamil, contended that removal to Sri
Lanka would infringe his rights under Articles 3, 5, 6 and 8 of the
Convention. The Tribunal ruled out any danger of infringement of
Article 3 and 8 on the facts. So far as the alleged engagement of
Articles 5 and 6 were concerned, the Tribunal said this:
"It is clear that the Court does not attempt to impose the
duties of the convention on States that are not party to it. It is also
clear that the fact that a person may be treated in a manner that
would, in a signatory State, be a breach of the convention does not of
itself render his expulsion to another country unlawful, unless either the breach will be of Article 3, or
the consequences of return will be so extreme a breach of another
Article that the returning State, as one of its obligations under the
convention, is obliged to have regard to them. Following the
jurisprudence on Articles 5 and 6, this consequence will only arise if
the situation in the receiving country is that there will be a flagrant
denial or gross violation of the rights secured by the convention. For
this reason we have not needed to consider in this determination the
precise implications of Article 5 and 6 within signatory States.
The reason why flagrant denial or gross violation is to be
taken into account is that it is only in such a case - where the right
will be completely denied or nullified in the destination country -
that it can be said that removal will breach the treaty obligations of
the signatory State however those obligations might be interpreted or
whatever might be said by or on behalf of the destination State."
- In Secretary of State for the Home Department and S & K [2002] UKIAT 05613
(Date notified 3 December 2002) the Tribunal presided over by Collins
J. considered, among other issues, the effect of the HRA on the
proposed removal to Croatia of a number of ethnic Serbs. The Tribunal
made the following comments in relation to section 77 of the
Immigration and Asylum Act 1999:
"Section 6 of the Human Rights Act 1998 requires the
appellate authority as a public authority (see s.6(3)(a)) to act in a
way which is compatible with a Convention right. This obligation does
not apply if 'as a result of one or more provisions of primary
legislation, the authority could not have acted differently' s.6(2)(a).
Section 3 of the 1998 Act requires us to read and give effect to
legislation so far as possible in a way which is compatible with the
Convention rights. To make a determination which upholds a decision to
return in breach of human rights could, subject to the impact of
primary legislation, breach section 6. It is important to note the
language of and relationship between s.77(3) and (4). In s.77(3) a
distinction is drawn between a 'ground mentioned in s.69' and a
question relating to rights under Article 3. S.77(4) refers to
consideration of 'any other ground' not to consideration of other
questions arising. The differences in wording must be taken to have
been deliberate. We are well aware that the Home Office view was (and
the argument has been raised by Mr. Wilken in his skeleton but not
developed because of our decision in Kacaj) that only Article 3
could be relied on in removal cases. It is therefore not surprising
that Parliament should have wanted to leave the matter open,
particularly in the light of indications in Soering v United Kingdom (1989) 11 EHRR 439
that Article 6 certainly might be relied on in such cases. Parliament
no doubt recognised the absurdities and contradictions of its
'one-stop' policy which would arise otherwise and it is incidentally to
be noted that the matter is put beyond doubt in the 2002 Act which has
just been passed.
In our judgment s.77(4) does not in appeals concerned with
potential removals from the United Kingdom prevent consideration of any
question relating to an appellant's rights under any Article of the
Human Rights Convention as at the date of hearing."
- The two decisions of the Court of
Appeal that we have cited are inconclusive on the question of whether
an expulsion decision can engage Articles other than Article 3 on the
ground of the treatment to be anticipated in the receiving state. In Ahmadi no issue was raised as to whether on the facts, which bore similarities to those in Bensaid,
Article 8 was capable of being engaged. The decisions of the Tribunal
accept that other Articles can be engaged in principle, although, in Devaseelan, only where a flagrant violation is anticipated. In Kacaj
Collins J. considered that the right to control immigration would
almost inevitably outweigh any interference with a Convention right
other than one arising under Article 3. These decisions are not binding
on this Court. There is no domestic authority which requires us to hold
that where an alien is removed to a country where his right to practice
his religion is inhibited, Article 9 will, or can, be engaged.
Article 9
- Both Mr Blake and Mr Gill urged the
importance of Article 9 rights. They submitted that they were
'fundamental' or 'core' rights under the Convention. In support of this
submission they referred us to the following statement of principle by
the Court in Kokkinakis v Greece (1993) 17 EHRR 397:
"31. As enshrined in Article 9, freedom of thought,
conscience and religion is one of the foundations of a 'democratic
society' within the meaning of the Convention. It is, in its religious
dimension, one of the most vital elements that go to make up the
identity of believers and of their conception of life, but it is also a
precious asset for atheists, agnostics, sceptics and the unconcerned.
The pluralism indissociable from a democratic society, which has been
dearly won over the centuries, depends on it.
While religious freedom is primarily a matter of individual conscience, it also implies, inter alia,
freedom to 'manifest [one's] religion'. Bearing witness in words and
deeds is bound up with the existence of religious convictions.
According to Article 9, freedom to manifest one's religion
is not only exercisable in community with others, 'in public' and
within the circle of those whose faith one shares, but can also be
asserted 'alone' and 'in private'; furthermore, it includes in
principle the right to try to convince one's neighbour, for example
through 'teaching', failing which, moreover, 'freedom to change [one's]
religion or belief', enshrined in Article 9, would be likely to remain
a dead letter."
- Counsel emphasised that Article 9
rights are, to a degree, absolute. It is only the freedom to manifest
one's religion or beliefs that can, in pursuance of the prescribed
aims, be limited. They referred us to page 109 of Professor Hathaway's
work on the Law of Refugee Status. There the author identifies 'basic
and inalienable rights' and comments: 'the failure to ensure these
rights in any circumstances is…appropriately considered to be
tantamount to persecution'. The rights identified include 'freedom of
thought, conscience and religion'.
- We recognise that ill-treatment of a
member of a religious minority is capable of amounting to persecution
under the Refugee Convention or to infringement of Article 3 rights –
see, for instance, Iftikhar Ahmed v Secretary of State for the Home Department [2000] INLR 1.
Mr Ullah's contention that his case fell into this category did not
succeed and is not the subject of this appeal. We have yet to explain
why Miss Do's claim under the Refugee Convention is not made out. What
we are currently considering is, in effect, a submission that the HRA
and the Convention require this country to grant asylum to anyone who
can demonstrate that his freedom to practice his religion is not
respected in his home country, though Mr Blake adds the proviso that
the interference with that freedom must be 'severe'.
- Mr Blake accepted that the Strasbourg
Court has not gone this far. He submitted, however, that this Court
should take the lead in recognising that removal in the interests of
immigration control can engage Article 9. In our judgment there are
compelling reasons why this Court should not do so. The Refugee
Convention and Article 3 of the Convention already cater for the more
severe categories of ill-treatment on the ground of religion. The
extension of grounds for asylum that Mr Blake and Mr Gill seek to
establish would open the door to claims to enter this country by a
potentially very large new category of asylum seeker. It is not for the
Court to take such a step. It is for the executive, or for Parliament,
to decide whether to offer refuge in this country to persons who are
not in a position to claim this under the Refugee Convention, or the
Human Rights Convention as currently applied by the Strasbourg Court.
There may be strong humanitarian grounds for offering refuge in this
country to individuals whose human rights are not respected in their
own country, and it is open to the Secretary of State to grant
exceptional leave to remain where he concludes that the facts justify
this course. There are, however, practical and political considerations
which weigh against any general extension of the grounds upon which
refuge may be sought in this country. It is not for the courts to make
that extension.
- For these reasons we hold that a
removal decision to a country that does not respect Article 9 rights
will not infringe the HRA where the nature of the interference with the
right to practice religion that is anticipated in the receiving state
falls short of Article 3 ill-treatment. It may be that this does not
differ greatly, in effect, from holding that interference with the
right to practice religion in such circumstances will not result in the
engagement of the Convention unless the interference is 'flagrant'.
Other Articles
- This appeal is concerned with Article
9. Our reasoning has, however, wider implications. Where the Convention
is invoked on the sole ground of the treatment to which an alien,
refused the right to enter or remain, is likely to be subjected by the
receiving state, and that treatment is not sufficiently severe to
engage Article 3, the English court is not required to recognise that
any other Article of the Convention is, or may be, engaged. Where such
treatment falls outside Article 3, there may be cases which justify the
grant of exceptional leave to remain on humanitarian grounds. The
decision of the Secretary of State in such cases will be subject to the
ordinary principles of judicial review but not to the constraints of
the Convention.
- Our conclusion renders it unnecessary
to consider further the facts of Mr Ullah's case, for it has already
been determined that these do not engage Article 3. We would simply
observe that most of the matters urged by Mr Blake in relation to the
facts applied to all Ahmadis in Pakistan. Mr Ullah's special position
as a preacher added little to his case in the light of the
adjudicator's finding that his preaching 'did not result in any serious
problems for him'. In Miss Do's case, her claim under the Refugee
Convention as well as her claim under Article 3 remain to be
considered, in addition to her claim under Article 9. We turn to the
facts of her case.
Miss Do's appeal
- Miss Do's more extreme allegations of
harassment and arrest by the police were not accepted. Before the
Tribunal it was submitted on her behalf that the adjudicator's finding
that Miss Do could only practice her religion 'under reduced
circumstances' was enough to make good her case. This was because this
constituted an infringement of a 'basic' or 'first category' right from
which there could be no derogation. The grounds of appeal to this court
focussed largely on the allegation that Miss Do would have to curtail
that part of her religious activities which consisted of teaching her
faith to children if she returned to Vietnam. It was submitted that
this was an inhibition on her core right to practice her religion,
which infringed Article 9(1) and could not be justified under Article
9(2). If apprehension of a 'flagrant' violation of her right was the
correct test, then that test was satisfied.
- The evidence does not indicate that
there is a total embargo on teaching the Catholic faith in Vietnam. It
does establish that, if Miss Do wishes to continue to do this, she may
have to move from her home to a different part of the country. Such
inhibition as this might place on her right to practice her religion
falls far short of persecution under the Refugee Convention or
ill-treatment that violates Article 3 of the Convention. There is
evidence of other restrictions on the practice of Catholicism as a
minority religion in Vietnam, but these are applicable to all of that
minority, which has the sizeable total of some 8 million. Mr Gill was
wise not to press these points. That part of Miss Do's case was not,
and could not be, made out.
- Miss Do's case based on Article 9 fails
in consequence of our finding that Article 9 is not engaged by her
proposed removal. We wish, however, to draw attention to a paradox in
her case which struck us from the outset. Insofar as she was prevented
from teaching Christianity to children in Vietnam, she did nothing to
improve her position by coming to this country. Had she been an English
missionary and had the Vietnamese authorities deported her to this
country, she would have had a stronger case of interference with her
right to teach Catholicism than that which she advances. We put this
paradox to Mr Gill at the start of the hearing. It was not one which
appeared to have occurred to those instructing him. They at once set
about enquiring whether there was an answer to it. If it transpired
that Miss Do had a burning desire to proselytize the Catholic faith no
matter where she found herself the paradox would be shown to be
illusory. This proved not to be the case. Miss Do has been in this
country about two years. She attends Mass at a church in Tottenham
every Sunday. She asked the assistant priest whether she could help in
any way with the parish's teaching of young children. He declined on
the basis that her English was not good enough for her to be of any
real use to him. She did not persist in attempting to teach, although
she provided the assistant priest with some general assistance in the
parish. This picture is at odds with the suggestion that Miss Do came
to England in order to be able to continue to teach her faith. The
paradox remains.
- We do not see that the 'reduced
circumstances' under which Miss Do was practising her faith in Vietnam
differ significantly from those encountered by the other 8 million
Catholics in that country. This merely underlines the implications that
would follow were it correct that the decision to remove her to Vietnam
engaged Article 9 of the Convention.
- As it is, for the reasons that we have given, the appeals of both Mr Ullah and Miss Do must be dismissed.
ANNEX A
"35. In summary therefore I find that although the appellant's
family may well have been subjected to general harassment and verbal
abuse in recent years, perhaps because it has become known in the
community the appellant preaches, there is no credible evidence that he
has in fact suffered from serious incidents of violence which the
police have been unwilling to investigate. The appellant and his family
remained living in Karachi during the whole of this period. The
appellant's family are still living in Karachi and do not appear to be
experiencing any serious problems, although I accept that his children
may continue to be abused at school. His father lives in Karachi as
does his wife's family and there is no evidence that they suffer any
particular problems. The appellant has never been subjected to any
state investigation as a result of his preaching; he has never been
arrested nor detained for any reason at all. He claims to have been a
successful business man, even to the extent of being able to restart a
business in Karachi with no apparent difficulty and yet he produces no
evidence about his business activities. He had no problems at all until
the age of 42 and has been able to carry on his faith all of his life
without serious hinderance. This evidence must be viewed against the
background evidence of serious discrimination against some followers of
the Ahmadi faith in their work and daily lives and serious interference
in their ability to follow and practise their faith. There is no
credible evidence that this has been the position in relation to this
appellant. Having regard to the evidence in totality, I have come to
the conclusion that the appellant has come to the United Kingdom for
reasons other than the need to seek international protection."
"36. The appellant has therefore not established that he has in fact
been persecuted in the past on account of his faith and neither has he
established that he would face a serious risk of persecution, in his
particular circumstances, if he returns to Pakistan now. I see no
reason why the appellant cannot return to Karachi to his wife and
children where on his own account it is open to him to continue his
business activities and, importantly, in his case, the evidence
strongly supports the finding that he will be able to carry on his
faith as before, as his family appear to do so currently. Even
accepting that he began to preach in 1998, for the reasons I have
already given, I do not find that in his case that did result in any
serious problems for him. He is an ordinary member of the Ahmadiyya
faith; he has not come to the attention of the authorities on account
of his faith; has no credible evidence that he has been targeted by
religious extremists for that reason and no evidence on which to
properly conclude that he would face such problems in the future.
ANNEX B
"In relation to Articles 9 10 and 11 (Freedom of Thought, Conscience
and Religion and Expression and Freedom of Assembly and Association) it
is clear from the background evidence that the ability of Ahmadis to
exercise their free rights under these Articles are constrained by the
law and by societal attitudes towards them and that state action is
generally ineffective. In relation to the appellant however, these
rights do have to be regarded in the context of the evidence before me,
which as I have said, has led to my finding that he has not personally
experienced to any serious degree some of the problems which are faced
by many Ahmadis in Pakistan. I have referred to the background evidence
included in the appellant's bundle and to two further fairly recent
reports in late 2000 from Amnesty International concerning the stepping
up of campaigns against minorities in the country. The background
evidence also supports the conclusion that the government continues to
express its opposition to discrimination against religious minorities
although, I accept, that this may just be words as opposed to action. I
have concluded that in the context of these Articles, that is that they
enshrine an individual's right to express his beliefs in public or
private and to manifest his beliefs in worship, teaching practice and
observance and to share ideas and information concerning his or her
opinions and also to have the freedom of peaceful assembly, that
returning the appellant to Pakistan where those rights are curtailed,
does engage those articles under the Convention in the appellant's
case. These articles are qualified articles and I must therefore
consider whether or not the UK government's action in returning the
appellant would be in breach of those articles by a reference to a
three stage test, that is, whether or not the respondent's action is in
accordance with the law; whether it pursues a legitimate aim and
whether or not it is proportionate in relation to the prospective
breach. It is my finding that the respondent's action is in accordance
with the law in that he has made his decisions in accordance with
immigration legislation and the decisions he has made comply with
statutory requirements. I also find that the respondent is pursuing a
legitimate aim, that is immigration control which is a state's right.
The appellant will be returned to a society where he is regarded as a
religious minority and he is not afforded the same rights as the
majority. Nevertheless, for the reasons I have already given in his
particular circumstances, that has not prevented him from carrying on
his faith nor has it prevented his family. He has been preaching since
1998 and the authorities have taken no action against him. He has been
a life long Ahmadi, he was born into an Ahmadi family and neither he
nor his family appear to have suffered any direct discrimination from
the State. He has been successful in business; his children have been
educated and apart from incidents of verbal abuse in the streets and
minor violence there is no credible evidence of any serious problems.
His family remain in Karachi and there is no evidence that they are
experiencing any real difficulties. I have therefore come to the
conclusion that the UK government's action in seeking to remove the
appellant to Pakistan in pursuance of the need for proper immigration
control, and in the light of my findings in this case, will not breach
the appellant's right under these articles as that action is
proportionate to any difficulties the appellant may face as a result of
his faith on return to Pakistan."
ANNEX C
14. The respondent refused the claim saying that he did not believe
that the appellant was a Roman Catholic. This was based on the fact
that the appellant appeared to have little knowledge of Roman
Catholicism and her replies to technical questions were inadequate.
That evidence has now been rebutted in three ways. The first way is the
fact that a lot of the evidence was simply based on mistranslation. I
can say from my own experience at the hearing that this is a problem.
Clearly the Vietnamese interpreters available in this country are all
Buddhist with little or no knowledge of Christian terminology. They
were unable to translate what she was saying either in interview or at
the hearing. For this reason I put little weight on some of the
answers. Further the appellant has now produced two important pieces of
evidence that strongly support her claim. The first is the photographic
evidence. And clear evidence that the appellant was given first Holy
Communion in the Catholic Church and confirmed into that Church. I find
that unassailable evidence of her membership of the Catholic Church.
Finally her evidence is supported by the Vietnamese Priest being the
Reverend Simon Thag Duc Nguyen who submitted a witness statement. That
witness statement indicates that the appellant is a strong supporter of
the Catholic faith and her lack of knowledge of Catholic tenets would
be expected from someone brought up in Vietnam under the repressive
regime which did not allow good religious instruction. On that basis I
accept that the appellant has proved to the necessary standard that she
was a member of the Catholic Church and that she practised the Catholic
religion in Vietnam.
15. The appellant has also claimed that she found it difficult to
practice her religion because of the attitude of the authorities in
Vietnam. I have described above the ways in which she said she was
disadvantaged. I have considered that evidence in the light of the
objective evidence. The objective evidence does show that there are
problems with certain religions. Up until recently religions were
banned but that has been changed and the constitution now provides for
freedom of worship. However the US State Department Report says:
'Government regulations control religious hierarchies and organised
religious activities in part because the Community Party fears that
organised religion may weaken its authority and influence.'
The Report also says:
'Many of these restrictive powers lie principally with provincial
city peoples committees and local treatment of religious persons varied
widely …. In other areas such as the north-west provinces local
officials allowed believers a little discretion in practising their
faith. In general religious groups face difficulties in obtaining
teaching materials, expanding training facilities, publishing religious
materials, and expanding the clergy in training in response to the
increased demand from the congregation.'
In those circumstances the appellant's evidence of difficulties in
following her faith and discrimination are supported by the evidence
and I accept the same.
16. The appellant has also belatedly claimed that the police had
questioned her and taken her to the station on a number of occasions.
Although I have generally accepted the appellant's evidence I do not
accept this evidence. This evidence is in direct contradiction to her
original interview and statement. Her statement never mentioned any
question of a problem with the police. The statement was detailed and
such an omission seems to me surprising, to say the least, if it were
true. Further in interview she very specifically said that she had
never been arrested although she did say that there were difficulties
with the police over the religion. However, that reference was only to
discriminatory steps being taken. I therefore find it highly suspicious
that suddenly just before the hearing, and after the criticism of her
claim in the refusal letter relating to lack of arrests, she adds a
claim that she has been harassed by the police and taken to the police
station. Further I cannot understand the distinction she is trying to
make between being arrested and being invited to go to the police
station and being taken there. The evidence itself was contradictory as
to whether she ever went to a police station or not. I simply believe
that this is an embellishment to the claim and I do not accept the
appellant's evidence in that regard at all.
….
18. I have considered the objective evidence in the light of the
arguments before me. I do not find that the objective evidence supports
the appellant's claim. The CIPU Report, the US State Department
Religious Freedom Report and the US State Department Report all
indicate that Roman Catholicism is a recognised religion by the
government of Vietnam. Although there certainly is some discrimination
against religious practices and efforts to minimise their effect, there
is absolutely no evidence that persons are actually persecuted.
Certainly there is no evidence of widespread arrests. There is evidence
of arrests of certain political and religious dissidents but the
objective evidence makes it clear that those religious dissidents are
not Roman Catholic. There are some Buddhists, Protestants and something
called a Hoa Hoa Sect which have been targeted. However, there is no
evidence at all that Roman Catholics are at risk of persecution. The
sort of behaviour the appellant specified in her statement is
discrimination. It has does not affect her basic rights. She can still
practice her religion albeit under reduced circumstances and her rights
to earning a living, physical safety and her right to shelter is not
compromised. In those circumstances such disadvantages as she does
suffer because of her faith do not cross the line from discrimination
to persecution. For all these reasons therefore I find that the
appellant has not proved to the necessary standard that she is likely
to be persecuted or arrested if she were returned to Vietnam because of
her religion. I therefore dismiss the asylum appeal.